Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 3 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 15, 2026 Filed Jan 15, 2026 16:36 UTC |
Weber Clifford JohnTrustee
|
PurchaseCommon Shares of Beneficial Interest | 1,000 | $6.00 | $6,000.00 |
DisclosureSEC source: 0001714360-26-000002 · primary_doc.xml · nonDerivative · entry 1 Weber Clifford John · CIK 0001714360 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,300 Read SEC document |
| January 15, 2026 Filed Jan 15, 2026 19:42 UTC |
Clough Charles JRPerson Affiliated w/ Inv. Adv.
|
PurchaseCommon shares of beneficial interest | 35,000 | $6.01 | $210,350.00 |
DisclosureSEC source: 0001299903-26-000001 · primary_doc.xml · nonDerivative · entry 1 Clough Charles JR · CIK 0001299903 · Person Affiliated w/ Inv. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 394,244.8229 Read SEC document |
| January 14, 2026 Filed Jan 14, 2026 20:01 UTC |
DiGravio Karen AnnTrustee
|
PurchaseCommon Shares of Beneficial Interest | 213 | $5.98 | $1,273.74 |
DisclosureSEC source: 0001714698-26-000003 · primary_doc.xml · nonDerivative · entry 1 DiGravio Karen Ann · CIK 0001714698 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| September 05, 2025 Filed Sep 5, 2025 15:59 UTC |
Clough Charles JRPerson Affiliated w/ Inv. Adv.
|
PurchaseCommon shares of beneficial interest | 8,800 | $5.62 | $49,455.12 |
DisclosureSEC source: 0001299406-25-000003 · primary_doc.xml · nonDerivative · entry 1 Clough Charles JR · CIK 0001299903 · Person Affiliated w/ Inv. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,244.8229 Read SEC document |
| August 13, 2025 Filed Aug 13, 2025 12:51 UTC |
Weber Clifford JohnTrustee
|
PurchaseCommon Shares of Beneficial Interest | 2,300 | $5.53 | $12,719.00 |
DisclosureSEC source: 0001714360-25-000002 · primary_doc.xml · nonDerivative · entry 1 Weber Clifford John · CIK 0001714360 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,300 Read SEC document |
| May 02, 2024 Filed May 6, 2024 14:40 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon shares of beneficial interest | 50,000 | $4.94 | $247,000.00 |
DisclosureSEC source: 0001299406-24-000006 · primary_doc.xml · nonDerivative · entry 1 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350,444.8229 Read SEC document |
| March 20, 2024 Filed Mar 20, 2024 17:48 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon shares of beneficial interest | 20,000 | $5.01 | $100,200.00 |
DisclosureSEC source: 0001299406-24-000004 · primary_doc.xml · nonDerivative · entry 1 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,444.8229 Read SEC document |
| February 12, 2024 Filed Feb 13, 2024 16:53 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon shares of beneficial interest | 20,000 | $5.04 | $100,782.00 |
DisclosureSEC source: 0001299406-24-000002 · primary_doc.xml · nonDerivative · entry 1 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,444.8229 Read SEC document |
| August 09, 2023 Filed Aug 9, 2023 15:46 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon shares of beneficial interest | 15,000 | $5.04 | $75,600.00 |
DisclosureSEC source: 0001299406-23-000014 · primary_doc.xml · nonDerivative · entry 1 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,444.8229 Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 15:42 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon shares of beneficial interest | 10,000 | $4.95 | $49,500.00 |
DisclosureSEC source: 0001299406-23-000012 · primary_doc.xml · nonDerivative · entry 2 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 255,444.8229 Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 15:42 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon shares of beneficial interest | 10,000 | $4.93 | $49,300.00 |
DisclosureSEC source: 0001299406-23-000012 · primary_doc.xml · nonDerivative · entry 1 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,444.8229 Read SEC document |
| May 10, 2023 Filed May 11, 2023 13:40 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv
|
PurchaseCommon Shares of Beneficial Interest | 10,000 | $4.75 | $47,462.00 |
DisclosureSEC source: 0001299406-23-000010 · primary_doc.xml · nonDerivative · entry 1 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,444.8229 Read SEC document |
| May 08, 2023 Filed May 10, 2023 13:47 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon Shares of Beneficial Interest | 10,000 | $4.81 | $48,095.00 |
DisclosureSEC source: 0001299406-23-000008 · primary_doc.xml · nonDerivative · entry 1 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,444.8229 Read SEC document |
| May 05, 2023 Filed May 9, 2023 14:19 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon Shares of Beneficial Interest | 5,000 | $4.78 | $23,901.50 |
DisclosureSEC source: 0001299406-23-000006 · primary_doc.xml · nonDerivative · entry 1 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,444.8229 Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 17:22 UTC |
Clough Capital Partners, L.P.Investment Adviser to Fund
|
PurchaseCommon shares of beneficial interest | 38,200 | $5.05 | $192,910.00 |
DisclosureSEC source: 0001299406-23-000003 · primary_doc.xml · nonDerivative · entry 2 Clough Capital Partners, L.P. · CIK 0001299406 · Investment Adviser to Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,834 Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 17:22 UTC |
Clough Capital Partners, L.P.Investment Adviser to Fund
|
PurchaseCommon shares of beneficial interest | 4,800 | $5.04 | $24,192.00 |
DisclosureSEC source: 0001299406-23-000003 · primary_doc.xml · nonDerivative · entry 1 Clough Capital Partners, L.P. · CIK 0001299406 · Investment Adviser to Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,634 Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:36 UTC |
Hearle Michael JasonPerson affiliated with Adviser
|
PurchaseCommon shares of beneficial interest | 600 | $5.00 | $2,997.00 |
DisclosureSEC source: 0001299406-23-000002 · primary_doc.xml · nonDerivative · entry 4 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,048 Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:36 UTC |
Hearle Michael JasonPerson affiliated with Adviser
|
PurchaseCommon shares of beneficial interest | 5,400 | $5.00 | $27,000.00 |
DisclosureSEC source: 0001299406-23-000002 · primary_doc.xml · nonDerivative · entry 3 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,448 Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:36 UTC |
Hearle Michael JasonPerson affiliated with Adviser
|
PurchaseCommon shares of beneficial interest | 10,000 | $5.00 | $50,000.00 |
DisclosureSEC source: 0001299406-23-000002 · primary_doc.xml · nonDerivative · entry 2 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,048 Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:36 UTC |
Hearle Michael JasonPerson affiliated with Adviser
|
PurchaseCommon shares of beneficial interest | 2,000 | $5.00 | $9,999.80 |
DisclosureSEC source: 0001299406-23-000002 · primary_doc.xml · nonDerivative · entry 1 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,048 Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:05 UTC |
McNally Kevin JosephTrustee
|
PurchaseCommon shares of beneficial interest | 1,000 | $5.00 | $4,995.00 |
DisclosureSEC source: 0001299406-23-000001 · primary_doc.xml · nonDerivative · entry 1 McNally Kevin Joseph · CIK 0001704637 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 22:24 UTC |
McNally Kevin JosephTrustee
|
PurchaseCommon shares of beneficial interest | 3,134 | $12.64 | $39,620.65 |
DisclosureSEC source: 0001299406-21-000021 · primary_doc.xml · nonDerivative · entry 1 McNally Kevin Joseph · CIK 0001704637 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:58 UTC |
Hearle Michael JasonPerson affiliated w/ Inv. Adv.
|
OtherSubscription Rights (right to buy) · Derivative | 6,748 | $11.59 Strike: $11.59 | $78,209.32 |
DisclosureSEC source: 0001299406-21-000018 · primary_doc.xml · derivative · entry 2 Hearle Michael Jason · CIK 0001793355 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares of beneficial interest · 6,748 shares Expires 2021-06-22 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:58 UTC |
Hearle Michael JasonPerson affiliated w/ Inv. Adv.
|
OtherCommon shares of beneficial interest | 6,748 | $11.59 | $78,209.32 |
DisclosureSEC source: 0001299406-21-000018 · primary_doc.xml · nonDerivative · entry 1 Hearle Michael Jason · CIK 0001793355 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,048 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:34 UTC |
McNally Kevin JosephTrustee
|
OtherSubscription Rights · Derivative | 4,034 | $11.59 Strike: $11.59 | $46,754.06 |
DisclosureSEC source: 0001299406-21-000015 · primary_doc.xml · derivative · entry 2 McNally Kevin Joseph · CIK 0001704637 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares of beneficial interest · 4,034 shares Expires 2021-06-22 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:34 UTC |
McNally Kevin JosephTrustee
|
OtherCommon shares of beneficial interest | 4,034 | $11.59 | $46,754.06 |
DisclosureSEC source: 0001299406-21-000015 · primary_doc.xml · nonDerivative · entry 1 McNally Kevin Joseph · CIK 0001704637 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,134 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:05 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
OtherSubscription Rights (right to buy) · Derivative | 6,000 | $11.59 Strike: $11.59 | $69,540.00 |
DisclosureSEC source: 0001299406-21-000012 · primary_doc.xml · derivative · entry 4 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 0 Underlying: Common shares of beneficial interest · 6,000 shares Expires 2021-06-22 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:05 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
OtherSubscription Rights (right to buy) · Derivative | 50,577 | $11.59 Strike: $11.59 | $586,187.43 |
DisclosureSEC source: 0001299406-21-000012 · primary_doc.xml · derivative · entry 3 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares of beneficial interest · 50,577 shares Expires 2021-06-22 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:05 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
OtherCommon shares of beneficial interest | 6,000 | $11.59 | $69,540.00 |
DisclosureSEC source: 0001299406-21-000012 · primary_doc.xml · nonDerivative · entry 2 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 24,000 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:05 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
OtherCommon shares of beneficial interest | 50,577 | $11.59 | $586,187.43 |
DisclosureSEC source: 0001299406-21-000012 · primary_doc.xml · nonDerivative · entry 1 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,444.8229 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 14:33 UTC |
Clough Capital Partners, L.P.Investment Adviser to Fund
|
OtherSubscription Rights (right to buy) · Derivative | 36,834 | $11.59 Strike: $11.59 | $426,906.06 |
DisclosureSEC source: 0001299406-21-000009 · primary_doc.xml · derivative · entry 2 Clough Capital Partners, L.P. · CIK 0001299406 · Investment Adviser to Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares of beneficial interest · 36,834 shares Expires 2021-06-22 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 14:33 UTC |
Clough Capital Partners, L.P.Investment Adviser to Fund
|
OtherCommon shares of beneficial interest | 36,834 | $11.59 | $426,906.06 |
DisclosureSEC source: 0001299406-21-000009 · primary_doc.xml · nonDerivative · entry 1 Clough Capital Partners, L.P. · CIK 0001299406 · Investment Adviser to Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,834 Read SEC document |
| May 25, 2021 Filed May 28, 2021 15:47 UTC |
Versaci Vincent WTrustee
|
PurchaseCommon Shares of Beneficial Interest | 150 | $12.15 | $1,822.50 |
DisclosureSEC source: 0001572465-21-000002 · primary_doc.xml · nonDerivative · entry 1 Versaci Vincent W · CIK 0001572465 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150 Read SEC document |
| May 21, 2021 Filed May 24, 2021 15:15 UTC |
McNally Kevin JosephTrustee
|
PurchaseCommon shares of beneficial interest | 100 | $12.77 | $1,277.00 |
DisclosureSEC source: 0001299406-21-000006 · primary_doc.xml · nonDerivative · entry 1 McNally Kevin Joseph · CIK 0001704637 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| May 21, 2021 Filed May 24, 2021 15:07 UTC |
Hearle Michael JasonPerson affiliated with Inv Adv
|
PurchaseCommon shares of beneficial interest | 100 | $12.80 | $1,280.00 |
DisclosureSEC source: 0001299406-21-000005 · primary_doc.xml · nonDerivative · entry 3 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,300 Read SEC document |
| May 21, 2021 Filed May 24, 2021 15:07 UTC |
Hearle Michael JasonPerson affiliated with Inv Adv
|
PurchaseCommon shares of beneficial interest | 100 | $12.79 | $1,279.22 |
DisclosureSEC source: 0001299406-21-000005 · primary_doc.xml · nonDerivative · entry 2 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,200 Read SEC document |
| May 21, 2021 Filed May 24, 2021 15:07 UTC |
Hearle Michael JasonPerson affiliated with Inv Adv
|
PurchaseCommon shares of beneficial interest | 100 | $12.76 | $1,275.50 |
DisclosureSEC source: 0001299406-21-000005 · primary_doc.xml · nonDerivative · entry 1 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,100 Read SEC document |
| August 27, 2020 Filed Aug 27, 2020 20:00 UTC |
Clough Capital Partners, L.P.Investment Advisor of Fund
|
PurchaseCommon shares of beneficial interest | 1,000 | $9.59 | $9,590.00 |
DisclosureSEC source: 0001299406-20-000003 · primary_doc.xml · nonDerivative · entry 3 Clough Capital Partners, L.P. · CIK 0001299406 · Investment Advisor of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 20:00 UTC |
Clough Capital Partners, L.P.Investment Advisor of Fund
|
PurchaseCommon shares of beneficial interest | 100 | $9.59 | $958.50 |
DisclosureSEC source: 0001299406-20-000003 · primary_doc.xml · nonDerivative · entry 2 Clough Capital Partners, L.P. · CIK 0001299406 · Investment Advisor of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,000 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 20:00 UTC |
Clough Capital Partners, L.P.Investment Advisor of Fund
|
PurchaseCommon shares of beneficial interest | 68,900 | $9.59 | $660,751.00 |
DisclosureSEC source: 0001299406-20-000003 · primary_doc.xml · nonDerivative · entry 1 Clough Capital Partners, L.P. · CIK 0001299406 · Investment Advisor of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,900 Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 11:08 UTC |
DiGravio Karen AnnTrustee
|
GrantCommon Shares of Beneficial Interest | 1,280 | $9.33 | $11,941.12 |
DisclosureSEC source: 0001714698-19-000001 · primary_doc.xml · nonDerivative · entry 1 DiGravio Karen Ann · CIK 0001714698 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,280 Read SEC document |
| November 22, 2019 Filed Apr 15, 2020 12:49 UTC Amendment |
DiGravio Karen AnnTrustee
|
PurchaseCommon Shares of Beneficial Interest | 1,280 | $9.33 | $11,941.12 |
DisclosureSEC source: 0001714698-20-000001 · primary_doc.xml · nonDerivative · entry 1 DiGravio Karen Ann · CIK 0001714698 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,280 Read SEC document |
| May 03, 2017 Filed May 4, 2017 18:40 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon Shares of Beneficial Interrest | 3,200 | $10.63 | $34,016.00 |
DisclosureSEC source: 0001299406-17-000005 · primary_doc.xml · nonDerivative · entry 12 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,474.3161 Read SEC document |
| May 03, 2017 Filed May 4, 2017 18:40 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon Shares of Beneficial Interest | 1,100 | $10.62 | $11,682.00 |
DisclosureSEC source: 0001299406-17-000005 · primary_doc.xml · nonDerivative · entry 11 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,274.3161 Read SEC document |
| May 03, 2017 Filed May 4, 2017 18:40 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon Shares of Beneficial Interest | 100 | $10.62 | $1,061.50 |
DisclosureSEC source: 0001299406-17-000005 · primary_doc.xml · nonDerivative · entry 10 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,174.3161 Read SEC document |
| May 03, 2017 Filed May 4, 2017 18:40 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon Shares of Beneficial Interest | 1,300 | $10.63 | $13,812.50 |
DisclosureSEC source: 0001299406-17-000005 · primary_doc.xml · nonDerivative · entry 9 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,074.3161 Read SEC document |
| May 03, 2017 Filed May 4, 2017 18:40 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon Shares of Beneficial Interest | 300 | $10.60 | $3,180.00 |
DisclosureSEC source: 0001299406-17-000005 · primary_doc.xml · nonDerivative · entry 7 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,574.3161 Read SEC document |
| May 03, 2017 Filed May 4, 2017 18:40 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon Shares of Beneficial Interest | 200 | $10.61 | $2,121.00 |
DisclosureSEC source: 0001299406-17-000005 · primary_doc.xml · nonDerivative · entry 6 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,274.3161 Read SEC document |
| May 02, 2017 Filed May 3, 2017 14:18 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 600 | $10.61 | $6,366.00 |
DisclosureSEC source: 0001510281-17-000083 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 7,379,266 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| May 02, 2017 Filed May 4, 2017 18:40 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon Shares of Beneficial Interest | 1,200 | $10.61 | $12,732.00 |
DisclosureSEC source: 0001299406-17-000005 · primary_doc.xml · nonDerivative · entry 8 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,774.3161 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.