Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 2 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 14, 2026 Filed Jan 14, 2026 19:55 UTC |
DiGravio Karen AnnTrustee
|
PurchaseCommon Shares of Beneficial Interest | 124 | $6.24 | $773.76 |
DisclosureSEC source: 0001714698-26-000001 · primary_doc.xml · nonDerivative · entry 1 DiGravio Karen Ann · CIK 0001714698 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| January 14, 2026 Filed Jan 15, 2026 19:10 UTC |
McNally Kevin JosephTrustee
|
PurchaseCommon Shares of Beneficial Interest | 1,000 | $6.24 | $6,240.00 |
DisclosureSEC source: 0001704637-26-000003 · primary_doc.xml · nonDerivative · entry 1 McNally Kevin Joseph · CIK 0001704637 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| November 19, 2024 Filed Nov 20, 2024 20:12 UTC |
Clough Charles JRPerson Affiliated w/ Inv. Adv.
|
PurchaseCommon shares of beneficial interest | 280 | $5.73 | $1,603.00 |
DisclosureSEC source: 0001299406-24-000009 · primary_doc.xml · nonDerivative · entry 2 Clough Charles JR · CIK 0001299903 · Person Affiliated w/ Inv. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,739.496 Read SEC document |
| November 19, 2024 Filed Nov 20, 2024 20:12 UTC |
Clough Charles JRPerson Affiliated w/ Inv. Adv.
|
PurchaseCommon shares of beneficial interest | 275 | $5.72 | $1,573.28 |
DisclosureSEC source: 0001299406-24-000009 · primary_doc.xml · nonDerivative · entry 1 Clough Charles JR · CIK 0001299903 · Person Affiliated w/ Inv. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,019.496 Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 12:32 UTC |
Clough Capital Partners, L.P.Investment Adviser to Fund
|
PurchaseCommon shares of beneficial interest | 5,224 | $6.25 | $32,650.00 |
DisclosureSEC source: 0001299406-23-000005 · primary_doc.xml · nonDerivative · entry 2 Clough Capital Partners, L.P. · CIK 0001299406 · Investment Adviser to Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,634 Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 12:32 UTC |
Clough Capital Partners, L.P.Investment Adviser to Fund
|
PurchaseCommon shares of beneficial interest | 1,176 | $6.24 | $7,338.24 |
DisclosureSEC source: 0001299406-23-000005 · primary_doc.xml · nonDerivative · entry 1 Clough Capital Partners, L.P. · CIK 0001299406 · Investment Adviser to Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,410 Read SEC document |
| March 28, 2022 Filed Mar 29, 2022 19:09 UTC |
Crescenzi Adam DTrustee
|
SaleCommon Shares of Beneficial Ownership | 756 | $9.02 | $6,819.12 |
DisclosureSEC source: 0001299267-22-000001 · primary_doc.xml · nonDerivative · entry 1 Crescenzi Adam D · CIK 0001299267 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 22:14 UTC |
McNally Kevin JosephTrustee
|
PurchaseCommon shares of beneficial interest | 4,807 | $11.81 | $56,746.64 |
DisclosureSEC source: 0001299406-21-000019 · primary_doc.xml · nonDerivative · entry 2 McNally Kevin Joseph · CIK 0001704637 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 22:14 UTC |
McNally Kevin JosephTrustee
|
PurchaseCommon shares of beneficial interest | 900 | $11.70 | $10,530.00 |
DisclosureSEC source: 0001299406-21-000019 · primary_doc.xml · nonDerivative · entry 1 McNally Kevin Joseph · CIK 0001704637 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,807 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 14:47 UTC |
Clough Charles JRPerson affiliated with Inv Adv
|
OtherSubscription Rights (right to buy) · Derivative | 27,573 | $10.15 Strike: $10.15 | $279,865.95 |
DisclosureSEC source: 0001299406-21-000010 · primary_doc.xml · derivative · entry 2 Clough Charles JR · CIK 0001299903 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares of beneficial interest · 27,573 shares Expires 2021-06-22 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 14:47 UTC |
Clough Charles JRPerson affiliated with Inv Adv
|
OtherCommon shares of beneficial interest | 27,573 | $10.15 | $279,865.95 |
DisclosureSEC source: 0001299406-21-000010 · primary_doc.xml · nonDerivative · entry 1 Clough Charles JR · CIK 0001299903 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,294.496 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 10:13 UTC |
Clough Capital Partners, L.P.Investment Adviser of Fund
|
OtherSubscription Rights (Right to Buy) · Derivative | 5,234 | $10.15 Strike: $10.15 | $53,125.10 |
DisclosureSEC source: 0001299406-21-000007 · primary_doc.xml · derivative · entry 2 Clough Capital Partners, L.P. · CIK 0001299406 · Investment Adviser of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares of beneficial interest · 5,234 shares Expires 2021-06-22 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 10:13 UTC |
Clough Capital Partners, L.P.Investment Adviser of Fund
|
OtherCommon shares of beneficial interest | 5,234 | $10.15 | $53,125.10 |
DisclosureSEC source: 0001299406-21-000007 · primary_doc.xml · nonDerivative · entry 1 Clough Capital Partners, L.P. · CIK 0001299406 · Investment Adviser of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,234 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:45 UTC |
Hearle Michael JasonPerson affiliated w/ Inv. Adv.
|
OtherSubscription Rights (right to buy) · Derivative | 1,387 | $10.15 Strike: $10.15 | $14,078.05 |
DisclosureSEC source: 0001299406-21-000016 · primary_doc.xml · derivative · entry 2 Hearle Michael Jason · CIK 0001793355 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares of beneficial interest · 1,387 shares Expires 2021-06-22 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:45 UTC |
Hearle Michael JasonPerson affiliated w/ Inv. Adv.
|
OtherCommon shares of beneficial interest | 1,387 | $10.15 | $14,078.05 |
DisclosureSEC source: 0001299406-21-000016 · primary_doc.xml · nonDerivative · entry 1 Hearle Michael Jason · CIK 0001793355 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,387 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:19 UTC |
McNally Kevin JosephTrustee
|
OtherSubscription Rights (right to buy) · Derivative | 3,927 | $10.15 Strike: $10.15 | $39,859.05 |
DisclosureSEC source: 0001299406-21-000013 · primary_doc.xml · derivative · entry 3 McNally Kevin Joseph · CIK 0001704637 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares of beneficial interest · 3,927 shares Expires 2021-06-22 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:19 UTC |
McNally Kevin JosephTrustee
|
Othercommon shares of beneficial interest | 3,927 | $10.15 | $39,859.05 |
DisclosureSEC source: 0001299406-21-000013 · primary_doc.xml · nonDerivative · entry 2 McNally Kevin Joseph · CIK 0001704637 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,707 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 15:19 UTC |
McNally Kevin JosephTrustee
|
SaleCommon shares of beneficial interest | 3,000 | $11.12 | $33,345.00 |
DisclosureSEC source: 0001299406-21-000013 · primary_doc.xml · nonDerivative · entry 1 McNally Kevin Joseph · CIK 0001704637 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,780 Read SEC document |
| May 25, 2021 Filed May 28, 2021 15:43 UTC |
Versaci Vincent WTrustee
|
PurchaseCommon Shares of Beneficial Interest | 150 | $11.22 | $1,683.00 |
DisclosureSEC source: 0001572465-21-000001 · primary_doc.xml · nonDerivative · entry 1 Versaci Vincent W · CIK 0001572465 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150 Read SEC document |
| May 21, 2021 Filed May 24, 2021 14:54 UTC |
Hearle Michael JasonPerson affiliated with Inv Adv
|
PurchaseCommon shares of beneficial interest | 100 | $12.05 | $1,205.00 |
DisclosureSEC source: 0001299406-21-000003 · primary_doc.xml · nonDerivative · entry 3 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| May 21, 2021 Filed May 24, 2021 14:54 UTC |
Hearle Michael JasonPerson affiliated with Inv Adv
|
PurchaseCommon shares of beneficial interest | 800 | $12.01 | $9,608.00 |
DisclosureSEC source: 0001299406-21-000003 · primary_doc.xml · nonDerivative · entry 2 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 Read SEC document |
| May 21, 2021 Filed May 24, 2021 14:54 UTC |
Hearle Michael JasonPerson affiliated with Inv Adv
|
PurchaseCommon shares of beneficial interest | 100 | $11.98 | $1,198.00 |
DisclosureSEC source: 0001299406-21-000003 · primary_doc.xml · nonDerivative · entry 1 Hearle Michael Jason · CIK 0001793355 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| May 20, 2021 Filed May 20, 2021 20:25 UTC |
Clough Capital Partners, L.P.Investment Adviser of Fund
|
PurchaseCommon shares of beneficial interest | 905 | $12.10 | $10,950.50 |
DisclosureSEC source: 0001299406-21-000002 · primary_doc.xml · nonDerivative · entry 7 Clough Capital Partners, L.P. · CIK 0001299406 · Investment Adviser of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| May 20, 2021 Filed May 20, 2021 20:25 UTC |
Clough Capital Partners, L.P.Investment Adviser of Fund
|
PurchaseCommon shares of beneficial interest | 1,400 | $12.09 | $16,926.00 |
DisclosureSEC source: 0001299406-21-000002 · primary_doc.xml · nonDerivative · entry 6 Clough Capital Partners, L.P. · CIK 0001299406 · Investment Adviser of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,095 Read SEC document |
| May 20, 2021 Filed May 20, 2021 20:25 UTC |
Clough Capital Partners, L.P.Investment Adviser of Fund
|
PurchaseCommon shares of beneficial interest | 1,900 | $12.08 | $22,952.00 |
DisclosureSEC source: 0001299406-21-000002 · primary_doc.xml · nonDerivative · entry 5 Clough Capital Partners, L.P. · CIK 0001299406 · Investment Adviser of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,695 Read SEC document |
| May 20, 2021 Filed May 20, 2021 20:25 UTC |
Clough Capital Partners, L.P.Investment Adviser of Fund
|
PurchaseCommon shares of beneficial interest | 9 | $12.07 | $108.63 |
DisclosureSEC source: 0001299406-21-000002 · primary_doc.xml · nonDerivative · entry 4 Clough Capital Partners, L.P. · CIK 0001299406 · Investment Adviser of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,795 Read SEC document |
| May 20, 2021 Filed May 20, 2021 20:25 UTC |
Clough Capital Partners, L.P.Investment Adviser of Fund
|
PurchaseCommon shares of beneficial interest | 786 | $12.04 | $9,463.44 |
DisclosureSEC source: 0001299406-21-000002 · primary_doc.xml · nonDerivative · entry 3 Clough Capital Partners, L.P. · CIK 0001299406 · Investment Adviser of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,786 Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:25 UTC |
Clough Capital Partners, L.P.Investment Adviser of Fund
|
PurchaseCommon shares of beneficial interest | 4,700 | $11.89 | $55,883.00 |
DisclosureSEC source: 0001299406-21-000002 · primary_doc.xml · nonDerivative · entry 2 Clough Capital Partners, L.P. · CIK 0001299406 · Investment Adviser of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:25 UTC |
Clough Capital Partners, L.P.Investment Adviser of Fund
|
PurchaseCommon shares of beneficial interest | 300 | $11.88 | $3,564.00 |
DisclosureSEC source: 0001299406-21-000002 · primary_doc.xml · nonDerivative · entry 1 Clough Capital Partners, L.P. · CIK 0001299406 · Investment Adviser of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 18:53 UTC |
McNally Kevin JosephTrustee
|
Disposition to issuerCommon shares of beneficial interest | 120 | $7.86 | $943.30 |
DisclosureSEC source: 0001299406-20-000002 · primary_doc.xml · nonDerivative · entry 4 McNally Kevin Joseph · CIK 0001704637 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,780 Read SEC document |
| March 18, 2020 Filed Apr 2, 2020 18:53 UTC |
McNally Kevin JosephTrustee
|
PurchaseCommon shares of beneficial interest | 1,200 | $5.94 | $7,128.00 |
DisclosureSEC source: 0001299406-20-000002 · primary_doc.xml · nonDerivative · entry 3 McNally Kevin Joseph · CIK 0001704637 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,900 Read SEC document |
| March 18, 2020 Filed Apr 2, 2020 18:53 UTC |
McNally Kevin JosephTrustee
|
PurchaseCommon shares of beneficial interest | 1,700 | $5.97 | $10,149.00 |
DisclosureSEC source: 0001299406-20-000002 · primary_doc.xml · nonDerivative · entry 2 McNally Kevin Joseph · CIK 0001704637 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,700 Read SEC document |
| March 18, 2020 Filed Apr 2, 2020 18:53 UTC |
McNally Kevin JosephTrustee
|
PurchaseCommon shares of beneficial interest | 3,000 | $5.98 | $17,940.00 |
DisclosureSEC source: 0001299406-20-000002 · primary_doc.xml · nonDerivative · entry 1 McNally Kevin Joseph · CIK 0001704637 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 12:19 UTC |
Crescenzi Adam DTrustee
|
GrantCommon Shares of Beneficial Interest | 756 | $11.90 | $8,996.40 |
DisclosureSEC source: 0001299267-20-000001 · primary_doc.xml · nonDerivative · entry 1 Crescenzi Adam D · CIK 0001299267 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756 Read SEC document |
| February 11, 2020 Filed Apr 15, 2020 12:10 UTC Amendment |
Crescenzi Adam DTrustee
|
PurchaseCommon Shares of Beneficial Interest | 756 | $11.90 | $8,996.40 |
DisclosureSEC source: 0001299267-20-000002 · primary_doc.xml · nonDerivative · entry 1 Crescenzi Adam D · CIK 0001299267 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756 Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 11:11 UTC |
DiGravio Karen AnnTrustee
|
GrantCommon Shares of Beneficial Interest | 1,100 | $10.90 | $11,994.40 |
DisclosureSEC source: 0001714698-19-000002 · primary_doc.xml · nonDerivative · entry 1 DiGravio Karen Ann · CIK 0001714698 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Read SEC document |
| November 22, 2019 Filed Apr 15, 2020 12:53 UTC Amendment |
DiGravio Karen AnnTrustee
|
PurchaseCommon Shares of Beneficial Interest | 1,100 | $10.90 | $11,993.30 |
DisclosureSEC source: 0001714698-20-000002 · primary_doc.xml · nonDerivative · entry 1 DiGravio Karen Ann · CIK 0001714698 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 19:53 UTC |
Clough Charles JRPerson affiliated with Inv Adv
|
OtherSubscription Rights (right to buy) · Derivative | 12,044 | $10.42 Strike: $10.42 | $125,498.48 |
DisclosureSEC source: 0001299406-19-000002 · primary_doc.xml · derivative · entry 2 Clough Charles JR · CIK 0001299903 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares of beneficial interest · 12,044 shares Expires 2019-08-23 Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 19:53 UTC |
Clough Charles JRPerson affiliated with Inv Adv
|
OtherCommon shares of beneficial interest | 12,044 | $10.42 | $125,498.48 |
DisclosureSEC source: 0001299406-19-000002 · primary_doc.xml · nonDerivative · entry 1 Clough Charles JR · CIK 0001299903 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,689.855 Read SEC document |
| August 29, 2019 Filed Sep 12, 2019 15:46 UTC |
Butler Robert LDirector
|
OtherSubscription Rights (right to buy) · Derivative | 7,402 | $10.42 Strike: $10.42 | $77,128.84 |
DisclosureSEC source: 0001714360-19-000003 · primary_doc.xml · derivative · entry 2 Butler Robert L · CIK 0001298872 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares of beneficial interest · 7,402 shares Expires 2019-08-23 Read SEC document |
| August 29, 2019 Filed Sep 12, 2019 15:46 UTC |
Butler Robert LDirector
|
OtherCommon Shares of Beneficial Interest | 7,402 | $10.42 | $77,128.84 |
DisclosureSEC source: 0001714360-19-000003 · primary_doc.xml · nonDerivative · entry 1 Butler Robert L · CIK 0001298872 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,409 Read SEC document |
| March 18, 2019 Filed Mar 18, 2019 13:03 UTC |
Rutledge Jerry GTrustee
|
SaleCommon Shares of Beneficial Interest | 174 | $11.15 | $1,940.10 |
DisclosureSEC source: 0001298813-19-000002 · primary_doc.xml · nonDerivative · entry 1 Rutledge Jerry G · CIK 0001298813 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes shares acquired under the GLV Dividend Reinvestment Plan. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 18:10 UTC |
Rantzow Richard CarlTrustee
|
SaleCommon Shares of Beneficial Interest | 1,741 | $14.65 | $25,505.65 |
DisclosureSEC source: 0001298812-17-000004 · primary_doc.xml · nonDerivative · entry 1 Rantzow Richard Carl · CIK 0001298812 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 861.396 Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 11:21 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 9,500 | $13.84 | $131,480.00 |
DisclosureSEC source: 0001510281-17-000075 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 1,814,145 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 11:41 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 5,560 | $13.21 | $73,447.60 |
DisclosureSEC source: 0001510281-17-000071 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 1,804,645 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 14:06 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 13,982 | $13.42 | $187,638.44 |
DisclosureSEC source: 0001510281-17-000064 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 1,798,085 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 13:25 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 3,792 | $13.37 | $50,699.04 |
DisclosureSEC source: 0001510281-17-000059 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 1,784,103 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 12:13 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon Shares of Beneficial Interest | 164 | $13.53 | $2,218.92 |
DisclosureSEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 20 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,832.6842 Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 12:13 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon Shares of Beneficial Interest | 36 | $13.52 | $486.72 |
DisclosureSEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 19 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,668.6842 Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 12:13 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon Shares of Beneficial Interest | 800 | $13.40 | $10,720.00 |
DisclosureSEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 18 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,632.6842 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.