NRSAX

SEC source: 0001437749-23-026185 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 12,938.532

F1 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

F2 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. The Reporting Person disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein.

SEC source: 0001437749-22-016310 · rdgdoc.xml · derivative · entry 1

Vitiello Stephanie · CIK 0001895263 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,174.98

Underlying: Common Stock · 1,174.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the contingent bonus award is the economic equivalent of one share of the Issuer's common stock.

F2 · price: The Contingent Bonus Award is granted by Skyview Legal, P.C. ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated.

F2 · derivative.exercise_date: The Contingent Bonus Award is granted by Skyview Legal, P.C. ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated.

F2 · derivative.expiration_date: The Contingent Bonus Award is granted by Skyview Legal, P.C. ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated.

SEC source: 0001437749-22-016333 · rdgdoc.xml · derivative · entry 1

NORRIS DUSTIN DAVID · CIK 0001617176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,691.97

Underlying: Common Stock · 21,691.97 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the contingent bonus award is the economic equivalent of one share of the Issuer's common stock.

F2 · price: The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with NexPoint is terminated.

F2 · derivative.exercise_date: The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with NexPoint is terminated.

F2 · derivative.expiration_date: The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with NexPoint is terminated.

SEC source: 0001437749-22-016461 · rdgdoc.xml · derivative · entry 1

WATERHOUSE FRANK GEORGE · CIK 0001723097 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,676.79

Underlying: Common Stock · 8,676.79 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the contingent bonus award is the economic equivalent of one share of the Issuer's common stock.

F2 · price: The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated.

F2 · derivative.exercise_date: The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated.

F2 · derivative.expiration_date: The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated.

SEC source: 0001437749-22-006639 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 464,493.67

F1 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

F2 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. The Reporting Person disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein.

SEC source: 0000899243-19-020540 · doc4.xml · nonDerivative · entry 1

SENTINEL REINSURANCE, LTD. · CIK 0001715766 · 10% owner

Neveril Jan · CIK 0001783795 · 10% owner

Austin Damien · CIK 0001783399 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,187.01

F1 · balance_after: These shares are held by Sentinel Reinsurance, Ltd. ("Sentinel"). Ms. Neveril and Mr. Austin are the directors of Sentinel. Ms. Neveril and Mr. Austin each disclaim beneficial ownership of such shares.

SEC source: 0000899243-18-017621 · doc4.xml · nonDerivative · entry 3

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 181,972.939

F1 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

F4 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. The Reporting Person disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein.

SEC source: 0000899243-18-017621 · doc4.xml · nonDerivative · entry 2

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,815.813

F1 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

F3 · ownership.nature: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President and the director of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0000899243-18-017621 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 131,718.74

F1 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

F2 · ownership.nature: These shares are held by Highland Capital Management, L.P ("HCMLP") both directly and indirectly through advised accounts. The Reporting Person is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0000899243-17-020367 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 51,473.84

F1 · kind: There were no matchable transactions during the previous six months at a purchase price below the sales price. Therefore, no disgorgement was necessary.

F2 · ownership.nature: These shares are held by Highland Capital Management, L.P ("HCMLP") both directly and indirectly through advised accounts. The Reporting Person is the President and a director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0000899243-16-034008 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 144,209.861

F1 · ownership.nature: These shares are held by Highland Capital Management, L.P ("HCMLP") both directly and indirectly through advised accounts. The Reporting Person is the President and a director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.