organization · Reporting owner

MASSACHUSETTS MUTUAL LIFE INSURANCE CO

Disclosed activity across 25 companies

Tapewire entity: 70724
SEC CIK: 0000225602

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ABRDN ASIA-PACIFIC INCOME FUND, INC.FAX · Entity 5334	10% owner	June 19, 2019	June 21, 2019
Angel Oak Financial Strategies Income Term TrustFINS · Entity 5597	10% owner	July 08, 2021	October 08, 2021
BARINGS CORPORATE INVESTORSMCI · Entity 2765	10% owner	November 15, 2017	November 16, 2017
BARINGS PARTICIPATION INVESTORSMPV · Entity 6389	Sec 30(h) 10% Debt Holder	December 31, 2016	February 14, 2017
Barings Capital Investment CorpBCIC · Entity 70260	10% owner	April 14, 2021	March 28, 2022
CALAMOS CONVERTIBLE & HIGH INCOME FUNDCHY · Entity 4947	10% owner	September 06, 2017	September 15, 2017
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUNDCHI · Entity 4954	10% owner	September 06, 2017	September 15, 2017
CALAMOS GLOBAL TOTAL RETURN FUNDCGO · Entity 6607	10% owner	September 06, 2017	September 15, 2017
Calamos Dynamic Convertible & Income FundCCD · Entity 417	10% owner	September 06, 2017	September 15, 2017
Calamos Global Dynamic Income FundCHW · Entity 530	10% owner	September 06, 2017	September 15, 2017
Carlyle Tactical Private Credit FundOCPAX · Entity 35835	10% owner	February 19, 2019	February 21, 2019
Cascade Private Capital FundNONE · Entity 10278	10% owner	December 10, 2021	October 21, 2022
ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990	10% owner	November 17, 2022	November 17, 2022
ClearBridge MLP & Midstream Total Return Fund Inc.CTR · Entity 87635	10% owner	November 17, 2022	November 17, 2022
Duff & Phelps Select MLP & Midstream Energy Fund Inc.DSE · Entity 137850	10% owner	February 08, 2017	February 17, 2017
Invesco Ltd.IVZ · Entity 125	10% owner	June 13, 2022	June 15, 2022
Invesco Real Estate Income Trust Inc.NONE · Entity 126	10% owner	April 26, 2024	May 08, 2024
Janus Henderson Group Ltd.JHG · Entity 15494	See Remarks	December 21, 2025	December 31, 2025
Jefferies Credit Partners BDC Inc.NONE · Entity 28513	10% owner	February 02, 2024	February 06, 2024
Kayne Anderson Energy Total Return Fund, Inc.KYE · Entity 164253	See footnotes.	August 06, 2018	August 08, 2018
Kayne Anderson NextGen Energy & Infrastructure, Inc.KFM · Entity 108252	10% owner	August 06, 2018	August 08, 2018
SRH Total Return Fund, Inc.BIF · Entity 4587	10% owner	November 05, 2020	November 06, 2020
Senior Credit Investments, LLCNONE · Entity 45718	10% owner	October 10, 2023	November 15, 2023
TORTOISE ENERGY INFRASTRUCTURE CORPTYG · Entity 8897	10% owner	August 21, 2025	September 08, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ABRDN ASIA-PACIFIC INCOME FUND, INC.

Report date June 19, 2019 · Filed June 21, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Senior NotesSEC Table I · non-derivative	Direct	18,000,000	Reported balance After 2019-06-19 transaction · row 1 1 source row Row 1 · 2019-06-19 · Purchase · Acquired 18,000,000 · Balance 18,000,000
Senior Secured NotesSEC Table I · non-derivative	Direct	48,000,000	Reported balance Holding disclosure · report date 2019-06-19 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 48,000,000
Senior Secured Notes Series ASEC Table I · non-derivative	Direct	16,650,000	Reported balance Holding disclosure · report date 2019-06-19 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 16,650,000
Senior Secured Notes Series BSEC Table I · non-derivative	Direct	93,000,000	Reported balance Holding disclosure · report date 2019-06-19 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 93,000,000
Senior Secured Notes Series ASEC Table I · non-derivative	IndirectBy C.M. Life Insurance Company	1,450,000	Reported balance Holding disclosure · report date 2019-06-19 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 1,450,000 F1: C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person.
Senior Secured Notes Series BSEC Table I · non-derivative	IndirectBy C.M. Life Insurance Company	750,000	Reported balance Holding disclosure · report date 2019-06-19 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 750,000 F1: C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person.
Senior Secured NotesSEC Table I · non-derivative	IndirectBy YF Life Insurance International Limited	1,500,000	Reported balance Holding disclosure · report date 2019-06-19 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 1,500,000 F2: The inclusion of YF Life Insurance International Limited held securities of the Issuer shall not be construed as an admission that Massachusetts Life Insurance Company is, for the purpose of Section 16 of the Securities Exchange Act of 1934, the direct or indirect beneficial owner of any of the securities of the Issuer beneficially owned by YF Life Insurance International Limited. YF Life Insurance International Limited, formerly known as MassMutual Asia Limited, was previously an indirect wholly-owned subsidiary of the Reporting Person.
Senior Secured Notes Series ASEC Table I · non-derivative	IndirectBy YF Life Insurance International Limited	750,000	Reported balance Holding disclosure · report date 2019-06-19 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 750,000 F2: The inclusion of YF Life Insurance International Limited held securities of the Issuer shall not be construed as an admission that Massachusetts Life Insurance Company is, for the purpose of Section 16 of the Securities Exchange Act of 1934, the direct or indirect beneficial owner of any of the securities of the Issuer beneficially owned by YF Life Insurance International Limited. YF Life Insurance International Limited, formerly known as MassMutual Asia Limited, was previously an indirect wholly-owned subsidiary of the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person.

F2: The inclusion of YF Life Insurance International Limited held securities of the Issuer shall not be construed as an admission that Massachusetts Life Insurance Company is, for the purpose of Section 16 of the Securities Exchange Act of 1934, the direct or indirect beneficial owner of any of the securities of the Issuer beneficially owned by YF Life Insurance International Limited. YF Life Insurance International Limited, formerly known as MassMutual Asia Limited, was previously an indirect wholly-owned subsidiary of the Reporting Person.

Angel Oak Financial Strategies Income Term Trust

Report date July 08, 2021 · Filed October 08, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
2.35% Series A Senior Notes due July 8, 2026SEC Table I · non-derivative	Direct	18,900,000	Reported balance Holding disclosure · report date 2021-07-08 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 18,900,000
2.80% Series B Senior Notes due July 8, 2028SEC Table I · non-derivative	Direct	4,700,000	Reported balance Holding disclosure · report date 2021-07-08 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 4,700,000
2.80% Series B Senior Notes due July 8, 2028SEC Table I · non-derivative	IndirectGreat American Life Insurance Company	25,000,000	Reported balance Holding disclosure · report date 2021-07-08 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 25,000,000 F1: Great American Life Insurance Company, the direct owner of the securities, is a wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company.

Filing footnotes · ownership attribution and instrument terms

F1: Great American Life Insurance Company, the direct owner of the securities, is a wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company.

BARINGS CORPORATE INVESTORS

Report date November 15, 2017 · Filed November 16, 2017

Jointly reported with BARINGS LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Senior Fixed Rate Convertible Note Due 11/15/2027SEC Table II · derivative / convertible security	Direct	30,000,000	Reported balance After 2017-11-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2017-11-15 · Purchase · Acquired 30,000,000 · Balance 30,000,000 F2: The dollar amount of principal of the note is convertible into an equivalent dollar amount of the Issuer's common shares based upon the average price of the common shares for ten business days prior to MassMutual's notice of conversion. F3: On November 15, 2017, Barings Corporate Investors (the "Issuer") issued to MassMutual an amended and restated Senior Fixed Rate Convertible Note (the "Note") in the principal amount of $30,000,000, due on November 15, 2027. MassMutual, at its option, can convert the principal amount of the Note into the Issuer's common shares. F4: The inclusion of MassMutual held securities of the Issuer shall not be construed as an admission that Barings is for the purpose of Section 16 of the Exchange Act, the direct or indirect beneficial owner of the securities of the Issuer beneficially owned by MassMutual.
Common Shares ("Shares of Beneficial Interest")SEC Table I · non-derivative	IndirectBy Barings LLC	219,664	Reported balance Holding disclosure · report date 2017-11-15 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 219,664 F1: The inclusion of the Barings held securities of the Issuer shall not be construed as an admission that MassMutual is for the purpose of Section 16 of the Exchange Act, the direct or indirect beneficial owner of the securities of the Issuer beneficially owned by Barings.

Filing footnotes · ownership attribution and instrument terms

F1: The inclusion of the Barings held securities of the Issuer shall not be construed as an admission that MassMutual is for the purpose of Section 16 of the Exchange Act, the direct or indirect beneficial owner of the securities of the Issuer beneficially owned by Barings.

F2: The dollar amount of principal of the note is convertible into an equivalent dollar amount of the Issuer's common shares based upon the average price of the common shares for ten business days prior to MassMutual's notice of conversion.

F3: On November 15, 2017, Barings Corporate Investors (the "Issuer") issued to MassMutual an amended and restated Senior Fixed Rate Convertible Note (the "Note") in the principal amount of $30,000,000, due on November 15, 2027. MassMutual, at its option, can convert the principal amount of the Note into the Issuer's common shares.

F4: The inclusion of MassMutual held securities of the Issuer shall not be construed as an admission that Barings is for the purpose of Section 16 of the Exchange Act, the direct or indirect beneficial owner of the securities of the Issuer beneficially owned by MassMutual.

BARINGS PARTICIPATION INVESTORS

Report date December 31, 2016 · Filed February 14, 2017

Jointly reported with BARINGS LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Shares of Beneficial Interest ("Common Shares")SEC Table I · non-derivative	Direct	67,414	Reported balance Holding disclosure · report date 2016-12-31 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 67,414 F1: Balance includes shares acquired through dividend reinvestment plan not previously reported since the last filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.
Shares of Beneficial Interest ("Common Shares")SEC Table I · non-derivative	IndirectBy Barings LLC	143,406	Reported balance Holding disclosure · report date 2016-12-31 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 143,406 F2: The inclusion of the Barings held securities of the Issuer shall not be construed as an admission that MassMutual is for the purpose of Section 16 of the Securities Exchange Act of 1934, the direct or indirect beneficial owner of any of the securities of the Issuer beneficially owned by Barings. F3: Effective 09/12/2016, Babson Capital Management LLC became Barings LLC.
Senior Fixed Rate Convertible Note due 12/13/23SEC Table II · derivative / convertible security	Direct	15,000,000	Reported balance Holding disclosure · report date 2016-12-31 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 15,000,000 F4: Note held by MassMutual that is convertible based on average price of Issuer's common shares ten days prior to exercise.

Filing footnotes · ownership attribution and instrument terms

F1: Balance includes shares acquired through dividend reinvestment plan not previously reported since the last filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.

F2: The inclusion of the Barings held securities of the Issuer shall not be construed as an admission that MassMutual is for the purpose of Section 16 of the Securities Exchange Act of 1934, the direct or indirect beneficial owner of any of the securities of the Issuer beneficially owned by Barings.

F3: Effective 09/12/2016, Babson Capital Management LLC became Barings LLC.

F4: Note held by MassMutual that is convertible based on average price of Issuer's common shares ten days prior to exercise.

Barings Capital Investment Corp

Report date April 14, 2021 · Filed March 28, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,959,997.407	Reported balance After 2021-04-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2021-04-14 · Purchase · Acquired 243,995.857 · Balance 2,959,997.407
Common StockSEC Table I · non-derivative	Direct	3,299,001.692	Reported balance After 2021-07-15 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2021-07-15 · Purchase · Acquired 229,626.859 · Balance 3,299,001.692 F1: Includes shares of common stock received pursuant to Barings Capital Investment Corporation's dividend reinvestment plan.
Common StockSEC Table I · non-derivative	Direct	3,880,075.706	Reported balance After 2021-12-20 transaction · row 3 Account or security details depend on footnotes; rows are not merged. 1 source row Row 3 · 2021-12-20 · Purchase · Acquired 430,899.279 · Balance 3,880,075.706 F1: Includes shares of common stock received pursuant to Barings Capital Investment Corporation's dividend reinvestment plan.
Common StockSEC Table I · non-derivative	Direct	4,820,698.738	Reported balance After 2022-03-24 transaction · row 4 Account or security details depend on footnotes; rows are not merged. 1 source row Row 4 · 2022-03-24 · Purchase · Acquired 852,400.179 · Balance 4,820,698.738 F1: Includes shares of common stock received pursuant to Barings Capital Investment Corporation's dividend reinvestment plan.
Common StockSEC Table I · non-derivative	IndirectBy C.M. Life Insurance Company	155,789.337	Reported balance After 2021-04-14 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2021-04-14 · Purchase · Acquired 12,841.887 · Balance 155,789.337 F2: C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person.
Common StockSEC Table I · non-derivative	IndirectBy C.M. Life Insurance Company	173,631.668	Reported balance After 2021-07-15 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2021-07-15 · Purchase · Acquired 12,085.624 · Balance 173,631.668 F1: Includes shares of common stock received pursuant to Barings Capital Investment Corporation's dividend reinvestment plan. F2: C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person.
Common StockSEC Table I · non-derivative	IndirectBy C.M. Life Insurance Company	204,214.51	Reported balance After 2021-12-20 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 7 · 2021-12-20 · Purchase · Acquired 22,678.909 · Balance 204,214.51 F1: Includes shares of common stock received pursuant to Barings Capital Investment Corporation's dividend reinvestment plan. F2: C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person.
Common StockSEC Table I · non-derivative	IndirectBy C.M. Life Insurance Company	253,720.985	Reported balance After 2022-03-24 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 8 · 2022-03-24 · Purchase · Acquired 44,863.167 · Balance 253,720.985 F1: Includes shares of common stock received pursuant to Barings Capital Investment Corporation's dividend reinvestment plan. F2: C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares of common stock received pursuant to Barings Capital Investment Corporation's dividend reinvestment plan.

F2: C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person.

CALAMOS CONVERTIBLE & HIGH INCOME FUND

Report date September 06, 2017 · Filed September 15, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series A Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	Direct	1,460,000	Reported balance Holding disclosure · report date 2017-09-06 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,460,000
Series B Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	Direct	1,460,000	Reported balance Holding disclosure · report date 2017-09-06 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,460,000
Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	Direct	1,480,000	Reported balance Holding disclosure · report date 2017-09-06 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 1,480,000

CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND

Report date September 06, 2017 · Filed September 15, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series A Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	Direct	1,330,000	Reported balance Holding disclosure · report date 2017-09-06 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,330,000
Series B Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	Direct	1,330,000	Reported balance Holding disclosure · report date 2017-09-06 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,330,000
Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	Direct	1,340,000	Reported balance Holding disclosure · report date 2017-09-06 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 1,340,000

CALAMOS GLOBAL TOTAL RETURN FUND

Report date September 06, 2017 · Filed September 15, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series A Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	Direct	160,000	Reported balance Holding disclosure · report date 2017-09-06 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 160,000
Series B Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	Direct	160,000	Reported balance Holding disclosure · report date 2017-09-06 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 160,000
Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	Direct	160,000	Reported balance Holding disclosure · report date 2017-09-06 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 160,000

Calamos Dynamic Convertible & Income Fund

Report date September 06, 2017 · Filed September 15, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series A Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	Direct	850,000	Reported balance Holding disclosure · report date 2017-09-06 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 850,000
Series B Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	Direct	850,000	Reported balance Holding disclosure · report date 2017-09-06 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 850,000
Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	Direct	860,000	Reported balance Holding disclosure · report date 2017-09-06 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 860,000

Calamos Global Dynamic Income Fund

Report date September 06, 2017 · Filed September 15, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series A Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	Direct	860,000	Reported balance Holding disclosure · report date 2017-09-06 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 860,000
Series B Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	Direct	860,000	Reported balance Holding disclosure · report date 2017-09-06 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 860,000
Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	Direct	880,000	Reported balance Holding disclosure · report date 2017-09-06 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 880,000

Carlyle Tactical Private Credit Fund

Report date February 19, 2019 · Filed February 21, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A SharesSEC Table I · non-derivative	Direct	999.44	Reported balance Holding disclosure · report date 2019-02-19 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 999.44 F1: The common shares of beneficial interest reported as held by the Reporting Person were transferred to it from its subsidiary, OppenheimerFunds, Inc., in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
Class L SharesSEC Table I · non-derivative	Direct	999.44	Reported balance Holding disclosure · report date 2019-02-19 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 999.44 F1: The common shares of beneficial interest reported as held by the Reporting Person were transferred to it from its subsidiary, OppenheimerFunds, Inc., in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
Class Y SharesSEC Table I · non-derivative	Direct	999.44	Reported balance Holding disclosure · report date 2019-02-19 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 999.44 F1: The common shares of beneficial interest reported as held by the Reporting Person were transferred to it from its subsidiary, OppenheimerFunds, Inc., in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
Class I SharesSEC Table I · non-derivative	Direct	5,025,158.261	Reported balance Holding disclosure · report date 2019-02-19 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 5,025,158.261 F1: The common shares of beneficial interest reported as held by the Reporting Person were transferred to it from its subsidiary, OppenheimerFunds, Inc., in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.

Filing footnotes · ownership attribution and instrument terms

F1: The common shares of beneficial interest reported as held by the Reporting Person were transferred to it from its subsidiary, OppenheimerFunds, Inc., in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.

Cascade Private Capital Fund

Report date December 10, 2021 · Filed October 21, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class 1 Common SharesSEC Table I · non-derivative	Direct	10,350,808	Reported balance Holding disclosure · report date 2021-12-10 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 10,350,808

ClearBridge Energy Midstream Opportunity Fund Inc.

Report date November 17, 2022 · Filed November 17, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series H Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	Direct	66	Reported balance After 2022-11-17 transaction · row 1 1 source row Row 1 · 2022-11-17 · Other · Acquired 66 · Balance 66
Series H Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectBy C.M. Life Insurance Company	4	Reported balance After 2022-11-17 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2022-11-17 · Other · Acquired 4 · Balance 4

ClearBridge MLP & Midstream Total Return Fund Inc.

Report date November 17, 2022 · Filed November 17, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series D Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	Direct	43	Reported balance After 2022-11-17 transaction · row 1 1 source row Row 1 · 2022-11-17 · Other · Acquired 43 · Balance 43

Duff & Phelps Select MLP & Midstream Energy Fund Inc.

Report date February 08, 2017 · Filed February 17, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
MRP SharesSEC Table I · non-derivative	Direct	880,000	Reported balance Holding disclosure · report date 2017-02-08 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 880,000

Invesco Ltd.

Report date June 13, 2022 · Filed June 15, 2022

Jointly reported with MM Asset Management Holding LLC, MassMutual Holding LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	IndirectSee footnote	81,332,319	Last balance in matching sequence After 2022-06-14 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2022-06-13 · Purchase · Acquired 827,590 · Balance 80,504,729 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.82 to $16.60 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2: These securities are held directly by MM Asset Management Holding LLC. MassMutual Holding LLC is the sole owner of MM Asset Management Holding LLC. Massachusetts Mutual Life Insurance Company is the sole owner of MassMutual Holding LLC. Row 2 · 2022-06-14 · Purchase · Acquired 827,590 · Balance 81,332,319 F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.08 to $16.37 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2: These securities are held directly by MM Asset Management Holding LLC. MassMutual Holding LLC is the sole owner of MM Asset Management Holding LLC. Massachusetts Mutual Life Insurance Company is the sole owner of MassMutual Holding LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.82 to $16.60 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: These securities are held directly by MM Asset Management Holding LLC. MassMutual Holding LLC is the sole owner of MM Asset Management Holding LLC. Massachusetts Mutual Life Insurance Company is the sole owner of MassMutual Holding LLC.

F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.08 to $16.37 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Invesco Real Estate Income Trust Inc.

Report date April 26, 2024 · Filed May 08, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class N Common Stock, par value $.01 per shareSEC Table I · non-derivative	Direct	14,004,089	Reported balance Holding disclosure · report date 2024-04-26 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 14,004,089

Janus Henderson Group Ltd.

Report date December 21, 2025 · Filed December 31, 2025

This filing explicitly reported no securities owned.

Jefferies Credit Partners BDC Inc.

Report date February 02, 2024 · Filed February 06, 2024

Jointly reported with JEFFERIES FINANCE LLC, Jefferies Financial Group Inc., JFIN Parent LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	25,410	Reported balance After 2024-02-02 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2024-02-02 · Other · Disposed 264,690 · Balance 25,410 F1: Represents a transfer by Jefferies Credit Partners LLC ("Credit Partners") of 264,690 shares of common stock of the Issuer to an unaffiliated shareholder in connection with such shareholder's investment in the Issuer. No consideration was paid to Credit Partners in connection with such transfer. F2: Reflects securities directly owned by Credit Partners. Credit Partners is wholly-owned by Jefferies Finance LLC ("Finance"), a Delaware limited liability company, and a registered investment adviser under the Advisers Act. F4: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	1,492,408.456	Reported balance Holding disclosure · report date 2024-02-02 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,492,408.456 F3: Reflects securities directly owned by Finance. Finance is wholly-owned by JFIN Parent LLC, which is a joint venture between (i) Jefferies Financial Group Inc., a publicly traded company and (ii) Massachusetts Mutual Life Insurance Company, a Massachusetts domiciled life insurance company. F4: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a transfer by Jefferies Credit Partners LLC ("Credit Partners") of 264,690 shares of common stock of the Issuer to an unaffiliated shareholder in connection with such shareholder's investment in the Issuer. No consideration was paid to Credit Partners in connection with such transfer.

F2: Reflects securities directly owned by Credit Partners. Credit Partners is wholly-owned by Jefferies Finance LLC ("Finance"), a Delaware limited liability company, and a registered investment adviser under the Advisers Act.

F3: Reflects securities directly owned by Finance. Finance is wholly-owned by JFIN Parent LLC, which is a joint venture between (i) Jefferies Financial Group Inc., a publicly traded company and (ii) Massachusetts Mutual Life Insurance Company, a Massachusetts domiciled life insurance company.

F4: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Kayne Anderson Energy Total Return Fund, Inc.

Report date August 06, 2018 · Filed August 08, 2018

Security / award	Ownership account	Disclosure context
Series K Senior NoteSEC Table I · non-derivative	Direct	Reported balance After 2018-08-06 transaction · row 1 1 source row Row 1 · 2018-08-06 · Other · Disposed 14,200,000 · Balance 0 F1: The activity reported in this filing represents a transfer of the Issuer's notes to Kayne Anderson Midstream/Energy Fund Inc.
Series L Senior NoteSEC Table I · non-derivative	Direct	Reported balance After 2018-08-06 transaction · row 2 1 source row Row 2 · 2018-08-06 · Other · Disposed 13,500,000 · Balance 0 F1: The activity reported in this filing represents a transfer of the Issuer's notes to Kayne Anderson Midstream/Energy Fund Inc.
Series K Senior NoteSEC Table I · non-derivative	IndirectBy C.M. Life Insurance company	Reported balance After 2018-08-06 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2018-08-06 · Other · Disposed 1,100,000 · Balance 0 F1: The activity reported in this filing represents a transfer of the Issuer's notes to Kayne Anderson Midstream/Energy Fund Inc.
Series L Senior NoteSEC Table I · non-derivative	IndirectBy C.M. Life Insurance company	Reported balance After 2018-08-06 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2018-08-06 · Other · Disposed 1,000,000 · Balance 0 F1: The activity reported in this filing represents a transfer of the Issuer's notes to Kayne Anderson Midstream/Energy Fund Inc.
Series K Senior NoteSEC Table I · non-derivative	IndirectBy MassMutual Asia Limited	Reported balance After 2018-08-06 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2018-08-06 · Other · Disposed 2,500,000 · Balance 0 F1: The activity reported in this filing represents a transfer of the Issuer's notes to Kayne Anderson Midstream/Energy Fund Inc.
Series L Senior NoteSEC Table I · non-derivative	IndirectBy MassMutual Asia Limited	Reported balance After 2018-08-06 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2018-08-06 · Other · Disposed 2,500,000 · Balance 0 F1: The activity reported in this filing represents a transfer of the Issuer's notes to Kayne Anderson Midstream/Energy Fund Inc.

Filing footnotes · ownership attribution and instrument terms

F1: The activity reported in this filing represents a transfer of the Issuer's notes to Kayne Anderson Midstream/Energy Fund Inc.

Kayne Anderson NextGen Energy & Infrastructure, Inc.

Report date August 06, 2018 · Filed August 08, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series K Senior NoteSEC Table I · non-derivative	Direct	14,200,000	Reported balance After 2018-08-06 transaction · row 1 1 source row Row 1 · 2018-08-06 · Other · Acquired 14,200,000 · Balance 14,200,000 F1: The activity reported in this filing represents a transfer of the notes previously issued under the Kayne Anderson Total Return Fund, Inc. which have been reissued under the Issuer.
Series L Senior NoteSEC Table I · non-derivative	Direct	13,500,000	Reported balance After 2018-08-06 transaction · row 2 1 source row Row 2 · 2018-08-06 · Other · Acquired 13,500,000 · Balance 13,500,000 F1: The activity reported in this filing represents a transfer of the notes previously issued under the Kayne Anderson Total Return Fund, Inc. which have been reissued under the Issuer.
Series K Senior NoteSEC Table I · non-derivative	IndirectBy C.M. Life Insurance Company	1,100,000	Reported balance After 2018-08-06 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2018-08-06 · Other · Acquired 1,100,000 · Balance 1,100,000 F1: The activity reported in this filing represents a transfer of the notes previously issued under the Kayne Anderson Total Return Fund, Inc. which have been reissued under the Issuer.
Series L Senior NoteSEC Table I · non-derivative	IndirectBy C.M. Life Insurance Company	1,000,000	Reported balance After 2018-08-06 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2018-08-06 · Other · Acquired 1,000,000 · Balance 1,000,000 F1: The activity reported in this filing represents a transfer of the notes previously issued under the Kayne Anderson Total Return Fund, Inc. which have been reissued under the Issuer.
Series K Senior NoteSEC Table I · non-derivative	IndirectBy MassMutual Asia Limited	2,500,000	Reported balance After 2018-08-06 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2018-08-06 · Other · Acquired 2,500,000 · Balance 2,500,000 F1: The activity reported in this filing represents a transfer of the notes previously issued under the Kayne Anderson Total Return Fund, Inc. which have been reissued under the Issuer.
Series L Senior NoteSEC Table I · non-derivative	IndirectBy MassMutual Asia Limited	2,500,000	Reported balance After 2018-08-06 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2018-08-06 · Other · Acquired 2,500,000 · Balance 2,500,000 F1: The activity reported in this filing represents a transfer of the notes previously issued under the Kayne Anderson Total Return Fund, Inc. which have been reissued under the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The activity reported in this filing represents a transfer of the notes previously issued under the Kayne Anderson Total Return Fund, Inc. which have been reissued under the Issuer.

SRH Total Return Fund, Inc.

Report date November 05, 2020 · Filed November 06, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
2.62% Series A Senior Notes Due November 4, 2030SEC Table I · non-derivative	Direct	30,500,000	Reported balance Holding disclosure · report date 2020-11-05 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 30,500,000
2.72% Series B Senior Notes Due November 4, 2032SEC Table I · non-derivative	Direct	47,000,000	Reported balance Holding disclosure · report date 2020-11-05 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 47,000,000

Senior Credit Investments, LLC

Report date October 10, 2023 · Filed November 15, 2023 · Amendment

Jointly reported with JEFFERIES CREDIT PARTNERS LLC, JEFFERIES FINANCE LLC, JFIN Parent LLC, Jefferies Financial Group Inc.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common limited liability company unitsSEC Table I · non-derivative	IndirectSee Footnotes	100	Reported balance Holding disclosure · report date 2023-10-10 · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · Balance 100 F1: Reflects securities directly owned by Jefferies Credit Partners LLC ("Credit Partners"). Credit Partners is wholly-owned by Jefferies Finance LLC ("Finance"), a Delaware limited liability company, and a registered investment adviser under the Advisers Act. Finance is wholly-owned by JFIN Parent LLC, which is a joint venture between (i) Jefferies Financial Group Inc., a publicly traded company and (ii) Massachusetts Mutual Life Insurance Company, a Massachusetts domiciled life insurance company. F2: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects securities directly owned by Jefferies Credit Partners LLC ("Credit Partners"). Credit Partners is wholly-owned by Jefferies Finance LLC ("Finance"), a Delaware limited liability company, and a registered investment adviser under the Advisers Act. Finance is wholly-owned by JFIN Parent LLC, which is a joint venture between (i) Jefferies Financial Group Inc., a publicly traded company and (ii) Massachusetts Mutual Life Insurance Company, a Massachusetts domiciled life insurance company.

F2: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

TORTOISE ENERGY INFRASTRUCTURE CORP

Report date August 21, 2025 · Filed September 08, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series J Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	Direct	1,000,000	Reported balance Holding disclosure · report date 2025-08-21 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,000,000

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Kayne Anderson Energy Infrastructure Fund, Inc.

Report date December 31, 2019 · Filed February 14, 2020

Section 16 reporting ended · disclosed 2020-02-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series C MRPS due 2020SEC Table I · non-derivative	Direct	572,000	Reported balance Holding disclosure · report date 2019-12-31 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 572,000
Series FF Senior Unsecured NoteSEC Table I · non-derivative	Direct	3,600,000	Reported balance Holding disclosure · report date 2019-12-31 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 3,600,000
Series GG Senior Unsecured NoteSEC Table I · non-derivative	Direct	500,000	Reported balance Holding disclosure · report date 2019-12-31 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 500,000
Series JJ Unsecured Senior NotesSEC Table I · non-derivative	Direct	13,000,000	Reported balance Holding disclosure · report date 2019-12-31 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 13,000,000
Series KK Senior Unsecured NoteSEC Table I · non-derivative	Direct	15,600,000	Reported balance Holding disclosure · report date 2019-12-31 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 15,600,000
Series JJ Unsecured Senior NotesSEC Table I · non-derivative	IndirectBy Barings LLC	500,000	Reported balance Holding disclosure · report date 2019-12-31 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 500,000 F1: Barings LLC is a subsidiary of the Reporting Person.
Series KK Senior Unsecured NoteSEC Table I · non-derivative	IndirectBy Barings LLC	600,000	Reported balance Holding disclosure · report date 2019-12-31 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 600,000 F1: Barings LLC is a subsidiary of the Reporting Person.
Series C MRPS due 2020SEC Table I · non-derivative	IndirectBy C.M. Life Insurance company	28,000	Reported balance Holding disclosure · report date 2019-12-31 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 28,000 F2: C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person.
Series FF Senior Unsecured NoteSEC Table I · non-derivative	IndirectBy YF Life Insurance International Limited	400,000	Reported balance Holding disclosure · report date 2019-12-31 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance 400,000 F3: The inclusion of YF Life Insurance International Limited held securities of the Issuer shall not be construed as an admission that Massachusetts Life Insurance Company is, for the purpose of Section 16 of the Securities Exchange Act of 1934, the direct or indirect beneficial owner of any of the securities of the Issuer beneficially owned by YF Life Insurance International Limited. YF Life Insurance International Limited, formerly known as MassMutual Asia Limited was previously an indirect wholly-owned subsidiary of the Reporting Person.
Series JJ Unsecured Senior NotesSEC Table I · non-derivative	IndirectBy YF Life Insurance International Limited	500,000	Reported balance Holding disclosure · report date 2019-12-31 · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · Balance 500,000 F3: The inclusion of YF Life Insurance International Limited held securities of the Issuer shall not be construed as an admission that Massachusetts Life Insurance Company is, for the purpose of Section 16 of the Securities Exchange Act of 1934, the direct or indirect beneficial owner of any of the securities of the Issuer beneficially owned by YF Life Insurance International Limited. YF Life Insurance International Limited, formerly known as MassMutual Asia Limited was previously an indirect wholly-owned subsidiary of the Reporting Person.
Series KK Senior Unsecured NoteSEC Table I · non-derivative	IndirectBy YF Life Insurance International Limited	800,000	Reported balance Holding disclosure · report date 2019-12-31 · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · Balance 800,000 F3: The inclusion of YF Life Insurance International Limited held securities of the Issuer shall not be construed as an admission that Massachusetts Life Insurance Company is, for the purpose of Section 16 of the Securities Exchange Act of 1934, the direct or indirect beneficial owner of any of the securities of the Issuer beneficially owned by YF Life Insurance International Limited. YF Life Insurance International Limited, formerly known as MassMutual Asia Limited was previously an indirect wholly-owned subsidiary of the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Barings LLC is a subsidiary of the Reporting Person.

F2: C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person.

F3: The inclusion of YF Life Insurance International Limited held securities of the Issuer shall not be construed as an admission that Massachusetts Life Insurance Company is, for the purpose of Section 16 of the Securities Exchange Act of 1934, the direct or indirect beneficial owner of any of the securities of the Issuer beneficially owned by YF Life Insurance International Limited. YF Life Insurance International Limited, formerly known as MassMutual Asia Limited was previously an indirect wholly-owned subsidiary of the Reporting Person.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 02, 2024 Filed Feb 6, 2024 21:30 UTC	Jefferies Credit Partners BDC Inc. NONE · Entity 28513	OtherCommon Stock	264,690	$0.00	$0.00	Disclosure SEC source: 0000899243-24-000150 · doc4.xml · nonDerivative · entry 1 JEFFERIES FINANCE LLC · CIK 0001898590 · 10% owner Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner JFIN Parent LLC · CIK 0001999051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 25,410 F1 · kind: Represents a transfer by Jefferies Credit Partners LLC ("Credit Partners") of 264,690 shares of common stock of the Issuer to an unaffiliated shareholder in connection with such shareholder's investment in the Issuer. No consideration was paid to Credit Partners in connection with such transfer. F2 · ownership.nature: Reflects securities directly owned by Credit Partners. Credit Partners is wholly-owned by Jefferies Finance LLC ("Finance"), a Delaware limited liability company, and a registered investment adviser under the Advisers Act. F4 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
November 17, 2022 Filed Nov 17, 2022 23:00 UTC	ClearBridge MLP & Midstream Total Return Fund Inc. CTR · Entity 87635	OtherSeries D Mandatory Redeemable Preferred Shares	43	$100,000.00	$4,300,000.00	Disclosure SEC source: 0001225208-22-011775 · doc4.xml · nonDerivative · entry 1 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43 Read SEC document
November 17, 2022 Filed Nov 17, 2022 23:00 UTC	ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990	OtherSeries H Mandatory Redeemable Preferred Shares	4	$100,000.00	$400,000.00	Disclosure SEC source: 0001225208-22-011773 · doc4.xml · nonDerivative · entry 2 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By C.M. Life Insurance Company Disclosed balance after: 4 Read SEC document
November 17, 2022 Filed Nov 17, 2022 23:00 UTC	ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990	OtherSeries H Mandatory Redeemable Preferred Shares	66	$100,000.00	$6,600,000.00	Disclosure SEC source: 0001225208-22-011773 · doc4.xml · nonDerivative · entry 1 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66 Read SEC document
June 14, 2022 Filed Jun 15, 2022 21:30 UTC	Invesco Ltd. IVZ · Entity 125	PurchaseCommon Shares	827,590	$16.21	$13,412,668.37	Disclosure SEC source: 0001140361-22-023103 · form4.xml · nonDerivative · entry 2 MM Asset Management Holding LLC · CIK 0001777961 · 10% owner MassMutual Holding LLC · CIK 0001777811 · 10% owner MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 81,332,319 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.08 to $16.37 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held directly by MM Asset Management Holding LLC. MassMutual Holding LLC is the sole owner of MM Asset Management Holding LLC. Massachusetts Mutual Life Insurance Company is the sole owner of MassMutual Holding LLC. Read SEC document
June 13, 2022 Filed Jun 15, 2022 21:30 UTC	Invesco Ltd. IVZ · Entity 125	PurchaseCommon Shares	827,590	$16.08	$13,306,240.30	Disclosure SEC source: 0001140361-22-023103 · form4.xml · nonDerivative · entry 1 MM Asset Management Holding LLC · CIK 0001777961 · 10% owner MassMutual Holding LLC · CIK 0001777811 · 10% owner MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 80,504,729 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.82 to $16.60 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held directly by MM Asset Management Holding LLC. MassMutual Holding LLC is the sole owner of MM Asset Management Holding LLC. Massachusetts Mutual Life Insurance Company is the sole owner of MassMutual Holding LLC. Read SEC document
March 24, 2022 Filed Mar 28, 2022 13:41 UTC	Barings Capital Investment Corp BCIC · Entity 70260	PurchaseCommon Stock	44,863.167	$22.29	$999,999.99	Disclosure SEC source: 0001225208-22-005091 · doc4.xml · nonDerivative · entry 8 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By C.M. Life Insurance Company Disclosed balance after: 253,720.985 F1 · balance_after: Includes shares of common stock received pursuant to Barings Capital Investment Corporation's dividend reinvestment plan. F2 · ownership.nature: C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person. Read SEC document
March 24, 2022 Filed Mar 28, 2022 13:41 UTC	Barings Capital Investment Corp BCIC · Entity 70260	PurchaseCommon Stock	852,400.179	$22.29	$18,999,999.99	Disclosure SEC source: 0001225208-22-005091 · doc4.xml · nonDerivative · entry 4 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,820,698.738 F1 · balance_after: Includes shares of common stock received pursuant to Barings Capital Investment Corporation's dividend reinvestment plan. Read SEC document
March 08, 2022 Filed Mar 9, 2022 01:01 UTC	Invesco Ltd. IVZ · Entity 125	PurchaseCommon Shares	312,489	$19.77	$6,179,001.24	Disclosure SEC source: 0001140361-22-008501 · form4.xml · nonDerivative · entry 5 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,114,098 F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.74 to $19.86 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: These securities are held directly by Massachusetts Mutual Life Insurance Company. Read SEC document
March 08, 2022 Filed Mar 9, 2022 01:01 UTC	Invesco Ltd. IVZ · Entity 125	PurchaseCommon Shares	1,065,944	$19.40	$20,683,257.59	Disclosure SEC source: 0001140361-22-008501 · form4.xml · nonDerivative · entry 4 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,801,609 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.74 to $19.735 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: These securities are held directly by Massachusetts Mutual Life Insurance Company. Read SEC document
March 07, 2022 Filed Mar 9, 2022 01:01 UTC	Invesco Ltd. IVZ · Entity 125	PurchaseCommon Shares	1,378,433	$18.65	$25,702,537.40	Disclosure SEC source: 0001140361-22-008501 · form4.xml · nonDerivative · entry 3 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,735,665 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.42 to $18.84 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: These securities are held directly by Massachusetts Mutual Life Insurance Company. Read SEC document
March 04, 2022 Filed Mar 9, 2022 01:01 UTC	Invesco Ltd. IVZ · Entity 125	PurchaseCommon Shares	1,349,650	$19.01	$25,652,527.62	Disclosure SEC source: 0001140361-22-008501 · form4.xml · nonDerivative · entry 2 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,357,232 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.73 to $19.23 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: These securities are held directly by Massachusetts Mutual Life Insurance Company. Read SEC document
December 20, 2021 Filed Mar 28, 2022 13:41 UTC	Barings Capital Investment Corp BCIC · Entity 70260	PurchaseCommon Stock	22,678.909	$22.19	$503,244.99	Disclosure SEC source: 0001225208-22-005091 · doc4.xml · nonDerivative · entry 7 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By C.M. Life Insurance Company Disclosed balance after: 204,214.51 F1 · balance_after: Includes shares of common stock received pursuant to Barings Capital Investment Corporation's dividend reinvestment plan. F2 · ownership.nature: C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person. Read SEC document
December 20, 2021 Filed Mar 28, 2022 13:41 UTC	Barings Capital Investment Corp BCIC · Entity 70260	PurchaseCommon Stock	430,899.279	$22.19	$9,561,655.00	Disclosure SEC source: 0001225208-22-005091 · doc4.xml · nonDerivative · entry 3 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,880,075.706 F1 · balance_after: Includes shares of common stock received pursuant to Barings Capital Investment Corporation's dividend reinvestment plan. Read SEC document
November 01, 2021 Filed Mar 9, 2022 01:01 UTC	Invesco Ltd. IVZ · Entity 125	PurchaseCommon Shares	7,582	$26.15	$198,269.30	Disclosure SEC source: 0001140361-22-008501 · form4.xml · nonDerivative · entry 1 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,582 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.11 to $26.20 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: These securities are held directly by Massachusetts Mutual Life Insurance Company. Read SEC document
July 15, 2021 Filed Mar 28, 2022 13:41 UTC	Barings Capital Investment Corp BCIC · Entity 70260	PurchaseCommon Stock	12,085.624	$22.19	$268,180.00	Disclosure SEC source: 0001225208-22-005091 · doc4.xml · nonDerivative · entry 6 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By C.M. Life Insurance Company Disclosed balance after: 173,631.668 F1 · balance_after: Includes shares of common stock received pursuant to Barings Capital Investment Corporation's dividend reinvestment plan. F2 · ownership.nature: C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person. Read SEC document
July 15, 2021 Filed Mar 28, 2022 13:41 UTC	Barings Capital Investment Corp BCIC · Entity 70260	PurchaseCommon Stock	229,626.859	$22.19	$5,095,420.00	Disclosure SEC source: 0001225208-22-005091 · doc4.xml · nonDerivative · entry 2 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,299,001.692 F1 · balance_after: Includes shares of common stock received pursuant to Barings Capital Investment Corporation's dividend reinvestment plan. Read SEC document
April 14, 2021 Filed Mar 28, 2022 13:41 UTC	Barings Capital Investment Corp BCIC · Entity 70260	PurchaseCommon Stock	12,841.887	$21.99	$282,393.10	Disclosure SEC source: 0001225208-22-005091 · doc4.xml · nonDerivative · entry 5 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By C.M. Life Insurance Company Disclosed balance after: 155,789.337 F2 · ownership.nature: C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person. Read SEC document
April 14, 2021 Filed Mar 28, 2022 13:41 UTC	Barings Capital Investment Corp BCIC · Entity 70260	PurchaseCommon Stock	243,995.857	$21.99	$5,365,468.90	Disclosure SEC source: 0001225208-22-005091 · doc4.xml · nonDerivative · entry 1 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959,997.407 Read SEC document
January 28, 2021 Filed Jan 28, 2021 20:51 UTC	Barings Capital Investment Corp NONE · Entity 70260	PurchaseCommon Stock	9,267.84	$21.58	$199,999.99	Disclosure SEC source: 0001225208-21-001203 · doc4.xml · nonDerivative · entry 2 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By C.M. Life Insurance Company Disclosed balance after: 142,947.45 F1 · ownership.direct: C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person. Read SEC document
January 28, 2021 Filed Jan 28, 2021 20:51 UTC	Barings Capital Investment Corp NONE · Entity 70260	PurchaseCommon Stock	176,088.97	$21.58	$3,799,999.97	Disclosure SEC source: 0001225208-21-001203 · doc4.xml · nonDerivative · entry 1 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,716,001.48 Read SEC document
January 25, 2021 Filed Jan 26, 2021 18:39 UTC	Barings Capital Investment Corp NONE · Entity 70260	PurchaseCommon Stock	40,358.29	$21.58	$870,931.90	Disclosure SEC source: 0001225208-21-001120 · doc4.xml · nonDerivative · entry 2 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By C.M. Life Insurance Company Disclosed balance after: 133,679.61 F1 · ownership.nature: C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person. Read SEC document
January 25, 2021 Filed Jan 26, 2021 18:39 UTC	Barings Capital Investment Corp NONE · Entity 70260	PurchaseCommon Stock	766,807.51	$21.58	$16,547,706.07	Disclosure SEC source: 0001225208-21-001120 · doc4.xml · nonDerivative · entry 1 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,539,912.51 Read SEC document
June 19, 2019 Filed Jun 21, 2019 14:56 UTC	ABRDN ASIA-PACIFIC INCOME FUND, INC. FAX · Entity 5334	PurchaseSenior Notes	18,000,000	$0.00	$0.00	Disclosure SEC source: 0001225208-19-009491 · doc4.xml · nonDerivative · entry 1 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000,000 Read SEC document
August 06, 2018 Filed Aug 8, 2018 22:56 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KFM · Entity 108252	OtherSeries L Senior Note	2,500,000	$1.00	$2,500,000.00	Disclosure SEC source: 0001225208-18-012451 · doc4.xml · nonDerivative · entry 6 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MassMutual Asia Limited Disclosed balance after: 2,500,000 F1 · kind: The activity reported in this filing represents a transfer of the notes previously issued under the Kayne Anderson Total Return Fund, Inc. which have been reissued under the Issuer. Read SEC document
August 06, 2018 Filed Aug 8, 2018 22:56 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KFM · Entity 108252	OtherSeries K Senior Note	2,500,000	$1.00	$2,500,000.00	Disclosure SEC source: 0001225208-18-012451 · doc4.xml · nonDerivative · entry 5 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MassMutual Asia Limited Disclosed balance after: 2,500,000 F1 · kind: The activity reported in this filing represents a transfer of the notes previously issued under the Kayne Anderson Total Return Fund, Inc. which have been reissued under the Issuer. Read SEC document
August 06, 2018 Filed Aug 8, 2018 22:56 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KFM · Entity 108252	OtherSeries L Senior Note	1,000,000	$1.00	$1,000,000.00	Disclosure SEC source: 0001225208-18-012451 · doc4.xml · nonDerivative · entry 4 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By C.M. Life Insurance Company Disclosed balance after: 1,000,000 F1 · kind: The activity reported in this filing represents a transfer of the notes previously issued under the Kayne Anderson Total Return Fund, Inc. which have been reissued under the Issuer. Read SEC document
August 06, 2018 Filed Aug 8, 2018 22:56 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KFM · Entity 108252	OtherSeries K Senior Note	1,100,000	$1.00	$1,100,000.00	Disclosure SEC source: 0001225208-18-012451 · doc4.xml · nonDerivative · entry 3 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By C.M. Life Insurance Company Disclosed balance after: 1,100,000 F1 · kind: The activity reported in this filing represents a transfer of the notes previously issued under the Kayne Anderson Total Return Fund, Inc. which have been reissued under the Issuer. Read SEC document
August 06, 2018 Filed Aug 8, 2018 22:56 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KFM · Entity 108252	OtherSeries L Senior Note	13,500,000	$1.00	$13,500,000.00	Disclosure SEC source: 0001225208-18-012451 · doc4.xml · nonDerivative · entry 2 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500,000 F1 · kind: The activity reported in this filing represents a transfer of the notes previously issued under the Kayne Anderson Total Return Fund, Inc. which have been reissued under the Issuer. Read SEC document
August 06, 2018 Filed Aug 8, 2018 22:56 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KFM · Entity 108252	OtherSeries K Senior Note	14,200,000	$1.00	$14,200,000.00	Disclosure SEC source: 0001225208-18-012451 · doc4.xml · nonDerivative · entry 1 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,200,000 F1 · kind: The activity reported in this filing represents a transfer of the notes previously issued under the Kayne Anderson Total Return Fund, Inc. which have been reissued under the Issuer. Read SEC document
August 06, 2018 Filed Aug 8, 2018 22:17 UTC	Kayne Anderson Energy Total Return Fund, Inc. KYE · Entity 164253	OtherSeries L Senior Note	2,500,000	$1.00	$2,500,000.00	Disclosure SEC source: 0001225208-18-012449 · doc4.xml · nonDerivative · entry 6 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · See footnotes. 10b5-1 filing: Not disclosed Ownership: Indirect · By MassMutual Asia Limited Disclosed balance after: 0 F1 · kind: The activity reported in this filing represents a transfer of the Issuer's notes to Kayne Anderson Midstream/Energy Fund Inc. Read SEC document
August 06, 2018 Filed Aug 8, 2018 22:17 UTC	Kayne Anderson Energy Total Return Fund, Inc. KYE · Entity 164253	OtherSeries K Senior Note	2,500,000	$1.00	$2,500,000.00	Disclosure SEC source: 0001225208-18-012449 · doc4.xml · nonDerivative · entry 5 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · See footnotes. 10b5-1 filing: Not disclosed Ownership: Indirect · By MassMutual Asia Limited Disclosed balance after: 0 F1 · kind: The activity reported in this filing represents a transfer of the Issuer's notes to Kayne Anderson Midstream/Energy Fund Inc. Read SEC document
August 06, 2018 Filed Aug 8, 2018 22:17 UTC	Kayne Anderson Energy Total Return Fund, Inc. KYE · Entity 164253	OtherSeries L Senior Note	1,000,000	$1.00	$1,000,000.00	Disclosure SEC source: 0001225208-18-012449 · doc4.xml · nonDerivative · entry 4 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · See footnotes. 10b5-1 filing: Not disclosed Ownership: Indirect · By C.M. Life Insurance company Disclosed balance after: 0 F1 · kind: The activity reported in this filing represents a transfer of the Issuer's notes to Kayne Anderson Midstream/Energy Fund Inc. Read SEC document
August 06, 2018 Filed Aug 8, 2018 22:17 UTC	Kayne Anderson Energy Total Return Fund, Inc. KYE · Entity 164253	OtherSeries K Senior Note	1,100,000	$1.00	$1,100,000.00	Disclosure SEC source: 0001225208-18-012449 · doc4.xml · nonDerivative · entry 3 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · See footnotes. 10b5-1 filing: Not disclosed Ownership: Indirect · By C.M. Life Insurance company Disclosed balance after: 0 F1 · kind: The activity reported in this filing represents a transfer of the Issuer's notes to Kayne Anderson Midstream/Energy Fund Inc. Read SEC document
August 06, 2018 Filed Aug 8, 2018 22:17 UTC	Kayne Anderson Energy Total Return Fund, Inc. KYE · Entity 164253	OtherSeries L Senior Note	13,500,000	$1.00	$13,500,000.00	Disclosure SEC source: 0001225208-18-012449 · doc4.xml · nonDerivative · entry 2 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · See footnotes. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The activity reported in this filing represents a transfer of the Issuer's notes to Kayne Anderson Midstream/Energy Fund Inc. Read SEC document
August 06, 2018 Filed Aug 8, 2018 22:17 UTC	Kayne Anderson Energy Total Return Fund, Inc. KYE · Entity 164253	OtherSeries K Senior Note	14,200,000	$1.00	$14,200,000.00	Disclosure SEC source: 0001225208-18-012449 · doc4.xml · nonDerivative · entry 1 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · See footnotes. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The activity reported in this filing represents a transfer of the Issuer's notes to Kayne Anderson Midstream/Energy Fund Inc. Read SEC document
November 15, 2017 Filed Nov 16, 2017 21:39 UTC	BARINGS CORPORATE INVESTORS MCI · Entity 2765	PurchaseSenior Fixed Rate Convertible Note Due 11/15/2027 · Derivative	30,000,000	$0.00	$0.00	Disclosure SEC source: 0001225208-17-017405 · doc4.xml · derivative · entry 2 MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner BARINGS LLC · CIK 0000009015 · Investment Adviser Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000,000 Underlying: Common Shares ("Shares of Beneficial Interest") · 30,000,000 shares Expires not disclosed F2 · derivative.exercise_price: The dollar amount of principal of the note is convertible into an equivalent dollar amount of the Issuer's common shares based upon the average price of the common shares for ten business days prior to MassMutual's notice of conversion. F3 · price: On November 15, 2017, Barings Corporate Investors (the "Issuer") issued to MassMutual an amended and restated Senior Fixed Rate Convertible Note (the "Note") in the principal amount of $30,000,000, due on November 15, 2027. MassMutual, at its option, can convert the principal amount of the Note into the Issuer's common shares. F2 · derivative.exercise_date: The dollar amount of principal of the note is convertible into an equivalent dollar amount of the Issuer's common shares based upon the average price of the common shares for ten business days prior to MassMutual's notice of conversion. F2 · derivative.expiration_date: The dollar amount of principal of the note is convertible into an equivalent dollar amount of the Issuer's common shares based upon the average price of the common shares for ten business days prior to MassMutual's notice of conversion. F4 · ownership.direct: The inclusion of MassMutual held securities of the Issuer shall not be construed as an admission that Barings is for the purpose of Section 16 of the Exchange Act, the direct or indirect beneficial owner of the securities of the Issuer beneficially owned by MassMutual. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.