Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| All In FutureTech Alliance, Inc.AESE · Entity 7672 | Director · President · Co-Chairman | November 11, 2021 | November 18, 2021 |
| NEW ROYAL HOLDCO I INC.GDEN · Entity 12205 | Director | June 03, 2021 | June 03, 2021 |
| SUI Group Holdings Ltd.MCVT · Entity 6997 | Director | September 06, 2023 | September 08, 2023 |
| Sow Good Inc.SOWG · Entity 6993 | 10% owner | January 15, 2026 | January 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
All In FutureTech Alliance, Inc.
Report date November 11, 2021 · Filed November 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.20 · Expires 2031-11-11 | Direct | 50,000 |
Reported balance
After 2021-11-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-11-11 · Grant · Acquired 50,000 · Balance 50,000 F1: Option vest as follows: 12,500 shares vest on each of 11/11/2022, 11/11/2023, 11/11/2024 and 11/11/2025. Subject to accelerated vesting upon the consummation of a qualified acquisition. |
| Common StockSEC Table I · non-derivative | Direct | 1,095,459 |
Reported balance
Holding disclosure · report date 2021-11-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,095,459 |
Filing footnotes · ownership attribution and instrument terms
F1: Option vest as follows: 12,500 shares vest on each of 11/11/2022, 11/11/2023, 11/11/2024 and 11/11/2025. Subject to accelerated vesting upon the consummation of a qualified acquisition.
NEW ROYAL HOLDCO I INC.
Report date June 03, 2021 · Filed June 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 814,617 |
Reported balance
After 2021-06-03 transaction · row 1
1 source rowRow 1 · 2021-06-03 · Grant · Acquired 3,974 · Balance 814,617 F1: Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest on 6/3/2022. |
| Common StockSEC Table I · non-derivative | IndirectBy Berman Consulting Corporation | 211,403 |
Reported balance
Holding disclosure · report date 2021-06-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 211,403 F2: Berman Consulting Corporation is a corporation wholly owned by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest on 6/3/2022.
F2: Berman Consulting Corporation is a corporation wholly owned by the Reporting Person.
SUI Group Holdings Ltd.
Report date September 06, 2023 · Filed September 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 315,556 |
Reported balance
After 2023-09-06 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-09-06 · Exercise / conversion · Acquired 100,000 · Balance 315,556 |
| Common StockSEC Table I · non-derivative | Direct | 215,556 |
Reported balance
Holding disclosure · report date 2023-09-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 215,556 |
| Non-qualified stock optionsSEC Table II · derivative / convertible security · Conversion / exercise price $2.12 · Expires 2032-11-22 | Direct | 0 |
Reported balance
After 2023-09-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-09-06 · Exercise / conversion · Acquired 100,000 · Balance 0 |
Sow Good Inc.
Report date January 15, 2026 · Filed January 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 161,142 |
Reported balance
After 2026-01-15 transaction · row 1
1 source rowRow 1 · 2026-01-15 · Grant · Acquired 138,888 · Balance 161,142 |
| Common StockSEC Table I · non-derivative | IndirectBy Corp. | 6,750 |
Reported balance
Holding disclosure · report date 2026-01-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,750 F1: The shares are held in the name of Berman Consulting Corporation, for which Mr. Berman holds a pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 1,165,900 |
Reported balance
Holding disclosure · report date 2026-01-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,165,900 F2: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. |
| Senior Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2030-04-30 | Direct | 2,067,650 |
Reported balance
Holding disclosure · report date 2026-01-15 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,067,650 F3: The Senior Convertible Promissory Notes are convertible at the election of the holders at any time, in whole or in part, into shares of common stock based on a price per share equal to the average closing price of such common stock for the five trading days immediately prior to the execution of and entry into the New Notes. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held in the name of Berman Consulting Corporation, for which Mr. Berman holds a pecuniary interest.
F2: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest.
F3: The Senior Convertible Promissory Notes are convertible at the election of the holders at any time, in whole or in part, into shares of common stock based on a price per share equal to the average closing price of such common stock for the five trading days immediately prior to the execution of and entry into the New Notes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 15, 2026 Filed Jan 20, 2026 16:29 UTC | Sow Good Inc. SOWG · Entity 6993 | GrantCommon Stock | 138,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-016642 · ownership.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,142 Read SEC document |
| April 28, 2025 Filed Apr 30, 2025 15:05 UTC | Sow Good Inc. SOWG · Entity 6993 | GrantSenior Convertible Promissory Note · Derivative | 2,067,650 | $0.63 Strike: $0.63 | $1,302,619.50 |
DisclosureSEC source: 0000950170-25-060945 · ownership.xml · derivative · entry 4 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,067,650 Underlying: Common Stock · 2,067,650 shares Expires 2030-04-30 F3 · derivative.exercise_date: The Senior Convertible Promissory Notes are convertible at the election of the holders at any time, in whole or in part, into shares of common stock based on a price per share equal to the average closing price of such common stock for the five trading days immediately prior to the execution of and entry into the New Notes. Read SEC document |
| February 11, 2025 Filed Jun 17, 2025 17:13 UTC | Sow Good Inc. SOWG · Entity 6993 | GrantCommon Stock | 17,921 | $2.79 | $49,999.59 |
DisclosureSEC source: 0000950170-25-087508 · ownership.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,175 Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC | Sow Good Inc. SOWG · Entity 6993 | Exercise / conversionWarrant (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · derivative · entry 16 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2032-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F4 · ownership.nature: Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC | Sow Good Inc. SOWG · Entity 6993 | Exercise / conversionWarrant (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · derivative · entry 15 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2032-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F4 · ownership.nature: Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC | Sow Good Inc. SOWG · Entity 6993 | Exercise / conversionWarrant (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · derivative · entry 14 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2032-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F4 · ownership.nature: Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC | Sow Good Inc. SOWG · Entity 6993 | Exercise / conversionWarrant (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · derivative · entry 13 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2032-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F4 · ownership.nature: Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC | Sow Good Inc. SOWG · Entity 6993 | Exercise / conversionWarrant (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · derivative · entry 12 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2032-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F4 · ownership.nature: Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC | Sow Good Inc. SOWG · Entity 6993 | Exercise / conversionWarrant (Right to Buy) · Derivative | 230,000 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · derivative · entry 11 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 230,000 shares Expires 2032-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F4 · ownership.nature: Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC | Sow Good Inc. SOWG · Entity 6993 | Exercise / conversionWarrant (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · derivative · entry 10 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2031-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes. F4 · ownership.nature: Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC | Sow Good Inc. SOWG · Entity 6993 | Exercise / conversionCommon Stock | 62,500 | $2.60 | $162,500.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · nonDerivative · entry 7 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,165,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC | Sow Good Inc. SOWG · Entity 6993 | Exercise / conversionCommon Stock | 62,500 | $2.60 | $162,500.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · nonDerivative · entry 6 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,103,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC | Sow Good Inc. SOWG · Entity 6993 | Exercise / conversionCommon Stock | 62,500 | $2.60 | $162,500.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · nonDerivative · entry 5 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,040,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC | Sow Good Inc. SOWG · Entity 6993 | Exercise / conversionCommon Stock | 62,500 | $2.60 | $162,500.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · nonDerivative · entry 4 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 978,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC | Sow Good Inc. SOWG · Entity 6993 | Exercise / conversionCommon Stock | 62,500 | $2.60 | $162,500.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · nonDerivative · entry 3 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 915,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC | Sow Good Inc. SOWG · Entity 6993 | Exercise / conversionCommon Stock | 230,000 | $2.35 | $540,500.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · nonDerivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 853,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC | Sow Good Inc. SOWG · Entity 6993 | Exercise / conversionCommon Stock | 75,000 | $2.21 | $165,750.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 623,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 13:54 UTC | Sow Good Inc. SOWG · Entity 6993 | PurchaseCommon Stock | 68,966 | $7.25 | $500,003.50 |
DisclosureSEC source: 0001437749-24-010277 · rdgdoc.xml · nonDerivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 548,400 F1 · ownership.nature: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 16:19 UTC | Sow Good Inc. SOWG · Entity 6993 | GrantCommon Stock | 4,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-003910 · rdgdoc.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,254 Read SEC document |
| January 11, 2024 Filed Feb 1, 2024 17:23 UTC | Sow Good Inc. SOWG · Entity 6993 | GrantCommon Stock | 1,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-002849 · rdgdoc.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,171 F1 · balance_after: This Form 5 is being filed to correct the number of securities beneficially owned by the reporting person and reflects the amount of securities beneficially owned by the reporting person as of the date hereof. This Form 5 also creates a clear separation of the shares owned by Mr. Berman individually and The Lyle A. Berman Revocable Trust. Read SEC document |
| September 06, 2023 Filed Sep 8, 2023 13:04 UTC | SUI Group Holdings Ltd. MCVT · Entity 6997 | Exercise / conversionNon-qualified stock options · Derivative | 100,000 | $0.00 Strike: $2.12 | $0.00 |
DisclosureSEC source: 0001654954-23-011683 · section16.xml · derivative · entry 3 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2032-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2023 Filed Sep 8, 2023 13:04 UTC | SUI Group Holdings Ltd. MCVT · Entity 6997 | Exercise / conversionCommon Stock | 100,000 | $2.12 | $212,000.00 |
DisclosureSEC source: 0001654954-23-011683 · section16.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 16:01 UTC | Sow Good Inc. SOWG · Entity 6993 | PurchaseCOMMON STOCK | 40,000 | $5.00 | $200,000.00 |
DisclosureSEC source: 0001683168-23-006142 · ownership.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,322,598 F1 · ownership.nature: 40,000 of the shares were purchased by the Lyle A. Berman Revocable Trust for which Mr. Berman is a trustee and holds a pecuniary interest. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 16:49 UTC | Sow Good Inc. SOWG · Entity 6993 | GrantCOMMON STOCK | 4,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-23-003911 · ownership.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 463,520 Read SEC document |
| November 23, 2022 Filed Nov 25, 2022 20:12 UTC | SUI Group Holdings Ltd. MCVT · Entity 6997 | GrantCommon Stock | 100,000 | $2.12 | $212,000.00 |
DisclosureSEC source: 0001104659-22-122166 · tm2231375-1_4seq1.xml · nonDerivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,556 F2 · shares: Shares were issued to the reporting person pursuant to share award approved, without restrictions, by the Board of Directors of the issuer on November 23, 2022. The reported price is the closing market price of the common stock on the date of the stock award. F1 · balance_after: Of the reported amount, 6,667 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Forfeiture restrictions on those 6,667 common shares lapse on January 24, 2023. Read SEC document |
| November 23, 2022 Filed Dec 1, 2022 21:55 UTC Amendment | SUI Group Holdings Ltd. MCVT · Entity 6997 | GrantNon-qualified stock options · Derivative | 100,000 | $0.00 Strike: $2.12 | $0.00 |
DisclosureSEC source: 0001104659-22-123842 · tm2231689-1_4aseq1.xml · derivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common stock · 100,000 shares Expires 2032-11-22 F2 · security: Options were issued to the reporting person pursuant to an award approved, without restrictions, by the Compensation Committee of the Board of Directors of the issuer on November 23, 2022. The exercise price is the closing market price of the common stock on the date of the award. F3 · derivative.exercise_date: The options are not exercisable by their terms unless and until the related equity compensation plan shall have been approved by the issuer's shareholders. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 17:21 UTC | Sow Good Inc. SOWG · Entity 6993 | PurchaseWarrant (right to buy) · Derivative | 312,500 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001683168-22-006063 · ownership.xml · derivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 312,500 Underlying: Common Stock · 312,500 shares Expires 2032-08-23 F1 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F2 · ownership.nature: Warrants purchased by the Lyle Berman Revocable Trust. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 18:52 UTC | SUI Group Holdings Ltd. MCVT · Entity 6997 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-090263 · tm2223394-1_4seq1.xml · nonDerivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,556 F1 · balance_after: All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 09:16 UTC Amendment | SUI Group Holdings Ltd. MCVT · Entity 6997 | GrantCommon Stock | 200,000 | $4.00 | $800,000.00 |
DisclosureSEC source: 0001104659-22-090713 · tm2223428-2_4aseq1.xml · nonDerivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,556 F1 · balance_after: All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share. Read SEC document |
| April 11, 2022 Filed May 19, 2022 21:49 UTC | SUI Group Holdings Ltd. MCVT · Entity 6997 | GrantCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-063058 · tm2216047-1_4seq1.xml · nonDerivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F1 · shares: All of these 15,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, these 15,000 shares are scheduled to vest on January 24, 2023. F1 · price: All of these 15,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, these 15,000 shares are scheduled to vest on January 24, 2023. F1 · balance_after: All of these 15,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, these 15,000 shares are scheduled to vest on January 24, 2023. Read SEC document |
| April 08, 2022 Filed Apr 14, 2022 15:14 UTC | Sow Good Inc. SOWG · Entity 6993 | PurchaseWarrant (right to buy) · Derivative | 230,000 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0001683168-22-002659 · ownership.xml · derivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 230,000 Underlying: Common Stock · 230,000 shares Expires 2032-04-08 F1 · price: Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F2 · ownership.nature: Warrants purchased by the Lyle Berman Revocable Trust. Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 16:02 UTC | Sow Good Inc. SOWG · Entity 6993 | PurchaseWarrant (right to buy) · Derivative | 75,000 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0001683168-22-000087 · ownership.xml · derivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote 2 Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2031-12-31 F1 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes. F2 · ownership.nature: Warrants purchased by the Lyle Berman Revocable Trust. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 07:51 UTC | Sow Good Inc. SOWG · Entity 6993 | GrantCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-006309 · ownership.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,116 Read SEC document |
| November 11, 2021 Filed Nov 18, 2021 16:54 UTC | All In FutureTech Alliance, Inc. AESE · Entity 7672 | GrantStock Options (right to buy) · Derivative | 50,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001179110-21-010250 · edgar.xml · derivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director · President · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-11-11 F1 · derivative.exercise_date: Option vest as follows: 12,500 shares vest on each of 11/11/2022, 11/11/2023, 11/11/2024 and 11/11/2025. Subject to accelerated vesting upon the consummation of a qualified acquisition. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 16:40 UTC | Sow Good Inc. SOWG · Entity 6993 | PurchaseCOMMON STOCK | 117,647 | $4.25 | $499,999.75 |
DisclosureSEC source: 0001683168-21-002870 · ownership.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 450,783 F1 · ownership.nature: The shares were purchased by the Lyle A. Berman Revocable Trust for which Mr. Berman is a trustee and holds a pecuniary interest. Read SEC document |
| June 03, 2021 Filed Jun 3, 2021 19:06 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantCommon Stock | 3,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001071255-21-000061 · wf-form4_162276157963464.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,617 F1 · shares: Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest on 6/3/2022. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 19:16 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | SaleCommon Stock | 200,000 | $24.96 | $4,992,000.00 |
DisclosureSEC source: 0001071255-21-000028 · wf-form4_161680054458326.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810,643 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 19:40 UTC | Sow Good Inc. SOWG · Entity 6993 | PurchaseCOMMON STOCK | 100,000 | $4.00 | $400,000.00 |
DisclosureSEC source: 0001683168-21-000462 · ownership.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 333,136 F1 · ownership.nature: The shares were purchased by the Lyle A. Berman Revocable Trust for which Mr. Berman is a trustee and holds a pecuniary interest. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 16:45 UTC | All In FutureTech Alliance, Inc. AESE · Entity 7672 | GrantCommon Stock | 15,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000160 · edgar.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,095,459 Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 20:31 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | OtherCommon Stock | 50,000 | $19.00 | $950,000.00 |
DisclosureSEC source: 0001071255-20-000026 · wf-form4_160877346412273.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,010,643 F1 · kind: Represents shares repurchased under the Company's share repurchase program authorized on March 12, 2019. F2 · balance_after: Since the date of the Reporting Person's last report, 156,880 shares previously owned through the Lyle A. Berman Roth IRA were transferred to Mr. Berman's revocable living trust and are therefore now reported as owned directly. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 18:03 UTC | Sow Good Inc. ANFC · Entity 6993 | GrantCommon Stock | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-003364 · ownership.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,136 Read SEC document |
| September 24, 2020 Filed Sep 28, 2020 16:51 UTC | All In FutureTech Alliance, Inc. AESE · Entity 7672 | GrantCommon Stock | 14,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009981 · edgar.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,079,636 F1 · ownership.direct: All shares held by the Reporting Person's Revocable Trust. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 17:40 UTC | All In FutureTech Alliance, Inc. AESE · Entity 7672 | SaleCommon Stock | 455,800 | $2.53 | $1,152,353.56 |
DisclosureSEC source: 0001179110-20-009233 · edgar.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065,350 F1 · kind: The reporting person's sale of AESE common stock reported herein may be matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 42,968 shares, with the distribution of 42,968 shares of common stock on August 10, 2020, from Black Ridge Oil & Gas, Inc. ("BROG"), which the Reporting Person serves as a director, pursuant to BROG's 2018 Stock Management Incentive Plan dated March 6, 2018; at a price of $2.0191 per share. The reporting person has agreed to pay to AESE, upon settlement of the sale, $21,875.01, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. F3 · balance_after: Includes 3,534 shares subject to restrictions; which restrictions lapse on 9/20/2020. F4 · ownership.direct: All shares held by the Reporting Person's Revocable Trust. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 20:44 UTC | All In FutureTech Alliance, Inc. AESE · Entity 7672 | OtherCommon Stock | 42,968 | $2.02 | $86,756.69 |
DisclosureSEC source: 0001179110-20-008973 · edgar.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521,150 F1 · kind: The shares were transferred to the Reporting Person on August 10, 2020 from Black Ridge Oil & Gas, Inc. ("BROG"), which the Reporting Person serves as a director, pursuant to BROG's 2018 Stock Management Incentive Plan dated March 6, 2018. F2 · balance_after: 3,534 shares of which were issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. F3 · ownership.direct: All shares held by the Reporting Person's Revocable Trust. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 16:13 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantCommon Stock | 16,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001401 · primary_01.xml · nonDerivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 903,763 F1 · shares: Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest on 6/3/2021. Read SEC document |
| May 15, 2020 Filed May 19, 2020 14:39 UTC | All In FutureTech Alliance, Inc. AESE · Entity 7672 | OtherPut Option (obligation to purchase) · Derivative | 1,018,848 | Not disclosed Strike: $1.96 | Not disclosed |
DisclosureSEC source: 0001179110-20-006273 · edgar.xml · derivative · entry 3 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,018,848 shares Expires 2020-05-15 F4 · kind: On May 15, 2020, the Company sold the shares to the Reporting Person upon the exercise of the Put Option. F1 · price: On February 25, 2020, the Issuer entered into a Put Option Agreement (the "Put Option") with the reporting person, whereby the Company had the right to sell to the reporting person common stock with an aggregate value of up to $2,000,000 at $1.963 per share through April 9, 2020. On April 7, 2020, the parties amended the Put Option to extend the purchase date through May 15, 2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 14:39 UTC | All In FutureTech Alliance, Inc. AESE · Entity 7672 | OtherCommon Stock | 1,018,848 | $1.96 | $1,999,998.62 |
DisclosureSEC source: 0001179110-20-006273 · edgar.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,478,182 F1 · kind: On February 25, 2020, the Issuer entered into a Put Option Agreement (the "Put Option") with the reporting person, whereby the Company had the right to sell to the reporting person common stock with an aggregate value of up to $2,000,000 at $1.963 per share through April 9, 2020. On April 7, 2020, the parties amended the Put Option to extend the purchase date through May 15, 2020. F4 · kind: On May 15, 2020, the Company sold the shares to the Reporting Person upon the exercise of the Put Option. F2 · balance_after: 3,534 shares of which were issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. F3 · ownership.direct: All shares held by the Reporting Person's Revocable Trust. Read SEC document |
| May 15, 2020 Filed Jun 9, 2020 18:07 UTC Amendment | All In FutureTech Alliance, Inc. AESE · Entity 7672 | GrantPut Option (obligation to purchase) · Derivative | 1,018,848 | Not disclosed Strike: $1.96 | Not disclosed |
DisclosureSEC source: 0001179110-20-007148 · edgar.xml · derivative · entry 3 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,018,848 shares Expires 2020-05-15 F4 · kind: On May 15, 2020, the Company sold the shares to the Reporting Person upon the exercise of the Put Option. F5 · kind: This form is being amended to correct the transaction code to an "A" to reflect that the transaction between the director and Issuer is exempt under Rule 16b-3(d). Both Board and Shareholder approval were obtained for the transaction. F1 · price: On February 25, 2020, the Issuer entered into a Put Option Agreement (the "Put Option") with the reporting person, whereby the Company had the right to sell to the reporting person common stock with an aggregate value of up to $2,000,000 at $1.963 per share through April 9, 2020. On April 7, 2020, the parties amended the Put Option to extend the purchase date through May 15, 2020. Read SEC document |
| May 15, 2020 Filed Jun 9, 2020 18:07 UTC Amendment | All In FutureTech Alliance, Inc. AESE · Entity 7672 | GrantCommon Stock | 1,018,848 | $1.96 | $1,999,998.62 |
DisclosureSEC source: 0001179110-20-007148 · edgar.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,478,182 F1 · kind: On February 25, 2020, the Issuer entered into a Put Option Agreement (the "Put Option") with the reporting person, whereby the Company had the right to sell to the reporting person common stock with an aggregate value of up to $2,000,000 at $1.963 per share through April 9, 2020. On April 7, 2020, the parties amended the Put Option to extend the purchase date through May 15, 2020. F4 · kind: On May 15, 2020, the Company sold the shares to the Reporting Person upon the exercise of the Put Option. F5 · kind: This form is being amended to correct the transaction code to an "A" to reflect that the transaction between the director and Issuer is exempt under Rule 16b-3(d). Both Board and Shareholder approval were obtained for the transaction. F2 · balance_after: 3,534 shares of which were issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. F3 · ownership.direct: All shares held by the Reporting Person's Revocable Trust. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 19:46 UTC | Sow Good Inc. ANFCD · Entity 6993 | GrantWarrants (right to buy) · Derivative | 26,250 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001683168-20-000843 · ownership.xml · derivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,250 Underlying: Common Stock · 26,250 shares Expires 2030-03-12 F1 · security: The Warrants were issued in connection with the reporting person serving as a guarantor of a loan facility in favor of the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.