Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2026 Filed Apr 2, 2026 21:22 UTC |
Lazar David E.Director
|
GrantCommon Stock | 5,740,000 | $0.14 | $819,672.00 |
DisclosureSEC source: 0001829126-26-003119 · ownership.xml · nonDerivative · entry 1 Lazar David E. · CIK 0001932843 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,740,000 F3 · shares: Amount represents 5,740,000 shares received as a result of the conversion of 410,000 Series AA Convertible, Non-Redeemable Preferred Stock at a conversion price of $0.14286. Read SEC document |
| March 30, 2026 Filed Apr 1, 2026 21:15 UTC |
NATAN DAVIDDirector
|
GrantCommon Stock | 276,876 | $0.47 | $128,775.03 |
DisclosureSEC source: 0001829126-26-003045 · ownership.xml · nonDerivative · entry 1 NATAN DAVID · CIK 0001253108 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,876 F1 · shares: 26,876 shares issued as non-employee director compensation and 250,000 shares issued as compensation for services as an advisor to the Company. Read SEC document |
| March 30, 2026 Filed Apr 3, 2026 23:08 UTC |
Rubin Jeffrey EdwardDirector
|
GrantCommon Stock | 26,876 | $0.05 | $1,249.73 |
DisclosureSEC source: 0001193125-26-142517 · ownership.xml · nonDerivative · entry 1 Rubin Jeffrey Edward · CIK 0002083226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,961 Read SEC document |
| March 30, 2026 Filed Apr 3, 2026 23:51 UTC |
Shensky EdwardDirector
|
GrantCommon stock | 26,876 | $0.47 | $12,500.03 |
DisclosureSEC source: 0001193125-26-142557 · ownership.xml · nonDerivative · entry 1 Shensky Edward · CIK 0002008040 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,436 Read SEC document |
| February 12, 2026 Filed Feb 18, 2026 22:49 UTC |
Goldfarb IraDirector · 10% owner
|
ConversionSenior Convertible Promissory Note · Derivative | 827,095 | $0.35 Strike: $0.35 | $289,483.25 |
DisclosureSEC source: 0001193125-26-057557 · ownership.xml · derivative · entry 9 Goldfarb Ira · CIK 0001827152 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,521,114 Underlying: Common Stock · 3,521,114 shares Expires 2025-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The Senior Convertible Promissory Notes are convertible at the election of the holders at any time, in whole or in part, into shares of common stock based on a price per share equal to the average closing price of such common stock for the five trading days immediately prior to the execution of and entry into the New Notes. F6 · balance_after: Mr. Goldfarb owns 292,425 shares underlying the senior convertible promissory note as joint tenants with right of survivorship with Mr. Goldfarb's spouse, Claudia Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. Read SEC document |
| February 12, 2026 Filed Feb 18, 2026 22:49 UTC |
Goldfarb IraDirector · 10% owner
|
ConversionCommon Stock | 827,095 | $0.35 | $289,483.25 |
DisclosureSEC source: 0001193125-26-057557 · ownership.xml · nonDerivative · entry 1 Goldfarb Ira · CIK 0001827152 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,975,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: Mr. Goldfarb owns 556,072 shares held as joint tenants with right of survivorship with Mr. Goldfarb's spouse, Claudia Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. Read SEC document |
| February 12, 2026 Filed Feb 27, 2026 23:05 UTC |
Goldfarb ClaudiaDirector · Chief Operating Officer · 10% owner
|
GrantCommon Stock | 94,555 | $0.35 | $33,094.25 |
DisclosureSEC source: 0001193125-26-083394 · ownership.xml · nonDerivative · entry 1 Goldfarb Claudia · CIK 0001827040 · Director · Chief Operating Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,022,697 F1 · balance_after: Mrs. Goldfarb owns 556,072 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. Read SEC document |
| January 15, 2026 Filed Jan 20, 2026 16:29 UTC |
BERMAN LYLE10% owner
|
GrantCommon Stock | 138,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-016642 · ownership.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,142 Read SEC document |
| January 15, 2026 Filed Jan 20, 2026 22:13 UTC |
Goldfarb IraDirector · 10% owner
|
GrantCommon Stock | 138,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-016811 · ownership.xml · nonDerivative · entry 1 Goldfarb Ira · CIK 0001827152 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,148,356 F1 · balance_after: Mrs. Goldfarb owns 461,517 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. Read SEC document |
| December 31, 2025 Filed Jan 6, 2026 02:33 UTC |
Lazar David E.Director · Chief Executive Officer
|
GrantSeries AA Preferred Stock · Derivative | 1,500,000 | $2.00 Strike: $0.14 | $3,000,000.00 |
DisclosureSEC source: 0001829126-26-000049 · ownership.xml · derivative · entry 1 Lazar David E. · CIK 0001932843 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Common Stock · 21,000,000 shares Expires not disclosed F1 · derivative.exercise_date: On December 31, 2025, Sow Good Inc. (the "Company") entered into a Securities Purchase Agreement (the "Agreement") with David Lazar, pursuant to which the Company issued 1,500,000 shares of Series AA Preferred Stock to Mr. Lazar at $2 per preferred share. The Series AA Preferred Stock is not convertible into common stock until after stockholder approval, at which point the shares will convert to 21,000,000 shares of common stock with a conversion price of $0.14286 per share. The Agreement and the issuance of the Series AA Preferred Stock were approved by the Company's board of directors and did not involve the exchange of consideration between the Company and Mr. Lazar beyond the terms set forth in the Agreement. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| December 31, 2025 Filed Apr 2, 2026 21:22 UTC |
Lazar David E.Director
|
Exercise / conversionSeries AA Preferred Stock · Derivative | 410,000 | $2.00 Strike: $0.14 | $820,000.00 |
DisclosureSEC source: 0001829126-26-003119 · ownership.xml · derivative · entry 2 Lazar David E. · CIK 0001932843 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,090,000 Underlying: Common Stock · 5,740,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On December 31, 2025, Sow Good Inc. (the "Company") entered into a Securities Purchase Agreement (the "Agreement") with David Lazar, pursuant to which the Company issued 1,500,000 shares of Series AA Preferred Stock to Mr. Lazar at $2 per preferred share. The Series AA Preferred Stock is not convertible into common stock until after stockholder approval, at which point the shares will convert to 21,000,000 shares of common stock with a conversion price of $0.14286 per share. The Agreement and the issuance of the Series AA Preferred Stock were approved by the Company's board of directors and did not involve the exchange of consideration between the Company and Mr. Lazar beyond the terms set forth in the Agreement. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 22:16 UTC |
Goldfarb IraDirector · Executive Chairman · 10% owner
|
GrantCommon Stock | 259,270 | $0.77 | $199,637.90 |
DisclosureSEC source: 0000950170-25-083927 · ownership.xml · nonDerivative · entry 1 Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,009,468 F1 · balance_after: Mrs. Goldfarb owns 461,517 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 21:38 UTC |
Goldfarb ClaudiaDirector · CEO · 10% owner
|
GrantCommon Stock | 167,362 | $0.77 | $128,868.74 |
DisclosureSEC source: 0000950170-25-083891 · ownership.xml · nonDerivative · entry 1 Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 928,142 F1 · balance_after: Mrs. Goldfarb owns 461,517 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. Read SEC document |
| April 28, 2025 Filed Apr 30, 2025 15:05 UTC |
BERMAN LYLEDirector · 10% owner
|
GrantSenior Convertible Promissory Note · Derivative | 2,067,650 | $0.63 Strike: $0.63 | $1,302,619.50 |
DisclosureSEC source: 0000950170-25-060945 · ownership.xml · derivative · entry 4 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,067,650 Underlying: Common Stock · 2,067,650 shares Expires 2030-04-30 F3 · derivative.exercise_date: The Senior Convertible Promissory Notes are convertible at the election of the holders at any time, in whole or in part, into shares of common stock based on a price per share equal to the average closing price of such common stock for the five trading days immediately prior to the execution of and entry into the New Notes. Read SEC document |
| April 28, 2025 Filed May 1, 2025 01:14 UTC |
Goldfarb IraDirector · Executive Chairman · 10% owner
|
GrantSenior Convertible Promissory Note · Derivative | 2,454,632 | $0.62 Strike: $2,454,632.00 | $1,521,871.84 |
DisclosureSEC source: 0000950170-25-061396 · ownership.xml · derivative · entry 9 Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,454,632 Underlying: Common Stock · 2,454,632 shares Expires 2030-04-30 F6 · shares: Mr. Goldfarb was issued 386,980 shares joint tenants with right of survivorship with Mr. Goldfarb's spouse, Claudia Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. pursuant to an Exchange Agreement dated as of April 28, 2025. F5 · derivative.exercise_date: The Senior Convertible Promissory Notes are convertible at the election of the holders at any time, in whole or in part, into shares of common stock based on a price per share equal to the average closing price of such common stock for the five trading days immediately prior to the execution of and entry into the New Notes. F7 · balance_after: Mr. Goldfarb owns 386,980 shares as joint tenants with right of survivorship with Mr. Goldfarb's spouse, Claudia Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. Read SEC document |
| April 28, 2025 Filed Apr 30, 2025 19:05 UTC |
Goldfarb ClaudiaDirector · CEO · 10% owner
|
GrantSenior Convertible Promissory Note · Derivative | 386,980 | $0.62 Strike: $0.62 | $239,927.60 |
DisclosureSEC source: 0000950170-25-060947 · ownership.xml · derivative · entry 3 Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 386,980 Underlying: Common Stock · 386,980 shares Expires 2030-04-30 F3 · shares: Mrs. Goldfarb was issued 386,980 shares as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest pursuant to an Exchange Agreement dated as of April 28, 2025. F4 · derivative.exercise_date: The Senior Convertible Promissory Notes are convertible at the election of the holders at any time, in whole or in part, into shares of common stock based on a price per share equal to the average closing price of such common stock for the five trading days immediately prior to the execution of and entry into the New Notes. F5 · balance_after: Mrs. Goldfarb owns 386,980 shares as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. Read SEC document |
| March 31, 2025 Filed Apr 4, 2025 21:31 UTC |
Goldfarb ClaudiaDirector · CEO · 10% owner
|
GrantCommon Stock | 158,416 | $1.01 | $160,000.16 |
DisclosureSEC source: 0000950170-25-051255 · ownership.xml · nonDerivative · entry 1 Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 706,780 F1 · balance_after: Mrs. Goldfarb owns 461,517 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. Read SEC document |
| March 31, 2025 Filed Apr 7, 2025 12:09 UTC |
Goldfarb IraDirector · Executive Chairman · 10% owner
|
GrantCommon Stock | 198,020 | $1.01 | $200,000.20 |
DisclosureSEC source: 0000950170-25-051366 · ownership.xml · nonDerivative · entry 1 Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,198 F1 · balance_after: Mr. Goldfarb owns 461,517 shares held as joint tenants with right of survivorship with Mr. Goldfarb's spouse, Claudia Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. Read SEC document |
| February 11, 2025 Filed Jun 17, 2025 17:13 UTC |
BERMAN LYLEDirector · 10% owner
|
GrantCommon Stock | 17,921 | $2.79 | $49,999.59 |
DisclosureSEC source: 0000950170-25-087508 · ownership.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,175 Read SEC document |
| February 11, 2025 Filed Jun 17, 2025 19:48 UTC |
Shensky EdwardDirector
|
GrantCommon Stock | 17,921 | $2.79 | $49,999.59 |
DisclosureSEC source: 0000950170-25-087314 · ownership.xml · nonDerivative · entry 1 Shensky Edward · CIK 0002008040 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,269 Read SEC document |
| February 11, 2025 Filed Jun 17, 2025 19:28 UTC |
Mueller JoeDirector
|
GrantCommon Stock | 17,921 | $2.79 | $49,999.59 |
DisclosureSEC source: 0000950170-25-087282 · ownership.xml · nonDerivative · entry 1 Mueller Joe · CIK 0001922906 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,335 Read SEC document |
| February 11, 2025 Filed Jun 23, 2025 15:38 UTC |
Ludeman ChrisDirector
|
GrantCommon Stock | 21,505 | $2.79 | $59,998.95 |
DisclosureSEC source: 0000950170-25-088781 · ownership.xml · nonDerivative · entry 1 Ludeman Chris · CIK 0001843408 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,451 F1 · ownership.direct: Includes 97,058 shares held as joint tenants with right of survivorship with Mr. Ludeman's spouse, Lynda Ludeman. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:43 UTC |
Goldfarb IraDirector · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 12,374 | $2.05 | $25,366.70 |
DisclosureSEC source: 0000950170-25-001278 · ownership.xml · nonDerivative · entry 1 Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 552,178 F1 · shares: Mr. Goldfarb purchased 12,374 shares jointly with Mr. Goldfarb's spouse, Claudia Godlfarb, pursuant to a Stock Purchase Agreement on December 31, 2024. F2 · balance_after: Mr. Goldfarb owns 461,517 shares held as joint tenants with right of survivorship with Mr. Goldfarb's spouse, Claudia Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:42 UTC |
Goldfarb ClaudiaDirector · CEO · 10% owner
|
PurchaseCommon Stock | 12,374 | $2.05 | $25,366.70 |
DisclosureSEC source: 0000950170-25-001277 · ownership.xml · nonDerivative · entry 1 Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 548,364 F1 · shares: Mrs. Goldfarb purchased 12,374 shares jointly with her spouse, Ira Godlfarb, pursuant to a Stock Purchase Agreement on December 31, 2024. F2 · balance_after: Mrs. Goldfarb owns 461,517 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. Read SEC document |
| November 15, 2024 Filed Nov 20, 2024 00:40 UTC |
Goldfarb IraDirector · Executive Chairman · 10% owner
|
GiftCommon Stock | 19,553 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-128951 · ownership.xml · nonDerivative · entry 1 Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 539,804 F1 · price: The reporting person gifted shares of common stock to his son, Brett Steven Goldfarb. The reporting person did not receive any consideration for this gift. F2 · balance_after: Mr. Goldfarb owns 449,143 shares held as joint tenants with right of survivorship with Mr. Goldfarb's spouse, Claudia Goldfarb. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC |
BERMAN LYLEDirector · 10% owner
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · derivative · entry 16 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2032-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F4 · ownership.nature: Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC |
BERMAN LYLEDirector · 10% owner
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · derivative · entry 15 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2032-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F4 · ownership.nature: Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC |
BERMAN LYLEDirector · 10% owner
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · derivative · entry 14 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2032-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F4 · ownership.nature: Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC |
BERMAN LYLEDirector · 10% owner
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · derivative · entry 13 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2032-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F4 · ownership.nature: Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC |
BERMAN LYLEDirector · 10% owner
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · derivative · entry 12 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2032-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F4 · ownership.nature: Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC |
BERMAN LYLEDirector · 10% owner
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 230,000 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · derivative · entry 11 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 230,000 shares Expires 2032-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F4 · ownership.nature: Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC |
BERMAN LYLEDirector · 10% owner
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · derivative · entry 10 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2031-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes. F4 · ownership.nature: Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC |
BERMAN LYLEDirector · 10% owner
|
Exercise / conversionCommon Stock | 62,500 | $2.60 | $162,500.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · nonDerivative · entry 7 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,165,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC |
BERMAN LYLEDirector · 10% owner
|
Exercise / conversionCommon Stock | 62,500 | $2.60 | $162,500.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · nonDerivative · entry 6 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,103,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC |
BERMAN LYLEDirector · 10% owner
|
Exercise / conversionCommon Stock | 62,500 | $2.60 | $162,500.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · nonDerivative · entry 5 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,040,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC |
BERMAN LYLEDirector · 10% owner
|
Exercise / conversionCommon Stock | 62,500 | $2.60 | $162,500.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · nonDerivative · entry 4 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 978,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC |
BERMAN LYLEDirector · 10% owner
|
Exercise / conversionCommon Stock | 62,500 | $2.60 | $162,500.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · nonDerivative · entry 3 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 915,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC |
BERMAN LYLEDirector · 10% owner
|
Exercise / conversionCommon Stock | 230,000 | $2.35 | $540,500.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · nonDerivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 853,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:51 UTC |
BERMAN LYLEDirector · 10% owner
|
Exercise / conversionCommon Stock | 75,000 | $2.21 | $165,750.00 |
DisclosureSEC source: 0000950170-24-045203 · ownership.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 623,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:59 UTC |
Berman BradDirector
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0000950170-24-045208 · ownership.xml · derivative · entry 5 Berman Brad · CIK 0001290253 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2033-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F5 · ownership.nature: Warrants purchased by the Bradley Berman Irrevocable Trust of which Mr. Berman is the trustee. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:59 UTC |
Berman BradDirector
|
Exercise / conversionCommon Stock | 25,000 | $2.50 | $62,500.00 |
DisclosureSEC source: 0000950170-24-045208 · ownership.xml · nonDerivative · entry 1 Berman Brad · CIK 0001290253 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 66,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held by the Bradley Berman Irrevocable Trust for which Mr. Bradley Berman is a trustee and holds a pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:56 UTC |
Goldfarb ClaudiaDirector · CEO · 10% owner
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0000950170-24-045206 · ownership.xml · derivative · entry 5 Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2032-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F4 · ownership.direct: Warrants purchased as joint tenants with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:56 UTC |
Goldfarb ClaudiaDirector · CEO · 10% owner
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 225,000 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0000950170-24-045206 · ownership.xml · derivative · entry 4 Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 225,000 shares Expires 2031-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes. F4 · ownership.direct: Warrants purchased as joint tenants with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:56 UTC |
Goldfarb ClaudiaDirector · CEO · 10% owner
|
Exercise / conversionCommon Stock | 225,000 | $2.21 | $497,250.00 |
DisclosureSEC source: 0000950170-24-045206 · ownership.xml · nonDerivative · entry 2 Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 535,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Mrs. Goldfarb owns 449,143 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:56 UTC |
Goldfarb ClaudiaDirector · CEO · 10% owner
|
Exercise / conversionCommon Stock | 25,000 | $2.35 | $58,750.00 |
DisclosureSEC source: 0000950170-24-045206 · ownership.xml · nonDerivative · entry 1 Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 310,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Mrs. Goldfarb owns 449,143 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:45 UTC |
Goldfarb IraDirector · Executive Chairman · 10% owner
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 187,500 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0000950170-24-045197 · ownership.xml · derivative · entry 17 Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 187,500 shares Expires 2033-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F8 · ownership.nature: Warrants purchased by the Ira Goldfarb Irrevocable Trust of which Mr. Ira Goldfarb is the trustee and holds a pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:45 UTC |
Goldfarb IraDirector · Executive Chairman · 10% owner
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0000950170-24-045197 · ownership.xml · derivative · entry 16 Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2032-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F8 · ownership.nature: Warrants purchased by the Ira Goldfarb Irrevocable Trust of which Mr. Ira Goldfarb is the trustee and holds a pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:45 UTC |
Goldfarb IraDirector · Executive Chairman · 10% owner
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0000950170-24-045197 · ownership.xml · derivative · entry 15 Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 125,000 shares Expires 2032-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F8 · ownership.nature: Warrants purchased by the Ira Goldfarb Irrevocable Trust of which Mr. Ira Goldfarb is the trustee and holds a pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:45 UTC |
Goldfarb IraDirector · Executive Chairman · 10% owner
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0000950170-24-045197 · ownership.xml · derivative · entry 14 Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 125,000 shares Expires 2032-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F8 · ownership.nature: Warrants purchased by the Ira Goldfarb Irrevocable Trust of which Mr. Ira Goldfarb is the trustee and holds a pecuniary interest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:45 UTC |
Goldfarb IraDirector · Executive Chairman · 10% owner
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0000950170-24-045197 · ownership.xml · derivative · entry 13 Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By IG Union Bower, LLC Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2032-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. F9 · ownership.nature: Warrants purchased by the IG Union Bower, LLC of which Mr. Ira Goldfarb is the sole member. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.