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Nasdaq · USD

SUIG

SUI Group Holdings Ltd.

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Tapewire entity
6997
SEC CIK
0001425355
Parsed reports
90

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 06, 2026 Filed Jul 8, 2026 00:28 UTC GrantWarrant for common stock · Derivative 16,605 $0.00 Strike: $7.05 $0.00
Disclosure

SEC source: 0001654954-26-006530 · section16.xml · derivative · entry 4

LISZT HOWARD P · CIK 0001197974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,605

Underlying: Common stock · 16,605 shares

Expires 2031-01-06

F1 · shares: Represents a one-time equity grant as part of the Reporting Person's non-management director compensation, effective July 6, 2026.

F2 · derivative.exercise_date: The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 6, 2027, 25% of each tranche of the warrants will become exercisable on July 6, 2027, 25% of each tranche of the warrants will become exercisable on January 6, 2028, and 25% of each tranche of the warrants will become exercisable on July 6, 2028.

Read SEC document
July 06, 2026 Filed Jul 8, 2026 00:28 UTC GrantWarrant for common stock · Derivative 16,605 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001654954-26-006530 · section16.xml · derivative · entry 3

LISZT HOWARD P · CIK 0001197974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,605

Underlying: Common stock · 16,605 shares

Expires 2031-01-06

F1 · shares: Represents a one-time equity grant as part of the Reporting Person's non-management director compensation, effective July 6, 2026.

F2 · derivative.exercise_date: The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 6, 2027, 25% of each tranche of the warrants will become exercisable on July 6, 2027, 25% of each tranche of the warrants will become exercisable on January 6, 2028, and 25% of each tranche of the warrants will become exercisable on July 6, 2028.

Read SEC document
July 06, 2026 Filed Jul 8, 2026 00:28 UTC GrantWarrant for common stock · Derivative 16,605 $0.00 Strike: $5.96 $0.00
Disclosure

SEC source: 0001654954-26-006530 · section16.xml · derivative · entry 2

LISZT HOWARD P · CIK 0001197974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,605

Underlying: Common stock · 16,605 shares

Expires 2031-01-06

F1 · shares: Represents a one-time equity grant as part of the Reporting Person's non-management director compensation, effective July 6, 2026.

F2 · derivative.exercise_date: The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 6, 2027, 25% of each tranche of the warrants will become exercisable on July 6, 2027, 25% of each tranche of the warrants will become exercisable on January 6, 2028, and 25% of each tranche of the warrants will become exercisable on July 6, 2028.

Read SEC document
July 06, 2026 Filed Jul 8, 2026 00:28 UTC GrantWarrant for common stock · Derivative 33,211 $0.00 Strike: $5.42 $0.00
Disclosure

SEC source: 0001654954-26-006530 · section16.xml · derivative · entry 1

LISZT HOWARD P · CIK 0001197974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,211

Underlying: Common stock · 33,211 shares

Expires 2031-07-06

F1 · shares: Represents a one-time equity grant as part of the Reporting Person's non-management director compensation, effective July 6, 2026.

F2 · derivative.exercise_date: The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 6, 2027, 25% of each tranche of the warrants will become exercisable on July 6, 2027, 25% of each tranche of the warrants will become exercisable on January 6, 2028, and 25% of each tranche of the warrants will become exercisable on July 6, 2028.

Read SEC document
July 06, 2026 Filed Jul 20, 2026 14:10 UTC GrantWarrant for Common Stock · Derivative 41,513 $0.00 Strike: $7.05 $0.00
Disclosure

SEC source: 0001011438-26-000407 · form4.xml · derivative · entry 4

Campbell Kristina Stanier · CIK 0002146265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,513

Underlying: Common Stock · 41,513 shares

Expires 2031-07-06

F1 · shares: Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon her appointment to the Issuer's Board of Directors, effective July 6, 2026.

F2 · derivative.exercise_date: The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 6, 2027, 25% of each tranche of the warrants will become exercisable on July 6, 2027, 25% of each tranche of the warrants will become exercisable on January 6, 2028, and 25% of each tranche of the warrants will become exercisable on July 6, 2028.

Read SEC document
July 06, 2026 Filed Jul 20, 2026 14:10 UTC GrantWarrant for Common Stock · Derivative 41,513 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001011438-26-000407 · form4.xml · derivative · entry 3

Campbell Kristina Stanier · CIK 0002146265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,513

Underlying: Common Stock · 41,513 shares

Expires 2031-07-06

F1 · shares: Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon her appointment to the Issuer's Board of Directors, effective July 6, 2026.

F2 · derivative.exercise_date: The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 6, 2027, 25% of each tranche of the warrants will become exercisable on July 6, 2027, 25% of each tranche of the warrants will become exercisable on January 6, 2028, and 25% of each tranche of the warrants will become exercisable on July 6, 2028.

Read SEC document
July 06, 2026 Filed Jul 20, 2026 14:10 UTC GrantWarrant for Common Stock · Derivative 41,513 $0.00 Strike: $5.96 $0.00
Disclosure

SEC source: 0001011438-26-000407 · form4.xml · derivative · entry 2

Campbell Kristina Stanier · CIK 0002146265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,513

Underlying: Common Stock · 41,513 shares

Expires 2031-07-06

F1 · shares: Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon her appointment to the Issuer's Board of Directors, effective July 6, 2026.

F2 · derivative.exercise_date: The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 6, 2027, 25% of each tranche of the warrants will become exercisable on July 6, 2027, 25% of each tranche of the warrants will become exercisable on January 6, 2028, and 25% of each tranche of the warrants will become exercisable on July 6, 2028.

Read SEC document
July 06, 2026 Filed Jul 20, 2026 14:10 UTC GrantWarrant for Common Stock · Derivative 83,026 $0.00 Strike: $5.42 $0.00
Disclosure

SEC source: 0001011438-26-000407 · form4.xml · derivative · entry 1

Campbell Kristina Stanier · CIK 0002146265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,026

Underlying: Common Stock · 83,026 shares

Expires 2031-07-06

F1 · shares: Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon her appointment to the Issuer's Board of Directors, effective July 6, 2026.

F2 · derivative.exercise_date: The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 6, 2027, 25% of each tranche of the warrants will become exercisable on July 6, 2027, 25% of each tranche of the warrants will become exercisable on January 6, 2028, and 25% of each tranche of the warrants will become exercisable on July 6, 2028.

Read SEC document
January 05, 2026 Filed Jan 15, 2026 16:59 UTC GrantWarrant for Common Stock · Derivative 41,513 $0.00 Strike: $7.05 $0.00
Disclosure

SEC source: 0001011438-26-000030 · form4.xml · derivative · entry 4

Quintenz Brian David · CIK 0002104670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,513

Underlying: Common Stock · 41,513 shares

Expires 2031-01-05

F1 · shares: Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon his appointment to the Issuer's Board of Directors, effective January 5, 2026.

F2 · derivative.exercise_date: The warrants vest as follows: 25% of each tranche of the warrants become exercisable on July 5, 2026, 25% of each tranche of the warrants will become exercisable on January 5, 2027, 25% of each tranche of the warrants will become exercisable on July 5, 2027, and 25% of each tranche of the warrants will become exercisable on January 5, 2028.

Read SEC document
January 05, 2026 Filed Jan 15, 2026 16:59 UTC GrantWarrant for Common Stock · Derivative 41,513 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001011438-26-000030 · form4.xml · derivative · entry 3

Quintenz Brian David · CIK 0002104670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,513

Underlying: Common Stock · 41,513 shares

Expires 2031-01-05

F1 · shares: Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon his appointment to the Issuer's Board of Directors, effective January 5, 2026.

F2 · derivative.exercise_date: The warrants vest as follows: 25% of each tranche of the warrants become exercisable on July 5, 2026, 25% of each tranche of the warrants will become exercisable on January 5, 2027, 25% of each tranche of the warrants will become exercisable on July 5, 2027, and 25% of each tranche of the warrants will become exercisable on January 5, 2028.

Read SEC document
January 05, 2026 Filed Jan 15, 2026 16:59 UTC GrantWarrant for Common Stock · Derivative 41,513 $0.00 Strike: $5.96 $0.00
Disclosure

SEC source: 0001011438-26-000030 · form4.xml · derivative · entry 2

Quintenz Brian David · CIK 0002104670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,513

Underlying: Common Stock · 41,513 shares

Expires 2031-01-05

F1 · shares: Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon his appointment to the Issuer's Board of Directors, effective January 5, 2026.

F2 · derivative.exercise_date: The warrants vest as follows: 25% of each tranche of the warrants become exercisable on July 5, 2026, 25% of each tranche of the warrants will become exercisable on January 5, 2027, 25% of each tranche of the warrants will become exercisable on July 5, 2027, and 25% of each tranche of the warrants will become exercisable on January 5, 2028.

Read SEC document
January 05, 2026 Filed Jan 15, 2026 16:59 UTC GrantWarrant for Common Stock · Derivative 83,026 $0.00 Strike: $5.42 $0.00
Disclosure

SEC source: 0001011438-26-000030 · form4.xml · derivative · entry 1

Quintenz Brian David · CIK 0002104670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,026

Underlying: Common Stock · 83,026 shares

Expires 2031-01-05

F1 · shares: Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon his appointment to the Issuer's Board of Directors, effective January 5, 2026.

F2 · derivative.exercise_date: The warrants vest as follows: 25% of each tranche of the warrants become exercisable on July 5, 2026, 25% of each tranche of the warrants will become exercisable on January 5, 2027, 25% of each tranche of the warrants will become exercisable on July 5, 2027, and 25% of each tranche of the warrants will become exercisable on January 5, 2028.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 23:09 UTC
GERACI JOSEPH ANTHONY IIDirector · Chief Financial Officer
GrantCommon Stock Purchase Warrant · Derivative 103,782 $7.05 Strike: $7.05 $731,247.97
Disclosure

SEC source: 0001654954-25-008943 · section16.xml · derivative · entry 3

GERACI JOSEPH ANTHONY II · CIK 0001394647 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,782

Underlying: Common Stock · 103,782 shares

Expires 2030-07-31

F1 · derivative.exercise_date: The warrants are exercisable for a period of five years. The warrants will vest over a period of 24 months starting six months from the issue date in four equal instalments (being 25% every six months), subject to Mr. Geraci being employed by Mill City Ventures III, LP at each respective vesting date. Notwithstanding the foregoing, in the event that Mr. Geraci is terminated other than for cause or resigns for good reason (as defined in the individual's employment agreement), the vesting of all of such warrants will immediately accelerate and be fully vested as of the date of such termination.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 23:09 UTC
GERACI JOSEPH ANTHONY IIDirector · Chief Financial Officer
GrantCommon Stock Purchase Warrant · Derivative 207,565 $6.50 Strike: $6.50 $1,350,002.76
Disclosure

SEC source: 0001654954-25-008943 · section16.xml · derivative · entry 2

GERACI JOSEPH ANTHONY II · CIK 0001394647 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,565

Underlying: Common Stock · 207,565 shares

Expires 2030-07-31

F1 · derivative.exercise_date: The warrants are exercisable for a period of five years. The warrants will vest over a period of 24 months starting six months from the issue date in four equal instalments (being 25% every six months), subject to Mr. Geraci being employed by Mill City Ventures III, LP at each respective vesting date. Notwithstanding the foregoing, in the event that Mr. Geraci is terminated other than for cause or resigns for good reason (as defined in the individual's employment agreement), the vesting of all of such warrants will immediately accelerate and be fully vested as of the date of such termination.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 23:09 UTC
GERACI JOSEPH ANTHONY IIDirector · Chief Financial Officer
GrantCommon Stock Purchase Warrant · Derivative 311,347 $5.42 Strike: $5.42 $1,687,500.74
Disclosure

SEC source: 0001654954-25-008943 · section16.xml · derivative · entry 1

GERACI JOSEPH ANTHONY II · CIK 0001394647 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,347

Underlying: Common Stock · 311,347 shares

Expires 2030-07-31

F1 · derivative.exercise_date: The warrants are exercisable for a period of five years. The warrants will vest over a period of 24 months starting six months from the issue date in four equal instalments (being 25% every six months), subject to Mr. Geraci being employed by Mill City Ventures III, LP at each respective vesting date. Notwithstanding the foregoing, in the event that Mr. Geraci is terminated other than for cause or resigns for good reason (as defined in the individual's employment agreement), the vesting of all of such warrants will immediately accelerate and be fully vested as of the date of such termination.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 23:06 UTC
POLINSKY DOUGLAS MICHAELDirector · Chief Executive Officer
GrantCommon Stock Purchase Warrant · Derivative 103,782 $7.05 Strike: $7.05 $731,247.97
Disclosure

SEC source: 0001654954-25-008941 · section16.xml · derivative · entry 3

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,782

Underlying: Common Stock · 103,782 shares

Expires 2030-07-31

F1 · derivative.exercise_date: The warrants are exercisable for a period of five years. The warrants will vest over a period of 24 months starting six months from the issue date in four equal instalments (being 25% every six months), subject to Mr. Polinsky being employed by Mill City Ventures III, LP at each respective vesting date. Notwithstanding the foregoing, in the event that Mr. Polinsky is terminated other than for cause or resigns for good reason (as defined in the individual's employment agreement), the vesting of all of such warrants will immediately accelerate and be fully vested as of the date of such termination.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 23:06 UTC
POLINSKY DOUGLAS MICHAELDirector · Chief Executive Officer
GrantCommon Stock Purchase Warrant · Derivative 207,565 $6.50 Strike: $6.50 $1,350,002.76
Disclosure

SEC source: 0001654954-25-008941 · section16.xml · derivative · entry 2

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,565

Underlying: Common Stock · 207,565 shares

Expires 2030-07-31

F1 · derivative.exercise_date: The warrants are exercisable for a period of five years. The warrants will vest over a period of 24 months starting six months from the issue date in four equal instalments (being 25% every six months), subject to Mr. Polinsky being employed by Mill City Ventures III, LP at each respective vesting date. Notwithstanding the foregoing, in the event that Mr. Polinsky is terminated other than for cause or resigns for good reason (as defined in the individual's employment agreement), the vesting of all of such warrants will immediately accelerate and be fully vested as of the date of such termination.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 23:06 UTC
POLINSKY DOUGLAS MICHAELDirector · Chief Executive Officer
GrantCommon Stock Purchase Warrant · Derivative 311,347 $5.42 Strike: $5.42 $1,687,500.74
Disclosure

SEC source: 0001654954-25-008941 · section16.xml · derivative · entry 1

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,347

Underlying: Common Stock · 311,347 shares

Expires 2030-07-31

F1 · derivative.exercise_date: The warrants are exercisable for a period of five years. The warrants will vest over a period of 24 months starting six months from the issue date in four equal instalments (being 25% every six months), subject to Mr. Polinsky being employed by Mill City Ventures III, LP at each respective vesting date. Notwithstanding the foregoing, in the event that Mr. Polinsky is terminated other than for cause or resigns for good reason (as defined in the individual's employment agreement), the vesting of all of such warrants will immediately accelerate and be fully vested as of the date of such termination.

Read SEC document
July 31, 2025 Filed Feb 17, 2026 18:11 UTC
Wagner DanaDirector
GrantWarrant to Purchase Common Stock · Derivative 41,513 $0.00 Strike: $7.05 $0.00
Disclosure

SEC source: 0001011438-26-000155 · form5.xml · derivative · entry 4

Wagner Dana · CIK 0001658462 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,513

Underlying: Common Stock · 41,513 shares

Expires 2031-01-05

F2 · derivative.exercise_date: The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 31, 2026, 25% of each tranche of the warrants will become exercisable on July 31, 2026, 25% of each tranche of the warrants will become exercisable on January 31, 2027, and 25% of each tranche of the warrants will become exercisable on July 31, 2028.

Read SEC document
July 31, 2025 Filed Feb 17, 2026 18:11 UTC
Wagner DanaDirector
GrantWarrant to Purchase Common Stock · Derivative 41,513 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001011438-26-000155 · form5.xml · derivative · entry 3

Wagner Dana · CIK 0001658462 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,513

Underlying: Common Stock · 41,513 shares

Expires 2031-01-05

F1 · shares: Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon his appointment to the Issuer's Board of Directors.

F2 · derivative.exercise_date: The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 31, 2026, 25% of each tranche of the warrants will become exercisable on July 31, 2026, 25% of each tranche of the warrants will become exercisable on January 31, 2027, and 25% of each tranche of the warrants will become exercisable on July 31, 2028.

Read SEC document
July 31, 2025 Filed Feb 17, 2026 18:11 UTC
Wagner DanaDirector
GrantWarrant to Purchase Common Stock · Derivative 41,513 $0.00 Strike: $5.96 $0.00
Disclosure

SEC source: 0001011438-26-000155 · form5.xml · derivative · entry 2

Wagner Dana · CIK 0001658462 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,513

Underlying: Common Stock · 41,513 shares

Expires 2031-01-05

F1 · shares: Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon his appointment to the Issuer's Board of Directors.

F2 · derivative.exercise_date: The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 31, 2026, 25% of each tranche of the warrants will become exercisable on July 31, 2026, 25% of each tranche of the warrants will become exercisable on January 31, 2027, and 25% of each tranche of the warrants will become exercisable on July 31, 2028.

Read SEC document
July 31, 2025 Filed Feb 17, 2026 18:11 UTC
Wagner DanaDirector
GrantWarrant to Purchase Common Stock · Derivative 83,026 $0.00 Strike: $5.42 $0.00
Disclosure

SEC source: 0001011438-26-000155 · form5.xml · derivative · entry 1

Wagner Dana · CIK 0001658462 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,026

Underlying: Common Stock · 83,026 shares

Expires 2031-01-05

F1 · shares: Represents one-time equity grant as part of the Reporting Person's non-management director compensation upon his appointment to the Issuer's Board of Directors.

F2 · derivative.exercise_date: The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 31, 2026, 25% of each tranche of the warrants will become exercisable on July 31, 2026, 25% of each tranche of the warrants will become exercisable on January 31, 2027, and 25% of each tranche of the warrants will become exercisable on July 31, 2028.

Read SEC document
July 07, 2025 Filed Feb 19, 2026 22:42 UTC
POLINSKY DOUGLAS MICHAELDirector · Chief Executive Officer
GiftCommon Stock 2,830 $0.00 $0.00
Disclosure

SEC source: 0001011438-26-000161 · form5.xml · nonDerivative · entry 2

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,382

F2 · ownership.direct: On July 7, 2025, Pacific Stock Transfer inadvertently transferred 2,830 shares of common stock of Sui Group Holdings Limited from Douglas Polinsky to Emily Polinsky.

Read SEC document
July 07, 2025 Filed Feb 19, 2026 22:42 UTC
POLINSKY DOUGLAS MICHAELDirector · Chief Executive Officer
GiftCommon Stock 2,829 $0.00 $0.00
Disclosure

SEC source: 0001011438-26-000161 · form5.xml · nonDerivative · entry 1

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,382

F1 · ownership.direct: On July 7, 2025, Pacific Stock Transfer inadvertently transferred 2,829 shares of common stock of Sui Group Holdings Limited from Douglas Polinsky to Paige Polinsky.

Read SEC document
June 30, 2025 Filed Jul 10, 2025 01:33 UTC
GERACI JOSEPH ANTHONY IIDirector · Chief Financial Officer
OtherCommon stock 115,469 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-007902 · section16.xml · nonDerivative · entry 1

GERACI JOSEPH ANTHONY II · CIK 0001394647 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,659

F1 · security: The reported transaction reflects shares transferred to the reporting person's ex-spouse pursuant to a marital-dissolution decree. The securities owned by the ex-spouse are not beneficially owned by the reporting person.

Read SEC document
June 24, 2025 Filed Jul 10, 2025 01:33 UTC
GERACI JOSEPH ANTHONY IIDirector · Chief Financial Officer
OtherNon-Qualified Stock Option · Derivative 125,000 $0.00 Strike: $2.12 $0.00
Disclosure

SEC source: 0001654954-25-007902 · section16.xml · derivative · entry 3

GERACI JOSEPH ANTHONY II · CIK 0001394647 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common stock · 125,000 shares

Expires 2032-11-22

F1 · security: The reported transaction reflects shares transferred to the reporting person's ex-spouse pursuant to a marital-dissolution decree. The securities owned by the ex-spouse are not beneficially owned by the reporting person.

Read SEC document
May 20, 2025 Filed May 22, 2025 10:07 UTC PurchaseCommon Stock 2,455 $1.82 $4,468.10
Disclosure

SEC source: 0001654954-25-006025 · section16.xml · nonDerivative · entry 1

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,900

Read SEC document
March 13, 2025 Filed Mar 14, 2025 14:23 UTC PurchaseCommon Stock 1,784 $1.96 $3,496.64
Disclosure

SEC source: 0001654954-25-002820 · section16.xml · nonDerivative · entry 8

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,445

Read SEC document
March 13, 2025 Filed Mar 14, 2025 14:23 UTC PurchaseCommon Stock 2,500 $1.95 $4,875.00
Disclosure

SEC source: 0001654954-25-002820 · section16.xml · nonDerivative · entry 7

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,161

Read SEC document
March 13, 2025 Filed Mar 14, 2025 14:23 UTC PurchaseCommon Stock 3,000 $1.93 $5,790.00
Disclosure

SEC source: 0001654954-25-002820 · section16.xml · nonDerivative · entry 6

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,161

Read SEC document
March 13, 2025 Filed Mar 14, 2025 14:23 UTC PurchaseCommon Stock 3,000 $1.86 $5,580.00
Disclosure

SEC source: 0001654954-25-002820 · section16.xml · nonDerivative · entry 5

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,161

Read SEC document
March 13, 2025 Filed Mar 14, 2025 14:23 UTC PurchaseCommon Stock 3,000 $1.89 $5,670.00
Disclosure

SEC source: 0001654954-25-002820 · section16.xml · nonDerivative · entry 4

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,161

Read SEC document
March 13, 2025 Filed Mar 14, 2025 16:41 UTC
POLINSKY DOUGLAS MICHAELDirector · Chief Executive Officer
PurchaseCommon stock 5,000 $1.95 $9,750.00
Disclosure

SEC source: 0001654954-25-002778 · section16.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,247

Read SEC document
March 13, 2025 Filed Mar 14, 2025 16:41 UTC
POLINSKY DOUGLAS MICHAELDirector · Chief Executive Officer
PurchaseCommon stock 100 $1.92 $192.00
Disclosure

SEC source: 0001654954-25-002778 · section16.xml · nonDerivative · entry 3

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,247

Read SEC document
March 13, 2025 Filed Mar 14, 2025 16:41 UTC
POLINSKY DOUGLAS MICHAELDirector · Chief Executive Officer
PurchaseCommon stock 300 $1.90 $570.00
Disclosure

SEC source: 0001654954-25-002778 · section16.xml · nonDerivative · entry 2

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,147

Read SEC document
March 12, 2025 Filed Mar 14, 2025 14:23 UTC PurchaseCommon Stock 2,000 $1.86 $3,720.00
Disclosure

SEC source: 0001654954-25-002820 · section16.xml · nonDerivative · entry 3

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,161

Read SEC document
March 12, 2025 Filed Mar 14, 2025 14:23 UTC PurchaseCommon Stock 1,000 $1.92 $1,920.00
Disclosure

SEC source: 0001654954-25-002820 · section16.xml · nonDerivative · entry 2

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,161

Read SEC document
March 12, 2025 Filed Mar 14, 2025 14:23 UTC PurchaseCommon Stock 2,500 $1.88 $4,700.00
Disclosure

SEC source: 0001654954-25-002820 · section16.xml · nonDerivative · entry 1

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,161

Read SEC document
March 12, 2025 Filed Mar 14, 2025 16:41 UTC
POLINSKY DOUGLAS MICHAELDirector · Chief Executive Officer
PurchaseCommon stock 10,000 $1.92 $19,200.00
Disclosure

SEC source: 0001654954-25-002778 · section16.xml · nonDerivative · entry 1

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,847

F1 · balance_after: Share figure includes 30,850 common shares previously reported as held indirectly, but which have been determined to be held directly by the reporting person.

Read SEC document
December 11, 2024 Filed Dec 11, 2024 19:01 UTC
POLINSKY DOUGLAS MICHAELDirector · Chief Executive Officer
PurchaseCommon Stock 3,500 $1.95 $6,825.00
Disclosure

SEC source: 0001654954-24-015406 · section16.xml · nonDerivative · entry 2

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,997

Read SEC document
December 10, 2024 Filed Dec 11, 2024 19:01 UTC
POLINSKY DOUGLAS MICHAELDirector · Chief Executive Officer
PurchaseCommon Stock 1,530 $1.95 $2,983.50
Disclosure

SEC source: 0001654954-24-015406 · section16.xml · nonDerivative · entry 1

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,497

Read SEC document
December 09, 2024 Filed Dec 11, 2024 14:01 UTC PurchaseCommon Stock 3,000 $1.99 $5,970.00
Disclosure

SEC source: 0001654954-24-015407 · section16.xml · nonDerivative · entry 3

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,661

Read SEC document
December 09, 2024 Filed Dec 11, 2024 14:01 UTC PurchaseCommon Stock 600 $1.97 $1,182.00
Disclosure

SEC source: 0001654954-24-015407 · section16.xml · nonDerivative · entry 2

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,661

Read SEC document
December 08, 2024 Filed Dec 11, 2024 14:01 UTC PurchaseCommon Stock 300 $1.95 $585.00
Disclosure

SEC source: 0001654954-24-015407 · section16.xml · nonDerivative · entry 1

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,061

Read SEC document
November 26, 2024 Filed Nov 27, 2024 14:05 UTC
POLINSKY DOUGLAS MICHAELDirector · Chief Executive Officer
PurchaseCommon Stock 403 $1.95 $785.85
Disclosure

SEC source: 0001654954-24-014938 · section16.xml · nonDerivative · entry 3

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,166

Read SEC document
November 26, 2024 Filed Nov 27, 2024 14:05 UTC
POLINSKY DOUGLAS MICHAELDirector · Chief Executive Officer
PurchaseCommon Stock 9,900 $1.90 $18,810.00
Disclosure

SEC source: 0001654954-24-014938 · section16.xml · nonDerivative · entry 2

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,763

Read SEC document
November 26, 2024 Filed Dec 4, 2024 17:09 UTC Amendment
POLINSKY DOUGLAS MICHAELDirector · Chief Executive Officer
PurchaseCommon Stock 403 $1.95 $785.85
Disclosure

SEC source: 0001654954-24-015156 · section16.xml · nonDerivative · entry 3

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,967

Read SEC document
November 26, 2024 Filed Dec 4, 2024 17:09 UTC Amendment
POLINSKY DOUGLAS MICHAELDirector · Chief Executive Officer
PurchaseCommon Stock 2,701 $1.90 $5,131.90
Disclosure

SEC source: 0001654954-24-015156 · section16.xml · nonDerivative · entry 2

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,564

Read SEC document
November 25, 2024 Filed Nov 27, 2024 14:05 UTC
POLINSKY DOUGLAS MICHAELDirector · Chief Executive Officer
PurchaseCommon Stock 100 $1.82 $182.00
Disclosure

SEC source: 0001654954-24-014938 · section16.xml · nonDerivative · entry 1

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,863

Read SEC document
November 25, 2024 Filed Dec 4, 2024 17:09 UTC Amendment
POLINSKY DOUGLAS MICHAELDirector · Chief Executive Officer
PurchaseCommon Stock 100 $1.82 $182.00
Disclosure

SEC source: 0001654954-24-015156 · section16.xml · nonDerivative · entry 1

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,863

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.