Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| All In FutureTech Alliance, Inc.AESE · Entity 7672 | Director · President · Co-Chairman | November 11, 2021 | November 18, 2021 |
| NEW ROYAL HOLDCO I INC.GDEN · Entity 12205 | Director | June 03, 2021 | June 03, 2021 |
| SUI Group Holdings Ltd.MCVT · Entity 6997 | Director | September 06, 2023 | September 08, 2023 |
| Sow Good Inc.SOWG · Entity 6993 | 10% owner | January 15, 2026 | January 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
All In FutureTech Alliance, Inc.
Report date November 11, 2021 · Filed November 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.20 · Expires 2031-11-11 | Direct | 50,000 |
Reported balance
After 2021-11-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-11-11 · Grant · Acquired 50,000 · Balance 50,000 F1: Option vest as follows: 12,500 shares vest on each of 11/11/2022, 11/11/2023, 11/11/2024 and 11/11/2025. Subject to accelerated vesting upon the consummation of a qualified acquisition. |
| Common StockSEC Table I · non-derivative | Direct | 1,095,459 |
Reported balance
Holding disclosure · report date 2021-11-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,095,459 |
Filing footnotes · ownership attribution and instrument terms
F1: Option vest as follows: 12,500 shares vest on each of 11/11/2022, 11/11/2023, 11/11/2024 and 11/11/2025. Subject to accelerated vesting upon the consummation of a qualified acquisition.
NEW ROYAL HOLDCO I INC.
Report date June 03, 2021 · Filed June 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 814,617 |
Reported balance
After 2021-06-03 transaction · row 1
1 source rowRow 1 · 2021-06-03 · Grant · Acquired 3,974 · Balance 814,617 F1: Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest on 6/3/2022. |
| Common StockSEC Table I · non-derivative | IndirectBy Berman Consulting Corporation | 211,403 |
Reported balance
Holding disclosure · report date 2021-06-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 211,403 F2: Berman Consulting Corporation is a corporation wholly owned by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest on 6/3/2022.
F2: Berman Consulting Corporation is a corporation wholly owned by the Reporting Person.
SUI Group Holdings Ltd.
Report date September 06, 2023 · Filed September 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 315,556 |
Reported balance
After 2023-09-06 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-09-06 · Exercise / conversion · Acquired 100,000 · Balance 315,556 |
| Common StockSEC Table I · non-derivative | Direct | 215,556 |
Reported balance
Holding disclosure · report date 2023-09-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 215,556 |
| Non-qualified stock optionsSEC Table II · derivative / convertible security · Conversion / exercise price $2.12 · Expires 2032-11-22 | Direct | 0 |
Reported balance
After 2023-09-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-09-06 · Exercise / conversion · Acquired 100,000 · Balance 0 |
Sow Good Inc.
Report date January 15, 2026 · Filed January 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 161,142 |
Reported balance
After 2026-01-15 transaction · row 1
1 source rowRow 1 · 2026-01-15 · Grant · Acquired 138,888 · Balance 161,142 |
| Common StockSEC Table I · non-derivative | IndirectBy Corp. | 6,750 |
Reported balance
Holding disclosure · report date 2026-01-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,750 F1: The shares are held in the name of Berman Consulting Corporation, for which Mr. Berman holds a pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 1,165,900 |
Reported balance
Holding disclosure · report date 2026-01-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,165,900 F2: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. |
| Senior Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2030-04-30 | Direct | 2,067,650 |
Reported balance
Holding disclosure · report date 2026-01-15 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,067,650 F3: The Senior Convertible Promissory Notes are convertible at the election of the holders at any time, in whole or in part, into shares of common stock based on a price per share equal to the average closing price of such common stock for the five trading days immediately prior to the execution of and entry into the New Notes. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held in the name of Berman Consulting Corporation, for which Mr. Berman holds a pecuniary interest.
F2: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest.
F3: The Senior Convertible Promissory Notes are convertible at the election of the holders at any time, in whole or in part, into shares of common stock based on a price per share equal to the average closing price of such common stock for the five trading days immediately prior to the execution of and entry into the New Notes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2020 Filed Feb 28, 2020 20:03 UTC | Sow Good Inc. ANFCD · Entity 6993 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 24,151 | $0.00 Strike: $5.41 | $0.00 |
DisclosureSEC source: 0001683168-20-000640 · ownership.xml · derivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,151 Underlying: Common Stock · 24,151 shares Expires 2030-02-26 F1 · derivative.exercise_date: The Non-Qualified Stock Options vest in five (5) annual installments, commencing one year from the grant date, and continuing on the next four (4) anniversaries thereof, until the options are fully vested. Read SEC document |
| February 25, 2020 Filed May 19, 2020 14:39 UTC | All In FutureTech Alliance, Inc. AESE · Entity 7672 | OtherPut Option (obligation to purchase) · Derivative | 1,018,848 | Not disclosed Strike: $1.96 | Not disclosed |
DisclosureSEC source: 0001179110-20-006273 · edgar.xml · derivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,848 Underlying: Common Stock · 1,018,848 shares Expires 2020-05-15 F1 · kind: On February 25, 2020, the Issuer entered into a Put Option Agreement (the "Put Option") with the reporting person, whereby the Company had the right to sell to the reporting person common stock with an aggregate value of up to $2,000,000 at $1.963 per share through April 9, 2020. On April 7, 2020, the parties amended the Put Option to extend the purchase date through May 15, 2020. F1 · price: On February 25, 2020, the Issuer entered into a Put Option Agreement (the "Put Option") with the reporting person, whereby the Company had the right to sell to the reporting person common stock with an aggregate value of up to $2,000,000 at $1.963 per share through April 9, 2020. On April 7, 2020, the parties amended the Put Option to extend the purchase date through May 15, 2020. Read SEC document |
| February 25, 2020 Filed Jun 9, 2020 18:07 UTC Amendment | All In FutureTech Alliance, Inc. AESE · Entity 7672 | GrantPut Option (obligation to purchase) · Derivative | 1,018,848 | Not disclosed Strike: $1.96 | Not disclosed |
DisclosureSEC source: 0001179110-20-007148 · edgar.xml · derivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,848 Underlying: Common Stock · 1,018,848 shares Expires 2020-05-15 F1 · kind: On February 25, 2020, the Issuer entered into a Put Option Agreement (the "Put Option") with the reporting person, whereby the Company had the right to sell to the reporting person common stock with an aggregate value of up to $2,000,000 at $1.963 per share through April 9, 2020. On April 7, 2020, the parties amended the Put Option to extend the purchase date through May 15, 2020. F5 · kind: This form is being amended to correct the transaction code to an "A" to reflect that the transaction between the director and Issuer is exempt under Rule 16b-3(d). Both Board and Shareholder approval were obtained for the transaction. F1 · price: On February 25, 2020, the Issuer entered into a Put Option Agreement (the "Put Option") with the reporting person, whereby the Company had the right to sell to the reporting person common stock with an aggregate value of up to $2,000,000 at $1.963 per share through April 9, 2020. On April 7, 2020, the parties amended the Put Option to extend the purchase date through May 15, 2020. Read SEC document |
| January 03, 2020 Filed Jun 5, 2020 16:13 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GiftCommon Stock | 23,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001401 · primary_01.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 887,172 Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 18:22 UTC | SUI Group Holdings Ltd. MCVT · Entity 6997 | PurchaseCommon Stock | 20,000 | $0.50 | $10,000.00 |
DisclosureSEC source: 0001104659-19-073499 · tm1926419d4_form4.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 16:38 UTC | All In FutureTech Alliance, Inc. AESE · Entity 7672 | GrantStock Options · Derivative | 40,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001179110-19-010587 · edgar.xml · derivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-09-20 F3 · derivative.exercise_date: 10,000 shares vest on each of 9/20/2020, 9/20/2021, 9/20/2022 and 9/20/2023. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 16:38 UTC | All In FutureTech Alliance, Inc. AESE · Entity 7672 | GrantCommon Stock | 3,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010587 · edgar.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,334 F1 · shares: Issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. F2 · ownership.direct: All shares held by the Reporting Person's Revocable Trust. Read SEC document |
| August 09, 2019 Filed Aug 20, 2019 19:43 UTC | All In FutureTech Alliance, Inc. AESE · Entity 7672 | GrantCommon Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009726 · edgar.xml · nonDerivative · entry 3 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,689 F3 · shares: shares transferred by Black Ridge Oil & Gas, Inc. to reporting person in connection with the merger of AEM and the issuer. Read SEC document |
| August 09, 2019 Filed Aug 20, 2019 19:43 UTC | All In FutureTech Alliance, Inc. AESE · Entity 7672 | GrantCommon Stock | 43,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009726 · edgar.xml · nonDerivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,689 F2 · shares: issued to reporting person pursuant to the Share Purchase Agreement in connection with the merger of Allied Esports Media, Inc. ("AEM") with the issuer, as 15% of the shares purchased by the reporting person. Read SEC document |
| August 09, 2019 Filed Sep 17, 2019 09:26 UTC Amendment | All In FutureTech Alliance, Inc. AESE · Entity 7672 | OtherCommon Stock | 43,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010392 · edgar.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,800 F1 · kind: Issued to reporting person pursuant to the Share Purchase Agreement in connection with the merger of Allied Esports Media, Inc. ("AEM") with the issuer, as 15% of the shares purchased by the reporting person. This amendment is being filed to correct this amount from the previously filed Form 4. F1 · shares: Issued to reporting person pursuant to the Share Purchase Agreement in connection with the merger of Allied Esports Media, Inc. ("AEM") with the issuer, as 15% of the shares purchased by the reporting person. This amendment is being filed to correct this amount from the previously filed Form 4. F2 · ownership.direct: All shares held by the Reporting Person's Revocable Trust. Read SEC document |
| July 26, 2019 Filed Aug 20, 2019 19:43 UTC | All In FutureTech Alliance, Inc. AESE · Entity 7672 | GrantCommon Stock | 292,000 | $10.30 | $3,007,600.00 |
DisclosureSEC source: 0001179110-19-009726 · edgar.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,000 F1 · shares: purchased pursuant to share purchase agreement between reporting person and issuer dated July 17, 2019 (the "Share Purchase Agreement"). Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 16:42 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantCommon stock | 11,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001354 · primary_01.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910,172 F1 · shares: Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest on 6/5/2020. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 18:17 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | SaleCommon Stock | 141,685 | $24.50 | $3,471,282.50 |
DisclosureSEC source: 0001209191-18-050953 · doc4.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,293 Read SEC document |
| September 06, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionStock option (right to buy) · Derivative | 30,000 | $0.00 Strike: $4.43 | $0.00 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · derivative · entry 23 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 30,000 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The options, representing a right to purchase a total of 30,000 shares, became exercisable in three equal annual installments beginning on February 12, 2014. Read SEC document |
| September 06, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionStock option (right to buy) · Derivative | 57,797 | $0.00 Strike: $5.09 | $0.00 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · derivative · entry 22 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 57,797 shares Expires 2019-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options, representing a right to purchase a total of 117,405 shares, became exercisable in two equal annual installments beginning on September 22, 2010, which was the first anniversary of the date on which the options were granted. The options were due to expire in 2019. Read SEC document |
| September 06, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Tax withholdingCommon stock | 15,823 | $26.99 | $427,062.77 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · nonDerivative · entry 13 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039,978 Read SEC document |
| September 06, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionCommon stock | 30,000 | $4.43 | $132,900.00 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · nonDerivative · entry 12 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,055,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionCommon stock | 57,797 | $5.09 | $294,186.73 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · nonDerivative · entry 11 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionStock option (right to buy) · Derivative | 9,334 | $0.00 Strike: $5.09 | $0.00 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · derivative · entry 21 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 9,334 shares Expires 2019-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options, representing a right to purchase a total of 9,334 shares, became exercisable in five equal annual installments beginning on September 22, 2010, which was the first anniversary of the date on which the options were granted. The options were due to expire in 2019. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionStock option (right to buy) · Derivative | 39,745 | $0.00 Strike: $2.07 | $0.00 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · derivative · entry 20 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 39,745 shares Expires 2020-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options, representing a right to purchase a total of 40,000 shares, became exercisable in three equal annual installments beginning on October 15, 2011. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionStock option (right to buy) · Derivative | 8,410 | $0.00 Strike: $5.09 | $0.00 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · derivative · entry 19 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,797 Underlying: Common stock · 8,410 shares Expires 2019-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options, representing a right to purchase a total of 117,405 shares, became exercisable in two equal annual installments beginning on September 22, 2010, which was the first anniversary of the date on which the options were granted. The options were due to expire in 2019. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | SaleCommon stock | 20,112 | $27.00 | $543,024.00 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · nonDerivative · entry 10 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968,004 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a price of $27.00. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote (2) to Form 4. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Tax withholdingCommon stock | 6,261 | $27.56 | $172,553.16 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · nonDerivative · entry 9 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 988,116 Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionCommon stock | 9,334 | $5.09 | $47,510.06 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · nonDerivative · entry 8 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 994,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionCommon stock | 39,745 | $2.07 | $82,272.15 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · nonDerivative · entry 7 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 985,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionCommon stock | 8,410 | $5.09 | $42,806.90 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · nonDerivative · entry 6 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 945,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionStock option (right to buy) · Derivative | 255 | $0.00 Strike: $2.07 | $0.00 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · derivative · entry 18 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,745 Underlying: Common stock · 255 shares Expires 2020-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options, representing a right to purchase a total of 40,000 shares, became exercisable in three equal annual installments beginning on October 15, 2011. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionStock option (right to buy) · Derivative | 51,198 | $0.00 Strike: $5.09 | $0.00 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · derivative · entry 17 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,207 Underlying: Common stock · 51,198 shares Expires 2019-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options, representing a right to purchase a total of 117,405 shares, became exercisable in two equal annual installments beginning on September 22, 2010, which was the first anniversary of the date on which the options were granted. The options were due to expire in 2019. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionStock option (right to buy) · Derivative | 15,000 | $0.00 Strike: $4.79 | $0.00 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · derivative · entry 16 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 15,000 shares Expires 2019-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 15,000 shares, became exercisable in three equal annual installments beginning on January 28, 2010, which was the first anniversary of the date on which the options were granted. The options were due to expire in 2019. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | SaleCommon stock | 16,381 | $28.10 | $460,306.10 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · nonDerivative · entry 5 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 936,888 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.35. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to Form 4. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Tax withholdingCommon stock | 11,477 | $29.01 | $332,947.77 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · nonDerivative · entry 4 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953,269 Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionCommon stock | 255 | $2.07 | $527.85 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · nonDerivative · entry 3 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionCommon stock | 51,198 | $5.09 | $260,597.82 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · nonDerivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:37 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionCommon stock | 15,000 | $4.79 | $71,850.00 |
DisclosureSEC source: 0001209191-18-049978 · doc4.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 13:20 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantCommon stock | 5,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036008 · doc4.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,293 F1 · shares: Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest on 6/5/2019. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 16:34 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | SaleCommon Stock | 750,000 | $26.64 | $19,976,250.00 |
DisclosureSEC source: 0001209191-18-005389 · doc4.xml · nonDerivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 892,841 Read SEC document |
| November 29, 2017 Filed Jan 25, 2018 16:34 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005389 · doc4.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,642,841 Read SEC document |
| September 22, 2017 Filed Sep 26, 2017 18:42 UTC | Sow Good Inc. ANFC · Entity 6993 | PurchaseWarrants (right to buy) · Derivative | 74,376 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001014108-17-000163 · primary_doc.xml · derivative · entry 6 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,376 Underlying: Common Stock · 74,376 shares Expires 2022-09-22 Read SEC document |
| September 22, 2017 Filed Sep 26, 2017 18:42 UTC | Sow Good Inc. ANFC · Entity 6993 | PurchaseCommon Stock | 39,668,424 | $0.01 | $476,021.09 |
DisclosureSEC source: 0001014108-17-000163 · primary_doc.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,226,954 Read SEC document |
| September 08, 2017 Filed Sep 26, 2017 18:42 UTC | Sow Good Inc. ANFC · Entity 6993 | OtherSubscription Rights (right to buy) · Derivative | 1,822,644 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001014108-17-000163 · primary_doc.xml · derivative · entry 5 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By corp Disclosed balance after: 0 Underlying: Common Stock · 1,822,644 shares Expires 2017-09-08 F1 · ownership.nature: By Berman Consulting Corp. Read SEC document |
| September 08, 2017 Filed Sep 26, 2017 18:42 UTC | Sow Good Inc. ANFC · Entity 6993 | OtherSubscription Rights (right to buy) · Derivative | 21,180,033 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001014108-17-000163 · primary_doc.xml · derivative · entry 4 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,180,033 shares Expires 2017-09-08 Read SEC document |
| September 08, 2017 Filed Sep 26, 2017 18:42 UTC | Sow Good Inc. ANFC · Entity 6993 | OtherCommon Stock | 1,822,644 | $0.01 | $21,871.73 |
DisclosureSEC source: 0001014108-17-000163 · primary_doc.xml · nonDerivative · entry 3 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By corp Disclosed balance after: 65,226,954 F1 · ownership.nature: By Berman Consulting Corp. Read SEC document |
| September 08, 2017 Filed Sep 26, 2017 18:42 UTC | Sow Good Inc. ANFC · Entity 6993 | OtherCommon Stock | 21,180,033 | $0.01 | $254,160.40 |
DisclosureSEC source: 0001014108-17-000163 · primary_doc.xml · nonDerivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,226,954 Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 16:25 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $20.06 | $0.00 |
DisclosureSEC source: 0001209191-17-040145 · doc4.xml · derivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-06-12 F1 · derivative.exercise_date: The option vests on June 13, 2018. Notwithstanding the foregoing vesting schedule, in no event may the option be exercised prior to the earlier of (i) 08/01/18, or (ii) immediately prior to the consummation of a "change in control" under Section 2.8(a), (c) or (d) of the 2015 Incentive Award Plan which results in an "ownership change" as defined in Section 382 of the Internal Revenue Code of 1986, as amended, or any successor statute. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 17:28 UTC | Sow Good Inc. ANFC · Entity 6993 | GrantStock Options (right to buy) · Derivative | 300,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001014108-16-000539 · primary_doc.xml · derivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2026-12-11 F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on the one-year anniversary of the transaction date as specified above. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:13 UTC | Sow Good Inc. ANFC · Entity 6993 | GrantStock Options (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.05 | $0.00 |
DisclosureSEC source: 0001014108-16-000526 · primary_doc.xml · derivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2026-10-25 F1 · derivative.exercise_date: The option becomes exercisable in three equal annual installments beginning on the one-year anniversary of the transaction date as specified above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.