Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | President | February 27, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date February 27, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 119,887 |
Reported balance
After 2026-02-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-27 · Grant · Acquired 25,388 · Balance 119,887 F2: Units vest in 20% increments over a five year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 133,391 |
Reported balance
After 2026-02-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-27 · Grant · Acquired 13,504 · Balance 133,391 F4: Units vest in 10% increments over a 10 year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | Indirectby Son | 10,608 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,608 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 1,756,080 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,756,080 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 632 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 632 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.
F2: Units vest in 20% increments over a five year period.
F3: No expiration date for these Units
F4: Units vest in 10% increments over a 10 year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2019 Filed Jan 4, 2019 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001980 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 21:42 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 82 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063223 · doc4.xml · derivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Chief Fincial & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,831 Underlying: Common Stock · 82 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connection with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-on basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connection with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-on basis. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 21:07 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | PurchaseCommon Stock | 3,565 | $46.99 | $167,519.35 |
DisclosureSEC source: 0001209191-18-056955 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Chief Fincial & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835,485 Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 70 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051644 · doc4.xml · derivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Chief Fincial & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,749 Underlying: Common Stock · 70 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connection with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-on basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connection with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-on basis. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 19:51 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 66 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000076 · edgardoc.xml · derivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,679 Underlying: Common Stock · 66 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:29 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 51 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000052 · edgardoc.xml · derivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,613 Underlying: Common Stock · 51 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| February 09, 2018 Filed Feb 14, 2019 21:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010236 · doc5.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 831,420 Read SEC document |
| February 09, 2018 Filed Feb 14, 2019 21:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010236 · doc5.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · by Son Disclosed balance after: 5,772 Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 39,872 | $60.13 | $2,397,503.36 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,622 Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantCommon Stock | 83,153 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 843,494 F1 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a five year period from the grant date. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 54,362 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000003 · edgardoc.xml · derivative · entry 4 ZEMLYAK JAMES M · CIK 0001203675 · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,967 Underlying: Common Stock · 54,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 24,838 | $59.56 | $1,479,351.28 |
DisclosureSEC source: 0000720672-18-000003 · edgardoc.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,146 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 54,362 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000003 · edgardoc.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,415 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 18 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,329 Underlying: Common Stock · 3,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Currently convertible. Units vest 100% nine years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,415 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 17 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,744 Underlying: Common Stock · 3,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Currently convertible. Units vest 100% eight years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,415 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 16 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,159 Underlying: Common Stock · 3,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: Currently convertible. Units vest 100% ten years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,398 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 15 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,574 Underlying: Common Stock · 3,398 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 19,787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 14 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,972 Underlying: Common Stock · 19,787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 7,055 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 13 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,759 Underlying: Common Stock · 7,055 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Currently convertible. Units vest in 10% increments over ten years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,147 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 12 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,814 Underlying: Common Stock · 2,147 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,183 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 11 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,961 Underlying: Common Stock · 3,183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,845 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 10 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,144 Underlying: Common Stock · 3,845 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Currenlty convertible. Units vest 100% five years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 4,301 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 9 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,989 Underlying: Common Stock · 4,301 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Currently convertible. Units vest 100% eight years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 4,301 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 8 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,290 Underlying: Common Stock · 4,301 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Currently convertible. Units vest 100% seven years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 4,301 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 7 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,591 Underlying: Common Stock · 4,301 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Currently convertible. Units vest 100% six years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,737 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 6 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,892 Underlying: Common Stock · 2,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Currently convertible. Units vest 100% nine years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,737 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 5 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,629 Underlying: Common Stock · 2,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Currently convertible. Units vest 100% eight years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,737 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 4 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,366 Underlying: Common Stock · 2,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Currently convertible. Units vest 100% seven years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,637 | $60.13 | $98,432.81 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 30 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,341 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,415 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 29 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,637 | $60.13 | $98,432.81 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 28 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,563 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,415 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 27 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,637 | $60.13 | $98,432.81 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 26 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756,785 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,415 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 25 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Shares represent a grant of restricted stock which vest 100% ten years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,629 | $60.13 | $97,951.77 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 24 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 755,007 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,398 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 23 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 9,489 | $60.13 | $570,573.57 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 22 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,238 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 19,787 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 21 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 3,384 | $60.13 | $203,479.92 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 20 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742,940 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 7,055 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 19 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,029 | $60.13 | $61,873.77 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 18 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,269 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,147 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 17 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,525 | $60.13 | $91,698.25 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 16 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,151 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,183 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 15 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,844 | $60.13 | $110,879.72 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 14 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,493 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,845 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 13 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Shares represent a grant of restricted stock which vest 100% five years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,063 | $60.13 | $124,048.19 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 12 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734,492 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 4,301 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 11 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,063 | $60.13 | $124,048.19 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 10 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,254 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 4,301 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 9 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares represent a grant of restricted stock which vest 100% seven years from the original grant date of the phantom stock unit. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.