Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | President | February 27, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date February 27, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 119,887 |
Reported balance
After 2026-02-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-27 · Grant · Acquired 25,388 · Balance 119,887 F2: Units vest in 20% increments over a five year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 133,391 |
Reported balance
After 2026-02-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-27 · Grant · Acquired 13,504 · Balance 133,391 F4: Units vest in 10% increments over a 10 year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | Indirectby Son | 10,608 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,608 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 1,756,080 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,756,080 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 632 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 632 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.
F2: Units vest in 20% increments over a five year period.
F3: No expiration date for these Units
F4: Units vest in 10% increments over a 10 year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2023 Filed Mar 6, 2023 22:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 29,833 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016385 · doc4.xml · derivative · entry 5 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,316 Underlying: Common Stock · 29,833 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 13,232 | $66.59 | $881,118.88 |
DisclosureSEC source: 0001209191-23-016385 · doc4.xml · nonDerivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230,652 Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 23,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016385 · doc4.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016385 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,220,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:18 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 39,010 | $66.65 Strike: $0.00 | $2,600,016.50 |
DisclosureSEC source: 0001209191-23-012291 · doc4.xml · derivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,483 Underlying: Common Stock · 39,010 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 17,443 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004296 · doc4.xml · derivative · entry 4 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,473 Underlying: Common Stock · 17,443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 5,288 | $58.37 | $308,660.56 |
DisclosureSEC source: 0001209191-23-004296 · doc4.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,214,018 Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 17,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004296 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,219,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 24,001 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016287 · doc4.xml · derivative · entry 7 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,916 Underlying: Common Stock · 24,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,353 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016287 · doc4.xml · derivative · entry 6 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,917 Underlying: Common Stock · 3,353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 30,001 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016287 · doc4.xml · derivative · entry 5 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,270 Underlying: Common Stock · 30,001 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 12,214 | $71.70 | $875,743.80 |
DisclosureSEC source: 0001209191-22-016287 · doc4.xml · nonDerivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,201,863 Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 24,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016287 · doc4.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,214,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016287 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,190,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 21:56 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 22,667 | $75.00 Strike: $0.00 | $1,700,025.00 |
DisclosureSEC source: 0001209191-22-012295 · doc4.xml · derivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,269 Underlying: Common Stock · 22,667 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 18,776 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000843 · doc4.xml · derivative · entry 4 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,602 Underlying: Common Stock · 18,776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 8,403 | $70.00 | $588,210.00 |
DisclosureSEC source: 0001209191-22-000843 · doc4.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,186,723 Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 18,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000843 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,195,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 13,412 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019523 · doc4.xml · derivative · entry 6 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,378 Underlying: Common Stock · 13,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Currently exercisable. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 29,348 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019523 · doc4.xml · derivative · entry 5 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,790 Underlying: Common Stock · 29,348 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Currently exercisable. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 16,765 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019523 · doc4.xml · derivative · entry 4 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,138 Underlying: Common Stock · 16,765 shares Expires not disclosed F2 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 2, 2017. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2022. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 19,135 | $64.76 | $1,239,182.60 |
DisclosureSEC source: 0001209191-21-019523 · doc4.xml · nonDerivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176,350 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 13,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019523 · doc4.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,195,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 8, 2021, the shares indicated in this row were delivered to the reporting person based on the PRSU award agreement dated March 2, 2017. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 29,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019523 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,182,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 21:33 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 4,329 | $63.01 | $272,770.29 |
DisclosureSEC source: 0001209191-21-015239 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152,725 F1 · kind: Sale of shares to the company to satisfy tax obligations associated with 83(b) elections made by the reporting person. Read SEC document |
| February 18, 2021 Filed Feb 18, 2021 22:10 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 3,000 | $58.00 | $174,000.00 |
DisclosureSEC source: 0001209191-21-011946 · doc4.xml · nonDerivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,157,054 Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 22:10 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 35,742 | $58.21 | $2,080,541.82 |
DisclosureSEC source: 0001209191-21-011946 · doc4.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,160,054 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:10 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 64,258 | $58.66 | $3,769,374.28 |
DisclosureSEC source: 0001209191-21-011946 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,195,796 Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 22:07 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantCommon Stock | 17,989 | $50.03 | $899,989.67 |
DisclosureSEC source: 0001209191-21-006503 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,280,869 F1 · shares: Grant of restricted stock. The restricted stock vests in 20% increments over a five year period. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,887 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001096 · doc4.xml · derivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,373 Underlying: Common Stock · 2,887 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,292 | $50.46 | $65,194.32 |
DisclosureSEC source: 0001209191-21-001096 · doc4.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,262,880 Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001096 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 24, 2020 Filed Feb 11, 2021 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009707 · doc5.xml · nonDerivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,260,054 Read SEC document |
| March 25, 2020 Filed Feb 11, 2021 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 815 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009707 · doc5.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,280,054 Read SEC document |
| March 25, 2020 Filed Feb 11, 2021 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 815 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009707 · doc5.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · by Son Disclosed balance after: 6,480 Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:08 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 78,261 | $63.23 Strike: $0.00 | $4,948,443.03 |
DisclosureSEC source: 0001209191-20-015569 · doc4.xml · derivative · entry 6 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,507 Underlying: Common Stock · 78,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Currently exercisable. F5 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:08 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 97,827 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015569 · doc4.xml · derivative · entry 5 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,768 Underlying: Common Stock · 97,827 shares Expires not disclosed F4 · derivative.exercise_date: Of these Units, 80 percent are vested. The remaining 20 percent will vest on 2/25/21. F5 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:08 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 42,465 | $63.23 | $2,685,061.95 |
DisclosureSEC source: 0001209191-20-015569 · doc4.xml · nonDerivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,709 F3 · shares: From among the shares delivered, the units indicated in this ROW were net settled for cash by the Company from the reporting person. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:08 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 35,796 | $63.23 | $2,263,381.08 |
DisclosureSEC source: 0001209191-20-015569 · doc4.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 883,174 F2 · shares: From among the shares delivered, the shares indicated in this row above were disposed of as a withholding or payment for tax liability. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:08 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 78,261 | $63.23 | $4,948,443.03 |
DisclosureSEC source: 0001209191-20-015569 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 918,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares indicated in this row were delivered to the reporting person, based on the PRSU award agreement, dated February 25, 2016, based on the opening market price on the calculation date specified in that agreement. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:55 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 9,411 | $62.69 Strike: $0.00 | $589,975.59 |
DisclosureSEC source: 0001209191-20-006070 · doc4.xml · derivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,941 Underlying: Common Stock · 9,411 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:54 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 5,648 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001923 · doc4.xml · derivative · entry 4 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,530 Underlying: Common Stock · 5,648 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:54 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,757 | $61.44 | $107,950.08 |
DisclosureSEC source: 0001209191-20-001923 · doc4.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841,529 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:54 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 5,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001923 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 843,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 22:10 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 3,303 | $61.65 | $203,629.95 |
DisclosureSEC source: 0001209191-19-062160 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · by Son Disclosed balance after: 2,544 Read SEC document |
| December 20, 2019 Filed Feb 13, 2020 21:09 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 160 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009160 · doc5.xml · nonDerivative · entry 4 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,709 Read SEC document |
| November 27, 2019 Filed Feb 13, 2020 21:09 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009160 · doc5.xml · nonDerivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,869 Read SEC document |
| August 20, 2019 Filed Feb 13, 2020 21:09 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 570 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009160 · doc5.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841,269 Read SEC document |
| August 20, 2019 Filed Feb 13, 2020 21:09 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 570 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009160 · doc5.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · by Son Disclosed balance after: 3,450 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,653 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001980 · doc4.xml · derivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,178 Underlying: Common Stock · 2,653 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.