Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | President | February 27, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date February 27, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 119,887 |
Reported balance
After 2026-02-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-27 · Grant · Acquired 25,388 · Balance 119,887 F2: Units vest in 20% increments over a five year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 133,391 |
Reported balance
After 2026-02-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-27 · Grant · Acquired 13,504 · Balance 133,391 F4: Units vest in 10% increments over a 10 year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | Indirectby Son | 10,608 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,608 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 1,756,080 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,756,080 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 632 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 632 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.
F2: Units vest in 20% increments over a five year period.
F3: No expiration date for these Units
F4: Units vest in 10% increments over a 10 year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,063 | $60.13 | $124,048.19 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 8 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730,016 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 4,301 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 7 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Shares represent a grant of restricted stock which vest 100% six years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,312 | $60.13 | $78,890.56 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 6 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,778 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 5 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,312 | $60.13 | $78,890.56 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 4 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726,353 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,312 | $60.13 | $78,890.56 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724,928 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares represent a grant of restricted stock which vest 100% seven years from the original grant date of the phantom stock unit. Read SEC document |
| December 21, 2017 Filed Feb 13, 2018 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000031 · edgardoc.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,225 Read SEC document |
| December 15, 2017 Filed Feb 13, 2018 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 271 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000031 · edgardoc.xml · derivative · entry 5 ZEMLYAK JAMES M · CIK 0001203675 · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,698 Underlying: Common Stock · 271 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| September 15, 2017 Filed Feb 13, 2018 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 324 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000031 · edgardoc.xml · derivative · entry 4 ZEMLYAK JAMES M · CIK 0001203675 · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,427 Underlying: Common Stock · 324 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| June 01, 2017 Filed Feb 13, 2018 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000031 · edgardoc.xml · nonDerivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Indirect · by Son Disclosed balance after: 5,252 Read SEC document |
| June 01, 2017 Filed Feb 13, 2018 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000031 · edgardoc.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,853 Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 5,654 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000047 · edgardoc.xml · derivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,103 Underlying: Common Stock · 5,654 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 42,979 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000002 · edgardoc.xml · derivative · entry 4 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,449 Underlying: Common Stock · 42,979 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 42,979 of the reporting person's phantom stock units were settled for cash. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 42,979 | $49.95 | $2,146,801.05 |
DisclosureSEC source: 0000720672-17-000002 · edgardoc.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724,183 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 42,979 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000002 · edgardoc.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 42,979 of the reporting person's phantom stock units were settled for cash. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:04 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 550 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-16-000172 · edgardoc.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724,183 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:04 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 15,000 | $50.20 | $753,000.00 |
DisclosureSEC source: 0000720672-16-000172 · edgardoc.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724,733 Read SEC document |
| January 06, 2016 Filed Feb 14, 2017 19:08 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 680 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000032 · edgardoc.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Indirect · by Son Disclosed balance after: 4,602 Read SEC document |
| January 06, 2016 Filed Feb 14, 2017 19:08 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 680 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000032 · edgardoc.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,737 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.