Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AI Financial CorpARCI · Entity 6953 | 10% owner | August 18, 2017 | April 30, 2019 |
| LIVE VENTURES IncLIVE · Entity 7493 | Director · CEO & President · 10% owner | May 19, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AI Financial Corp
Report date August 18, 2017 · Filed April 30, 2019 · Amendment
Jointly reported with Isaac Capital Group, LLC
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001 Per ShareSEC Table I · non-derivative | Direct | 110,125 |
Reported balance
After 2019-04-25 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-04-25 · Sale · Disposed 149,679 · Balance 110,125 |
| Series A Preferred Stock, Par Value $0.001 Per ShareSEC Table II · derivative / convertible security | Direct | 282,816 |
Reported balance
After 2017-08-18 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2017-08-18 · Other · Acquired 14,141.812 · Balance 282,816 F2: Conversion ratio is 1 share of preferred stock into 20 shares of common stock. F1: Common Stock underlying Series A Preferred Stocknow fully exercisable into 282,816 shares of Common Stock. F3: No expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Common Stock underlying Series A Preferred Stocknow fully exercisable into 282,816 shares of Common Stock.
F2: Conversion ratio is 1 share of preferred stock into 20 shares of common stock.
F3: No expiration date.
LIVE VENTURES Inc
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectIsaac Capital Group, LLC | 1,616,316 |
Reported balance
After 2026-05-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-19 · Purchase · Acquired 4,918 · Balance 1,616,316 |
| Common StockSEC Table I · non-derivative | IndirectIsaac Capital Group, LLC | 1,616,618 |
Reported balance
After 2026-05-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-05-19 · Purchase · Acquired 302 · Balance 1,616,618 |
| Common StockSEC Table I · non-derivative | IndirectIsaac Capital Group, LLC | 1,616,700 |
Reported balance
After 2026-05-19 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-05-19 · Purchase · Acquired 82 · Balance 1,616,700 F1: Includes (i) 217,177 shares of common stock owned by Jon Isaac; and (ii) 1,399,523 shares of common stock owned by Isaac Capital Group, LLC ("ICG"), of which Jon Isaac is the sole member and manager. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (i) 217,177 shares of common stock owned by Jon Isaac; and (ii) 1,399,523 shares of common stock owned by Isaac Capital Group, LLC ("ICG"), of which Jon Isaac is the sole member and manager.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2019 Filed Aug 22, 2019 18:16 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 3,104 | $6.08 | $18,872.32 |
DisclosureSEC source: 0001683168-19-002742 · ownership.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,532,353 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| June 04, 2019 Filed Jun 4, 2019 14:19 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 4,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-19-001774 · ownership.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,529,249 F2 · price: Purchase prices range from $6.96 to $6.99 per share. F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| May 30, 2019 Filed May 31, 2019 16:54 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-19-001760 · ownership.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,524,749 F2 · price: Purchase prices range from $7.40 to $7.43 per share. F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| May 28, 2019 Filed May 29, 2019 15:03 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 2,401 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-19-001739 · ownership.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,524,149 F2 · price: Purchase prices range from $7.47 to $7.55 per share. F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| May 17, 2019 Filed May 17, 2019 19:38 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 7,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-19-001615 · ownership.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521,748 F2 · price: Purchase prices range from $6.96 to $7.10 per share. F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| April 25, 2019 Filed Apr 30, 2019 21:07 UTC | AI Financial Corp ARCI · Entity 6953 | SaleCommon Stock, Par Value $0.001 Per Share | 149,679 | $78.29 | $11,717,919.87 |
DisclosureSEC source: 0001683168-19-001264 · ownership.xml · nonDerivative · entry 1 Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Isaac Jon · CIK 0001512469 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,125 Read SEC document |
| April 25, 2019 Filed Apr 30, 2019 22:13 UTC Amendment | AI Financial Corp ARCI · Entity 6953 | SaleCommon Stock, Par Value $0.001 Per Share | 149,679 | $7.83 | $1,171,791.99 |
DisclosureSEC source: 0001683168-19-001270 · ownership.xml · nonDerivative · entry 1 Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Isaac Jon · CIK 0001512469 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,125 Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 14:00 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 500 | $9.86 | $4,930.00 |
DisclosureSEC source: 0001683168-18-002439 · ownership.xml · nonDerivative · entry 3 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,515,776 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 14:00 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 1,100 | $9.93 | $10,923.00 |
DisclosureSEC source: 0001683168-18-002439 · ownership.xml · nonDerivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,515,276 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 14:00 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 1,700 | $9.86 | $16,762.00 |
DisclosureSEC source: 0001683168-18-002439 · ownership.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,514,176 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 14:00 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 500 | $10.29 | $5,145.00 |
DisclosureSEC source: 0001683168-18-002415 · ownership.xml · nonDerivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,512,476 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 14:00 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 1,200 | $10.33 | $12,396.00 |
DisclosureSEC source: 0001683168-18-002415 · ownership.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,511,976 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| April 05, 2018 Filed Apr 5, 2018 16:59 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 1,278 | $12.50 | $15,975.00 |
DisclosureSEC source: 0001683168-18-000933 · isaac_f4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,510,554 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 19:59 UTC Amendment | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 222 | $12.50 | $2,775.00 |
DisclosureSEC source: 0001683168-18-000955 · isaac_f4a.xml · nonDerivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,510,776 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 19:59 UTC Amendment | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 1,278 | $12.50 | $15,975.00 |
DisclosureSEC source: 0001683168-18-000955 · isaac_f4a.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,510,554 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| February 22, 2018 Filed Feb 22, 2018 15:38 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 1,500 | $13.28 | $19,919.85 |
DisclosureSEC source: 0001683168-18-000491 · isaac_f4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,509,276 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| February 20, 2018 Filed Feb 20, 2018 16:24 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 1,000 | $13.57 | $13,570.00 |
DisclosureSEC source: 0001683168-18-000458 · isaac_f4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,507,776 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 14:00 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 99 | $10.58 | $1,047.42 |
DisclosureSEC source: 0001683168-17-002361 · isaac_f4.xml · nonDerivative · entry 5 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,506,776 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 14:00 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 767 | $10.58 | $8,114.86 |
DisclosureSEC source: 0001683168-17-002361 · isaac_f4.xml · nonDerivative · entry 4 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,506,677 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 14:00 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 17 | $10.58 | $179.86 |
DisclosureSEC source: 0001683168-17-002361 · isaac_f4.xml · nonDerivative · entry 3 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,505,910 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 14:00 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 200 | $10.62 | $2,124.00 |
DisclosureSEC source: 0001683168-17-002361 · isaac_f4.xml · nonDerivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,515,893 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 14:00 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 200 | $10.60 | $2,120.00 |
DisclosureSEC source: 0001683168-17-002361 · isaac_f4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,505,693 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 14:00 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 1,000 | $9.58 | $9,580.00 |
DisclosureSEC source: 0001683168-17-002209 · isaac_f4.xml · nonDerivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,505,493 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 14:00 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 600 | $9.66 | $5,796.00 |
DisclosureSEC source: 0001683168-17-002209 · isaac_f4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,504,493 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| August 18, 2017 Filed Apr 30, 2019 21:07 UTC | AI Financial Corp ARCI · Entity 6953 | OtherSeries A Preferred Stock, Par Value $0.001 Per Share · Derivative | 14,141.812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-19-001264 · ownership.xml · derivative · entry 2 Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Isaac Jon · CIK 0001512469 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,816 Underlying: Common Stock · 282,816 shares Expires not disclosed F2 · derivative.exercise_price: Conversion ratio is 1 share of preferred stock into 20 shares of common stock. F1 · kind: Common Stock underlying Series A Preferred Stocknow fully exercisable into 282,816 shares of Common Stock. F2 · price: Conversion ratio is 1 share of preferred stock into 20 shares of common stock. F3 · derivative.expiration_date: No expiration date. Read SEC document |
| August 18, 2017 Filed Apr 30, 2019 22:13 UTC Amendment | AI Financial Corp ARCI · Entity 6953 | OtherSeries A Preferred Stock, Par Value $0.001 Per Share · Derivative | 14,141.812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-19-001270 · ownership.xml · derivative · entry 2 Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Isaac Jon · CIK 0001512469 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,816 Underlying: Common Stock · 282,816 shares Expires not disclosed F2 · derivative.exercise_price: Conversion ratio is 1 share of preferred stock into 20 shares of common stock. F1 · kind: Common Stock underlying Series A Preferred Stocknow fully exercisable into 282,816 shares of Common Stock. F2 · price: Conversion ratio is 1 share of preferred stock into 20 shares of common stock. F3 · derivative.expiration_date: No expiration date. Read SEC document |
| August 16, 2017 Filed Aug 16, 2017 17:56 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 500 | $10.60 | $5,300.00 |
DisclosureSEC source: 0001683168-17-002157 · isaac_f4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,503,893 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| June 26, 2017 Filed Jun 26, 2017 19:44 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 500 | $10.30 | $5,150.00 |
DisclosureSEC source: 0001683168-17-001656 · isaac_f4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,502,393 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| June 20, 2017 Filed Jun 20, 2017 19:09 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 1,000 | $9.79 | $9,790.00 |
DisclosureSEC source: 0001683168-17-001630 · isaac_f4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,501,893 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 13:30 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 1,000 | $9.62 | $9,622.60 |
DisclosureSEC source: 0001683168-17-001627 · isaac_f4.xml · nonDerivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,893 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 13:30 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 400 | $9.64 | $3,855.96 |
DisclosureSEC source: 0001683168-17-001627 · isaac_f4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,499,893 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| June 15, 2017 Filed Jun 15, 2017 16:23 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 1,865 | $10.15 | $18,929.75 |
DisclosureSEC source: 0001683168-17-001588 · isaac_f4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,499,493 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 14:00 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 1,000 | $10.32 | $10,320.00 |
DisclosureSEC source: 0001683168-17-001577 · isaac_f4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,497,628 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 16:06 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 3,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-001545 · isaac_f4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,496,628 F2 · price: Shares purchased in various transactions ranging from 100 to 800 shares per transaction. Prices ranging from $9.93 to $9.972 per share. F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| May 22, 2017 Filed May 23, 2017 16:51 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 2,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-001378 · isaac_f4.xml · nonDerivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,491,328 F3 · price: Shares purchased with an average price of $10.4925 ($10.47 to $10.50) F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| May 19, 2017 Filed May 23, 2017 16:51 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 6,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-001378 · isaac_f4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,489,298 F2 · price: Shares purchased with an average price of $10.8527 ($10.67 to $10.9584) F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| May 19, 2017 Filed Jun 5, 2017 19:40 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 2,000 | $9.99 | $19,980.00 |
DisclosureSEC source: 0001683168-17-001498 · isaac_f4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,493,328 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| March 16, 2017 Filed Mar 16, 2017 17:41 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 1,000 | $15.00 | $15,000.00 |
DisclosureSEC source: 0001683168-17-000581 · isaac_f4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,482,298 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 15:00 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 500 | $14.96 | $7,478.10 |
DisclosureSEC source: 0001683168-17-000609 · isaac_f4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,482,798 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 16:44 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 1,000 | $16.38 | $16,380.00 |
DisclosureSEC source: 0001683168-17-000430 · isaac_f4.xml · nonDerivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,481,298 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 16:44 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 1,000 | $16.37 | $16,370.00 |
DisclosureSEC source: 0001683168-17-000430 · isaac_f4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,480,298 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 10, 2017 Filed Jan 10, 2017 17:28 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 500 | $18.15 | $9,075.00 |
DisclosureSEC source: 0001683168-17-000051 · isaac_f4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,479,298 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 20:15 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 1,190 | $18.50 | $22,015.00 |
DisclosureSEC source: 0001683168-17-000030 · isaac_f4.xml · nonDerivative · entry 9 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,478,798 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 20:15 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 562 | $18.41 | $10,346.42 |
DisclosureSEC source: 0001683168-17-000030 · isaac_f4.xml · nonDerivative · entry 8 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,477,608 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 20:15 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 5,000 | $18.54 | $92,700.00 |
DisclosureSEC source: 0001683168-17-000030 · isaac_f4.xml · nonDerivative · entry 7 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,477,046 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 20:15 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 2,025 | $18.77 | $38,009.25 |
DisclosureSEC source: 0001683168-17-000030 · isaac_f4.xml · nonDerivative · entry 6 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,472,046 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 20:15 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 1,200 | $18.64 | $22,368.00 |
DisclosureSEC source: 0001683168-17-000030 · isaac_f4.xml · nonDerivative · entry 5 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,470,021 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 20:15 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 200 | $18.64 | $3,728.00 |
DisclosureSEC source: 0001683168-17-000030 · isaac_f4.xml · nonDerivative · entry 4 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,468,821 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 20:15 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 1,500 | $18.67 | $28,005.00 |
DisclosureSEC source: 0001683168-17-000030 · isaac_f4.xml · nonDerivative · entry 3 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,468,621 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 20:15 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | PurchaseCommon Stock | 2,000 | $18.63 | $37,260.00 |
DisclosureSEC source: 0001683168-17-000030 · isaac_f4.xml · nonDerivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,467,121 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.