Isaac Jon

SEC source: 0001628280-26-037149 · wk-form4_1779384516.xml · nonDerivative · entry 3

Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Isaac Capital Group, LLC

Disclosed balance after: 1,616,700

F1 · balance_after: Includes (i) 217,177 shares of common stock owned by Jon Isaac; and (ii) 1,399,523 shares of common stock owned by Isaac Capital Group, LLC ("ICG"), of which Jon Isaac is the sole member and manager.

SEC source: 0001628280-26-037149 · wk-form4_1779384516.xml · nonDerivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Isaac Capital Group, LLC

Disclosed balance after: 1,616,618

SEC source: 0001628280-26-037149 · wk-form4_1779384516.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Isaac Capital Group, LLC

Disclosed balance after: 1,616,316

SEC source: 0001628280-25-033065 · wk-form4_1750900102.xml · nonDerivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Isaac Capital Group, LLC

Disclosed balance after: 1,611,398

F1 · price: Represents the weighted average price of shares purchased.

F2 · balance_after: Includes (i) 217,177 shares of common stock owned by Jon Isaac; and (ii) 1,394,221 shares of common stock owned by Isaac Capital Group, LLC ("ICG"), of which Jon Isaac is the sole member and manager.

SEC source: 0001628280-25-033065 · wk-form4_1750900102.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Isaac Capital Group, LLC

Disclosed balance after: 1,589,687

F1 · price: Represents the weighted average price of shares purchased.

SEC source: 0001628280-25-033065 · wk-form4_1750900102.xml · derivative · entry 3

Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Isaac Capital Group, LLC

Disclosed balance after: 1,528,662

Underlying: Common Stock · 1,528,662 shares

Expires 2030-04-08

F3 · security: The Fourth Amendment to Unsecured Line of Credit Promissory Note (the "Note") effective April 8, 2025, and maturing on April 8, 2030, between ICG and Live Ventures Incorporated ("Live") provides for the conversion, at ICG's sole option, of any, or all, of the outstanding obligations under the Note, into shares of common stock of Live based upon a Conversion Price of $7.85. The maximum credit amount under the Note is $12,000,000.

F3 · derivative.exercise_price: The Fourth Amendment to Unsecured Line of Credit Promissory Note (the "Note") effective April 8, 2025, and maturing on April 8, 2030, between ICG and Live Ventures Incorporated ("Live") provides for the conversion, at ICG's sole option, of any, or all, of the outstanding obligations under the Note, into shares of common stock of Live based upon a Conversion Price of $7.85. The maximum credit amount under the Note is $12,000,000.

F4 · date: Effective date of Note, providing for conversion of any, or all, of the outstanding obligations under the Note, into shares of common stock of Live.

F5 · shares: The maximum credit amount available under the Note is $12,000,000, which, when divided by the Conversion Price of $7.85, determines the maximum potential number of shares of common stock into which the Note is convertible (1,528,662). The actual number of issuable shares will vary throughout the term of the Note due to changes in the amounts Live borrows under the Note and repays under the Note. As of the date of this filing, the outstanding principal under the Note is $9,445,000, less than the maximum credit amount.

F5 · derivative.underlying_shares: The maximum credit amount available under the Note is $12,000,000, which, when divided by the Conversion Price of $7.85, determines the maximum potential number of shares of common stock into which the Note is convertible (1,528,662). The actual number of issuable shares will vary throughout the term of the Note due to changes in the amounts Live borrows under the Note and repays under the Note. As of the date of this filing, the outstanding principal under the Note is $9,445,000, less than the maximum credit amount.

F5 · balance_after: The maximum credit amount available under the Note is $12,000,000, which, when divided by the Conversion Price of $7.85, determines the maximum potential number of shares of common stock into which the Note is convertible (1,528,662). The actual number of issuable shares will vary throughout the term of the Note due to changes in the amounts Live borrows under the Note and repays under the Note. As of the date of this filing, the outstanding principal under the Note is $9,445,000, less than the maximum credit amount.

SEC source: 0001628280-25-015273 · wk-form4_1743113009.xml · nonDerivative · entry 3

Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Isaac Capital Goup, LLC

Disclosed balance after: 1,574,483

F1 · price: Represents the weighted average price of shares purchased.

F2 · balance_after: Includes (i) 217,177 shares of common stock owned by Jon Isaac; and (ii) 1,357,306 shares of common stock owned by Isaac Capital Group, LLC, of which Jon Isaac is the sole member and manager.

SEC source: 0001628280-25-015273 · wk-form4_1743113009.xml · nonDerivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Isaac Capital Goup, LLC

Disclosed balance after: 1,539,471

F1 · price: Represents the weighted average price of shares purchased.

SEC source: 0001628280-25-015273 · wk-form4_1743113009.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Isaac Capital Goup, LLC

Disclosed balance after: 1,521,624

F1 · price: Represents the weighted average price of shares purchased.

SEC source: 0001683168-22-005868 · ownership.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Isaac Capital Group LLC

Disclosed balance after: 1,518,687

F1 · balance_after: Includes (i) 217,177 shares of common stock owned by Jon Isaac, and (ii) 1,301,510 shares of common stock owned by Isaac Capital Group, LLC ("ICG"). Jon Isaac is the sole member and manager of ICG.

SEC source: 0001683168-22-002232 · ownership.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Isaac Capital Group LLC

Disclosed balance after: 1,516,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Series B Convertible stock convert at a ratio of 1:5 into Series A Common Stock. No price applies in the conversion.

F1 · balance_after: Includes (i) 217,177 shares of common stock owned by Jon Isaac, and (ii) 1,299,510 shares of common stock issued upon the conversion of shares of Series B Preferred Stock owned by Isaac Capital Group, LLC ("ICG"). Jon Isaac is the sole member and manager of ICG.

SEC source: 0001209191-21-053022 · doc4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,516,687

F1 · price: Purchase prices range from $29.88 to $30.9999 for a weighted average purchase price of $30.50.

F2 · balance_after: Includes (i) 1,299,510 shares of common stock issuable upon conversion of shares of Series B Preferred Stock owned by Isaac Capital Group, LLC ("ICG"), and (ii) 217,177 shares of common stock owned by Jon Isaac. Jon Isaac is the sole member and manager of ICG. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 15

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,761,209

Underlying: Common Stock · 21,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 14

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,761,209

Underlying: Common Stock · 90,895 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 13

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670,314

Underlying: Common Stock · 10,070 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F6 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 17,857 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $16.80 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,014 of the warrant shares to pay the exercise price and issuing to ICG the remaining 15,843 shares. Live Ventures also paid $144.53 to ICG in lieu of a fractional share.

F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 12

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670,314

Underlying: Common Stock · 79,215 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 11

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,591,099

Underlying: Common Stock · 30,305 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F5 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 54,396 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $16.60 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 6,061 of the warrant shares to pay the exercise price and issuing to ICG the remaining 48,335 shares. Live Ventures also paid $129.63 to ICG in lieu of a fractional share.

F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 10

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,591,099

Underlying: Common Stock · 241,675 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 9

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,349,424

Underlying: Common Stock · 10,100 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F4 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 12,383 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $24.30 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,020 of the warrant shares to pay the exercise price and issuing to ICG the remaining 10,363 shares. Live Ventures also paid $67.05 to ICG in lieu of a fractional share.

F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 8

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,349,424

Underlying: Common Stock · 51,815 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 7

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297,609

Underlying: Common Stock · 10,440 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F3 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share.

F3 · derivative.exercise_date: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share.

F3 · derivative.expiration_date: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share.

SEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 6

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297,609

Underlying: Common Stock · 44,130 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 5

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,288,783

Underlying: Series B Preferred Stock · 22,479 shares

Expires 2021-12-03

F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 4

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311,262

Underlying: Series B Preferred Stock · 17,857 shares

Expires 2022-03-28

F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 3

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329,119

Underlying: Series B Preferred Stock · 54,396 shares

Expires 2022-03-27

F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383,515

Underlying: Series B Preferred Stock · 12,383 shares

Expires 2021-12-11

F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395,898

Underlying: Series B Preferred Stock · 10,914 shares

Expires 2021-09-10

F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 15

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,761,209

Underlying: Common Stock · 21,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 14

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,761,209

Underlying: Common Stock · 90,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 13

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670,314

Underlying: Common Stock · 10,070 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F6 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 17,857 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $16.80 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,014 of the warrant shares to pay the exercise price and issuing to ICG the remaining 15,843 shares. Live Ventures also paid $144.53 to ICG in lieu of a fractional share.

F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 12

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670,314

Underlying: Common Stock · 79,215 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 11

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,591,099

Underlying: Common Stock · 30,305 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F5 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 54,396 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $16.60 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 6,061 of the warrant shares to pay the exercise price and issuing to ICG the remaining 48,335 shares. Live Ventures also paid $129.63 to ICG in lieu of a fractional share.

F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 10

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,591,099

Underlying: Common Stock · 241,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 9

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,349,424

Underlying: Common Stock · 10,100 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F4 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 12,383 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $24.30 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,020 of the warrant shares to pay the exercise price and issuing to ICG the remaining 10,363 shares. Live Ventures also paid $67.05 to ICG in lieu of a fractional share.

F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 8

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,349,424

Underlying: Common Stock · 51,815 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 7

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297,609

Underlying: Common Stock · 10,440 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F3 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share.

F3 · derivative.exercise_date: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share.

F3 · derivative.expiration_date: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share.

SEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 6

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297,609

Underlying: Common Stock · 44,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 5

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,288,783

Underlying: Series B Preferred Stock · 22,479 shares

Expires 2021-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 4

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311,262

Underlying: Series B Preferred Stock · 17,857 shares

Expires 2022-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 3

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329,119

Underlying: Series B Preferred Stock · 54,396 shares

Expires 2022-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383,515

Underlying: Series B Preferred Stock · 12,383 shares

Expires 2021-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

Isaac Capital Group, LLC · CIK 0001512069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395,898

Underlying: Series B Preferred Stock · 10,914 shares

Expires 2021-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001683168-20-002999 · ownership.xml · nonDerivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603,221

F2 · price: Purchase prices range from $9.20 to $9.36 for a weighted average purchase price of $9.29 per share.

F3 · balance_after: Includes (i) 158,333 shares of Series B Preferred Convertible Stock ("Series B Preferred Stock") and (ii) shares to purchase up to 118,029 shares of Series B Preferred Stock upon the exercise of warrants held by Isaac Capital Group, LLC, the sole member of which is Jon Isaac. The Series B Preferred Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001683168-20-002999 · ownership.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593,221

F1 · price: Purchase prices range from $8.80 to $9.20 for a weighted average purchase price of $9.05 per share.

F3 · balance_after: Includes (i) 158,333 shares of Series B Preferred Convertible Stock ("Series B Preferred Stock") and (ii) shares to purchase up to 118,029 shares of Series B Preferred Stock upon the exercise of warrants held by Isaac Capital Group, LLC, the sole member of which is Jon Isaac. The Series B Preferred Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001683168-20-001777 · ownership.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,583,139

F1 · price: Purchase prices range from $8.48 to $9.99 for a weighted average purchase price of $9.19 per share.

F2 · balance_after: Includes (i) 158,333 shares of Series B Preferred Convertible Stock ("Series B Preferred Stock") and (ii) shares to purchase up to 118,029 shares of Series B Preferred Stock upon the exercise of warrants held by Isaac Capital Group, LLC, the sole member of which is Jon Isaac. The Series B Preferred Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001683168-19-002890 · ownership.xml · nonDerivative · entry 3

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554,467

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001683168-19-002890 · ownership.xml · nonDerivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552,167

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001683168-19-002890 · ownership.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,548,923

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001683168-19-002758 · ownership.xml · nonDerivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,536,923

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

SEC source: 0001683168-19-002758 · ownership.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,535,594

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.