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Nasdaq · USD

LIVE

LIVE VENTURES Inc

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Tapewire entity
7493
SEC CIK
0001045742
Parsed reports
71

Last 12 months

Inside the activity.

3 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202630
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2026 Filed May 21, 2026 17:28 UTC
Isaac JonDirector · CEO & President · 10% owner
PurchaseCommon Stock 82 $9.75 $799.10
Disclosure

SEC source: 0001628280-26-037149 · wk-form4_1779384516.xml · nonDerivative · entry 3

Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Isaac Capital Group, LLC

Disclosed balance after: 1,616,700

F1 · balance_after: Includes (i) 217,177 shares of common stock owned by Jon Isaac; and (ii) 1,399,523 shares of common stock owned by Isaac Capital Group, LLC ("ICG"), of which Jon Isaac is the sole member and manager.

Read SEC document
May 19, 2026 Filed May 21, 2026 17:28 UTC
Isaac JonDirector · CEO & President · 10% owner
PurchaseCommon Stock 302 $10.25 $3,095.50
Disclosure

SEC source: 0001628280-26-037149 · wk-form4_1779384516.xml · nonDerivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Isaac Capital Group, LLC

Disclosed balance after: 1,616,618

Read SEC document
May 19, 2026 Filed May 21, 2026 17:28 UTC
Isaac JonDirector · CEO & President · 10% owner
PurchaseCommon Stock 4,918 $10.40 $51,146.71
Disclosure

SEC source: 0001628280-26-037149 · wk-form4_1779384516.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Isaac Capital Group, LLC

Disclosed balance after: 1,616,316

Read SEC document
December 19, 2025 Filed Dec 23, 2025 14:59 UTC
Gao DennisDirector
SaleCommon Stock 1,114 $15.70 $17,489.80
Disclosure

SEC source: 0001628280-25-058655 · wk-form4_1766501988.xml · nonDerivative · entry 4

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note.

Disclosed balance after: 4,150

F1 · ownership.nature: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares.

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December 19, 2025 Filed Dec 23, 2025 14:59 UTC
Gao DennisDirector
SaleCommon Stock 1,114 $15.71 $17,500.94
Disclosure

SEC source: 0001628280-25-058655 · wk-form4_1766501988.xml · nonDerivative · entry 3

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note.

Disclosed balance after: 5,264

F1 · ownership.nature: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 14:59 UTC
Gao DennisDirector
SaleCommon Stock 980 $15.70 $15,386.00
Disclosure

SEC source: 0001628280-25-058655 · wk-form4_1766501988.xml · nonDerivative · entry 2

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note.

Disclosed balance after: 6,378

F1 · ownership.nature: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 14:59 UTC
Gao DennisDirector
SaleCommon Stock 135 $15.70 $2,119.50
Disclosure

SEC source: 0001628280-25-058655 · wk-form4_1766501988.xml · nonDerivative · entry 1

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note.

Disclosed balance after: 7,358

F1 · ownership.nature: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares.

Read SEC document
June 24, 2025 Filed Jun 26, 2025 01:08 UTC
Isaac JonDirector · CEO & President · 10% owner
PurchaseCommon Stock 21,711 $9.24 $200,544.51
Disclosure

SEC source: 0001628280-25-033065 · wk-form4_1750900102.xml · nonDerivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Isaac Capital Group, LLC

Disclosed balance after: 1,611,398

F1 · price: Represents the weighted average price of shares purchased.

F2 · balance_after: Includes (i) 217,177 shares of common stock owned by Jon Isaac; and (ii) 1,394,221 shares of common stock owned by Isaac Capital Group, LLC ("ICG"), of which Jon Isaac is the sole member and manager.

Read SEC document
June 23, 2025 Filed Jun 26, 2025 01:08 UTC
Isaac JonDirector · CEO & President · 10% owner
PurchaseCommon Stock 15,204 $7.92 $120,354.86
Disclosure

SEC source: 0001628280-25-033065 · wk-form4_1750900102.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Isaac Capital Group, LLC

Disclosed balance after: 1,589,687

F1 · price: Represents the weighted average price of shares purchased.

Read SEC document
April 08, 2025 Filed Jun 26, 2025 01:08 UTC
Isaac JonDirector · CEO & President · 10% owner
GrantConvertible Note · Derivative 1,528,662 $0.00 Strike: $7.85 $0.00
Disclosure

SEC source: 0001628280-25-033065 · wk-form4_1750900102.xml · derivative · entry 3

Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Isaac Capital Group, LLC

Disclosed balance after: 1,528,662

Underlying: Common Stock · 1,528,662 shares

Expires 2030-04-08

F3 · security: The Fourth Amendment to Unsecured Line of Credit Promissory Note (the "Note") effective April 8, 2025, and maturing on April 8, 2030, between ICG and Live Ventures Incorporated ("Live") provides for the conversion, at ICG's sole option, of any, or all, of the outstanding obligations under the Note, into shares of common stock of Live based upon a Conversion Price of $7.85. The maximum credit amount under the Note is $12,000,000.

F3 · derivative.exercise_price: The Fourth Amendment to Unsecured Line of Credit Promissory Note (the "Note") effective April 8, 2025, and maturing on April 8, 2030, between ICG and Live Ventures Incorporated ("Live") provides for the conversion, at ICG's sole option, of any, or all, of the outstanding obligations under the Note, into shares of common stock of Live based upon a Conversion Price of $7.85. The maximum credit amount under the Note is $12,000,000.

F4 · date: Effective date of Note, providing for conversion of any, or all, of the outstanding obligations under the Note, into shares of common stock of Live.

F5 · shares: The maximum credit amount available under the Note is $12,000,000, which, when divided by the Conversion Price of $7.85, determines the maximum potential number of shares of common stock into which the Note is convertible (1,528,662). The actual number of issuable shares will vary throughout the term of the Note due to changes in the amounts Live borrows under the Note and repays under the Note. As of the date of this filing, the outstanding principal under the Note is $9,445,000, less than the maximum credit amount.

F5 · derivative.underlying_shares: The maximum credit amount available under the Note is $12,000,000, which, when divided by the Conversion Price of $7.85, determines the maximum potential number of shares of common stock into which the Note is convertible (1,528,662). The actual number of issuable shares will vary throughout the term of the Note due to changes in the amounts Live borrows under the Note and repays under the Note. As of the date of this filing, the outstanding principal under the Note is $9,445,000, less than the maximum credit amount.

F5 · balance_after: The maximum credit amount available under the Note is $12,000,000, which, when divided by the Conversion Price of $7.85, determines the maximum potential number of shares of common stock into which the Note is convertible (1,528,662). The actual number of issuable shares will vary throughout the term of the Note due to changes in the amounts Live borrows under the Note and repays under the Note. As of the date of this filing, the outstanding principal under the Note is $9,445,000, less than the maximum credit amount.

Read SEC document
March 27, 2025 Filed Mar 27, 2025 22:03 UTC
Isaac JonDirector · CEO & President · 10% owner
PurchaseCommon Stock 35,012 $7.08 $247,779.92
Disclosure

SEC source: 0001628280-25-015273 · wk-form4_1743113009.xml · nonDerivative · entry 3

Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Isaac Capital Goup, LLC

Disclosed balance after: 1,574,483

F1 · price: Represents the weighted average price of shares purchased.

F2 · balance_after: Includes (i) 217,177 shares of common stock owned by Jon Isaac; and (ii) 1,357,306 shares of common stock owned by Isaac Capital Group, LLC, of which Jon Isaac is the sole member and manager.

Read SEC document
March 26, 2025 Filed Mar 27, 2025 22:03 UTC
Isaac JonDirector · CEO & President · 10% owner
PurchaseCommon Stock 17,847 $6.93 $123,590.48
Disclosure

SEC source: 0001628280-25-015273 · wk-form4_1743113009.xml · nonDerivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Isaac Capital Goup, LLC

Disclosed balance after: 1,539,471

F1 · price: Represents the weighted average price of shares purchased.

Read SEC document
March 25, 2025 Filed Mar 27, 2025 22:03 UTC
Isaac JonDirector · CEO & President · 10% owner
PurchaseCommon Stock 2,937 $6.87 $20,180.13
Disclosure

SEC source: 0001628280-25-015273 · wk-form4_1743113009.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Isaac Capital Goup, LLC

Disclosed balance after: 1,521,624

F1 · price: Represents the weighted average price of shares purchased.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:38 UTC GrantCommon Stock Option · Derivative 17,500 $0.00 Strike: $40.00 $0.00
Disclosure

SEC source: 0001628280-24-016474 · wk-form4_1713307097.xml · derivative · entry 1

ALTHOFER ERIC ADAM · CIK 0001856664 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2027-04-01

F1 · date: Incentive Stock Option granted pursuant to the Issuer's 2014 Omnibus Equity Incentive Plan and the Reporting Person's employment agreement.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:20 UTC SaleCommon Stock 9,904 $25.85 $256,018.40
Disclosure

SEC source: 0001209191-23-041041 · doc4.xml · nonDerivative · entry 1

Isaac Antonios · CIK 0001487465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: Privately negotiated sale of common stock to the Issuer pursuant to the Issuer's stock repurchase program, effective February 15, 2018, and expiring on June 1, 2024.

F2 · price: Closing price of the Issuer's common stock on June 28, 2023.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 20:30 UTC GrantCommon Stock Option · Derivative 17,500 $0.00 Strike: $35.00 $0.00
Disclosure

SEC source: 0001209191-23-040591 · doc4.xml · derivative · entry 1

ALTHOFER ERIC ADAM · CIK 0001856664 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2026-04-01

F1 · shares: Incentive Stock Option granted pursuant to the Issuer's 2014 Omnibus Equity Incentive Plan and the Reporting Person's employment agreement.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 21:44 UTC Exercise / conversionCommon Stock Option · Derivative 25,000 $0.00 Strike: $15.18 $0.00
Disclosure

SEC source: 0001209191-23-037480 · doc4.xml · derivative · entry 3

Isaac Antonios · CIK 0001487465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 21:44 UTC Tax withholdingCommon Stock 15,096 $25.14 $379,513.44
Disclosure

SEC source: 0001209191-23-037480 · doc4.xml · nonDerivative · entry 2

Isaac Antonios · CIK 0001487465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,904

F1 · shares: Number of shares withheld by the issuer to satisfy the exercise price of the options exercised, based on the closing price of the issuer's stock on June 13, 2023.

F2 · price: Closing price of the issuer's stock on June 13, 2023.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 21:44 UTC Exercise / conversionCommon Stock 25,000 $15.18 $379,500.00
Disclosure

SEC source: 0001209191-23-037480 · doc4.xml · nonDerivative · entry 1

Isaac Antonios · CIK 0001487465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 18:48 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 2,000 $28.95 $57,900.00
Disclosure

SEC source: 0001683168-22-005868 · ownership.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Isaac Capital Group LLC

Disclosed balance after: 1,518,687

F1 · balance_after: Includes (i) 217,177 shares of common stock owned by Jon Isaac, and (ii) 1,301,510 shares of common stock owned by Isaac Capital Group, LLC ("ICG"). Jon Isaac is the sole member and manager of ICG.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 21:18 UTC
Isaac JonDirector · CEO and President · 10% owner
ConversionSeries B Convertible Preferred Stock 1,299,510 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002232 · ownership.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Isaac Capital Group LLC

Disclosed balance after: 1,516,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Series B Convertible stock convert at a ratio of 1:5 into Series A Common Stock. No price applies in the conversion.

F1 · balance_after: Includes (i) 217,177 shares of common stock owned by Jon Isaac, and (ii) 1,299,510 shares of common stock issued upon the conversion of shares of Series B Preferred Stock owned by Isaac Capital Group, LLC ("ICG"). Jon Isaac is the sole member and manager of ICG.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:20 UTC
Gao DennisDirector
PurchaseCommon Stock 520 $35.20 $18,304.00
Disclosure

SEC source: 0001683168-22-001719 · ownership.xml · nonDerivative · entry 6

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note.

Disclosed balance after: 7,493

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:20 UTC
Gao DennisDirector
PurchaseCommon Stock 520 $35.20 $18,304.00
Disclosure

SEC source: 0001683168-22-001719 · ownership.xml · nonDerivative · entry 5

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note.

Disclosed balance after: 6,973

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:20 UTC
Gao DennisDirector
PurchaseCommon Stock 520 $35.38 $18,397.60
Disclosure

SEC source: 0001683168-22-001719 · ownership.xml · nonDerivative · entry 4

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note.

Disclosed balance after: 6,453

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:20 UTC
Gao DennisDirector
PurchaseCommon Stock 520 $35.23 $18,319.60
Disclosure

SEC source: 0001683168-22-001719 · ownership.xml · nonDerivative · entry 3

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note.

Disclosed balance after: 5,933

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:20 UTC
Gao DennisDirector
PurchaseCommon Stock 520 $35.40 $18,408.00
Disclosure

SEC source: 0001683168-22-001719 · ownership.xml · nonDerivative · entry 2

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note.

Disclosed balance after: 5,413

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:20 UTC
Gao DennisDirector
PurchaseCommon Stock 743 $37.40 $27,788.20
Disclosure

SEC source: 0001683168-22-001719 · ownership.xml · nonDerivative · entry 1

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note.

Disclosed balance after: 4,893

Read SEC document
March 11, 2022 Filed Mar 14, 2022 16:48 UTC
Gao DennisDirector
PurchaseCommon Stock 700 $35.84 $25,088.00
Disclosure

SEC source: 0001683168-22-001633 · ownership.xml · nonDerivative · entry 6

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,150

Read SEC document
March 11, 2022 Filed Mar 14, 2022 16:48 UTC
Gao DennisDirector
PurchaseCommon Stock 700 $35.73 $25,011.00
Disclosure

SEC source: 0001683168-22-001633 · ownership.xml · nonDerivative · entry 5

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Read SEC document
March 11, 2022 Filed Mar 14, 2022 16:48 UTC
Gao DennisDirector
PurchaseCommon Stock 700 $35.73 $25,011.00
Disclosure

SEC source: 0001683168-22-001633 · ownership.xml · nonDerivative · entry 4

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Read SEC document
March 11, 2022 Filed Mar 14, 2022 16:48 UTC
Gao DennisDirector
PurchaseCommon Stock 700 $35.84 $25,088.00
Disclosure

SEC source: 0001683168-22-001633 · ownership.xml · nonDerivative · entry 3

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Read SEC document
March 11, 2022 Filed Mar 14, 2022 16:48 UTC
Gao DennisDirector
PurchaseCommon Stock 700 $35.63 $24,941.00
Disclosure

SEC source: 0001683168-22-001633 · ownership.xml · nonDerivative · entry 2

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Read SEC document
March 11, 2022 Filed Mar 14, 2022 16:48 UTC
Gao DennisDirector
PurchaseCommon Stock 650 $35.84 $23,296.00
Disclosure

SEC source: 0001683168-22-001633 · ownership.xml · nonDerivative · entry 1

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

Read SEC document
September 28, 2021 Filed Sep 28, 2021 22:36 UTC
Stein Michael JasonFormer SVP, General Counsel
SaleCommon Stock 4,015 $38.16 $153,218.02
Disclosure

SEC source: 0001683168-21-004574 · doc4.xml · nonDerivative · entry 1

Stein Michael Jason · CIK 0001716349 · Former SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,985

Read SEC document
August 26, 2021 Filed Aug 27, 2021 21:00 UTC
Stein Michael JasonSr. VP, General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $11.80 $0.00
Disclosure

SEC source: 0001209191-21-053644 · doc4.xml · derivative · entry 2

Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2027-09-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 4,000 shares vested on September 5, 2018; 4,000 shares vested on September 5, 2019; and 4,000 shares vested on September 5, 2020.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 21:00 UTC
Stein Michael JasonSr. VP, General Counsel
Exercise / conversionCommon Stock 12,000 $11.80 $141,600.00
Disclosure

SEC source: 0001209191-21-053644 · doc4.xml · nonDerivative · entry 1

Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 22:53 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 3,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-053022 · doc4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,516,687

F1 · price: Purchase prices range from $29.88 to $30.9999 for a weighted average purchase price of $30.50.

F2 · balance_after: Includes (i) 1,299,510 shares of common stock issuable upon conversion of shares of Series B Preferred Stock owned by Isaac Capital Group, LLC ("ICG"), and (ii) 217,177 shares of common stock owned by Jon Isaac. Jon Isaac is the sole member and manager of ICG. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 22:56 UTC
Spriggs Rodney DaleCEO, Vintage Stock, Inc.
SaleCommon Stock 2 $57.80 $115.60
Disclosure

SEC source: 0001209191-21-040730 · doc4.xml · nonDerivative · entry 2

Spriggs Rodney Dale · CIK 0001760972 · CEO, Vintage Stock, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,666

Read SEC document
June 14, 2021 Filed Jun 15, 2021 22:56 UTC
Spriggs Rodney DaleCEO, Vintage Stock, Inc.
SaleCommon Stock 5,000 $55.59 $277,950.00
Disclosure

SEC source: 0001209191-21-040730 · doc4.xml · nonDerivative · entry 1

Spriggs Rodney Dale · CIK 0001760972 · CEO, Vintage Stock, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,668

Read SEC document
April 27, 2021 Filed Apr 27, 2021 21:00 UTC
Spriggs Rodney DaleCEO, Vintage Stock, Inc.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,668 $0.00 Strike: $10.86 $0.00
Disclosure

SEC source: 0001209191-21-028584 · doc4.xml · derivative · entry 2

Spriggs Rodney Dale · CIK 0001760972 · CEO, Vintage Stock, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,668 shares

Expires 2021-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2021 Filed Apr 27, 2021 21:00 UTC
Spriggs Rodney DaleCEO, Vintage Stock, Inc.
Exercise / conversionCommon Stock 16,668 $10.86 $181,014.48
Disclosure

SEC source: 0001209191-21-028584 · doc4.xml · nonDerivative · entry 1

Spriggs Rodney Dale · CIK 0001760972 · CEO, Vintage Stock, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2021 Filed May 17, 2021 21:00 UTC Amendment
Spriggs Rodney DaleCEO, Vintage Stock, Inc.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,668 $0.00 Strike: $10.86 $0.00
Disclosure

SEC source: 0001209191-21-033190 · doc4a.xml · derivative · entry 2

Spriggs Rodney Dale · CIK 0001760972 · CEO, Vintage Stock, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,668 shares

Expires 2021-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 27, 2021 Filed May 17, 2021 21:00 UTC Amendment
Spriggs Rodney DaleCEO, Vintage Stock, Inc.
Exercise / conversionCommon Stock 16,668 $10.86 $181,014.48
Disclosure

SEC source: 0001209191-21-033190 · doc4a.xml · nonDerivative · entry 1

Spriggs Rodney Dale · CIK 0001760972 · CEO, Vintage Stock, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 19, 2021 Filed Feb 19, 2021 22:08 UTC
Gao DennisDirector
SaleCommon Stock 425 $29.03 $12,337.75
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 17

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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February 19, 2021 Filed Feb 19, 2021 22:08 UTC
Gao DennisDirector
SaleCommon Stock 500 $29.05 $14,525.00
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 16

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

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February 19, 2021 Filed Feb 19, 2021 22:08 UTC
Gao DennisDirector
SaleCommon Stock 500 $29.01 $14,505.00
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 15

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925

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February 19, 2021 Filed Feb 19, 2021 22:08 UTC
Gao DennisDirector
SaleCommon Stock 500 $28.87 $14,435.00
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 14

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425

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February 19, 2021 Filed Feb 19, 2021 22:08 UTC
Gao DennisDirector
SaleCommon Stock 881 $29.70 $26,165.70
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 13

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,925

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February 19, 2021 Filed Feb 19, 2021 22:08 UTC
Gao DennisDirector
SaleCommon Stock 132 $29.02 $3,830.64
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 12

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,806

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February 19, 2021 Filed Feb 19, 2021 22:08 UTC
Gao DennisDirector
SaleCommon Stock 500 $29.08 $14,540.00
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 11

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,938

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.