organization · Reporting owner
Isaac Capital Group, LLC
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AI Financial CorpARCI · Entity 6953 | 10% owner | August 18, 2017 | April 30, 2019 |
| LIVE VENTURES IncLIVE · Entity 7493 | 10% owner | January 28, 2021 | February 11, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AI Financial Corp
Report date August 18, 2017 · Filed April 30, 2019 · Amendment
Jointly reported with Isaac Jon
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001 Per ShareSEC Table I · non-derivative | Direct | 110,125 |
Reported balance
After 2019-04-25 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-04-25 · Sale · Disposed 149,679 · Balance 110,125 |
| Series A Preferred Stock, Par Value $0.001 Per ShareSEC Table II · derivative / convertible security | Direct | 282,816 |
Reported balance
After 2017-08-18 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2017-08-18 · Other · Acquired 14,141.812 · Balance 282,816 F2: Conversion ratio is 1 share of preferred stock into 20 shares of common stock. F1: Common Stock underlying Series A Preferred Stocknow fully exercisable into 282,816 shares of Common Stock. F3: No expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Common Stock underlying Series A Preferred Stocknow fully exercisable into 282,816 shares of Common Stock.
F2: Conversion ratio is 1 share of preferred stock into 20 shares of common stock.
F3: No expiration date.
LIVE VENTURES Inc
Report date January 28, 2021 · Filed February 11, 2021 · Amendment
Jointly reported with Isaac Jon
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.50 · Expires 2021-09-10 | Direct | 1,395,898 |
Reported balance
After 2021-01-28 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2021-01-28 · Exercise / conversion · Disposed 10,914 · Balance 1,395,898 F1: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.30 · Expires 2021-12-11 | Direct | 1,383,515 |
Reported balance
After 2021-01-28 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2021-01-28 · Exercise / conversion · Disposed 12,383 · Balance 1,383,515 F1: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.60 · Expires 2022-03-27 | Direct | 1,329,119 |
Reported balance
After 2021-01-28 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2021-01-28 · Exercise / conversion · Disposed 54,396 · Balance 1,329,119 F1: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.80 · Expires 2022-03-28 | Direct | 1,311,262 |
Reported balance
After 2021-01-28 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2021-01-28 · Exercise / conversion · Disposed 17,857 · Balance 1,311,262 F1: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.50 · Expires 2021-12-03 | Direct | 1,288,783 |
Reported balance
After 2021-01-28 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2021-01-28 · Exercise / conversion · Disposed 22,479 · Balance 1,288,783 F1: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 1,297,609 |
Reported balance
After 2021-01-28 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2021-01-28 · Exercise / conversion · Acquired 8,826 · Balance 1,297,609 F2: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 1,297,609 |
Reported balance
After 2021-01-28 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2021-01-28 · Tax withholding · Disposed 2,088 · Balance 1,297,609 F2: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F3: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 1,349,424 |
Reported balance
After 2021-01-28 transaction · row 8
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 8 · 2021-01-28 · Exercise / conversion · Acquired 10,363 · Balance 1,349,424 F2: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 1,349,424 |
Reported balance
After 2021-01-28 transaction · row 9
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 9 · 2021-01-28 · Tax withholding · Disposed 2,020 · Balance 1,349,424 F2: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F4: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 12,383 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $24.30 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,020 of the warrant shares to pay the exercise price and issuing to ICG the remaining 10,363 shares. Live Ventures also paid $67.05 to ICG in lieu of a fractional share. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 1,591,099 |
Reported balance
After 2021-01-28 transaction · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · 2021-01-28 · Exercise / conversion · Acquired 48,335 · Balance 1,591,099 F2: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 1,591,099 |
Reported balance
After 2021-01-28 transaction · row 11
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 11 · 2021-01-28 · Tax withholding · Disposed 6,061 · Balance 1,591,099 F2: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F5: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 54,396 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $16.60 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 6,061 of the warrant shares to pay the exercise price and issuing to ICG the remaining 48,335 shares. Live Ventures also paid $129.63 to ICG in lieu of a fractional share. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 1,670,314 |
Reported balance
After 2021-01-28 transaction · row 12
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 12 · 2021-01-28 · Exercise / conversion · Acquired 15,843 · Balance 1,670,314 F2: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 1,670,314 |
Reported balance
After 2021-01-28 transaction · row 13
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 13 · 2021-01-28 · Tax withholding · Disposed 2,014 · Balance 1,670,314 F2: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F6: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 17,857 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $16.80 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,014 of the warrant shares to pay the exercise price and issuing to ICG the remaining 15,843 shares. Live Ventures also paid $144.53 to ICG in lieu of a fractional share. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 1,761,209 |
Reported balance
After 2021-01-28 transaction · row 14
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 14 · 2021-01-28 · Exercise / conversion · Acquired 18,179 · Balance 1,761,209 F2: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 1,761,209 |
Reported balance
After 2021-01-28 transaction · row 15
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 15 · 2021-01-28 · Tax withholding · Disposed 4,300 · Balance 1,761,209 F2: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.
F2: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.
F3: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share.
F4: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 12,383 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $24.30 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,020 of the warrant shares to pay the exercise price and issuing to ICG the remaining 10,363 shares. Live Ventures also paid $67.05 to ICG in lieu of a fractional share.
F5: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 54,396 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $16.60 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 6,061 of the warrant shares to pay the exercise price and issuing to ICG the remaining 48,335 shares. Live Ventures also paid $129.63 to ICG in lieu of a fractional share.
F6: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 17,857 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $16.80 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,014 of the warrant shares to pay the exercise price and issuing to ICG the remaining 15,843 shares. Live Ventures also paid $144.53 to ICG in lieu of a fractional share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | SaleSeries B Preferred Stock · Derivative | 4,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 15 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761,209 Underlying: Common Stock · 21,500 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | OtherSeries B Preferred Stock · Derivative | 18,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 14 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761,209 Underlying: Common Stock · 90,895 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | SaleSeries B Preferred Stock · Derivative | 2,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 13 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670,314 Underlying: Common Stock · 10,070 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F6 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 17,857 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $16.80 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,014 of the warrant shares to pay the exercise price and issuing to ICG the remaining 15,843 shares. Live Ventures also paid $144.53 to ICG in lieu of a fractional share. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | OtherSeries B Preferred Stock · Derivative | 15,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 12 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670,314 Underlying: Common Stock · 79,215 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | SaleSeries B Preferred Stock · Derivative | 6,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 11 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,591,099 Underlying: Common Stock · 30,305 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F5 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 54,396 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $16.60 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 6,061 of the warrant shares to pay the exercise price and issuing to ICG the remaining 48,335 shares. Live Ventures also paid $129.63 to ICG in lieu of a fractional share. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | OtherSeries B Preferred Stock · Derivative | 48,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 10 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,591,099 Underlying: Common Stock · 241,675 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | SaleSeries B Preferred Stock · Derivative | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 9 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,349,424 Underlying: Common Stock · 10,100 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F4 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 12,383 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $24.30 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,020 of the warrant shares to pay the exercise price and issuing to ICG the remaining 10,363 shares. Live Ventures also paid $67.05 to ICG in lieu of a fractional share. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | OtherSeries B Preferred Stock · Derivative | 10,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 8 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,349,424 Underlying: Common Stock · 51,815 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | SaleSeries B Preferred Stock · Derivative | 2,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 7 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297,609 Underlying: Common Stock · 10,440 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F3 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share. F3 · derivative.exercise_date: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share. F3 · derivative.expiration_date: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | OtherSeries B Preferred Stock · Derivative | 8,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 6 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297,609 Underlying: Common Stock · 44,130 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | OtherWarrant (right to buy) · Derivative | 22,479 | $0.00 Strike: $28.50 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 5 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,288,783 Underlying: Series B Preferred Stock · 22,479 shares Expires 2021-12-03 F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | OtherWarrant (right to buy) · Derivative | 17,857 | $0.00 Strike: $16.80 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 4 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,311,262 Underlying: Series B Preferred Stock · 17,857 shares Expires 2022-03-28 F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | OtherWarrant (right to buy) · Derivative | 54,396 | $0.00 Strike: $16.60 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 3 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329,119 Underlying: Series B Preferred Stock · 54,396 shares Expires 2022-03-27 F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | OtherWarrant (right to buy) · Derivative | 12,383 | $0.00 Strike: $24.30 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,383,515 Underlying: Series B Preferred Stock · 12,383 shares Expires 2021-12-11 F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | OtherWarrant (right to buy) · Derivative | 10,914 | $0.00 Strike: $28.50 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,898 Underlying: Series B Preferred Stock · 10,914 shares Expires 2021-09-10 F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment | LIVE VENTURES Inc LIVE · Entity 7493 | Tax withholdingSeries B Preferred Stock · Derivative | 4,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 15 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761,209 Underlying: Common Stock · 21,500 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment | LIVE VENTURES Inc LIVE · Entity 7493 | Exercise / conversionSeries B Preferred Stock · Derivative | 18,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 14 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761,209 Underlying: Common Stock · 90,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment | LIVE VENTURES Inc LIVE · Entity 7493 | Tax withholdingSeries B Preferred Stock · Derivative | 2,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 13 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670,314 Underlying: Common Stock · 10,070 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F6 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 17,857 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $16.80 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,014 of the warrant shares to pay the exercise price and issuing to ICG the remaining 15,843 shares. Live Ventures also paid $144.53 to ICG in lieu of a fractional share. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment | LIVE VENTURES Inc LIVE · Entity 7493 | Exercise / conversionSeries B Preferred Stock · Derivative | 15,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 12 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670,314 Underlying: Common Stock · 79,215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment | LIVE VENTURES Inc LIVE · Entity 7493 | Tax withholdingSeries B Preferred Stock · Derivative | 6,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 11 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,591,099 Underlying: Common Stock · 30,305 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F5 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 54,396 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $16.60 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 6,061 of the warrant shares to pay the exercise price and issuing to ICG the remaining 48,335 shares. Live Ventures also paid $129.63 to ICG in lieu of a fractional share. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment | LIVE VENTURES Inc LIVE · Entity 7493 | Exercise / conversionSeries B Preferred Stock · Derivative | 48,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 10 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,591,099 Underlying: Common Stock · 241,675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment | LIVE VENTURES Inc LIVE · Entity 7493 | Tax withholdingSeries B Preferred Stock · Derivative | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 9 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,349,424 Underlying: Common Stock · 10,100 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F4 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 12,383 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $24.30 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,020 of the warrant shares to pay the exercise price and issuing to ICG the remaining 10,363 shares. Live Ventures also paid $67.05 to ICG in lieu of a fractional share. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment | LIVE VENTURES Inc LIVE · Entity 7493 | Exercise / conversionSeries B Preferred Stock · Derivative | 10,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 8 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,349,424 Underlying: Common Stock · 51,815 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment | LIVE VENTURES Inc LIVE · Entity 7493 | Tax withholdingSeries B Preferred Stock · Derivative | 2,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 7 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297,609 Underlying: Common Stock · 10,440 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F3 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share. F3 · derivative.exercise_date: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share. F3 · derivative.expiration_date: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment | LIVE VENTURES Inc LIVE · Entity 7493 | Exercise / conversionSeries B Preferred Stock · Derivative | 8,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 6 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297,609 Underlying: Common Stock · 44,130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment | LIVE VENTURES Inc LIVE · Entity 7493 | Exercise / conversionWarrant (right to buy) · Derivative | 22,479 | $0.00 Strike: $28.50 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 5 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,288,783 Underlying: Series B Preferred Stock · 22,479 shares Expires 2021-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment | LIVE VENTURES Inc LIVE · Entity 7493 | Exercise / conversionWarrant (right to buy) · Derivative | 17,857 | $0.00 Strike: $16.80 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 4 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,311,262 Underlying: Series B Preferred Stock · 17,857 shares Expires 2022-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment | LIVE VENTURES Inc LIVE · Entity 7493 | Exercise / conversionWarrant (right to buy) · Derivative | 54,396 | $0.00 Strike: $16.60 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 3 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329,119 Underlying: Series B Preferred Stock · 54,396 shares Expires 2022-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment | LIVE VENTURES Inc LIVE · Entity 7493 | Exercise / conversionWarrant (right to buy) · Derivative | 12,383 | $0.00 Strike: $24.30 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,383,515 Underlying: Series B Preferred Stock · 12,383 shares Expires 2021-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment | LIVE VENTURES Inc LIVE · Entity 7493 | Exercise / conversionWarrant (right to buy) · Derivative | 10,914 | $0.00 Strike: $28.50 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,898 Underlying: Series B Preferred Stock · 10,914 shares Expires 2021-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| April 25, 2019 Filed Apr 30, 2019 21:07 UTC | AI Financial Corp ARCI · Entity 6953 | SaleCommon Stock, Par Value $0.001 Per Share | 149,679 | $78.29 | $11,717,919.87 |
DisclosureSEC source: 0001683168-19-001264 · ownership.xml · nonDerivative · entry 1 Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Isaac Jon · CIK 0001512469 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,125 Read SEC document |
| April 25, 2019 Filed Apr 30, 2019 22:13 UTC Amendment | AI Financial Corp ARCI · Entity 6953 | SaleCommon Stock, Par Value $0.001 Per Share | 149,679 | $7.83 | $1,171,791.99 |
DisclosureSEC source: 0001683168-19-001270 · ownership.xml · nonDerivative · entry 1 Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Isaac Jon · CIK 0001512469 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,125 Read SEC document |
| August 18, 2017 Filed Apr 30, 2019 21:07 UTC | AI Financial Corp ARCI · Entity 6953 | OtherSeries A Preferred Stock, Par Value $0.001 Per Share · Derivative | 14,141.812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-19-001264 · ownership.xml · derivative · entry 2 Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Isaac Jon · CIK 0001512469 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,816 Underlying: Common Stock · 282,816 shares Expires not disclosed F2 · derivative.exercise_price: Conversion ratio is 1 share of preferred stock into 20 shares of common stock. F1 · kind: Common Stock underlying Series A Preferred Stocknow fully exercisable into 282,816 shares of Common Stock. F2 · price: Conversion ratio is 1 share of preferred stock into 20 shares of common stock. F3 · derivative.expiration_date: No expiration date. Read SEC document |
| August 18, 2017 Filed Apr 30, 2019 22:13 UTC Amendment | AI Financial Corp ARCI · Entity 6953 | OtherSeries A Preferred Stock, Par Value $0.001 Per Share · Derivative | 14,141.812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-19-001270 · ownership.xml · derivative · entry 2 Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Isaac Jon · CIK 0001512469 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,816 Underlying: Common Stock · 282,816 shares Expires not disclosed F2 · derivative.exercise_price: Conversion ratio is 1 share of preferred stock into 20 shares of common stock. F1 · kind: Common Stock underlying Series A Preferred Stocknow fully exercisable into 282,816 shares of Common Stock. F2 · price: Conversion ratio is 1 share of preferred stock into 20 shares of common stock. F3 · derivative.expiration_date: No expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.