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THRIVENT FINANCIAL FOR LUTHERANS

Disclosed activity across 14 companies

Tapewire entity
418
SEC CIK
0000314984

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ares Dynamic Credit Allocation Fund, Inc.ARDC · Entity 595610% ownerSeptember 14, 2026September 16, 2026
BrandywineGLOBAL-Global Income Opportunities Fund IncBWG · Entity 898710% ownerDecember 30, 2019January 10, 2020
CALAMOS STRATEGIC TOTAL RETURN FUNDCSQ · Entity 129610% ownerSeptember 06, 2024October 09, 2024
CION Ares Diversified Credit FundCADEX · Entity 3154610% ownerOctober 02, 2026October 09, 2026
Calamos Dynamic Convertible & Income FundCCD · Entity 41710% ownerAugust 26, 2026September 02, 2026
Calamos Global Dynamic Income FundCHW · Entity 53010% ownerAugust 26, 2026September 02, 2026
FS Credit Opportunities Corp.FSCO · Entity 492010% ownerMay 16, 2024May 17, 2024
Kayne Anderson Energy Infrastructure Fund, Inc.KYN · Entity 433410% ownerOctober 28, 2020November 09, 2020
RIVERNORTH OPPORTUNITIES FUND, INC.RIV · Entity 594710% ownerSeptember 18, 2026September 21, 2026
Thrivent Church Loan & Income FundXCLIX · Entity 11528810% ownerAugust 17, 2022August 18, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ares Dynamic Credit Allocation Fund, Inc.

Report date September 14, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Mandatory Redeemable Preferred Shares, Series BSEC Table I · non-derivativeDirect0 Reported balance After 2026-09-15 transaction · row 1
1 source row

Row 1 · 2026-09-15 · Other · Disposed 360,000 · Balance 0

F1: The Series B Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share.

Mandatory Redeemable Preferred Shares, Series ESEC Table I · non-derivativeDirect240,000 Reported balance After 2026-09-14 transaction · row 2
1 source row

Row 2 · 2026-09-14 · Purchase · Acquired 240,000 · Balance 240,000

Mandatory Redeemable Preferred Shares, Series CSEC Table I · non-derivativeDirect400,000 Reported balance Holding disclosure · report date 2026-09-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 400,000

Mandatory Redeemable Preferred Shares, Series DSEC Table I · non-derivativeDirect160,000 Reported balance Holding disclosure · report date 2026-09-14 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 160,000

Filing footnotes · ownership attribution and instrument terms

F1: The Series B Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share.

BrandywineGLOBAL-Global Income Opportunities Fund Inc

Report date December 30, 2019 · Filed January 10, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series D Mandatorily Redeemable Preferred SharesSEC Table I · non-derivativeDirect300,000 Reported balance Holding disclosure · report date 2019-12-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 300,000

Series E Mandatorily Redeemable Preferred SharesSEC Table I · non-derivativeDirect400,000 Reported balance Holding disclosure · report date 2019-12-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 400,000

CALAMOS STRATEGIC TOTAL RETURN FUND

Report date September 06, 2024 · Filed October 09, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Mandatory Redeemable Preferred Shares, Series BSEC Table I · non-derivativeDirect0 Reported balance After 2024-09-06 transaction · row 1
1 source row

Row 1 · 2024-09-06 · Other · Acquired 660,000 · Balance 0

F1: The Series B Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share.

Mandatory Redeemable Preferred Shares, Series CSEC Table I · non-derivativeDirect720,000 Reported balance Holding disclosure · report date 2024-09-06 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 720,000

Filing footnotes · ownership attribution and instrument terms

F1: The Series B Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share.

CION Ares Diversified Credit Fund

Report date October 02, 2026 · Filed October 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivativeDirect1,090,000 Reported balance Holding disclosure · report date 2026-10-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,090,000

Series E Mandatory Redeemable Preferred SharesSEC Table I · non-derivativeDirect360,000 Reported balance Holding disclosure · report date 2026-10-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 360,000

Series H Mandatory Redeemable Preferred SharesSEC Table I · non-derivativeDirect800,000 Reported balance Holding disclosure · report date 2026-10-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 800,000

Series M Mandatory Redeemable Preferred SharesSEC Table I · non-derivativeDirect1,560,000 Reported balance Holding disclosure · report date 2026-10-02 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,560,000

Calamos Dynamic Convertible & Income Fund

Report date August 26, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Mandatory Redeemable Preferred Shares, Series ISEC Table I · non-derivativeDirect240,000 Reported balance Holding disclosure · report date 2026-08-26 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 240,000

Calamos Global Dynamic Income Fund

Report date August 26, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Mandatory Redeemable Preferred Shares, Series HSEC Table I · non-derivativeDirect260,000 Reported balance Holding disclosure · report date 2026-08-26 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 260,000

FS Credit Opportunities Corp.

Report date May 16, 2024 · Filed May 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Term Preferred Shares, Series 2029SEC Table I · non-derivativeDirect35,000 Reported balance Holding disclosure · report date 2024-05-16 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 35,000

Term Preferred Shares, Series 2029SEC Table I · non-derivativeDirect25,000 Reported balance Holding disclosure · report date 2024-05-16 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 25,000

Kayne Anderson Energy Infrastructure Fund, Inc.

Report date October 28, 2020 · Filed November 09, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series R Mandatory Redeemable Preferred SharesSEC Table I · non-derivativeDirect360,000 Reported balance Holding disclosure · report date 2020-10-28 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 360,000

Series S Mandatory Redeemable Preferred SharesSEC Table I · non-derivativeDirect320,000 Reported balance Holding disclosure · report date 2020-10-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 320,000

RIVERNORTH OPPORTUNITIES FUND, INC.

Report date September 18, 2026 · Filed September 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Mandatory Redeemable Preferred Shares, Series BSEC Table I · non-derivativeDirect740,000 Reported balance Holding disclosure · report date 2026-09-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 740,000

Thrivent Church Loan & Income Fund

Report date August 17, 2022 · Filed August 18, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class S shares of beneficial interestSEC Table I · non-derivativeDirect2,735,440.634 Reported balance After 2022-08-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-08-17 · Purchase · Acquired 117,021.28 · Balance 2,735,440.634

F1: Includes shares received as dividend reinvestment.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares received as dividend reinvestment.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CALAMOS CONVERTIBLE & HIGH INCOME FUND

Report date August 24, 2021 · Filed August 26, 2026

Section 16 reporting ended · disclosed 2026-08-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Mandatory Redeemable Preferred Shares, Serie DSEC Table I · non-derivativeDirect0 Reported balance After 2026-08-24 transaction · row 1
1 source row

Row 1 · 2026-08-24 · Other · Disposed 400,000 · Balance 0

F1: The Series D Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share.

Filing footnotes · ownership attribution and instrument terms

F1: The Series D Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share.

CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND

Report date August 24, 2021 · Filed August 26, 2026

Section 16 reporting ended · disclosed 2026-08-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Mandatory Redeemable Preferred Shares, Serie DSEC Table I · non-derivativeDirect0 Reported balance After 2026-08-24 transaction · row 1
1 source row

Row 1 · 2026-08-24 · Other · Acquired 400,000 · Balance 0

F1: The Series D Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share.

Filing footnotes · ownership attribution and instrument terms

F1: The Series D Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share.

Carlyle Tactical Private Credit Fund

Report date June 23, 2026 · Filed June 24, 2026

Section 16 reporting ended · disclosed 2026-06-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Mandatory Redeemable Preferred Shares, Series MSEC Table I · non-derivativeDirect200,000 Reported balance After 2026-06-23 transaction · row 1
1 source row

Row 1 · 2026-06-23 · Purchase · Acquired 200,000 · Balance 200,000

Mandatory Redeemable Preferred Shares, Series ASEC Table I · non-derivativeDirect920,000 Reported balance Holding disclosure · report date 2026-06-23 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 920,000

Mandatory Redeemable Preferred Shares, Series BSEC Table I · non-derivativeDirect320,000 Reported balance Holding disclosure · report date 2026-06-23 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 320,000

Mandatory Redeemable Preferred Shares, Series CSEC Table I · non-derivativeDirect800,000 Reported balance Holding disclosure · report date 2026-06-23 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 800,000

Mandatory Redeemable Preferred Shares, Series DSEC Table I · non-derivativeDirect160,000 Reported balance Holding disclosure · report date 2026-06-23 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 160,000

Mandatory Redeemable Preferred Shares, Series ESEC Table I · non-derivativeDirect200,000 Reported balance Holding disclosure · report date 2026-06-23 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 200,000

Mandatory Redeemable Preferred Shares, Series KSEC Table I · non-derivativeDirect600,000 Reported balance Holding disclosure · report date 2026-06-23 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 600,000

Gloo Holdings, Inc.

Report date September 11, 2026 · Filed September 15, 2026

Section 16 reporting ended · disclosed 2026-09-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect4,018,000 Ending reported balance After 2026-09-15 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-09-11 · Sale · Disposed 36,000 · Balance 4,039,000

F1: These shares were sold in multiple transactions at prices ranging from $3.015 to $3.425, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Row 2 · 2026-09-14 · Sale · Disposed 16,000 · Balance 4,023,000

F2: These shares were sold in multiple transactions at prices ranging from $3.42 to $3.645, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Row 3 · 2026-09-15 · Sale · Disposed 5,000 · Balance 4,018,000

F3: These shares were sold in multiple transactions at prices ranging from $3.28 to $3.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were sold in multiple transactions at prices ranging from $3.015 to $3.425, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2: These shares were sold in multiple transactions at prices ranging from $3.42 to $3.645, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: These shares were sold in multiple transactions at prices ranging from $3.28 to $3.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 16, 2026 15:36 UTC Ares Dynamic Credit Allocation Fund, Inc. ARDC · Entity 5956 OtherMandatory Redeemable Preferred Shares, Series B 360,000 $25.00 $9,000,000.00
Disclosure

SEC source: 0000314984-26-000042 · primary_doc.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The Series B Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share.

Read SEC document
September 15, 2026 Filed Sep 15, 2026 23:14 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 5,000 $3.34 $16,714.50
Disclosure

SEC source: 0000929638-26-003547 · form4.xml · nonDerivative · entry 3

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,018,000

F3 · price: These shares were sold in multiple transactions at prices ranging from $3.28 to $3.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 15:36 UTC Ares Dynamic Credit Allocation Fund, Inc. ARDC · Entity 5956 PurchaseMandatory Redeemable Preferred Shares, Series E 240,000 $25.00 $6,000,000.00
Disclosure

SEC source: 0000314984-26-000042 · primary_doc.xml · nonDerivative · entry 2

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,000

Read SEC document
September 14, 2026 Filed Sep 15, 2026 23:14 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 16,000 $3.55 $56,808.00
Disclosure

SEC source: 0000929638-26-003547 · form4.xml · nonDerivative · entry 2

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,023,000

F2 · price: These shares were sold in multiple transactions at prices ranging from $3.42 to $3.645, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
September 11, 2026 Filed Sep 15, 2026 23:14 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 36,000 $3.23 $116,442.00
Disclosure

SEC source: 0000929638-26-003547 · form4.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,039,000

F1 · price: These shares were sold in multiple transactions at prices ranging from $3.015 to $3.425, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
September 10, 2026 Filed Sep 10, 2026 22:06 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 10,000 $3.03 $30,311.00
Disclosure

SEC source: 0000929638-26-003494 · form4.xml · nonDerivative · entry 3

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,075,000

F3 · price: These shares were sold in multiple transactions at prices ranging from $2.97 to $3.095, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
September 09, 2026 Filed Sep 10, 2026 22:06 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 9,000 $3.25 $29,237.40
Disclosure

SEC source: 0000929638-26-003494 · form4.xml · nonDerivative · entry 2

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,085,000

F2 · price: These shares were sold in multiple transactions at prices ranging from $3.13 to $3.315, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 22:06 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 10,000 $3.20 $31,970.00
Disclosure

SEC source: 0000929638-26-003494 · form4.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,094,000

F1 · price: These shares were sold in multiple transactions at prices ranging from $3.135 to $3.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 22:01 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 5,500 $3.09 $16,975.20
Disclosure

SEC source: 0000929638-26-003466 · form4.xml · nonDerivative · entry 3

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,104,000

F3 · price: These shares were sold in multiple transactions at prices ranging from $3.07 to $3.095, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
September 03, 2026 Filed Sep 4, 2026 22:01 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 1,000 $3.06 $3,064.60
Disclosure

SEC source: 0000929638-26-003466 · form4.xml · nonDerivative · entry 2

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,109,500

F2 · price: These shares were sold in multiple transactions at prices ranging from $3.06 to $3.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
September 02, 2026 Filed Sep 4, 2026 22:01 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 500 $3.12 $1,560.65
Disclosure

SEC source: 0000929638-26-003466 · form4.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,110,500

F1 · price: These shares were sold in multiple transactions at prices ranging from $3.06 to $3.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 28, 2026 Filed Sep 1, 2026 23:04 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 3,000 $3.41 $10,230.00
Disclosure

SEC source: 0000929638-26-003412 · form4.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,111,000

F1 · price: The price reported in Column 4 is the exact price at which all shares were sold.

Read SEC document
August 27, 2026 Filed Aug 27, 2026 23:53 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 4,000 $3.37 $13,489.60
Disclosure

SEC source: 0000929638-26-003265 · form4.xml · nonDerivative · entry 3

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,114,000

F3 · price: These shares were sold in multiple transactions at prices ranging from $3.35 to $3.415, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 26, 2026 Filed Aug 27, 2026 23:53 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 2,800 $3.25 $9,112.04
Disclosure

SEC source: 0000929638-26-003265 · form4.xml · nonDerivative · entry 2

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,118,000

F2 · price: These shares were sold in multiple transactions at prices ranging from $3.23 to $3.345, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 25, 2026 Filed Aug 27, 2026 23:53 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 1,721 $3.35 $5,763.28
Disclosure

SEC source: 0000929638-26-003265 · form4.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,120,800

F1 · price: These shares were sold in multiple transactions at prices ranging from $3.315 to $3.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 24, 2026 Filed Aug 24, 2026 22:44 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 479 $3.44 $1,648.38
Disclosure

SEC source: 0000929638-26-003189 · form4.xml · nonDerivative · entry 3

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,122,521

F3 · price: These shares were sold in multiple transactions at prices ranging from $3.44 to $3.455, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 24, 2026 Filed Aug 26, 2026 19:13 UTC Calamos Dynamic Convertible & Income Fund CCD · Entity 417 OtherMandatory Redeemable Preferred Shares, Serie D 200,000 $25.00 $5,000,000.00
Disclosure

SEC source: 0000314984-26-000034 · primary_doc.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 0%

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The Series D Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share.

Read SEC document
August 24, 2026 Filed Aug 26, 2026 19:05 UTC CALAMOS CONVERTIBLE & HIGH INCOME FUND CHY · Entity 4947 OtherMandatory Redeemable Preferred Shares, Serie D 400,000 $25.00 $10,000,000.00
Disclosure

SEC source: 0000314984-26-000033 · primary_doc.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 0%

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The Series D Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share.

Read SEC document
August 24, 2026 Filed Aug 26, 2026 18:51 UTC CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND CHI · Entity 4954 OtherMandatory Redeemable Preferred Shares, Serie D 400,000 $25.00 $10,000,000.00
Disclosure

SEC source: 0000314984-26-000032 · primary_doc.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 0%

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The Series D Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share.

Read SEC document
August 21, 2026 Filed Aug 24, 2026 22:44 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 2,000 $3.44 $6,880.00
Disclosure

SEC source: 0000929638-26-003189 · form4.xml · nonDerivative · entry 2

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,123,000

F2 · price: The price reported in Column 4 is the exact price at which all shares were sold.

Read SEC document
August 20, 2026 Filed Aug 24, 2026 22:44 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 6,000 $3.44 $20,655.00
Disclosure

SEC source: 0000929638-26-003189 · form4.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,125,000

F1 · price: These shares were sold in multiple transactions at prices ranging from $3.38 to $3.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 19, 2026 Filed Aug 19, 2026 22:45 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 4,000 $3.34 $13,371.60
Disclosure

SEC source: 0000929638-26-003172 · form4.xml · nonDerivative · entry 3

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,131,000

F3 · price: These shares were sold in multiple transactions at prices ranging from $3.315 to $3.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 18, 2026 Filed Aug 19, 2026 22:45 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 2,000 $3.23 $6,465.00
Disclosure

SEC source: 0000929638-26-003172 · form4.xml · nonDerivative · entry 2

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,135,000

F2 · price: These shares were sold in multiple transactions at prices ranging from $3.21 to $3.255, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 22:45 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 2,000 $3.30 $6,596.20
Disclosure

SEC source: 0000929638-26-003172 · form4.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,137,000

F1 · price: These shares were sold in multiple transactions at prices ranging from $3.20 to $3.425, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 14, 2026 Filed Aug 14, 2026 23:48 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 6,000 $3.52 $21,148.80
Disclosure

SEC source: 0000929638-26-003099 · form4.xml · nonDerivative · entry 3

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,139,000

F3 · price: These shares were sold in multiple transactions at prices ranging from $3.48 to $3.575, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 13, 2026 Filed Aug 14, 2026 23:48 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 3,200 $3.46 $11,064.00
Disclosure

SEC source: 0000929638-26-003099 · form4.xml · nonDerivative · entry 2

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,145,000

F2 · price: These shares were sold in multiple transactions at prices ranging from $3.39 to $3.495, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 12, 2026 Filed Aug 14, 2026 23:48 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 4,800 $3.42 $16,394.88
Disclosure

SEC source: 0000929638-26-003099 · form4.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,148,200

F1 · price: These shares were sold in multiple transactions at prices ranging from $3.39 to $3.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 11, 2026 Filed Aug 12, 2026 00:39 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 4,000 $3.52 $14,087.20
Disclosure

SEC source: 0000929638-26-002988 · form4.xml · nonDerivative · entry 2

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,153,000

F2 · price: These shares were sold in multiple transactions at prices ranging from $3.44 to $3.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 07, 2026 Filed Aug 12, 2026 00:39 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 11,000 $3.55 $39,091.80
Disclosure

SEC source: 0000929638-26-002988 · form4.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,157,000

F1 · price: These shares were sold in multiple transactions at prices ranging from $3.475 to $3.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 06, 2026 Filed Aug 6, 2026 23:43 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 7,000 $3.39 $23,706.90
Disclosure

SEC source: 0000929638-26-002911 · form4.xml · nonDerivative · entry 3

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,168,000

F3 · price: These shares were sold in multiple transactions at prices ranging from $3.35 to $3.425, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 05, 2026 Filed Aug 6, 2026 23:43 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 6,000 $3.43 $20,583.00
Disclosure

SEC source: 0000929638-26-002911 · form4.xml · nonDerivative · entry 2

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,175,000

F2 · price: These shares were sold in multiple transactions at prices ranging from $3.35 to $3.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 23:43 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 15,000 $3.53 $52,983.00
Disclosure

SEC source: 0000929638-26-002911 · form4.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,181,000

F1 · price: These shares were sold in multiple transactions at prices ranging from $3.45 to $3.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 03, 2026 Filed Aug 3, 2026 23:44 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 21,000 $3.46 $72,662.10
Disclosure

SEC source: 0000929638-26-002862 · form4.xml · nonDerivative · entry 2

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,196,000

F2 · price: These shares were sold in multiple transactions at prices ranging from $3.300 to $3.585, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 31, 2026 Filed Jul 31, 2026 23:48 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 20,000 $3.23 $64,568.00
Disclosure

SEC source: 0000929638-26-002852 · form4.xml · nonDerivative · entry 2

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,217,000

F2 · price: These shares were sold in multiple transactions at prices ranging from $3.195 to $3.260, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 30, 2026 Filed Aug 3, 2026 23:44 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 6,600 $3.14 $20,725.32
Disclosure

SEC source: 0000929638-26-002862 · form4.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,237,000

F1 · price: These shares were sold in multiple transactions at prices ranging from $3.165 to $3.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 29, 2026 Filed Jul 31, 2026 23:48 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 1,000 $3.14 $3,137.40
Disclosure

SEC source: 0000929638-26-002852 · form4.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,243,600

F1 · price: These shares were sold in multiple transactions at prices ranging from $3.130 to $3.215, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 22, 2026 Filed Jul 23, 2026 23:05 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 100 $3.37 $337.00
Disclosure

SEC source: 0000929638-26-002682 · form4.xml · nonDerivative · entry 2

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,244,600

F2 · price: The price reported in Column 4 is the exact price at which all shares were sold.

Read SEC document
July 21, 2026 Filed Jul 23, 2026 23:05 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 8,300 $3.36 $27,917.05
Disclosure

SEC source: 0000929638-26-002682 · form4.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,244,700

F1 · price: These shares were sold in multiple transactions at prices ranging from $3.30 to $3.405, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 20, 2026 Filed Jul 21, 2026 00:50 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 7,000 $3.44 $24,080.00
Disclosure

SEC source: 0000929638-26-002639 · form4.xml · nonDerivative · entry 3

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,253,000

F3 · price: These shares were sold in multiple transactions at prices ranging from $3.40 to $3.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 17, 2026 Filed Jul 21, 2026 00:50 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 5,000 $3.28 $16,407.00
Disclosure

SEC source: 0000929638-26-002639 · form4.xml · nonDerivative · entry 2

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,260,000

F2 · price: These shares were sold in multiple transactions at prices ranging from $3.25 to $3.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 16, 2026 Filed Jul 21, 2026 00:50 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 5,000 $3.26 $16,298.00
Disclosure

SEC source: 0000929638-26-002639 · form4.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,265,000

F1 · price: These shares were sold in multiple transactions at prices ranging from $3.24 to $3.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 15, 2026 Filed Jul 16, 2026 01:07 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 9,000 $3.40 $30,563.10
Disclosure

SEC source: 0000929638-26-002614 · form4.xml · nonDerivative · entry 3

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,270,000

F3 · price: These shares were sold in multiple transactions at prices ranging from $3.355 to $3.620, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 14, 2026 Filed Jul 16, 2026 01:07 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 62,000 $3.48 $215,561.60
Disclosure

SEC source: 0000929638-26-002614 · form4.xml · nonDerivative · entry 2

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,279,000

F2 · price: These shares were sold in multiple transactions at prices ranging from $3.330 to $3.620, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 14, 2026 Filed Jul 16, 2026 18:49 UTC Ares Dynamic Credit Allocation Fund, Inc. ARDC · Entity 5956 PurchaseMandatory Redeemable Preferred Shares, Series D 160,000 $25.00 $4,000,000.00
Disclosure

SEC source: 0000314984-26-000018 · primary_doc.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,000

Read SEC document
July 13, 2026 Filed Jul 16, 2026 01:07 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 119,000 $3.27 $388,713.50
Disclosure

SEC source: 0000929638-26-002614 · form4.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,341,000

F1 · price: These shares were sold in multiple transactions at prices ranging from $3.050 to $3.430, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 10, 2026 Filed Jul 10, 2026 22:35 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 20,000 $2.98 $59,560.00
Disclosure

SEC source: 0000929638-26-002592 · form4.xml · nonDerivative · entry 3

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,460,000

F3 · price: These shares were sold in multiple transactions at prices ranging from $2.940 to $3.065, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 09, 2026 Filed Jul 10, 2026 22:35 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 125,000 $3.08 $384,737.50
Disclosure

SEC source: 0000929638-26-002592 · form4.xml · nonDerivative · entry 2

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,480,000

F2 · price: These shares were sold in multiple transactions at prices ranging from $3.030 to $3.205, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 08, 2026 Filed Jul 10, 2026 22:35 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 13,000 $3.98 $51,728.30
Disclosure

SEC source: 0000929638-26-002592 · form4.xml · nonDerivative · entry 1

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,605,000

F1 · price: These shares were sold in multiple transactions at prices ranging from $3.880 to $4.110, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 07, 2026 Filed Jul 7, 2026 23:27 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 11,000 $3.76 $41,397.40
Disclosure

SEC source: 0000929638-26-002548 · form4.xml · nonDerivative · entry 3

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,618,000

F3 · price: These shares were sold in multiple transactions at prices ranging from $3.61 to $3.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 06, 2026 Filed Jul 7, 2026 23:27 UTC Gloo Holdings, Inc. GLOO · Entity 6042 SaleClass A Common Stock 13,700 $4.01 $54,969.88
Disclosure

SEC source: 0000929638-26-002548 · form4.xml · nonDerivative · entry 2

THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,629,000

F2 · price: These shares were sold in multiple transactions at prices ranging from $3.89 to $4.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.