person · Reporting owner
THRIVENT FINANCIAL FOR LUTHERANS
Disclosed activity across 14 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ares Dynamic Credit Allocation Fund, Inc.ARDC · Entity 5956 | 10% owner | September 14, 2026 | September 16, 2026 |
| BrandywineGLOBAL-Global Income Opportunities Fund IncBWG · Entity 8987 | 10% owner | December 30, 2019 | January 10, 2020 |
| CALAMOS STRATEGIC TOTAL RETURN FUNDCSQ · Entity 1296 | 10% owner | September 06, 2024 | October 09, 2024 |
| CION Ares Diversified Credit FundCADEX · Entity 31546 | 10% owner | October 02, 2026 | October 09, 2026 |
| Calamos Dynamic Convertible & Income FundCCD · Entity 417 | 10% owner | August 26, 2026 | September 02, 2026 |
| Calamos Global Dynamic Income FundCHW · Entity 530 | 10% owner | August 26, 2026 | September 02, 2026 |
| FS Credit Opportunities Corp.FSCO · Entity 4920 | 10% owner | May 16, 2024 | May 17, 2024 |
| Kayne Anderson Energy Infrastructure Fund, Inc.KYN · Entity 4334 | 10% owner | October 28, 2020 | November 09, 2020 |
| RIVERNORTH OPPORTUNITIES FUND, INC.RIV · Entity 5947 | 10% owner | September 18, 2026 | September 21, 2026 |
| Thrivent Church Loan & Income FundXCLIX · Entity 115288 | 10% owner | August 17, 2022 | August 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ares Dynamic Credit Allocation Fund, Inc.
Report date September 14, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mandatory Redeemable Preferred Shares, Series BSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Other · Disposed 360,000 · Balance 0 F1: The Series B Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share. |
| Mandatory Redeemable Preferred Shares, Series ESEC Table I · non-derivative | Direct | 240,000 |
Reported balance
After 2026-09-14 transaction · row 2
1 source rowRow 2 · 2026-09-14 · Purchase · Acquired 240,000 · Balance 240,000 |
| Mandatory Redeemable Preferred Shares, Series CSEC Table I · non-derivative | Direct | 400,000 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 400,000 |
| Mandatory Redeemable Preferred Shares, Series DSEC Table I · non-derivative | Direct | 160,000 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 160,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The Series B Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share.
BrandywineGLOBAL-Global Income Opportunities Fund Inc
Report date December 30, 2019 · Filed January 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series D Mandatorily Redeemable Preferred SharesSEC Table I · non-derivative | Direct | 300,000 |
Reported balance
Holding disclosure · report date 2019-12-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 300,000 |
| Series E Mandatorily Redeemable Preferred SharesSEC Table I · non-derivative | Direct | 400,000 |
Reported balance
Holding disclosure · report date 2019-12-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 400,000 |
CALAMOS STRATEGIC TOTAL RETURN FUND
Report date September 06, 2024 · Filed October 09, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mandatory Redeemable Preferred Shares, Series BSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-09-06 transaction · row 1
1 source rowRow 1 · 2024-09-06 · Other · Acquired 660,000 · Balance 0 F1: The Series B Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share. |
| Mandatory Redeemable Preferred Shares, Series CSEC Table I · non-derivative | Direct | 720,000 |
Reported balance
Holding disclosure · report date 2024-09-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 720,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The Series B Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share.
CION Ares Diversified Credit Fund
Report date October 02, 2026 · Filed October 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | Direct | 1,090,000 |
Reported balance
Holding disclosure · report date 2026-10-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,090,000 |
| Series E Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | Direct | 360,000 |
Reported balance
Holding disclosure · report date 2026-10-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 360,000 |
| Series H Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | Direct | 800,000 |
Reported balance
Holding disclosure · report date 2026-10-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 800,000 |
| Series M Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | Direct | 1,560,000 |
Reported balance
Holding disclosure · report date 2026-10-02 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,560,000 |
Calamos Dynamic Convertible & Income Fund
Report date August 26, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mandatory Redeemable Preferred Shares, Series ISEC Table I · non-derivative | Direct | 240,000 |
Reported balance
Holding disclosure · report date 2026-08-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 240,000 |
Calamos Global Dynamic Income Fund
Report date August 26, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mandatory Redeemable Preferred Shares, Series HSEC Table I · non-derivative | Direct | 260,000 |
Reported balance
Holding disclosure · report date 2026-08-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 260,000 |
FS Credit Opportunities Corp.
Report date May 16, 2024 · Filed May 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Term Preferred Shares, Series 2029SEC Table I · non-derivative | Direct | 35,000 |
Reported balance
Holding disclosure · report date 2024-05-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 35,000 |
| Term Preferred Shares, Series 2029SEC Table I · non-derivative | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2024-05-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 25,000 |
Kayne Anderson Energy Infrastructure Fund, Inc.
Report date October 28, 2020 · Filed November 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series R Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | Direct | 360,000 |
Reported balance
Holding disclosure · report date 2020-10-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 360,000 |
| Series S Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | Direct | 320,000 |
Reported balance
Holding disclosure · report date 2020-10-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 320,000 |
RIVERNORTH OPPORTUNITIES FUND, INC.
Report date September 18, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mandatory Redeemable Preferred Shares, Series BSEC Table I · non-derivative | Direct | 740,000 |
Reported balance
Holding disclosure · report date 2026-09-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 740,000 |
Thrivent Church Loan & Income Fund
Report date August 17, 2022 · Filed August 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class S shares of beneficial interestSEC Table I · non-derivative | Direct | 2,735,440.634 |
Reported balance
After 2022-08-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-08-17 · Purchase · Acquired 117,021.28 · Balance 2,735,440.634 F1: Includes shares received as dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares received as dividend reinvestment.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CALAMOS CONVERTIBLE & HIGH INCOME FUND
Report date August 24, 2021 · Filed August 26, 2026
Section 16 reporting ended · disclosed 2026-08-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mandatory Redeemable Preferred Shares, Serie DSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-08-24 transaction · row 1
1 source rowRow 1 · 2026-08-24 · Other · Disposed 400,000 · Balance 0 F1: The Series D Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series D Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share.
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
Report date August 24, 2021 · Filed August 26, 2026
Section 16 reporting ended · disclosed 2026-08-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mandatory Redeemable Preferred Shares, Serie DSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-08-24 transaction · row 1
1 source rowRow 1 · 2026-08-24 · Other · Acquired 400,000 · Balance 0 F1: The Series D Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series D Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share.
Carlyle Tactical Private Credit Fund
Report date June 23, 2026 · Filed June 24, 2026
Section 16 reporting ended · disclosed 2026-06-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mandatory Redeemable Preferred Shares, Series MSEC Table I · non-derivative | Direct | 200,000 |
Reported balance
After 2026-06-23 transaction · row 1
1 source rowRow 1 · 2026-06-23 · Purchase · Acquired 200,000 · Balance 200,000 |
| Mandatory Redeemable Preferred Shares, Series ASEC Table I · non-derivative | Direct | 920,000 |
Reported balance
Holding disclosure · report date 2026-06-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 920,000 |
| Mandatory Redeemable Preferred Shares, Series BSEC Table I · non-derivative | Direct | 320,000 |
Reported balance
Holding disclosure · report date 2026-06-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 320,000 |
| Mandatory Redeemable Preferred Shares, Series CSEC Table I · non-derivative | Direct | 800,000 |
Reported balance
Holding disclosure · report date 2026-06-23 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 800,000 |
| Mandatory Redeemable Preferred Shares, Series DSEC Table I · non-derivative | Direct | 160,000 |
Reported balance
Holding disclosure · report date 2026-06-23 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 160,000 |
| Mandatory Redeemable Preferred Shares, Series ESEC Table I · non-derivative | Direct | 200,000 |
Reported balance
Holding disclosure · report date 2026-06-23 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 200,000 |
| Mandatory Redeemable Preferred Shares, Series KSEC Table I · non-derivative | Direct | 600,000 |
Reported balance
Holding disclosure · report date 2026-06-23 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 600,000 |
Gloo Holdings, Inc.
Report date September 11, 2026 · Filed September 15, 2026
Section 16 reporting ended · disclosed 2026-09-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 4,018,000 |
Ending reported balance
After 2026-09-15 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-09-11 · Sale · Disposed 36,000 · Balance 4,039,000 F1: These shares were sold in multiple transactions at prices ranging from $3.015 to $3.425, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Row 2 · 2026-09-14 · Sale · Disposed 16,000 · Balance 4,023,000 F2: These shares were sold in multiple transactions at prices ranging from $3.42 to $3.645, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Row 3 · 2026-09-15 · Sale · Disposed 5,000 · Balance 4,018,000 F3: These shares were sold in multiple transactions at prices ranging from $3.28 to $3.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold in multiple transactions at prices ranging from $3.015 to $3.425, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2: These shares were sold in multiple transactions at prices ranging from $3.42 to $3.645, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3: These shares were sold in multiple transactions at prices ranging from $3.28 to $3.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 16, 2026 15:36 UTC | Ares Dynamic Credit Allocation Fund, Inc. ARDC · Entity 5956 | OtherMandatory Redeemable Preferred Shares, Series B | 360,000 | $25.00 | $9,000,000.00 |
DisclosureSEC source: 0000314984-26-000042 · primary_doc.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The Series B Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share. Read SEC document |
| September 15, 2026 Filed Sep 15, 2026 23:14 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 5,000 | $3.34 | $16,714.50 |
DisclosureSEC source: 0000929638-26-003547 · form4.xml · nonDerivative · entry 3 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,018,000 F3 · price: These shares were sold in multiple transactions at prices ranging from $3.28 to $3.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 14, 2026 Filed Sep 16, 2026 15:36 UTC | Ares Dynamic Credit Allocation Fund, Inc. ARDC · Entity 5956 | PurchaseMandatory Redeemable Preferred Shares, Series E | 240,000 | $25.00 | $6,000,000.00 |
DisclosureSEC source: 0000314984-26-000042 · primary_doc.xml · nonDerivative · entry 2 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,000 Read SEC document |
| September 14, 2026 Filed Sep 15, 2026 23:14 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 16,000 | $3.55 | $56,808.00 |
DisclosureSEC source: 0000929638-26-003547 · form4.xml · nonDerivative · entry 2 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,023,000 F2 · price: These shares were sold in multiple transactions at prices ranging from $3.42 to $3.645, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 11, 2026 Filed Sep 15, 2026 23:14 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 36,000 | $3.23 | $116,442.00 |
DisclosureSEC source: 0000929638-26-003547 · form4.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,039,000 F1 · price: These shares were sold in multiple transactions at prices ranging from $3.015 to $3.425, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 10, 2026 Filed Sep 10, 2026 22:06 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 10,000 | $3.03 | $30,311.00 |
DisclosureSEC source: 0000929638-26-003494 · form4.xml · nonDerivative · entry 3 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,075,000 F3 · price: These shares were sold in multiple transactions at prices ranging from $2.97 to $3.095, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 09, 2026 Filed Sep 10, 2026 22:06 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 9,000 | $3.25 | $29,237.40 |
DisclosureSEC source: 0000929638-26-003494 · form4.xml · nonDerivative · entry 2 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,085,000 F2 · price: These shares were sold in multiple transactions at prices ranging from $3.13 to $3.315, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 08, 2026 Filed Sep 10, 2026 22:06 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 10,000 | $3.20 | $31,970.00 |
DisclosureSEC source: 0000929638-26-003494 · form4.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,094,000 F1 · price: These shares were sold in multiple transactions at prices ranging from $3.135 to $3.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 22:01 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 5,500 | $3.09 | $16,975.20 |
DisclosureSEC source: 0000929638-26-003466 · form4.xml · nonDerivative · entry 3 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,104,000 F3 · price: These shares were sold in multiple transactions at prices ranging from $3.07 to $3.095, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 03, 2026 Filed Sep 4, 2026 22:01 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 1,000 | $3.06 | $3,064.60 |
DisclosureSEC source: 0000929638-26-003466 · form4.xml · nonDerivative · entry 2 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,109,500 F2 · price: These shares were sold in multiple transactions at prices ranging from $3.06 to $3.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 02, 2026 Filed Sep 4, 2026 22:01 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 500 | $3.12 | $1,560.65 |
DisclosureSEC source: 0000929638-26-003466 · form4.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,110,500 F1 · price: These shares were sold in multiple transactions at prices ranging from $3.06 to $3.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 28, 2026 Filed Sep 1, 2026 23:04 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 3,000 | $3.41 | $10,230.00 |
DisclosureSEC source: 0000929638-26-003412 · form4.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,111,000 F1 · price: The price reported in Column 4 is the exact price at which all shares were sold. Read SEC document |
| August 27, 2026 Filed Aug 27, 2026 23:53 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 4,000 | $3.37 | $13,489.60 |
DisclosureSEC source: 0000929638-26-003265 · form4.xml · nonDerivative · entry 3 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,114,000 F3 · price: These shares were sold in multiple transactions at prices ranging from $3.35 to $3.415, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 26, 2026 Filed Aug 27, 2026 23:53 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 2,800 | $3.25 | $9,112.04 |
DisclosureSEC source: 0000929638-26-003265 · form4.xml · nonDerivative · entry 2 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,118,000 F2 · price: These shares were sold in multiple transactions at prices ranging from $3.23 to $3.345, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 23:53 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 1,721 | $3.35 | $5,763.28 |
DisclosureSEC source: 0000929638-26-003265 · form4.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,120,800 F1 · price: These shares were sold in multiple transactions at prices ranging from $3.315 to $3.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 24, 2026 Filed Aug 24, 2026 22:44 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 479 | $3.44 | $1,648.38 |
DisclosureSEC source: 0000929638-26-003189 · form4.xml · nonDerivative · entry 3 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,122,521 F3 · price: These shares were sold in multiple transactions at prices ranging from $3.44 to $3.455, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 24, 2026 Filed Aug 26, 2026 19:13 UTC | Calamos Dynamic Convertible & Income Fund CCD · Entity 417 | OtherMandatory Redeemable Preferred Shares, Serie D | 200,000 | $25.00 | $5,000,000.00 |
DisclosureSEC source: 0000314984-26-000034 · primary_doc.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 0% 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The Series D Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share. Read SEC document |
| August 24, 2026 Filed Aug 26, 2026 19:05 UTC | CALAMOS CONVERTIBLE & HIGH INCOME FUND CHY · Entity 4947 | OtherMandatory Redeemable Preferred Shares, Serie D | 400,000 | $25.00 | $10,000,000.00 |
DisclosureSEC source: 0000314984-26-000033 · primary_doc.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 0% 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The Series D Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share. Read SEC document |
| August 24, 2026 Filed Aug 26, 2026 18:51 UTC | CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND CHI · Entity 4954 | OtherMandatory Redeemable Preferred Shares, Serie D | 400,000 | $25.00 | $10,000,000.00 |
DisclosureSEC source: 0000314984-26-000032 · primary_doc.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 0% 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The Series D Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share. Read SEC document |
| August 21, 2026 Filed Aug 24, 2026 22:44 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 2,000 | $3.44 | $6,880.00 |
DisclosureSEC source: 0000929638-26-003189 · form4.xml · nonDerivative · entry 2 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,123,000 F2 · price: The price reported in Column 4 is the exact price at which all shares were sold. Read SEC document |
| August 20, 2026 Filed Aug 24, 2026 22:44 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 6,000 | $3.44 | $20,655.00 |
DisclosureSEC source: 0000929638-26-003189 · form4.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,125,000 F1 · price: These shares were sold in multiple transactions at prices ranging from $3.38 to $3.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 19, 2026 Filed Aug 19, 2026 22:45 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 4,000 | $3.34 | $13,371.60 |
DisclosureSEC source: 0000929638-26-003172 · form4.xml · nonDerivative · entry 3 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,131,000 F3 · price: These shares were sold in multiple transactions at prices ranging from $3.315 to $3.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 18, 2026 Filed Aug 19, 2026 22:45 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 2,000 | $3.23 | $6,465.00 |
DisclosureSEC source: 0000929638-26-003172 · form4.xml · nonDerivative · entry 2 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,135,000 F2 · price: These shares were sold in multiple transactions at prices ranging from $3.21 to $3.255, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 22:45 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 2,000 | $3.30 | $6,596.20 |
DisclosureSEC source: 0000929638-26-003172 · form4.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,137,000 F1 · price: These shares were sold in multiple transactions at prices ranging from $3.20 to $3.425, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 14, 2026 Filed Aug 14, 2026 23:48 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 6,000 | $3.52 | $21,148.80 |
DisclosureSEC source: 0000929638-26-003099 · form4.xml · nonDerivative · entry 3 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,139,000 F3 · price: These shares were sold in multiple transactions at prices ranging from $3.48 to $3.575, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 13, 2026 Filed Aug 14, 2026 23:48 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 3,200 | $3.46 | $11,064.00 |
DisclosureSEC source: 0000929638-26-003099 · form4.xml · nonDerivative · entry 2 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,145,000 F2 · price: These shares were sold in multiple transactions at prices ranging from $3.39 to $3.495, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 12, 2026 Filed Aug 14, 2026 23:48 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 4,800 | $3.42 | $16,394.88 |
DisclosureSEC source: 0000929638-26-003099 · form4.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,148,200 F1 · price: These shares were sold in multiple transactions at prices ranging from $3.39 to $3.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 11, 2026 Filed Aug 12, 2026 00:39 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 4,000 | $3.52 | $14,087.20 |
DisclosureSEC source: 0000929638-26-002988 · form4.xml · nonDerivative · entry 2 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,153,000 F2 · price: These shares were sold in multiple transactions at prices ranging from $3.44 to $3.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 07, 2026 Filed Aug 12, 2026 00:39 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 11,000 | $3.55 | $39,091.80 |
DisclosureSEC source: 0000929638-26-002988 · form4.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,157,000 F1 · price: These shares were sold in multiple transactions at prices ranging from $3.475 to $3.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 06, 2026 Filed Aug 6, 2026 23:43 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 7,000 | $3.39 | $23,706.90 |
DisclosureSEC source: 0000929638-26-002911 · form4.xml · nonDerivative · entry 3 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,168,000 F3 · price: These shares were sold in multiple transactions at prices ranging from $3.35 to $3.425, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 05, 2026 Filed Aug 6, 2026 23:43 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 6,000 | $3.43 | $20,583.00 |
DisclosureSEC source: 0000929638-26-002911 · form4.xml · nonDerivative · entry 2 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,175,000 F2 · price: These shares were sold in multiple transactions at prices ranging from $3.35 to $3.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 04, 2026 Filed Aug 6, 2026 23:43 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 15,000 | $3.53 | $52,983.00 |
DisclosureSEC source: 0000929638-26-002911 · form4.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,181,000 F1 · price: These shares were sold in multiple transactions at prices ranging from $3.45 to $3.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 03, 2026 Filed Aug 3, 2026 23:44 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 21,000 | $3.46 | $72,662.10 |
DisclosureSEC source: 0000929638-26-002862 · form4.xml · nonDerivative · entry 2 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,196,000 F2 · price: These shares were sold in multiple transactions at prices ranging from $3.300 to $3.585, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 31, 2026 Filed Jul 31, 2026 23:48 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 20,000 | $3.23 | $64,568.00 |
DisclosureSEC source: 0000929638-26-002852 · form4.xml · nonDerivative · entry 2 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,217,000 F2 · price: These shares were sold in multiple transactions at prices ranging from $3.195 to $3.260, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 30, 2026 Filed Aug 3, 2026 23:44 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 6,600 | $3.14 | $20,725.32 |
DisclosureSEC source: 0000929638-26-002862 · form4.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,237,000 F1 · price: These shares were sold in multiple transactions at prices ranging from $3.165 to $3.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 29, 2026 Filed Jul 31, 2026 23:48 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 1,000 | $3.14 | $3,137.40 |
DisclosureSEC source: 0000929638-26-002852 · form4.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,243,600 F1 · price: These shares were sold in multiple transactions at prices ranging from $3.130 to $3.215, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 22, 2026 Filed Jul 23, 2026 23:05 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 100 | $3.37 | $337.00 |
DisclosureSEC source: 0000929638-26-002682 · form4.xml · nonDerivative · entry 2 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,244,600 F2 · price: The price reported in Column 4 is the exact price at which all shares were sold. Read SEC document |
| July 21, 2026 Filed Jul 23, 2026 23:05 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 8,300 | $3.36 | $27,917.05 |
DisclosureSEC source: 0000929638-26-002682 · form4.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,244,700 F1 · price: These shares were sold in multiple transactions at prices ranging from $3.30 to $3.405, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 20, 2026 Filed Jul 21, 2026 00:50 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 7,000 | $3.44 | $24,080.00 |
DisclosureSEC source: 0000929638-26-002639 · form4.xml · nonDerivative · entry 3 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,253,000 F3 · price: These shares were sold in multiple transactions at prices ranging from $3.40 to $3.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 17, 2026 Filed Jul 21, 2026 00:50 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 5,000 | $3.28 | $16,407.00 |
DisclosureSEC source: 0000929638-26-002639 · form4.xml · nonDerivative · entry 2 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,260,000 F2 · price: These shares were sold in multiple transactions at prices ranging from $3.25 to $3.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 16, 2026 Filed Jul 21, 2026 00:50 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 5,000 | $3.26 | $16,298.00 |
DisclosureSEC source: 0000929638-26-002639 · form4.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,265,000 F1 · price: These shares were sold in multiple transactions at prices ranging from $3.24 to $3.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 15, 2026 Filed Jul 16, 2026 01:07 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 9,000 | $3.40 | $30,563.10 |
DisclosureSEC source: 0000929638-26-002614 · form4.xml · nonDerivative · entry 3 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,270,000 F3 · price: These shares were sold in multiple transactions at prices ranging from $3.355 to $3.620, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 14, 2026 Filed Jul 16, 2026 01:07 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 62,000 | $3.48 | $215,561.60 |
DisclosureSEC source: 0000929638-26-002614 · form4.xml · nonDerivative · entry 2 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,279,000 F2 · price: These shares were sold in multiple transactions at prices ranging from $3.330 to $3.620, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 14, 2026 Filed Jul 16, 2026 18:49 UTC | Ares Dynamic Credit Allocation Fund, Inc. ARDC · Entity 5956 | PurchaseMandatory Redeemable Preferred Shares, Series D | 160,000 | $25.00 | $4,000,000.00 |
DisclosureSEC source: 0000314984-26-000018 · primary_doc.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,000 Read SEC document |
| July 13, 2026 Filed Jul 16, 2026 01:07 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 119,000 | $3.27 | $388,713.50 |
DisclosureSEC source: 0000929638-26-002614 · form4.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,341,000 F1 · price: These shares were sold in multiple transactions at prices ranging from $3.050 to $3.430, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 10, 2026 Filed Jul 10, 2026 22:35 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 20,000 | $2.98 | $59,560.00 |
DisclosureSEC source: 0000929638-26-002592 · form4.xml · nonDerivative · entry 3 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,460,000 F3 · price: These shares were sold in multiple transactions at prices ranging from $2.940 to $3.065, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 09, 2026 Filed Jul 10, 2026 22:35 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 125,000 | $3.08 | $384,737.50 |
DisclosureSEC source: 0000929638-26-002592 · form4.xml · nonDerivative · entry 2 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,480,000 F2 · price: These shares were sold in multiple transactions at prices ranging from $3.030 to $3.205, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 08, 2026 Filed Jul 10, 2026 22:35 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 13,000 | $3.98 | $51,728.30 |
DisclosureSEC source: 0000929638-26-002592 · form4.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,605,000 F1 · price: These shares were sold in multiple transactions at prices ranging from $3.880 to $4.110, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 07, 2026 Filed Jul 7, 2026 23:27 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 11,000 | $3.76 | $41,397.40 |
DisclosureSEC source: 0000929638-26-002548 · form4.xml · nonDerivative · entry 3 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,618,000 F3 · price: These shares were sold in multiple transactions at prices ranging from $3.61 to $3.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 06, 2026 Filed Jul 7, 2026 23:27 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | SaleClass A Common Stock | 13,700 | $4.01 | $54,969.88 |
DisclosureSEC source: 0000929638-26-002548 · form4.xml · nonDerivative · entry 2 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,629,000 F2 · price: These shares were sold in multiple transactions at prices ranging from $3.89 to $4.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.