person · Reporting owner

Hornik David

Disclosed activity across 5 companies

Tapewire entity: 40821
SEC CIK: 0001547378

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
BILL Holdings, Inc.BILL · Entity 3940	Director	December 11, 2025	December 16, 2025
Fastly, Inc.FSLY · Entity 785	Director	June 03, 2026	June 05, 2026
Gitlab Inc.GTLB · Entity 3663	10% owner	August 16, 2022	August 18, 2022
SPLUNK INCSPLK · Entity 92815	Director	June 08, 2014	June 09, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BILL Holdings, Inc.

Report date December 11, 2025 · Filed December 16, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	3,639	Reported balance After 2025-12-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2025-12-11 · Grant · Acquired 3,639 · Balance 3,639 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F2: The RSUs shall be 100% vested on the earlier of (a) the date of next annual stockholders meeting and (b) one year from the date of grant, subject to continued service on such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2: The RSUs shall be 100% vested on the earlier of (a) the date of next annual stockholders meeting and (b) one year from the date of grant, subject to continued service on such vesting date.

Fastly, Inc.

Report date June 03, 2026 · Filed June 05, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	269,431	Reported balance After 2026-06-03 transaction · row 1 1 source row Row 1 · 2026-06-03 · Grant · Acquired 9,601 · Balance 269,431 F1: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest quarterly over one year following the date of grant and will be fully vested on the earlier of the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the reporting person's service as a director ends at such meeting due to the failure to be re-elected or not standing for re-election) and the one year anniversary measured from the date of grant, each subject to continued service as a director of the Issuer through each applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest quarterly over one year following the date of grant and will be fully vested on the earlier of the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the reporting person's service as a director ends at such meeting due to the failure to be re-elected or not standing for re-election) and the one year anniversary measured from the date of grant, each subject to continued service as a director of the Issuer through each applicable vesting date.

Gitlab Inc.

Report date August 16, 2022 · Filed August 18, 2022

Jointly reported with August Capital Management VII, L.L.C., August Capital Strategic Partners VII, L.P., August Capital VII, L.P., CARLBORG W ERIC, Hartenbaum Howard

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stockSEC Table I · non-derivative	IndirectSee footnotes	8,867,314	Reported balance After 2022-08-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2022-08-16 · Other · Disposed 3,031,943 · Balance 8,867,314 F1: On August 16, 2022, August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. (collectively, the "August Capital VII Funds") distributed, for no consideration, 3,031,943 shares of the Issuer's Class A Common Stock (the "August Capital VII Shares") to their respective limited partners and to August Capital Management VII, L.L.C. ("ACM VII"), the general partner of the August Capital VII Funds, representing each such partner's pro rata interest in such August Capital VII Shares. On the same date, ACM VII distributed, for no consideration, the August Capital VII Shares it received in the distribution by August Capital VII Funds to its members, representing each such member's pro rata interest in such August Capital VII Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F2: These securities are held directly by August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. ACM VII is the general partner of the August Capital VII Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital VII Funds. David Hornik ("Hornik"), W. Eric Carlborg ("Carlborg"), and Howard Hartenbaum ("Hartenbaum") are members of ACM VII and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital VII Funds. F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the August Capital VII Funds (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	310,905	Reported balance After 2022-08-16 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2022-08-16 · Other · Acquired 168,453 · Balance 310,905 F4: Represents shares received by Carlborg pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F5: Shares held by Carlborg. Each of the Reporting Persons disclaims the existence of a "group" and, other than Carlborg, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	36,226	Reported balance After 2022-08-13 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2022-08-13 · Gift · Disposed 36,226 · Balance 36,226 F6: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	204,679	Reported balance After 2022-08-16 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2022-08-16 · Other · Acquired 168,453 · Balance 204,679 F7: Represents shares received by Hartenbaum pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F6: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	168,453	Reported balance After 2022-08-16 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2022-08-16 · Gift · Disposed 36,226 · Balance 168,453 F6: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	210,907	Reported balance After 2022-08-16 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2022-08-16 · Other · Acquired 168,453 · Balance 210,907 F8: Represents shares received by Hornik pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	193,940	Reported balance After 2022-08-16 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2022-08-16 · Sale · Disposed 16,967 · Balance 193,940 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.78 to $66.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	153,015	Reported balance After 2022-08-16 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2022-08-16 · Sale · Disposed 40,925 · Balance 153,015 F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.78 to $67.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	149,737	Reported balance After 2022-08-16 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2022-08-16 · Sale · Disposed 3,278 · Balance 149,737 F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.78 to $68.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	125,433	Reported balance After 2022-08-17 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 10 · 2022-08-17 · Sale · Disposed 24,304 · Balance 125,433 F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.75 to $64.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	118,433	Reported balance After 2022-08-17 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 11 · 2022-08-17 · Sale · Disposed 7,000 · Balance 118,433 F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.75 to $65.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	111,307	Reported balance After 2022-08-17 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 12 · 2022-08-17 · Sale · Disposed 7,126 · Balance 111,307 F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.75 to $66.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	110,907	Reported balance After 2022-08-17 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 13 · 2022-08-17 · Sale · Disposed 400 · Balance 110,907 F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	IndirectSee footnote	36,226	Reported balance Holding disclosure · report date 2022-08-16 · row 14 Holding and transaction disclosures are not merged. 1 source row Row 14 · Balance 36,226 F17: Shares held by Hartenbaum daughter's trust, for which Hartenbaum is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: On August 16, 2022, August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. (collectively, the "August Capital VII Funds") distributed, for no consideration, 3,031,943 shares of the Issuer's Class A Common Stock (the "August Capital VII Shares") to their respective limited partners and to August Capital Management VII, L.L.C. ("ACM VII"), the general partner of the August Capital VII Funds, representing each such partner's pro rata interest in such August Capital VII Shares. On the same date, ACM VII distributed, for no consideration, the August Capital VII Shares it received in the distribution by August Capital VII Funds to its members, representing each such member's pro rata interest in such August Capital VII Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.

F2: These securities are held directly by August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. ACM VII is the general partner of the August Capital VII Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital VII Funds. David Hornik ("Hornik"), W. Eric Carlborg ("Carlborg"), and Howard Hartenbaum ("Hartenbaum") are members of ACM VII and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital VII Funds.

F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the August Capital VII Funds (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of such person's pecuniary interest therein, if any.

F4: Represents shares received by Carlborg pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.

F5: Shares held by Carlborg. Each of the Reporting Persons disclaims the existence of a "group" and, other than Carlborg, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.

F6: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.

F7: Represents shares received by Hartenbaum pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.

F8: Represents shares received by Hornik pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.

F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.

F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.78 to $66.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.78 to $67.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.78 to $68.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.75 to $64.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.75 to $65.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.75 to $66.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F17: Shares held by Hartenbaum daughter's trust, for which Hartenbaum is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.

SPLUNK INC

Report date June 08, 2014 · Filed June 09, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	21,046	Reported balance After 2017-06-08 transaction · row 1 1 source row Row 1 · 2017-06-08 · Grant · Acquired 4,070 · Balance 21,046 F1: The reported shares are represented by restricted stock units which vest in full on the earlier of the day prior to the Issuer's next annual meeting or June 8, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares are represented by restricted stock units which vest in full on the earlier of the day prior to the Issuer's next annual meeting or June 8, 2018.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PubMatic, Inc.

Report date November 15, 2021 · Filed November 17, 2021

Jointly reported with August Capital Management V, L.L.C., Hartenbaum Howard, August Capital Strategic Partners V, L.P.

Section 16 reporting ended · disclosed 2021-11-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stockSEC Table I · non-derivative	IndirectSee footnote	389,237	Last balance in matching sequence After 2021-11-16 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2021-11-15 · Conversion · Acquired 2,000,000 · Balance 2,389,237 F1: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Row 2 · 2021-11-16 · Other · Disposed 2,000,000 · Balance 389,237 F3: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F2: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund.
Class A common stockSEC Table I · non-derivative	Direct	93,525	Reported balance After 2021-11-16 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2021-11-16 · Other · Acquired 53,651 · Balance 93,525 F3: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F4: Shares held directly by David M. Hornik.
Class A common stockSEC Table I · non-derivative	Direct	73,651	Reported balance After 2021-11-16 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2021-11-16 · Other · Acquired 53,651 · Balance 73,651 F3: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F5: Shares held directly by Howard Hartenbaum.
Class B common stockSEC Table II · derivative / convertible security	IndirectSee footnote	1,673,750	Reported balance After 2021-11-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-11-15 · Conversion · Disposed 2,000,000 · Balance 1,673,750 F1: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F2: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund.

F3: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration.

F4: Shares held directly by David M. Hornik.

F5: Shares held directly by Howard Hartenbaum.

Transaction history

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The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 09, 2021 Filed Dec 10, 2021 22:35 UTC	BILL Holdings, Inc. BILL · Entity 3940	Exercise / conversionRestricted Stock Units · Derivative	953	$0.00	$0.00	Disclosure SEC source: 0001209191-21-069104 · doc4.xml · derivative · entry 3 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 953 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F3 · derivative.exercise_date: The RSUs shall be 100% vested on the earlier of (a) the date of the next annual stockholders meeting and (b) one year from the date of grant, subject to continued service on such vesting date. F3 · derivative.expiration_date: The RSUs shall be 100% vested on the earlier of (a) the date of the next annual stockholders meeting and (b) one year from the date of grant, subject to continued service on such vesting date. Read SEC document
December 09, 2021 Filed Dec 10, 2021 22:35 UTC	BILL Holdings, Inc. BILL · Entity 3940	Exercise / conversionCommon Stock	953	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-069104 · doc4.xml · nonDerivative · entry 2 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document
November 16, 2021 Filed Nov 17, 2021 18:19 UTC	PubMatic, Inc. PUBM · Entity 364	OtherClass A common stock	53,651	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-065235 · doc4.xml · nonDerivative · entry 4 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,651 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F5 · ownership.direct: Shares held directly by Howard Hartenbaum. Read SEC document
November 16, 2021 Filed Nov 17, 2021 18:19 UTC	PubMatic, Inc. PUBM · Entity 364	OtherClass A common stock	53,651	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-065235 · doc4.xml · nonDerivative · entry 3 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,525 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F4 · ownership.direct: Shares held directly by David M. Hornik. Read SEC document
November 16, 2021 Filed Nov 17, 2021 18:19 UTC	PubMatic, Inc. PUBM · Entity 364	OtherClass A common stock	2,000,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-065235 · doc4.xml · nonDerivative · entry 2 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 389,237 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document
November 15, 2021 Filed Nov 17, 2021 18:19 UTC	PubMatic, Inc. PUBM · Entity 364	ConversionClass B common stock · Derivative	2,000,000	$0.00	$0.00	Disclosure SEC source: 0001209191-21-065235 · doc4.xml · derivative · entry 5 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,673,750 Underlying: Class A common stock · 2,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document
November 15, 2021 Filed Nov 17, 2021 18:19 UTC	PubMatic, Inc. PUBM · Entity 364	ConversionClass A common stock	2,000,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-065235 · doc4.xml · nonDerivative · entry 1 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,389,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document
October 18, 2021 Filed Oct 18, 2021 22:48 UTC	Gitlab Inc. GTLB · Entity 3663	ConversionSeries C Preferred Stock · Derivative	671,740	$0.00	$0.00	Disclosure SEC source: 0001209191-21-060755 · doc4.xml · derivative · entry 3 Hornik David · CIK 0001547378 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 671,740 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F3 · price: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F3 · derivative.exercise_date: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F3 · derivative.expiration_date: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F1 · derivative.underlying: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P. as nominee for itself and August Capital Strategic Partners VII, L.P. (the "August Capital Funds"). August Capital Management VII, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. The Reporting Person, W. Eric Carlborg, and Howard Hartenbaum are members of August Capital Management VII, L.L.C. and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document
October 18, 2021 Filed Oct 18, 2021 22:48 UTC	Gitlab Inc. GTLB · Entity 3663	ConversionSeries B Preferred Stock · Derivative	14,259,460	$0.00	$0.00	Disclosure SEC source: 0001209191-21-060755 · doc4.xml · derivative · entry 2 Hornik David · CIK 0001547378 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 14,259,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F3 · price: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F3 · derivative.exercise_date: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F3 · derivative.expiration_date: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F1 · derivative.underlying: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P. as nominee for itself and August Capital Strategic Partners VII, L.P. (the "August Capital Funds"). August Capital Management VII, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. The Reporting Person, W. Eric Carlborg, and Howard Hartenbaum are members of August Capital Management VII, L.L.C. and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document
October 18, 2021 Filed Oct 18, 2021 22:48 UTC	Gitlab Inc. GTLB · Entity 3663	ConversionClass B Common Stock · Derivative	14,931,200	$0.00	$0.00	Disclosure SEC source: 0001209191-21-060755 · doc4.xml · derivative · entry 1 Hornik David · CIK 0001547378 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,931,200 Underlying: Class A Common Stock · 14,931,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P. as nominee for itself and August Capital Strategic Partners VII, L.P. (the "August Capital Funds"). August Capital Management VII, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. The Reporting Person, W. Eric Carlborg, and Howard Hartenbaum are members of August Capital Management VII, L.L.C. and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document
August 30, 2021 Filed Dec 10, 2021 22:35 UTC	BILL Holdings, Inc. BILL · Entity 3940	GiftCommon Stock	10,000	$0.00	$0.00	Disclosure SEC source: 0001209191-21-069104 · doc4.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,449 F1 · shares: Represents shares of the Issuer's Common Stock that the Reporting Person donated as a gift to a donor advised fund. Read SEC document
August 25, 2021 Filed Aug 26, 2021 16:34 UTC	PubMatic, Inc. PUBM · Entity 364	SaleClass A common stock	12,712	$28.01	$356,063.12	Disclosure SEC source: 0001209191-21-053478 · doc4.xml · nonDerivative · entry 2 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.direct: Shares held directly by Howard Hartenbaum. Read SEC document
August 24, 2021 Filed Aug 26, 2021 16:34 UTC	PubMatic, Inc. PUBM · Entity 364	SaleClass A common stock	39,568	$27.80	$1,099,990.40	Disclosure SEC source: 0001209191-21-053478 · doc4.xml · nonDerivative · entry 1 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,874 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.52 to $28.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Shares held directly by David M. Hornik. Read SEC document
August 17, 2021 Filed Aug 18, 2021 19:27 UTC	PubMatic, Inc. PUBM · Entity 364	OtherClass A common stock	39,568	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 5 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,712 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F5 · ownership.direct: Shares held directly by Howard Hartenbaum. Read SEC document
August 17, 2021 Filed Aug 18, 2021 19:27 UTC	PubMatic, Inc. PUBM · Entity 364	OtherClass A common stock	39,568	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 3 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,442 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F4 · ownership.direct: Shares held directly by David M. Hornik. Read SEC document
August 17, 2021 Filed Aug 18, 2021 19:27 UTC	PubMatic, Inc. PUBM · Entity 364	OtherClass A common stock	1,500,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 2 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 389,237 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document
August 16, 2021 Filed Aug 18, 2021 19:27 UTC	PubMatic, Inc. PUBM · Entity 364	ConversionClass B common stock · Derivative	1,500,000	$0.00	$0.00	Disclosure SEC source: 0001209191-21-052411 · doc4.xml · derivative · entry 6 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,673,750 Underlying: Class A common stock · 1,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document
August 16, 2021 Filed Aug 18, 2021 19:27 UTC	PubMatic, Inc. PUBM · Entity 364	ConversionClass A common stock	1,500,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 1 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,889,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document
August 12, 2021 Filed Aug 18, 2021 19:27 UTC	PubMatic, Inc. PUBM · Entity 364	GiftClass A common stock	100	$0.00	$0.00	Disclosure SEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 4 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,144 F5 · ownership.direct: Shares held directly by Howard Hartenbaum. Read SEC document
July 12, 2021 Filed Jul 13, 2021 01:20 UTC	Fastly, Inc. FSLY · Entity 785	ConversionClass B Common Stock · Derivative	396,542	$0.00	$0.00	Disclosure SEC source: 0001209191-21-046382 · doc4.xml · derivative · entry 3 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 396,542 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 12, 2020, the Issuer's outstanding shares of Class B Common Stock represented less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation, as amended, on July 12, 2021. F1 · derivative.exercise_date: On October 12, 2020, the Issuer's outstanding shares of Class B Common Stock represented less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation, as amended, on July 12, 2021. F1 · derivative.expiration_date: On October 12, 2020, the Issuer's outstanding shares of Class B Common Stock represented less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation, as amended, on July 12, 2021. F2 · ownership.nature: These shares are held directly by August Capital VI Special Opportunities, L.P. ("August VI SO"). ACM VI is the general partner of August VI SO and may be deemed to have sole voting and investment power over the shares held by August VI SO. David M. Hornik, a member of the Issuer's Board of Directors, Howard Hartenbaum, and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI SO. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document
July 12, 2021 Filed Jul 13, 2021 01:20 UTC	Fastly, Inc. FSLY · Entity 785	ConversionClass A Common Stock	396,542	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-046382 · doc4.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 396,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On October 12, 2020, the Issuer's outstanding shares of Class B Common Stock represented less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation, as amended, on July 12, 2021. F2 · ownership.nature: These shares are held directly by August Capital VI Special Opportunities, L.P. ("August VI SO"). ACM VI is the general partner of August VI SO and may be deemed to have sole voting and investment power over the shares held by August VI SO. David M. Hornik, a member of the Issuer's Board of Directors, Howard Hartenbaum, and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI SO. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document
June 21, 2021 Filed Jun 23, 2021 23:51 UTC	Fastly, Inc. FSLY · Entity 785	GrantClass A Common Stock	3,130	$0.00	$0.00	Disclosure SEC source: 0001517413-21-000113 · wf-form4_162449226135470.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,930 F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest on the earlier of the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the reporting person's service as a director ends at such meeting due to the failure to be re-elected or not standing for re-election) and the one year anniversary measured from the date of grant, each subject to continued service as a director of the Issuer through each applicable vesting date. Read SEC document
June 03, 2021 Filed Jun 3, 2021 18:50 UTC	PubMatic, Inc. PUBM · Entity 364	SaleClass A Common stock	26,630	$29.43	$783,720.90	Disclosure SEC source: 0001104659-21-076531 · tm2118467d3_4.xml · nonDerivative · entry 5 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V, L.P. · CIK 0001452198 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,244 F6 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.13 to $29.73, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.direct: Shares held directly by Howard Hartenbaum. Read SEC document
June 02, 2021 Filed Jun 3, 2021 18:50 UTC	PubMatic, Inc. PUBM · Entity 364	OtherClass A common stock	39,874	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-21-076531 · tm2118467d3_4.xml · nonDerivative · entry 4 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V, L.P. · CIK 0001452198 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,874 F1 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the August Capital Funds and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F1 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the August Capital Funds and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F5 · ownership.direct: Shares held directly by Howard Hartenbaum. Read SEC document
June 02, 2021 Filed Jun 3, 2021 18:50 UTC	PubMatic, Inc. PUBM · Entity 364	OtherClass A common stock	39,874	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-21-076531 · tm2118467d3_4.xml · nonDerivative · entry 3 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V, L.P. · CIK 0001452198 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,874 F1 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the August Capital Funds and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F1 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the August Capital Funds and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F4 · ownership.direct: Shares held directly by David M. Hornik Read SEC document
June 02, 2021 Filed Jun 3, 2021 18:50 UTC	PubMatic, Inc. PUBM · Entity 364	OtherClass A common stock	1,610,763	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-21-076531 · tm2118467d3_4.xml · nonDerivative · entry 2 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V, L.P. · CIK 0001452198 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 389,237 F1 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the August Capital Funds and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F1 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the August Capital Funds and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P., as nominee for August Capital V Special Opportunities, L.P., August Capital Strategic Partners V, L.P. and related individuals (collectively, the "August Capital Funds"). August Capital Management V, L.L.C. is the general partner of the August Capital Funds (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. Howard Hartenbaum and David M. Hornik are the members of August Capital Management V, L.L.C. and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document
June 01, 2021 Filed Jun 3, 2021 18:50 UTC	PubMatic, Inc. PUBM · Entity 364	ConversionClass B common stock · Derivative	2,000,000	$0.00	$0.00	Disclosure SEC source: 0001104659-21-076531 · tm2118467d3_4.xml · derivative · entry 6 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V, L.P. · CIK 0001452198 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,173,750 Underlying: Class A common stock · 2,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F3 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P., as nominee for August Capital V Special Opportunities, L.P., August Capital Strategic Partners V, L.P. and related individuals (collectively, the "August Capital Funds"). August Capital Management V, L.L.C. is the general partner of the August Capital Funds (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. Howard Hartenbaum and David M. Hornik are the members of August Capital Management V, L.L.C. and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document
June 01, 2021 Filed Jun 3, 2021 18:50 UTC	PubMatic, Inc. PUBM · Entity 364	ConversionClass A common stock	2,000,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-21-076531 · tm2118467d3_4.xml · nonDerivative · entry 1 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V, L.P. · CIK 0001452198 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F3 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P., as nominee for August Capital V Special Opportunities, L.P., August Capital Strategic Partners V, L.P. and related individuals (collectively, the "August Capital Funds"). August Capital Management V, L.L.C. is the general partner of the August Capital Funds (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. Howard Hartenbaum and David M. Hornik are the members of August Capital Management V, L.L.C. and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:46 UTC	BILL Holdings, Inc. BILL · Entity 3940	GrantRestricted Stock Units · Derivative	953	$0.00	$0.00	Disclosure SEC source: 0001209191-21-012014 · doc4.xml · derivative · entry 7 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953 Underlying: Common Stock · 953 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F7 · derivative.exercise_date: The RSUs shall be 100% vested on the earlier of (a) the date of next annual stockholders meeting and (b) one year from the date of grant, subject to continued service on such vesting date. F7 · derivative.expiration_date: The RSUs shall be 100% vested on the earlier of (a) the date of next annual stockholders meeting and (b) one year from the date of grant, subject to continued service on such vesting date. Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:46 UTC	BILL Holdings, Inc. BILL · Entity 3940	SaleCommon Stock	100	$193.35	$19,335.00	Disclosure SEC source: 0001209191-21-012014 · doc4.xml · nonDerivative · entry 6 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,449 Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:46 UTC	BILL Holdings, Inc. BILL · Entity 3940	SaleCommon Stock	2,617	$192.33	$503,335.98	Disclosure SEC source: 0001209191-21-012014 · doc4.xml · nonDerivative · entry 5 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,549 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.95 to $192.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:46 UTC	BILL Holdings, Inc. BILL · Entity 3940	SaleCommon Stock	6,119	$191.45	$1,171,489.28	Disclosure SEC source: 0001209191-21-012014 · doc4.xml · nonDerivative · entry 4 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,166 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.945 to $191.90 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:46 UTC	BILL Holdings, Inc. BILL · Entity 3940	SaleCommon Stock	6,505	$190.36	$1,238,301.56	Disclosure SEC source: 0001209191-21-012014 · doc4.xml · nonDerivative · entry 3 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,285 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.89 to $190.88 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:46 UTC	BILL Holdings, Inc. BILL · Entity 3940	SaleCommon Stock	2,005	$189.17	$379,286.65	Disclosure SEC source: 0001209191-21-012014 · doc4.xml · nonDerivative · entry 2 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,790 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.70 to $189.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:46 UTC	BILL Holdings, Inc. BILL · Entity 3940	SaleCommon Stock	2,654	$187.99	$498,933.16	Disclosure SEC source: 0001209191-21-012014 · doc4.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,795 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.58 to $188.53 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
January 01, 2021 Filed Jan 5, 2021 23:19 UTC	BILL Holdings, Inc. BILL · Entity 3940	Exercise / conversionRestricted Stock Units · Derivative	1,250	$0.00	$0.00	Disclosure SEC source: 0001209191-21-001553 · doc4.xml · derivative · entry 3 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F3 · derivative.exercise_date: The RSUs vested in four (4) equal quarterly installments over the 12-month period beginning January 1, 2020, subject to continued service on each applicable vesting date. F3 · derivative.expiration_date: The RSUs vested in four (4) equal quarterly installments over the 12-month period beginning January 1, 2020, subject to continued service on each applicable vesting date. Read SEC document
January 01, 2021 Filed Jan 5, 2021 23:19 UTC	BILL Holdings, Inc. BILL · Entity 3940	Exercise / conversionCommon Stock	1,250	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-001553 · doc4.xml · nonDerivative · entry 2 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document
December 11, 2020 Filed Dec 11, 2020 17:00 UTC	PubMatic, Inc. PUBM · Entity 364	ConversionSeries D Prime Preferred Stock · Derivative	1,036,974	$0.00	$0.00	Disclosure SEC source: 0001209191-20-062983 · doc4.xml · derivative · entry 3 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V Special Opportunities, L.P. · CIK 0001452199 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 1,036,974 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F3 · price: Each share of Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F3 · derivative.exercise_date: Each share of Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F3 · derivative.expiration_date: Each share of Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F1 · derivative.underlying: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P., as nominee for August Capital V Special Opportunities, L.P., August Capital Strategic Partners V, L.P. and related individuals (collectively, the August Capital Funds). August Capital Management V, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. Howard Hartenbaum and David M. Hornik are the members of August Capital Management V, L.L.C. and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document
December 11, 2020 Filed Dec 11, 2020 17:00 UTC	PubMatic, Inc. PUBM · Entity 364	ConversionSeries D Preferred Stock · Derivative	6,136,776	$0.00	$0.00	Disclosure SEC source: 0001209191-20-062983 · doc4.xml · derivative · entry 2 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V Special Opportunities, L.P. · CIK 0001452199 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 6,136,776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F3 · price: Each share of Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F3 · derivative.exercise_date: Each share of Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F3 · derivative.expiration_date: Each share of Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F1 · derivative.underlying: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P., as nominee for August Capital V Special Opportunities, L.P., August Capital Strategic Partners V, L.P. and related individuals (collectively, the August Capital Funds). August Capital Management V, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. Howard Hartenbaum and David M. Hornik are the members of August Capital Management V, L.L.C. and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document
December 11, 2020 Filed Dec 11, 2020 17:00 UTC	PubMatic, Inc. PUBM · Entity 364	ConversionClass B Common Stock · Derivative	7,173,750	$0.00	$0.00	Disclosure SEC source: 0001209191-20-062983 · doc4.xml · derivative · entry 1 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V Special Opportunities, L.P. · CIK 0001452199 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,173,750 Underlying: Class A Common Stock · 7,173,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P., as nominee for August Capital V Special Opportunities, L.P., August Capital Strategic Partners V, L.P. and related individuals (collectively, the August Capital Funds). August Capital Management V, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. Howard Hartenbaum and David M. Hornik are the members of August Capital Management V, L.L.C. and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document
November 11, 2020 Filed Jan 5, 2021 23:19 UTC	BILL Holdings, Inc. BILL · Entity 3940	GiftCommon Stock	12,000	$0.00	$0.00	Disclosure SEC source: 0001209191-21-001553 · doc4.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,199 F1 · shares: Represents shares of the Issuer's common stock that the Reporting Person donated as a gift to a donor advised fund. Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:31 UTC	BILL Holdings, Inc. BILL · Entity 3940	Exercise / conversionRestricted Stock Units · Derivative	1,250	$0.00	$0.00	Disclosure SEC source: 0001209191-20-053783 · doc4.xml · derivative · entry 2 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F2 · derivative.exercise_date: The RSUs shall vest in four (4) equal quarterly installments over the 12-month period beginning January 1, 2020, subject to continued service on each applicable vesting date. F2 · derivative.expiration_date: The RSUs shall vest in four (4) equal quarterly installments over the 12-month period beginning January 1, 2020, subject to continued service on each applicable vesting date. Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:31 UTC	BILL Holdings, Inc. BILL · Entity 3940	Exercise / conversionCommon Stock	1,250	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-20-053783 · doc4.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document
September 03, 2020 Filed Sep 4, 2020 20:59 UTC	Fastly, Inc. FSLY · Entity 785	GiftClass A Common Stock	325	$0.00	$0.00	Disclosure SEC source: 0001209191-20-049643 · doc4.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,800 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document
September 02, 2020 Filed Sep 3, 2020 22:04 UTC	BILL Holdings, Inc. BILL · Entity 3940	SaleCommon Stock	600	$101.57	$60,940.02	Disclosure SEC source: 0001209191-20-049529 · doc4.xml · nonDerivative · entry 7 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,949 F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.34 to $101.80 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
September 02, 2020 Filed Sep 3, 2020 22:04 UTC	BILL Holdings, Inc. BILL · Entity 3940	SaleCommon Stock	32,993	$100.68	$3,321,669.25	Disclosure SEC source: 0001209191-20-049529 · doc4.xml · nonDerivative · entry 6 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,549 F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.29 to $101.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
September 02, 2020 Filed Sep 3, 2020 22:04 UTC	BILL Holdings, Inc. BILL · Entity 3940	SaleCommon Stock	49,308	$99.96	$4,928,872.06	Disclosure SEC source: 0001209191-20-049529 · doc4.xml · nonDerivative · entry 5 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,542 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.29 to $100.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
September 02, 2020 Filed Sep 3, 2020 22:04 UTC	BILL Holdings, Inc. BILL · Entity 3940	SaleCommon Stock	7,900	$98.98	$781,938.05	Disclosure SEC source: 0001209191-20-049529 · doc4.xml · nonDerivative · entry 4 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,850 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.29 to $99.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
September 02, 2020 Filed Sep 3, 2020 22:04 UTC	BILL Holdings, Inc. BILL · Entity 3940	SaleCommon Stock	9,199	$97.70	$898,780.94	Disclosure SEC source: 0001209191-20-049529 · doc4.xml · nonDerivative · entry 3 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,750 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.20 to $98.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
September 01, 2020 Filed Sep 3, 2020 22:04 UTC	BILL Holdings, Inc. BILL · Entity 3940	OtherCommon Stock	142,005	$0.00	$0.00	Disclosure SEC source: 0001209191-20-049529 · doc4.xml · nonDerivative · entry 2 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,949 F1 · kind: The shares reported on this form represent pro rata distributions, and not sales or purchases, of securities by the reporting entity to its partners or members or the funds for which it acts as nominee without consideration. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.