Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BILL Holdings, Inc.BILL · Entity 3940 | Director | December 11, 2025 | December 16, 2025 |
| Fastly, Inc.FSLY · Entity 785 | Director | June 03, 2026 | June 05, 2026 |
| Gitlab Inc.GTLB · Entity 3663 | 10% owner | August 16, 2022 | August 18, 2022 |
| SPLUNK INCSPLK · Entity 92815 | Director | June 08, 2014 | June 09, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BILL Holdings, Inc.
Report date December 11, 2025 · Filed December 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,639 |
Reported balance
After 2025-12-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-12-11 · Grant · Acquired 3,639 · Balance 3,639 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F2: The RSUs shall be 100% vested on the earlier of (a) the date of next annual stockholders meeting and (b) one year from the date of grant, subject to continued service on such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
F2: The RSUs shall be 100% vested on the earlier of (a) the date of next annual stockholders meeting and (b) one year from the date of grant, subject to continued service on such vesting date.
Fastly, Inc.
Report date June 03, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 269,431 |
Reported balance
After 2026-06-03 transaction · row 1
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 9,601 · Balance 269,431 F1: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest quarterly over one year following the date of grant and will be fully vested on the earlier of the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the reporting person's service as a director ends at such meeting due to the failure to be re-elected or not standing for re-election) and the one year anniversary measured from the date of grant, each subject to continued service as a director of the Issuer through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest quarterly over one year following the date of grant and will be fully vested on the earlier of the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the reporting person's service as a director ends at such meeting due to the failure to be re-elected or not standing for re-election) and the one year anniversary measured from the date of grant, each subject to continued service as a director of the Issuer through each applicable vesting date.
Gitlab Inc.
Report date August 16, 2022 · Filed August 18, 2022
Jointly reported with August Capital Management VII, L.L.C., August Capital Strategic Partners VII, L.P., August Capital VII, L.P., CARLBORG W ERIC, Hartenbaum Howard
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | IndirectSee footnotes | 8,867,314 |
Reported balance
After 2022-08-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-08-16 · Other · Disposed 3,031,943 · Balance 8,867,314 F1: On August 16, 2022, August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. (collectively, the "August Capital VII Funds") distributed, for no consideration, 3,031,943 shares of the Issuer's Class A Common Stock (the "August Capital VII Shares") to their respective limited partners and to August Capital Management VII, L.L.C. ("ACM VII"), the general partner of the August Capital VII Funds, representing each such partner's pro rata interest in such August Capital VII Shares. On the same date, ACM VII distributed, for no consideration, the August Capital VII Shares it received in the distribution by August Capital VII Funds to its members, representing each such member's pro rata interest in such August Capital VII Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F2: These securities are held directly by August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. ACM VII is the general partner of the August Capital VII Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital VII Funds. David Hornik ("Hornik"), W. Eric Carlborg ("Carlborg"), and Howard Hartenbaum ("Hartenbaum") are members of ACM VII and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital VII Funds. F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the August Capital VII Funds (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of such person's pecuniary interest therein, if any. |
| Class A common stockSEC Table I · non-derivative | Direct | 310,905 |
Reported balance
After 2022-08-16 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-08-16 · Other · Acquired 168,453 · Balance 310,905 F4: Represents shares received by Carlborg pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F5: Shares held by Carlborg. Each of the Reporting Persons disclaims the existence of a "group" and, other than Carlborg, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A common stockSEC Table I · non-derivative | Direct | 36,226 |
Reported balance
After 2022-08-13 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2022-08-13 · Gift · Disposed 36,226 · Balance 36,226 F6: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A common stockSEC Table I · non-derivative | Direct | 204,679 |
Reported balance
After 2022-08-16 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2022-08-16 · Other · Acquired 168,453 · Balance 204,679 F7: Represents shares received by Hartenbaum pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F6: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A common stockSEC Table I · non-derivative | Direct | 168,453 |
Reported balance
After 2022-08-16 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2022-08-16 · Gift · Disposed 36,226 · Balance 168,453 F6: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A common stockSEC Table I · non-derivative | Direct | 210,907 |
Reported balance
After 2022-08-16 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2022-08-16 · Other · Acquired 168,453 · Balance 210,907 F8: Represents shares received by Hornik pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A common stockSEC Table I · non-derivative | Direct | 193,940 |
Reported balance
After 2022-08-16 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2022-08-16 · Sale · Disposed 16,967 · Balance 193,940 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.78 to $66.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A common stockSEC Table I · non-derivative | Direct | 153,015 |
Reported balance
After 2022-08-16 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2022-08-16 · Sale · Disposed 40,925 · Balance 153,015 F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.78 to $67.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A common stockSEC Table I · non-derivative | Direct | 149,737 |
Reported balance
After 2022-08-16 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2022-08-16 · Sale · Disposed 3,278 · Balance 149,737 F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.78 to $68.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A common stockSEC Table I · non-derivative | Direct | 125,433 |
Reported balance
After 2022-08-17 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2022-08-17 · Sale · Disposed 24,304 · Balance 125,433 F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.75 to $64.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A common stockSEC Table I · non-derivative | Direct | 118,433 |
Reported balance
After 2022-08-17 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2022-08-17 · Sale · Disposed 7,000 · Balance 118,433 F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.75 to $65.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A common stockSEC Table I · non-derivative | Direct | 111,307 |
Reported balance
After 2022-08-17 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2022-08-17 · Sale · Disposed 7,126 · Balance 111,307 F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.75 to $66.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A common stockSEC Table I · non-derivative | Direct | 110,907 |
Reported balance
After 2022-08-17 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2022-08-17 · Sale · Disposed 400 · Balance 110,907 F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
| Class A common stockSEC Table I · non-derivative | IndirectSee footnote | 36,226 |
Reported balance
Holding disclosure · report date 2022-08-16 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 36,226 F17: Shares held by Hartenbaum daughter's trust, for which Hartenbaum is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 16, 2022, August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. (collectively, the "August Capital VII Funds") distributed, for no consideration, 3,031,943 shares of the Issuer's Class A Common Stock (the "August Capital VII Shares") to their respective limited partners and to August Capital Management VII, L.L.C. ("ACM VII"), the general partner of the August Capital VII Funds, representing each such partner's pro rata interest in such August Capital VII Shares. On the same date, ACM VII distributed, for no consideration, the August Capital VII Shares it received in the distribution by August Capital VII Funds to its members, representing each such member's pro rata interest in such August Capital VII Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F2: These securities are held directly by August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. ACM VII is the general partner of the August Capital VII Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital VII Funds. David Hornik ("Hornik"), W. Eric Carlborg ("Carlborg"), and Howard Hartenbaum ("Hartenbaum") are members of ACM VII and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital VII Funds.
F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the August Capital VII Funds (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of such person's pecuniary interest therein, if any.
F4: Represents shares received by Carlborg pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F5: Shares held by Carlborg. Each of the Reporting Persons disclaims the existence of a "group" and, other than Carlborg, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
F6: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
F7: Represents shares received by Hartenbaum pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F8: Represents shares received by Hornik pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.78 to $66.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.78 to $67.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.78 to $68.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.75 to $64.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.75 to $65.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.75 to $66.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17: Shares held by Hartenbaum daughter's trust, for which Hartenbaum is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
SPLUNK INC
Report date June 08, 2014 · Filed June 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,046 |
Reported balance
After 2017-06-08 transaction · row 1
1 source rowRow 1 · 2017-06-08 · Grant · Acquired 4,070 · Balance 21,046 F1: The reported shares are represented by restricted stock units which vest in full on the earlier of the day prior to the Issuer's next annual meeting or June 8, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares are represented by restricted stock units which vest in full on the earlier of the day prior to the Issuer's next annual meeting or June 8, 2018.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PubMatic, Inc.
Report date November 15, 2021 · Filed November 17, 2021
Jointly reported with August Capital Management V, L.L.C., Hartenbaum Howard, August Capital Strategic Partners V, L.P.
Section 16 reporting ended · disclosed 2021-11-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | IndirectSee footnote | 389,237 |
Last balance in matching sequence
After 2021-11-16 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-11-15 · Conversion · Acquired 2,000,000 · Balance 2,389,237 F1: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Row 2 · 2021-11-16 · Other · Disposed 2,000,000 · Balance 389,237 F3: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F2: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. |
| Class A common stockSEC Table I · non-derivative | Direct | 93,525 |
Reported balance
After 2021-11-16 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-11-16 · Other · Acquired 53,651 · Balance 93,525 F3: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F4: Shares held directly by David M. Hornik. |
| Class A common stockSEC Table I · non-derivative | Direct | 73,651 |
Reported balance
After 2021-11-16 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-11-16 · Other · Acquired 53,651 · Balance 73,651 F3: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F5: Shares held directly by Howard Hartenbaum. |
| Class B common stockSEC Table II · derivative / convertible security | IndirectSee footnote | 1,673,750 |
Reported balance
After 2021-11-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-11-15 · Conversion · Disposed 2,000,000 · Balance 1,673,750 F1: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
F2: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund.
F3: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration.
F4: Shares held directly by David M. Hornik.
F5: Shares held directly by Howard Hartenbaum.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2026 Filed Jun 5, 2026 21:03 UTC | Fastly, Inc. FSLY · Entity 785 | GrantClass A Common Stock | 9,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001517413-26-000189 · wk-form4_1780693399.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,431 F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest quarterly over one year following the date of grant and will be fully vested on the earlier of the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the reporting person's service as a director ends at such meeting due to the failure to be re-elected or not standing for re-election) and the one year anniversary measured from the date of grant, each subject to continued service as a director of the Issuer through each applicable vesting date. Read SEC document |
| December 11, 2025 Filed Dec 16, 2025 00:06 UTC | BILL Holdings, Inc. BILL · Entity 3940 | GrantRestricted Stock Units · Derivative | 3,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001547378-25-000003 · form4-12162025_121232.xml · derivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,639 Underlying: Common Stock · 3,639 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F2 · derivative.exercise_date: The RSUs shall be 100% vested on the earlier of (a) the date of next annual stockholders meeting and (b) one year from the date of grant, subject to continued service on such vesting date. F2 · derivative.expiration_date: The RSUs shall be 100% vested on the earlier of (a) the date of next annual stockholders meeting and (b) one year from the date of grant, subject to continued service on such vesting date. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 21:24 UTC | BILL Holdings, Inc. BILL · Entity 3940 | Exercise / conversionRestricted Stock Units · Derivative | 2,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001547378-25-000002 · form4-12092025_091228.xml · derivative · entry 3 Hornik David · CIK 0001547378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,095 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F3 · derivative.exercise_date: 100% of the RSUs vested on December 5, 2025. F3 · derivative.expiration_date: 100% of the RSUs vested on December 5, 2025. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 21:24 UTC | BILL Holdings, Inc. BILL · Entity 3940 | Exercise / conversionCommon Stock | 2,095 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001547378-25-000002 · form4-12092025_091228.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| June 11, 2025 Filed Jun 12, 2025 20:22 UTC | Fastly, Inc. FSLY · Entity 785 | GrantClass A Common Stock | 24,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001517413-25-000171 · wk-form4_1749759761.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,830 F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest quarterly over one year following the date of grant and will be fully vested on the earlier of the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the reporting person's service as a director ends at such meeting due to the failure to be re-elected or not standing for re-election) and the one year anniversary measured from the date of grant, each subject to continued service as a director of the Issuer through each applicable vesting date. Read SEC document |
| December 05, 2024 Filed Dec 10, 2024 00:19 UTC | BILL Holdings, Inc. BILL · Entity 3940 | GrantRestricted Stock Units · Derivative | 2,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-028737 · form4-12102024_121214.xml · derivative · entry 4 Hornik David · CIK 0001547378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,095 Underlying: Common Stock · 2,095 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F4 · derivative.exercise_date: The RSUs shall be 100% vested on the earlier of (a) the date of next annual stockholders meeting and (b) one year from the date of grant, subject to continued service on such vesting date. F4 · derivative.expiration_date: The RSUs shall be 100% vested on the earlier of (a) the date of next annual stockholders meeting and (b) one year from the date of grant, subject to continued service on such vesting date. Read SEC document |
| December 05, 2024 Filed Dec 10, 2024 00:19 UTC | BILL Holdings, Inc. BILL · Entity 3940 | Exercise / conversionRestricted Stock Units · Derivative | 2,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-028737 · form4-12102024_121214.xml · derivative · entry 3 Hornik David · CIK 0001547378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,883 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F3 · derivative.exercise_date: 100% of the RSUs vested on December 5, 2024. F3 · derivative.expiration_date: 100% of the RSUs vested on December 5, 2024. Read SEC document |
| December 05, 2024 Filed Dec 10, 2024 00:19 UTC | BILL Holdings, Inc. BILL · Entity 3940 | Exercise / conversionCommon Stock | 2,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-028737 · form4-12102024_121214.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 21:13 UTC | Fastly, Inc. FSLY · Entity 785 | GrantClass A Common Stock | 26,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001517413-24-000158 · wk-form4_1718399592.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,924 F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest quarterly over one year following the date of grant and will be fully vested on the earlier of the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the reporting person's service as a director ends at such meeting due to the failure to be re-elected or not standing for re-election) and the one year anniversary measured from the date of grant, each subject to continued service as a director of the Issuer through each applicable vesting date. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 01:50 UTC | BILL Holdings, Inc. BILL · Entity 3940 | GrantRestricted Stock Units · Derivative | 2,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058162 · doc4.xml · derivative · entry 4 Hornik David · CIK 0001547378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,883 Underlying: Common Stock · 2,883 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F4 · derivative.exercise_date: The RSUs shall be 100% vested on the earlier of (a) the date of the next annual stockholders meeting and (b) one year from the date of grant, subject to continued service on such vesting date. F4 · derivative.expiration_date: The RSUs shall be 100% vested on the earlier of (a) the date of the next annual stockholders meeting and (b) one year from the date of grant, subject to continued service on such vesting date. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 01:50 UTC | BILL Holdings, Inc. BILL · Entity 3940 | Exercise / conversionRestricted Stock Units · Derivative | 1,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058162 · doc4.xml · derivative · entry 3 Hornik David · CIK 0001547378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F3 · derivative.exercise_date: 100% of the RSUs vested on December 7, 2023. F3 · derivative.expiration_date: 100% of the RSUs vested on December 7, 2023. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 01:50 UTC | BILL Holdings, Inc. BILL · Entity 3940 | Exercise / conversionCommon Stock | 1,733 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-058162 · doc4.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 22:12 UTC | BILL Holdings, Inc. BILL · Entity 3940 | PurchaseCommon Stock | 17,710 | $56.49 | $1,000,437.90 |
DisclosureSEC source: 0001209191-23-055379 · doc4.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 17,710 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $56.45 to $56.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by the 2011 Hornik Family Trust, of which the Reporting Person is the beneficial owner and trustee. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 21:38 UTC | Fastly, Inc. FSLY · Entity 785 | GrantClass A Common Stock | 11,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001517413-23-000171 · wk-form4_1686951504.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,258 F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest quarterly over one year following the date of grant and will be fully vested on the earlier of the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the reporting person's service as a director ends at such meeting due to the failure to be re-elected or not standing for re-election) and the one year anniversary measured from the date of grant, each subject to continued service as a director of the Issuer through each applicable vesting date. Read SEC document |
| December 08, 2022 Filed Dec 13, 2022 00:37 UTC | BILL Holdings, Inc. BILL · Entity 3940 | GrantRestricted Stock Units · Derivative | 1,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060790 · doc4.xml · derivative · entry 4 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,733 Underlying: Common Stock · 1,733 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F4 · derivative.exercise_date: The RSUs shall be 100% vested on the earlier of (a) the date of the next annual stockholders meeting and (b) one year from the date of grant, subject to continued service on such vesting date. F4 · derivative.expiration_date: The RSUs shall be 100% vested on the earlier of (a) the date of the next annual stockholders meeting and (b) one year from the date of grant, subject to continued service on such vesting date. Read SEC document |
| December 08, 2022 Filed Dec 13, 2022 00:37 UTC | BILL Holdings, Inc. BILL · Entity 3940 | Exercise / conversionRestricted Stock Units · Derivative | 873 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060790 · doc4.xml · derivative · entry 3 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 873 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F3 · derivative.exercise_date: 100% of the RSUs vested on December 8, 2022. F3 · derivative.expiration_date: 100% of the RSUs vested on December 8, 2022. Read SEC document |
| December 08, 2022 Filed Dec 13, 2022 00:37 UTC | BILL Holdings, Inc. BILL · Entity 3940 | Exercise / conversionCommon Stock | 873 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-060790 · doc4.xml · nonDerivative · entry 2 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 22:06 UTC | Fastly, Inc. FSLY · Entity 785 | SaleClass A Common Stock | 396,542 | $9.92 | $3,933,696.64 |
DisclosureSEC source: 0001517413-22-000161 · wf-form4_166854996199608.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.80 to $10.02. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · ownership.nature: These shares were held directly by August Capital VI Special Opportunities, L.P. ("August VI SO"). August Capital Management VI, L.L.C. ("ACM VI") is the general partner of August VI SO and may be deemed to have sole voting and investment power over the shares held by August VI SO. David M. Hornik, a member of the Issuer's Board of Directors, Howard Hartenbaum, and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI SO. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| August 23, 2022 Filed Dec 13, 2022 00:37 UTC | BILL Holdings, Inc. BILL · Entity 3940 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060790 · doc4.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,402 F1 · shares: Represents shares of the Issuer's Common Stock that the Reporting Person donated as a gift to a donor advised fund. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 400 | $67.10 | $26,840.00 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 13 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,907 F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 7,126 | $66.13 | $471,242.38 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 12 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,307 F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.75 to $66.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 7,000 | $65.31 | $457,170.00 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 11 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,433 F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.75 to $65.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 24,304 | $64.33 | $1,563,476.32 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 10 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,433 F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.75 to $64.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 3,278 | $67.96 | $222,772.88 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 9 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,737 F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.78 to $68.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 40,925 | $67.28 | $2,753,434.00 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 8 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,015 F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.78 to $67.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 16,967 | $66.38 | $1,126,269.46 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 7 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,940 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.78 to $66.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | OtherClass A common stock | 168,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 6 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,907 F8 · kind: Represents shares received by Hornik pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | GiftClass A common stock | 36,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 5 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,453 F6 · ownership.direct: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | OtherClass A common stock | 168,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 4 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,679 F7 · kind: Represents shares received by Hartenbaum pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F6 · ownership.direct: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | OtherClass A common stock | 168,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 2 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,905 F4 · kind: Represents shares received by Carlborg pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F5 · ownership.direct: Shares held by Carlborg. Each of the Reporting Persons disclaims the existence of a "group" and, other than Carlborg, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | OtherClass A common stock | 3,031,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 1 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,867,314 F1 · kind: On August 16, 2022, August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. (collectively, the "August Capital VII Funds") distributed, for no consideration, 3,031,943 shares of the Issuer's Class A Common Stock (the "August Capital VII Shares") to their respective limited partners and to August Capital Management VII, L.L.C. ("ACM VII"), the general partner of the August Capital VII Funds, representing each such partner's pro rata interest in such August Capital VII Shares. On the same date, ACM VII distributed, for no consideration, the August Capital VII Shares it received in the distribution by August Capital VII Funds to its members, representing each such member's pro rata interest in such August Capital VII Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. ACM VII is the general partner of the August Capital VII Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital VII Funds. David Hornik ("Hornik"), W. Eric Carlborg ("Carlborg"), and Howard Hartenbaum ("Hartenbaum") are members of ACM VII and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital VII Funds. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the August Capital VII Funds (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 13, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | GiftClass A common stock | 36,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 3 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,226 F6 · ownership.direct: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 850 | $58.99 | $50,141.50 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 13 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,454 F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.93 to $59.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 12,900 | $58.32 | $752,328.00 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 12 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,304 F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.92 to $58.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 21,741 | $57.56 | $1,251,411.96 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 11 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,204 F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.92 to $57.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 5,182 | $56.42 | $292,368.44 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 10 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,945 F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.91 to $56.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 2,900 | $55.51 | $160,979.00 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 9 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,127 F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.91 to $55.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 07, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 30,304 | $59.07 | $1,790,057.28 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 8 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,027 F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.76 to $59.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 07, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 26,123 | $58.30 | $1,522,970.90 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 7 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,331 F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.76 to $58.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | OtherClass A common stock | 142,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 6 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,454 F10 · kind: Represents shares received by Hornik pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 28,124 | $56.93 | $1,601,099.32 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 5 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,452 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.81 to $57.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · ownership.direct: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 41,876 | $56.33 | $2,358,875.08 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 4 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,576 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.81 to $56.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · ownership.direct: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | OtherClass A common stock | 142,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 3 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,452 F6 · kind: Represents shares received by Hartenbaum pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F7 · ownership.direct: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | OtherClass A common stock | 142,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 2 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,452 F4 · kind: Represents shares received by Carlborg pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F5 · ownership.direct: Shares held by Carlborg. Each of the Reporting Persons disclaims the existence of a "group" and, other than Carlborg, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | OtherClass A common stock | 3,031,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 1 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,899,257 F1 · kind: On July 6, 2022, August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. (collectively, the "August Capital VII Funds") distributed, for no consideration, 3,031,943 shares of the Issuer's Class A Common Stock (the "August Capital VII Shares") to their respective limited partners and to August Capital Management VII, L.L.C. ("ACM VII"), the general partner of the August Capital VII Funds, representing each such partner's pro rata interest in such August Capital VII Shares. On the same date, ACM VII distributed, for no consideration, the August Capital VII Shares it received in the distribution by August Capital VII Funds to its members, representing each such member's pro rata interest in such August Capital VII Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. ACM VII is the general partner of the August Capital VII Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital VII Funds. David Hornik ("Hornik"), W. Eric Carlborg ("Carlborg"), and Howard Hartenbaum ("Hartenbaum") are members of ACM VII and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital VII Funds. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the August Capital VII Funds (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:38 UTC | Fastly, Inc. FSLY · Entity 785 | GrantClass A Common Stock | 18,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001517413-22-000092 · wf-form4_165550188773457.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,178 F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest quarterly over one year following the date of grant and will be fully vested on the earlier of the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the reporting person's service as a director ends at such meeting due to the failure to be re-elected or not standing for re-election) and the one year anniversary measured from the date of grant, each subject to continued service as a director of the Issuer through each applicable vesting date. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 16:22 UTC | Gitlab Inc. GTLB · Entity 3663 | ConversionClass B common stock · Derivative | 14,931,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026247 · doc4.xml · derivative · entry 2 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A common stock · 14,931,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · kind: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P. as nominee for itself and August Capital Strategic Partners VII, L.P. (the "August Capital Funds"). August Capital Management VII, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. David Hornik, W. Eric Carlborg, and Howard Hartenbaum are members of August Capital Management VII, L.L.C. and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 16:22 UTC | Gitlab Inc. GTLB · Entity 3663 | ConversionClass A common stock | 14,931,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-026247 · doc4.xml · nonDerivative · entry 1 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,931,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P. as nominee for itself and August Capital Strategic Partners VII, L.P. (the "August Capital Funds"). August Capital Management VII, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. David Hornik, W. Eric Carlborg, and Howard Hartenbaum are members of August Capital Management VII, L.L.C. and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document |
| March 09, 2022 Filed Mar 12, 2022 02:45 UTC | BILL Holdings, Inc. BILL · Entity 3940 | GrantRestricted Stock Units · Derivative | 873 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018345 · doc4.xml · derivative · entry 2 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873 Underlying: Common Stock · 873 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F3 · derivative.exercise_date: The RSUs shall be 100% vested on the earlier of (a) the date of the next annual stockholders meeting and (b) one year from the date of grant, subject to continued service on such vesting date. F3 · derivative.expiration_date: The RSUs shall be 100% vested on the earlier of (a) the date of the next annual stockholders meeting and (b) one year from the date of grant, subject to continued service on such vesting date. Read SEC document |
| February 07, 2022 Filed Mar 12, 2022 02:45 UTC | BILL Holdings, Inc. BILL · Entity 3940 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018345 · doc4.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,402 F1 · shares: Represents shares of the Issuer's Common Stock that the Reporting Person donated as a gift to a donor advised fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.