Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| First Foundation Inc.FFWM · Entity 54649 | Director · Chief Executive Officer | October 23, 2024 | November 08, 2024 |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001 | Director | June 10, 2026 | June 16, 2026 |
| NexPoint Real Estate Finance, Inc.NREF · Entity 5647 | Director | April 02, 2026 | April 07, 2026 |
| NexPoint Residential Trust, Inc.NXRT · Entity 4824 | Director | May 22, 2026 | May 28, 2026 |
| VINEBROOK HOMES TRUST, INC.NA · Entity 52505 | Director | April 02, 2026 | April 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
First Foundation Inc.
Report date October 23, 2024 · Filed November 08, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 174,330 |
Reported balance
Holding disclosure · report date 2024-10-23 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 174,330 |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 1,291,529 |
Reported balance
Holding disclosure · report date 2024-10-23 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 1,291,529 F1: On October 24, 2024, the reporting person filed a Form 4 that inadvertently omitted securities previously reported as indirectly beneficially owned. This amendment solely corrects that omission and includes all common stock both directly and indirectly beneficially owned. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 24, 2024, the reporting person filed a Form 4 that inadvertently omitted securities previously reported as indirectly beneficially owned. This amendment solely corrects that omission and includes all common stock both directly and indirectly beneficially owned.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date June 10, 2026 · Filed June 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,163 |
Reported balance
After 2026-06-10 transaction · row 1
1 source rowRow 1 · 2026-06-10 · Exercise / conversion · Acquired 4,830 · Balance 26,163 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). |
| Restricted Shares UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-10 · Exercise / conversion · Disposed 4,830 · Balance 0 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy Benefit Plan | 50,026 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 50,026 F2: Includes shares acquired pursuant to elective stock dividends paid on the Company's common shares. F3: These shares are held in a defined plan for the benefit of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").
F2: Includes shares acquired pursuant to elective stock dividends paid on the Company's common shares.
F3: These shares are held in a defined plan for the benefit of the reporting person.
F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Real Estate Finance, Inc.
Report date April 02, 2026 · Filed April 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,309 |
Reported balance
After 2026-04-03 transaction · row 1
1 source rowRow 1 · 2026-04-03 · Exercise / conversion · Acquired 5,518 · Balance 25,309 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,154 |
Reported balance
After 2026-04-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-02 · Grant · Acquired 6,154 · Balance 6,154 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2: On April 2, 2026, the reporting person was granted 6,154 restricted stock units, which vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-03 · Exercise / conversion · Disposed Not disclosed · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F2: On April 2, 2026, the reporting person was granted 6,154 restricted stock units, which vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F3: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Residential Trust, Inc.
Report date May 22, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,792 |
Reported balance
After 2026-05-22 transaction · row 1
1 source rowRow 1 · 2026-05-22 · Exercise / conversion · Acquired 3,429 · Balance 33,792 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-22 · Exercise / conversion · Disposed 3,429 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.
F2: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
VINEBROOK HOMES TRUST, INC.
Report date April 02, 2026 · Filed April 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,147 |
Reported balance
After 2026-04-03 transaction · row 1
1 source rowRow 1 · 2026-04-03 · Exercise / conversion · Acquired 2,202 · Balance 13,147 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,187 |
Reported balance
After 2026-04-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-02 · Grant · Acquired 2,187 · Balance 2,187 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F3: On April 2, 2026, the reporting person was granted 2,187 restricted stock units, which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-04-03 · Exercise / conversion · Disposed 2,202 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F4: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy Benefit Plan | 20,724.679 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,724.679 F2: These shares are held in a defined benefit plan for the benefit of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").
F2: These shares are held in a defined benefit plan for the benefit of the reporting person.
F3: On April 2, 2026, the reporting person was granted 2,187 restricted stock units, which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F4: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2021 Filed May 13, 2021 23:25 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 1,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-012151 · rdgdoc.xml · derivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,921 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 1,921 restricted stock units which vested on May 11, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 1,921 restricted stock units which vested on May 11, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 11, 2021 Filed May 13, 2021 23:25 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 1,921 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-012151 · rdgdoc.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| May 08, 2021 Filed May 11, 2021 20:30 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 4,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-011709 · rdgdoc.xml · derivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,913 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On May 8, 2020, the reporting person was granted 4,913 restricted stock units which vested on May 8, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On May 8, 2020, the reporting person was granted 4,913 restricted stock units which vested on May 8, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 08, 2021 Filed May 11, 2021 20:30 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 4,913 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-011709 · rdgdoc.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:10 UTC | First Foundation Inc. FFWM · Entity 54649 | Tax withholdingCommon Stock | 2,269 | $22.85 | $51,846.65 |
DisclosureSEC source: 0001593968-21-000704 · primary_01.xml · nonDerivative · entry 4 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,565 F3 · kind: Shares withheld to cover tax liability. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:10 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 4,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-21-000704 · primary_01.xml · nonDerivative · entry 3 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares acquired pursuant to RSU vesting. F2 · price: No exercise price for this type of award Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 01:10 UTC | First Foundation Inc. FFWM · Entity 54649 | Tax withholdingCommon Stock | 3,500 | $23.68 | $82,880.00 |
DisclosureSEC source: 0001593968-21-000704 · primary_01.xml · nonDerivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,256 F3 · kind: Shares withheld to cover tax liability. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 01:10 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 7,052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-21-000704 · primary_01.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares acquired pursuant to RSU vesting. F2 · price: No exercise price for this type of award Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:09 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRestricted Stock Unit · Derivative | 15,547 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000630 · primary_01.xml · derivative · entry 4 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,547 Underlying: Common Stock · 15,547 shares Expires not disclosed F2 · derivative.exercise_price: No exercise price for this type of award F4 · derivative.exercise_date: No exercisable date for this type of award F5 · derivative.expiration_date: No expiration date for this type of award Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:09 UTC | First Foundation Inc. FFWM · Entity 54649 | Tax withholdingCommon Stock | 2,478 | $23.35 | $57,861.30 |
DisclosureSEC source: 0001593968-21-000630 · primary_01.xml · nonDerivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,704 F1 · security: RSU with vesting schedule F3 · kind: Shares withheld to cover tax liability. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:09 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 5,182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-21-000630 · primary_01.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: RSU with vesting schedule F2 · price: No exercise price for this type of award Read SEC document |
| February 22, 2021 Filed Feb 27, 2021 01:43 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | GrantRestricted Stock Units · Derivative | 2,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-004322 · rdgdoc.xml · derivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,958 Underlying: Common Stock · 2,958 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: The restricted stock units vest on February 22, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest on February 22, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 23:01 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 2,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-003839 · rdgdoc.xml · derivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,765 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 2,765 restricted stock units which vested on February 20, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 2,765 restricted stock units which vested on February 20, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 23:01 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 2,765 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-003839 · rdgdoc.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 18, 2021 Filed Feb 23, 2021 02:32 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 2,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-003685 · rdgdoc.xml · derivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,564 Underlying: Common Stock · 2,564 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest on February 18, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest on February 18, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 11, 2020 Filed May 13, 2020 20:54 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 1,921 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012978 · doc4.xml · derivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,921 Underlying: Common Stock · 1,921 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest on May 11, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest on May 11, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 08, 2020 Filed May 11, 2020 22:02 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | GrantRestricted Stock Units · Derivative | 4,913 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012611 · doc4.xml · derivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,913 Underlying: Common Stock · 4,913 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: The restricted stock units vest on May 8, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest on May 8, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:02 UTC | First Foundation Inc. FFWM · Entity 54649 | PurchaseCommon stock | 4,842 | $10.40 | $50,356.80 |
DisclosureSEC source: 0001209191-20-019983 · doc4.xml · nonDerivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,158,532 Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:02 UTC | First Foundation Inc. FFWM · Entity 54649 | PurchaseCommon Stock | 2,658 | $10.40 | $27,643.20 |
DisclosureSEC source: 0001209191-20-019983 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,153,690 Read SEC document |
| February 27, 2020 Filed Feb 27, 2020 20:40 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantCommon Stock | 3,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-013378 · doc4.xml · nonDerivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,155,874 F1 · price: Vesting of restricted stock unit, no exercise price. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 20:40 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantCommon Stock | 4,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-013378 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,152,023 F1 · price: Vesting of restricted stock unit, no exercise price. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 17:41 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRSU · Derivative | 14,104 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012856 · doc4.xml · derivative · entry 3 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,104 Underlying: Common Stock · 14,104 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock unit grant, no exercise price F1 · price: Restricted stock unit grant, no exercise price F2 · derivative.exercise_date: Vesting Dates 2/25/21, 2/25/22 F2 · derivative.expiration_date: Vesting Dates 2/25/21, 2/25/22 Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 17:41 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantCommon Stock | 7,052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012856 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,147,445 F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:28 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 3,017 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005841 · doc4.xml · derivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 3,017 restricted stock units which vested on February 21, 2020. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 3,017 restricted stock units which vested on February 21, 2020. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:28 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 3,017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-005841 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:30 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 2,765 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005604 · doc4.xml · derivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,765 Underlying: Common Stock · 2,765 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest on February 20, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest on February 20, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 28, 2019 Filed Feb 28, 2019 19:01 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon stock | 3,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014390 · doc4.xml · nonDerivative · entry 3 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,140,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 19:01 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 3,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014390 · doc4.xml · nonDerivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,137,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 19:01 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRestricted Stock Unit · Derivative | 9,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014390 · doc4.xml · derivative · entry 5 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,156 Underlying: Common Stock · 9,156 shares Expires 2021-02-26 F1 · derivative.exercise_price: Restricted stock unit grant, no exercise price F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 19:01 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 4,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014390 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,133,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 15:33 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 3,017 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004634 · doc4.xml · derivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,017 Underlying: Common Stock · 3,017 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest on February 21, 2020. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest on February 21, 2020. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:10 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 4,274 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004200 · doc4.xml · derivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 4,274 restricted stock units which vested on February 15, 2019. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 4,274 restricted stock units which vested on February 15, 2019. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:10 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 4,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-004200 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| November 08, 2018 Filed Nov 8, 2018 23:24 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 15,500 | $16.44 | $254,820.00 |
DisclosureSEC source: 0001209191-18-057801 · doc4.xml · nonDerivative · entry 4 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,128,661 Read SEC document |
| November 08, 2018 Filed Nov 8, 2018 23:24 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 15,500 | $7.50 | $116,250.00 |
DisclosureSEC source: 0001209191-18-057801 · doc4.xml · nonDerivative · entry 3 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,144,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 23:24 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 4,500 | $16.20 | $72,900.00 |
DisclosureSEC source: 0001209191-18-057801 · doc4.xml · nonDerivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,128,661 Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 23:24 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 4,500 | $7.50 | $33,750.00 |
DisclosureSEC source: 0001209191-18-057801 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,133,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| May 31, 2018 Filed May 31, 2018 20:01 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 15,251 | $19.33 | $294,801.83 |
DisclosureSEC source: 0001209191-18-034335 · doc4.xml · nonDerivative · entry 4 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,128,661 Read SEC document |
| May 31, 2018 Filed May 31, 2018 20:01 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 15,251 | $7.50 | $114,382.50 |
DisclosureSEC source: 0001209191-18-034335 · doc4.xml · nonDerivative · entry 3 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,143,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| May 30, 2018 Filed May 31, 2018 20:01 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 99 | $19.30 | $1,910.70 |
DisclosureSEC source: 0001209191-18-034335 · doc4.xml · nonDerivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,128,661 Read SEC document |
| May 30, 2018 Filed May 31, 2018 20:01 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 99 | $7.50 | $742.50 |
DisclosureSEC source: 0001209191-18-034335 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,128,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| May 23, 2018 Filed May 24, 2018 21:09 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 4,650 | $19.33 | $89,884.50 |
DisclosureSEC source: 0001209191-18-033062 · doc4.xml · nonDerivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,128,661 Read SEC document |
| May 23, 2018 Filed May 24, 2018 21:09 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 4,650 | $7.50 | $34,875.00 |
DisclosureSEC source: 0001209191-18-033062 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,133,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 23:05 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 3,739 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008050 · doc4.xml · derivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,739 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On March 16, 2017, the reporting person was granted 3,739 restricted stock units which vested on March 16, 2018. F2 · derivative.expiration_date: On March 16, 2017, the reporting person was granted 3,739 restricted stock units which vested on March 16, 2018. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 23:05 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 3,739 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008050 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 01:08 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 3,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-014736 · doc4.xml · nonDerivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,128,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 01:08 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRestricted Stock Unit · Derivative | 3,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-014736 · doc4.xml · derivative · entry 5 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,005 Underlying: Common Stock · 3,851 shares Expires 2020-02-27 F1 · derivative.exercise_price: Restricted stock unit grant, no exercise price F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 01:08 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRestricted Stock Unit · Derivative | 3,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-014736 · doc4.xml · derivative · entry 4 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,154 Underlying: Common Stock · 3,851 shares Expires 2019-02-27 F1 · derivative.exercise_price: Restricted stock unit grant, no exercise price F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 01:08 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 3,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-014736 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,125,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:02 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 4,274 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-004608 · doc4.xml · derivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,274 Underlying: Common Stock · 4,274 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest on February 15, 2019. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest on February 15, 2019. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.