Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| First Foundation Inc.FFWM · Entity 54649 | Director · Chief Executive Officer | October 23, 2024 | November 08, 2024 |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001 | Director | June 10, 2026 | June 16, 2026 |
| NexPoint Real Estate Finance, Inc.NREF · Entity 5647 | Director | April 02, 2026 | April 07, 2026 |
| NexPoint Residential Trust, Inc.NXRT · Entity 4824 | Director | May 22, 2026 | May 28, 2026 |
| VINEBROOK HOMES TRUST, INC.NA · Entity 52505 | Director | April 02, 2026 | April 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
First Foundation Inc.
Report date October 23, 2024 · Filed November 08, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 174,330 |
Reported balance
Holding disclosure · report date 2024-10-23 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 174,330 |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 1,291,529 |
Reported balance
Holding disclosure · report date 2024-10-23 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 1,291,529 F1: On October 24, 2024, the reporting person filed a Form 4 that inadvertently omitted securities previously reported as indirectly beneficially owned. This amendment solely corrects that omission and includes all common stock both directly and indirectly beneficially owned. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 24, 2024, the reporting person filed a Form 4 that inadvertently omitted securities previously reported as indirectly beneficially owned. This amendment solely corrects that omission and includes all common stock both directly and indirectly beneficially owned.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date June 10, 2026 · Filed June 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,163 |
Reported balance
After 2026-06-10 transaction · row 1
1 source rowRow 1 · 2026-06-10 · Exercise / conversion · Acquired 4,830 · Balance 26,163 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). |
| Restricted Shares UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-10 · Exercise / conversion · Disposed 4,830 · Balance 0 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy Benefit Plan | 50,026 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 50,026 F2: Includes shares acquired pursuant to elective stock dividends paid on the Company's common shares. F3: These shares are held in a defined plan for the benefit of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").
F2: Includes shares acquired pursuant to elective stock dividends paid on the Company's common shares.
F3: These shares are held in a defined plan for the benefit of the reporting person.
F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Real Estate Finance, Inc.
Report date April 02, 2026 · Filed April 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,309 |
Reported balance
After 2026-04-03 transaction · row 1
1 source rowRow 1 · 2026-04-03 · Exercise / conversion · Acquired 5,518 · Balance 25,309 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,154 |
Reported balance
After 2026-04-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-02 · Grant · Acquired 6,154 · Balance 6,154 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2: On April 2, 2026, the reporting person was granted 6,154 restricted stock units, which vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-03 · Exercise / conversion · Disposed Not disclosed · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F2: On April 2, 2026, the reporting person was granted 6,154 restricted stock units, which vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F3: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Residential Trust, Inc.
Report date May 22, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,792 |
Reported balance
After 2026-05-22 transaction · row 1
1 source rowRow 1 · 2026-05-22 · Exercise / conversion · Acquired 3,429 · Balance 33,792 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-22 · Exercise / conversion · Disposed 3,429 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.
F2: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
VINEBROOK HOMES TRUST, INC.
Report date April 02, 2026 · Filed April 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,147 |
Reported balance
After 2026-04-03 transaction · row 1
1 source rowRow 1 · 2026-04-03 · Exercise / conversion · Acquired 2,202 · Balance 13,147 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,187 |
Reported balance
After 2026-04-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-02 · Grant · Acquired 2,187 · Balance 2,187 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F3: On April 2, 2026, the reporting person was granted 2,187 restricted stock units, which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-04-03 · Exercise / conversion · Disposed 2,202 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F4: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy Benefit Plan | 20,724.679 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,724.679 F2: These shares are held in a defined benefit plan for the benefit of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").
F2: These shares are held in a defined benefit plan for the benefit of the reporting person.
F3: On April 2, 2026, the reporting person was granted 2,187 restricted stock units, which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F4: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2018 Filed Feb 5, 2018 23:44 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 3,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-007647 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 1,121,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 22:07 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 3,573 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-020381 · doc4.xml · derivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,573 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On August 11, 2016, the reporting person was granted 3,573 restricted stock units which vested on August 11, 2017. F2 · derivative.expiration_date: On August 11, 2016, the reporting person was granted 3,573 restricted stock units which vested on August 11, 2017. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 22:07 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 3,573 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-020381 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 17:01 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 245,000 | $5.00 | $1,225,000.00 |
DisclosureSEC source: 0001209191-17-036677 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 1,118,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 14:52 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 75,000 | $5.00 | $375,000.00 |
DisclosureSEC source: 0001209191-17-023786 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 873,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:12 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 3,739 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-007978 · doc4.xml · derivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,739 Underlying: Common Stock · 3,739 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest on March 16, 2018. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest on March 16, 2018. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 01:00 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRestricted Stock Unit · Derivative | 6,606 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-015534 · doc4.xml · derivative · entry 3 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,696 Underlying: Common Stock · 6,606 shares Expires 2019-02-28 F1 · derivative.exercise_price: Restricted stock unit grant, no exercise price F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 01:00 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 3,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-015534 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 798,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 03, 2017 Filed Feb 4, 2017 01:05 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 3,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-007912 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 795,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's ownership of twice as many RSUs as of such date F2 · price: Restricted stock unit grant, no exercise price F3 · balance_after: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 396,012 additional shares of common stock as of such date Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.