Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| First Foundation Inc.FFWM · Entity 54649 | Director · Chief Executive Officer | October 23, 2024 | November 08, 2024 |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001 | Director | June 10, 2026 | June 16, 2026 |
| NexPoint Real Estate Finance, Inc.NREF · Entity 5647 | Director | April 02, 2026 | April 07, 2026 |
| NexPoint Residential Trust, Inc.NXRT · Entity 4824 | Director | May 22, 2026 | May 28, 2026 |
| VINEBROOK HOMES TRUST, INC.NA · Entity 52505 | Director | April 02, 2026 | April 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
First Foundation Inc.
Report date October 23, 2024 · Filed November 08, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 174,330 |
Reported balance
Holding disclosure · report date 2024-10-23 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 174,330 |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 1,291,529 |
Reported balance
Holding disclosure · report date 2024-10-23 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 1,291,529 F1: On October 24, 2024, the reporting person filed a Form 4 that inadvertently omitted securities previously reported as indirectly beneficially owned. This amendment solely corrects that omission and includes all common stock both directly and indirectly beneficially owned. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 24, 2024, the reporting person filed a Form 4 that inadvertently omitted securities previously reported as indirectly beneficially owned. This amendment solely corrects that omission and includes all common stock both directly and indirectly beneficially owned.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date June 10, 2026 · Filed June 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,163 |
Reported balance
After 2026-06-10 transaction · row 1
1 source rowRow 1 · 2026-06-10 · Exercise / conversion · Acquired 4,830 · Balance 26,163 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). |
| Restricted Shares UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-10 · Exercise / conversion · Disposed 4,830 · Balance 0 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy Benefit Plan | 50,026 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 50,026 F2: Includes shares acquired pursuant to elective stock dividends paid on the Company's common shares. F3: These shares are held in a defined plan for the benefit of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").
F2: Includes shares acquired pursuant to elective stock dividends paid on the Company's common shares.
F3: These shares are held in a defined plan for the benefit of the reporting person.
F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Real Estate Finance, Inc.
Report date April 02, 2026 · Filed April 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,309 |
Reported balance
After 2026-04-03 transaction · row 1
1 source rowRow 1 · 2026-04-03 · Exercise / conversion · Acquired 5,518 · Balance 25,309 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,154 |
Reported balance
After 2026-04-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-02 · Grant · Acquired 6,154 · Balance 6,154 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2: On April 2, 2026, the reporting person was granted 6,154 restricted stock units, which vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-03 · Exercise / conversion · Disposed Not disclosed · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F2: On April 2, 2026, the reporting person was granted 6,154 restricted stock units, which vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F3: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Residential Trust, Inc.
Report date May 22, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,792 |
Reported balance
After 2026-05-22 transaction · row 1
1 source rowRow 1 · 2026-05-22 · Exercise / conversion · Acquired 3,429 · Balance 33,792 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-22 · Exercise / conversion · Disposed 3,429 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.
F2: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
VINEBROOK HOMES TRUST, INC.
Report date April 02, 2026 · Filed April 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,147 |
Reported balance
After 2026-04-03 transaction · row 1
1 source rowRow 1 · 2026-04-03 · Exercise / conversion · Acquired 2,202 · Balance 13,147 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,187 |
Reported balance
After 2026-04-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-02 · Grant · Acquired 2,187 · Balance 2,187 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F3: On April 2, 2026, the reporting person was granted 2,187 restricted stock units, which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-04-03 · Exercise / conversion · Disposed 2,202 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F4: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy Benefit Plan | 20,724.679 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,724.679 F2: These shares are held in a defined benefit plan for the benefit of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").
F2: These shares are held in a defined benefit plan for the benefit of the reporting person.
F3: On April 2, 2026, the reporting person was granted 2,187 restricted stock units, which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F4: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 11, 2023 Filed Apr 13, 2023 20:22 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | GrantRestricted Stock Units · Derivative | 1,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-010179 · rdgdoc.xml · derivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,586 Underlying: Common Stock · 1,586 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. F2 · derivative.exercise_date: On April 11, 2023, the reporting person was granted 1,586 restricted stock units, which will vest on April 11, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 11, 2023, the reporting person was granted 1,586 restricted stock units, which will vest on April 11, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 20:34 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | GrantRestricted Stock Units · Derivative | 4,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009543 · rdgdoc.xml · derivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,274 Underlying: Common Stock · 4,274 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 4,274 restricted stock units which will vest on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 4,274 restricted stock units which will vest on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 20:03 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantRestricted Shares Units · Derivative | 7,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009649 · rdgdoc.xml · derivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,463 Underlying: Common Shares · 7,463 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F2 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 7,463 restricted shares units which will vest on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 7,463 restricted shares units which will vest on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 28, 2023 Filed Mar 29, 2023 22:06 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-008456 · rdgdoc.xml · derivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,794 Underlying: Common Stock · 2,794 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 2,794 restricted stock units which will vest on March 28, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 2,794 restricted stock units which will vest on March 28, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 17:50 UTC | First Foundation Inc. FFWM · Entity 54649 | PurchaseCommon Stock | 2,000 | $9.61 | $19,217.60 |
DisclosureSEC source: 0001593968-23-000480 · primary_01.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,756 Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 19:31 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionRestricted Stock Unit · Derivative | 11,462 | $15.07 | $172,732.34 |
DisclosureSEC source: 0001593968-23-000383 · primary_01.xml · derivative · entry 4 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,928 Underlying: Common Stock · 11,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No exercise price for this type of award F3 · derivative.exercise_date: No exercisable date for this type of award F4 · derivative.exercise_date: Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025 F5 · derivative.expiration_date: No expiration date for this type of award Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 19:31 UTC | First Foundation Inc. FFWM · Entity 54649 | Tax withholdingCommon Stock | 4,510 | $15.07 | $67,965.70 |
DisclosureSEC source: 0001593968-23-000383 · primary_01.xml · nonDerivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,756 F1 · security: RSU with Executives Vesting vesting schedule Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 19:31 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 11,462 | $15.07 | $172,732.34 |
DisclosureSEC source: 0001593968-23-000383 · primary_01.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: RSU with Executives Vesting vesting schedule Read SEC document |
| February 23, 2023 Filed Feb 24, 2023 22:06 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionRestricted Stock Unit · Derivative | 5,183 | $15.05 | $78,004.15 |
DisclosureSEC source: 0001593968-23-000352 · primary_01.xml · derivative · entry 6 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No exercise price for this type of award F3 · derivative.exercise_date: No exercisable date for this type of award F4 · derivative.exercise_date: Vesting dates: 02/23/2021, 02/23/2022, and 02/23/2023 F5 · derivative.expiration_date: No expiration date for this type of award Read SEC document |
| February 23, 2023 Filed Feb 24, 2023 22:06 UTC | First Foundation Inc. FFWM · Entity 54649 | Tax withholdingCommon Stock | 2,039 | $15.05 | $30,686.95 |
DisclosureSEC source: 0001593968-23-000352 · primary_01.xml · nonDerivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,467 F1 · security: RSU with Executives Vesting vesting schedule Read SEC document |
| February 23, 2023 Filed Feb 24, 2023 22:06 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 5,183 | $15.05 | $78,004.15 |
DisclosureSEC source: 0001593968-23-000352 · primary_01.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: RSU with Executives Vesting vesting schedule Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 22:06 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionRestricted Stock Unit · Derivative | 5,501 | $15.00 | $82,515.00 |
DisclosureSEC source: 0001593968-23-000352 · primary_01.xml · derivative · entry 7 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,501 Underlying: Common Stock · 5,501 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No exercise price for this type of award F3 · derivative.exercise_date: No exercisable date for this type of award F6 · derivative.exercise_date: Vesting dates 2/22/2022, 2/22/2023, 2/22/2024 F5 · derivative.expiration_date: No expiration date for this type of award Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 22:06 UTC | First Foundation Inc. FFWM · Entity 54649 | Tax withholdingCommon Stock | 2,164 | $15.00 | $32,460.00 |
DisclosureSEC source: 0001593968-23-000352 · primary_01.xml · nonDerivative · entry 4 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,804 F1 · security: RSU with Executives Vesting vesting schedule Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 22:06 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 5,501 | $15.00 | $82,515.00 |
DisclosureSEC source: 0001593968-23-000352 · primary_01.xml · nonDerivative · entry 3 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: RSU with Executives Vesting vesting schedule Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:21 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 3,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004422 · rdgdoc.xml · derivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,116 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 3,116 restricted stock units which vested on February 21, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 3,116 restricted stock units which vested on February 21, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:21 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 3,116 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004422 · rdgdoc.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:30 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 2,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004223 · rdgdoc.xml · derivative · entry 3 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,078 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. F3 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 2,078 restricted stock units which vested on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 2,078 restricted stock units which vested on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:30 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionCommon Stock | 2,078 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004223 · rdgdoc.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:40 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 1,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004168 · rdgdoc.xml · derivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 1,599 restricted stock units, which vested on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 1,599 restricted stock units, which vested on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:40 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 1,599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004168 · rdgdoc.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 23:20 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRestricted Stock Unit · Derivative | 34,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000130 · primary_01.xml · derivative · entry 3 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,390 Underlying: Common Stock · 34,390 shares Expires not disclosed F1 · derivative.exercise_price: No exercise price for this type of award F2 · derivative.exercise_date: No exercisable date for this type of award F3 · derivative.exercise_date: Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025 F4 · derivative.expiration_date: No expiration date for this type of award Read SEC document |
| November 29, 2022 Filed Nov 30, 2022 18:30 UTC | First Foundation Inc. FFWM · Entity 54649 | PurchaseCommon Stock | 7,200 | $13.84 | $99,634.32 |
DisclosureSEC source: 0001593968-22-001654 · primary_01.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 1,291,529 Read SEC document |
| February 25, 2022 Filed Feb 25, 2022 23:51 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionRestricted Stock Unit · Derivative | 7,052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-22-000565 · primary_01.xml · derivative · entry 4 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,052 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No exercise price for this type of award F2 · price: No exercise price for this type of award F3 · derivative.exercise_date: No exercisable date for this type of award F4 · derivative.exercise_date: Vesting dates 2/25/2020, 2/25/2021, 2/25/2022 F5 · derivative.expiration_date: No expiration date for this type of award Read SEC document |
| February 25, 2022 Filed Feb 25, 2022 23:51 UTC | First Foundation Inc. FFWM · Entity 54649 | Tax withholdingCommon Stock | 2,774 | $26.55 | $73,649.70 |
DisclosureSEC source: 0001593968-22-000565 · primary_01.xml · nonDerivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,120 F1 · security: RSU with Executives Vesting vesting schedule Read SEC document |
| February 25, 2022 Filed Feb 25, 2022 23:51 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 7,052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-22-000565 · primary_01.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: RSU with Executives Vesting vesting schedule F2 · price: No exercise price for this type of award Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:51 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionRestricted Stock Unit · Derivative | 5,182 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001593968-22-000543 · primary_01.xml · derivative · entry 6 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,365 Underlying: Common Stock · 5,182 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No exercise price for this type of award F2 · price: No exercise price for this type of award F3 · derivative.exercise_date: No exercisable date for this type of award F4 · derivative.exercise_date: Vesting dates 2/23/2022, 2/23/2023 F5 · derivative.expiration_date: No expiration date for this type of award Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:51 UTC | First Foundation Inc. FFWM · Entity 54649 | Tax withholdingCommon Stock | 2,039 | $25.82 | $52,646.98 |
DisclosureSEC source: 0001593968-22-000543 · primary_01.xml · nonDerivative · entry 4 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,842 F1 · security: RSU with Executives Vesting vesting schedule Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:51 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 5,182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-22-000543 · primary_01.xml · nonDerivative · entry 3 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: RSU with Executives Vesting vesting schedule F2 · price: No exercise price for this type of award Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 00:01 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 2,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-004227 · rdgdoc.xml · derivative · entry 3 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,958 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On February 22, 2021, the reporting person was granted 2,958 restricted stock units which vested on February 22, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 22, 2021, the reporting person was granted 2,958 restricted stock units which vested on February 22, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 00:01 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 2,958 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-004227 · rdgdoc.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:51 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionRestricted Stock Unit · Derivative | 5,501 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001593968-22-000543 · primary_01.xml · derivative · entry 8 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,002 Underlying: Common Stock · 5,501 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No exercise price for this type of award F2 · price: No exercise price for this type of award F3 · derivative.exercise_date: No exercisable date for this type of award F6 · derivative.exercise_date: Vesting dates 2/22/2022, 2/22/2023, 2/22/2024 F5 · derivative.expiration_date: No expiration date for this type of award Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:51 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRestricted Stock Unit · Derivative | 16,503 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001593968-22-000543 · primary_01.xml · derivative · entry 7 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,503 Underlying: Common Stock · 16,503 shares Expires not disclosed F2 · derivative.exercise_price: No exercise price for this type of award F2 · price: No exercise price for this type of award F3 · derivative.exercise_date: No exercisable date for this type of award F6 · derivative.exercise_date: Vesting dates 2/22/2022, 2/22/2023, 2/22/2024 F5 · derivative.expiration_date: No expiration date for this type of award Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:51 UTC | First Foundation Inc. FFWM · Entity 54649 | Tax withholdingCommon Stock | 2,164 | $26.36 | $57,043.04 |
DisclosureSEC source: 0001593968-22-000543 · primary_01.xml · nonDerivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,699 F1 · security: RSU with Executives Vesting vesting schedule Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:51 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 5,501 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-22-000543 · primary_01.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: RSU with Executives Vesting vesting schedule F2 · price: No exercise price for this type of award Read SEC document |
| February 21, 2022 Filed Feb 24, 2022 00:01 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | GrantRestricted Stock Units · Derivative | 3,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-004227 · rdgdoc.xml · derivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,116 Underlying: Common Stock · 3,116 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 3,116 restricted stock units which will vest on February 21, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 3,116 restricted stock units which will vest on February 21, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 01:44 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 2,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-004124 · rdgdoc.xml · derivative · entry 3 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,564 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 2,564 restricted stock units, which vested on February 18, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 2,564 restricted stock units, which vested on February 18, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 01:44 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 2,564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-004124 · rdgdoc.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 17, 2022 Filed Feb 17, 2022 23:32 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 2,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-003735 · rdgdoc.xml · derivative · entry 4 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,078 Underlying: Common Stock · 2,078 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. F4 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 2,078 restricted stock units which will vest on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 2,078 restricted stock units which will vest on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 17, 2022 Filed Feb 23, 2022 01:44 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 1,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-004124 · rdgdoc.xml · derivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,599 Underlying: Common Stock · 1,599 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 1,599 restricted stock units, which will vest on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 1,599 restricted stock units, which will vest on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:32 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 2,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-003735 · rdgdoc.xml · derivative · entry 3 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. F3 · derivative.exercise_date: On February 15, 2021, the reporting person was granted 2,442 restricted stock units which vested on February 15, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 15, 2021, the reporting person was granted 2,442 restricted stock units which vested on February 15, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:32 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionCommon Stock | 2,442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-003735 · rdgdoc.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. Read SEC document |
| October 08, 2021 Filed Oct 12, 2021 19:17 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionOption (right to buy) · Derivative | 115,797 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001593968-21-002259 · primary_01.xml · derivative · entry 3 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 115,797 shares Expires 2021-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2021 Filed Oct 12, 2021 19:17 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 115,797 | $7.50 | $868,477.50 |
DisclosureSEC source: 0001593968-21-002259 · primary_01.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 15:55 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionOption (right to buy) · Derivative | 4,203 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001593968-21-002029 · primary_01.xml · derivative · entry 4 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,797 Underlying: Common Stock · 4,203 shares Expires 2021-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 15:55 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 4,203 | $24.43 | $102,670.88 |
DisclosureSEC source: 0001593968-21-002029 · primary_01.xml · nonDerivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,565 Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 15:55 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 4,203 | $7.50 | $31,522.50 |
DisclosureSEC source: 0001593968-21-002029 · primary_01.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price. Read SEC document |
| August 20, 2021 Filed Sep 20, 2021 10:46 UTC | VINEBROOK HOMES TRUST, INC. N/A · Entity 52505 | PurchaseCommon Stock | 2,400.96 | $41.65 | $99,999.98 |
DisclosureSEC source: 0001437749-21-022371 · primary_doc.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Benefit Plan Disclosed balance after: 20,724.679 Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 20:31 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionOption (right to buy) · Derivative | 40,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001593968-21-001956 · primary_01.xml · derivative · entry 4 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 40,000 shares Expires 2021-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 20:31 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 40,000 | $25.05 | $1,002,068.00 |
DisclosureSEC source: 0001593968-21-001956 · primary_01.xml · nonDerivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,565 Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 20:31 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 40,000 | $7.50 | $300,000.00 |
DisclosureSEC source: 0001593968-21-001956 · primary_01.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.