Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACV Auctions Inc.ACVA · Entity 4862 | Director | May 27, 2026 | May 29, 2026 |
| ASSOCIATED BANC-CORPASB · Entity 2747 | Director | September 15, 2026 | September 17, 2026 |
| BrandywineGLOBAL-Global Income Opportunities Fund IncBWG · Entity 8987 | Director | December 22, 2016 | December 22, 2016 |
| Clarion Partners Real Estate Income Fund Inc.N/A · Entity 29238 | Director | December 19, 2023 | December 20, 2023 |
| ClearBridge MLP & Midstream Fund Inc.CEM · Entity 87611 | Director | September 16, 2016 | September 19, 2016 |
| FRANKLIN MANAGED MUNICIPAL INCOME TRUSTPMM · Entity 6073 | Director | April 25, 2025 | April 29, 2025 |
| FRANKLIN MASTER INTERMEDIATE INCOME TRUSTPIM · Entity 6513 | Director | April 25, 2025 | April 29, 2025 |
| FRANKLIN MUNICIPAL OPPORTUNITIES TRUSTPMO · Entity 8843 | Director | April 25, 2025 | April 29, 2025 |
| FRANKLIN PREMIER INCOME TRUSTPPT · Entity 8823 | Director | April 25, 2025 | April 29, 2025 |
| Franklin BSP Lending FundN/A · Entity 54117 | Director | August 07, 2025 | August 13, 2025 |
| Franklin Lexington Private Markets FundN/A · Entity 40571 | Director | August 13, 2024 | August 16, 2024 |
| Franklin Lexington Venture & Growth FundN/A · Entity 182978 | Director | September 04, 2026 | September 14, 2026 |
| LMP CAPITAL & INCOME FUND INC.SCD · Entity 5762 | Director | December 20, 2022 | December 21, 2022 |
| WESTERN ASSET EMERGING MARKETS INCOME FUND INC.EMD · Entity 181796 | Director | February 01, 2013 | October 04, 2016 |
| WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.GDO · Entity 8976 | Director | December 28, 2020 | December 28, 2020 |
| WESTERN ASSET GLOBAL HIGH INCOME FUND INC.EHI · Entity 6422 | Director | September 16, 2016 | September 19, 2016 |
| WESTERN ASSET HIGH INCOME FUND II INC.HIX · Entity 5780 | Director | December 28, 2020 | December 28, 2020 |
| WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI · Entity 6725 | Director | January 09, 2019 | January 10, 2019 |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC.MNP · Entity 11469 | Director | September 16, 2016 | September 19, 2016 |
| Western Asset Diversified Income Fund (WDI)WDI · Entity 5266 | Director | June 24, 2021 | June 29, 2021 |
| Western Asset Investment Grade Opportunity Trust Inc.IGI · Entity 6789 | Director | December 20, 2022 | December 21, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACV Auctions Inc.
Report date May 27, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,368 |
Reported balance
After 2026-05-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-27 · Grant · Acquired 27,500 · Balance 37,368 F1: The company's stock previously referred to as Class A Common Stock is now referred to as Common Stock following changes made to the company's articles of incorporation in 2025. There was no change to any rights related to the stock. F2: Represents a restricted stock unit ("RSU") award. The RSUs will vest on the first anniversary of the grant date, provided that the RSUs shall become fully vested as of the day immediately preceding the next Annual Meeting if such date is sooner than first anniversary of the grant date. Vesting of the RSUs is subject in all cases to the Reporting Person's continuous services through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The company's stock previously referred to as Class A Common Stock is now referred to as Common Stock following changes made to the company's articles of incorporation in 2025. There was no change to any rights related to the stock.
F2: Represents a restricted stock unit ("RSU") award. The RSUs will vest on the first anniversary of the grant date, provided that the RSUs shall become fully vested as of the day immediately preceding the next Annual Meeting if such date is sooner than first anniversary of the grant date. Vesting of the RSUs is subject in all cases to the Reporting Person's continuous services through the applicable vesting date.
ASSOCIATED BANC-CORP
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Direct | 50,499 |
Ending reported balance
After 2026-09-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-15 · Grant · Acquired 345 · Balance 50,463 F1: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Row 2 · 2026-09-15 · Grant · Acquired 36 · Balance 50,499 F2: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). |
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 31,657.621 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 31,657.621 F3: Stock units are 100% vested at the time of the acquisition. F4: Phantom stock units will remain in Insider's nonqualified benefit plan until such plan account balance is distributed pursuant to Insider's distribution election(s) on file. |
Filing footnotes · ownership attribution and instrument terms
F1: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.
F2: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).
F3: Stock units are 100% vested at the time of the acquisition.
F4: Phantom stock units will remain in Insider's nonqualified benefit plan until such plan account balance is distributed pursuant to Insider's distribution election(s) on file.
BrandywineGLOBAL-Global Income Opportunities Fund Inc
Report date December 22, 2016 · Filed December 22, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2016-12-22 transaction · row 1
1 source rowRow 1 · 2016-12-22 · Purchase · Acquired 1,000 · Balance 1,000 F1: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $11.6000 to $11.6022 inclusive. Ms. Kamerick undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $11.6000 to $11.6022 inclusive. Ms. Kamerick undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
Clarion Partners Real Estate Income Fund Inc.
Report date December 19, 2023 · Filed December 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,358.52 |
Reported balance
After 2023-12-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-12-19 · Purchase · Acquired 3,358.52 · Balance 3,358.52 F1: Class S Shares |
Filing footnotes · ownership attribution and instrument terms
F1: Class S Shares
ClearBridge MLP & Midstream Fund Inc.
Report date September 16, 2016 · Filed September 19, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,382 |
Reported balance
After 2016-09-16 transaction · row 1
1 source rowRow 1 · 2016-09-16 · Purchase · Acquired 1,382 · Balance 1,382 |
FRANKLIN MANAGED MUNICIPAL INCOME TRUST
Report date April 25, 2025 · Filed April 29, 2025
Jointly reported with Agdern Robert D, COLMAN CAROL L, GRILLO ANTHONY, Kumar Nisha, Mason Peter Daniel Charles, Sale Hillary A
This filing explicitly reported no securities owned.
FRANKLIN MASTER INTERMEDIATE INCOME TRUST
Report date April 25, 2025 · Filed April 29, 2025
Jointly reported with Agdern Robert D, COLMAN CAROL L, GRILLO ANTHONY, Kumar Nisha, Mason Peter Daniel Charles, Sale Hillary A
This filing explicitly reported no securities owned.
FRANKLIN MUNICIPAL OPPORTUNITIES TRUST
Report date April 25, 2025 · Filed April 29, 2025
Jointly reported with Agdern Robert D, COLMAN CAROL L, GRILLO ANTHONY, Mason Peter Daniel Charles, Kumar Nisha, Sale Hillary A
This filing explicitly reported no securities owned.
FRANKLIN PREMIER INCOME TRUST
Report date April 25, 2025 · Filed April 29, 2025
Jointly reported with Agdern Robert D, COLMAN CAROL L, GRILLO ANTHONY, Mason Peter Daniel Charles, Kumar Nisha, Sale Hillary A
This filing explicitly reported no securities owned.
Franklin BSP Lending Fund
Report date August 07, 2025 · Filed August 13, 2025
This filing explicitly reported no securities owned.
Franklin Lexington Private Markets Fund
Report date August 13, 2024 · Filed August 16, 2024
This filing explicitly reported no securities owned.
Franklin Lexington Venture & Growth Fund
Report date September 04, 2026 · Filed September 14, 2026
This filing explicitly reported no securities owned.
LMP CAPITAL & INCOME FUND INC.
Report date December 20, 2022 · Filed December 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,253 |
Reported balance
After 2022-12-20 transaction · row 1
1 source rowRow 1 · 2022-12-20 · Purchase · Acquired 1,670 · Balance 3,253 |
WESTERN ASSET EMERGING MARKETS INCOME FUND INC.
Report date February 01, 2013 · Filed October 04, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2013-02-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.
Report date December 28, 2020 · Filed December 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 400 |
Reported balance
After 2020-12-28 transaction · row 1
1 source rowRow 1 · 2020-12-28 · Purchase · Acquired 400 · Balance 400 |
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
Report date September 16, 2016 · Filed September 19, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,125 |
Reported balance
After 2016-09-16 transaction · row 1
1 source rowRow 1 · 2016-09-16 · Purchase · Acquired 2,125 · Balance 2,125 |
WESTERN ASSET HIGH INCOME FUND II INC.
Report date December 28, 2020 · Filed December 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,200 |
Reported balance
After 2020-12-28 transaction · row 1
1 source rowRow 1 · 2020-12-28 · Purchase · Acquired 1,200 · Balance 1,200 F1: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $6.83 to $6.84 inclusive. Ms. Kamerick undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $6.83 to $6.84 inclusive. Ms. Kamerick undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
WESTERN ASSET INTERMEDIATE MUNI FUND INC.
Report date January 09, 2019 · Filed January 10, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-01-09 transaction · row 1
1 source rowRow 1 · 2019-01-09 · Sale · Disposed 1,000 · Balance 0 |
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
Report date September 16, 2016 · Filed September 19, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,259 |
Reported balance
After 2016-09-16 transaction · row 1
1 source rowRow 1 · 2016-09-16 · Purchase · Acquired 1,259 · Balance 1,259 F1: The price reported in column 1 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $16.8400 to $16.8900 inclusive. Ms. Kamerick undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 1 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $16.8400 to $16.8900 inclusive. Ms. Kamerick undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
Western Asset Diversified Income Fund (WDI)
Report date June 24, 2021 · Filed June 29, 2021
This filing explicitly reported no securities owned.
Western Asset Investment Grade Opportunity Trust Inc.
Report date December 20, 2022 · Filed December 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,210 |
Reported balance
After 2022-12-20 transaction · row 1
1 source rowRow 1 · 2022-12-20 · Purchase · Acquired 1,210 · Balance 1,210 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2023 Filed Sep 19, 2023 17:49 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 462 | $17.66 | $8,158.92 |
DisclosureSEC source: 0001127602-23-024397 · form4.xml · nonDerivative · entry 2 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,162 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. F3 · balance_after: Balance adjusted to reflect a previous over reporting by 67 shares. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 17:49 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 66 | $17.66 | $1,165.56 |
DisclosureSEC source: 0001127602-23-024397 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,700 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 15:21 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 534 | $17.27 | $9,222.18 |
DisclosureSEC source: 0001127602-23-018930 · form4.xml · nonDerivative · entry 2 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,701 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 15:21 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 67 | $17.27 | $1,157.09 |
DisclosureSEC source: 0001127602-23-018930 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,167 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:47 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-032575 · doc4.xml · derivative · entry 5 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:47 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Exercise / conversionClass B Common Stock · Derivative | 25,000 | $4.50 | $112,500.00 |
DisclosureSEC source: 0001209191-23-032575 · doc4.xml · derivative · entry 4 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:47 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001209191-23-032575 · doc4.xml · derivative · entry 3 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,482 Underlying: Class B Common Stock · 25,000 shares Expires 2030-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options vested or shall vest in twelve (12) equal quarterly installments, with the first vesting having occurred on June 5, 2020, subject to the Reporting Person's continuous service through each such date. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:47 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 25,000 | $17.21 | $430,250.00 |
DisclosureSEC source: 0001209191-23-032575 · doc4.xml · nonDerivative · entry 2 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.11 to $17.34 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:47 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Exercise / conversionClass A Common Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-032575 · doc4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 16:36 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 60 | $19.19 | $1,151.40 |
DisclosureSEC source: 0001127602-23-010517 · form4.xml · nonDerivative · entry 2 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,100 F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 16:36 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 414 | $19.19 | $7,944.66 |
DisclosureSEC source: 0001127602-23-010517 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,040 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 18:39 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 5,000 | $24.00 | $120,000.00 |
DisclosureSEC source: 0001127602-23-004145 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,626 F1 · kind: The reporting person sold shares to satisfy state and federal income tax liabilities due to vesting of restricted stock units. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 19:43 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 5,499 | $22.73 | $124,992.27 |
DisclosureSEC source: 0001127602-23-003054 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,626 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2023 grant. They are payable solely in shares of common stock. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 17:03 UTC | Western Asset Investment Grade Opportunity Trust Inc. IGI · Entity 6789 | PurchaseCommon Stock | 1,210 | $16.51 | $19,972.38 |
DisclosureSEC source: 0000914851-22-000097 · wf-form4_167164216602062.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210 Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 16:49 UTC | LMP CAPITAL & INCOME FUND INC. SCD · Entity 5762 | PurchaseCommon Stock | 1,670 | $12.02 | $20,068.89 |
DisclosureSEC source: 0000914851-22-000095 · wf-form4_167164137973358.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,253 Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 16:43 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 47 | $22.10 | $1,038.70 |
DisclosureSEC source: 0001127602-22-027755 · form4.xml · nonDerivative · entry 2 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,127 F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 16:43 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 355 | $22.10 | $7,845.50 |
DisclosureSEC source: 0001127602-22-027755 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,080 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 17:30 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GiftCommon Stock $0.01 Par Value | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-026590 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,725 F1 · price: Transaction represents a gift of 1,000 shares of Associated Banc-Corp (ASB) Common Stock; therefore, price is not applicable. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 16:52 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 47 | $21.12 | $992.64 |
DisclosureSEC source: 0001127602-22-022627 · form4.xml · nonDerivative · entry 2 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,725 F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 16:52 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 352 | $21.12 | $7,434.24 |
DisclosureSEC source: 0001127602-22-022627 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,678 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 16:58 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 4,000 | $20.35 | $81,407.20 |
DisclosureSEC source: 0001127602-22-022080 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,326 Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 16:39 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 386 | $19.06 | $7,357.16 |
DisclosureSEC source: 0001127602-22-017717 · form4.xml · nonDerivative · entry 2 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,326 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 16:39 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 51 | $19.06 | $972.06 |
DisclosureSEC source: 0001127602-22-017717 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,940 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 18:58 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 314 | $23.12 | $7,259.68 |
DisclosureSEC source: 0001127602-22-009456 · form4.xml · nonDerivative · entry 2 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,889 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 18:58 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 42 | $23.12 | $971.04 |
DisclosureSEC source: 0001127602-22-009456 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,575 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 14:17 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 4,500 | $23.55 | $105,952.50 |
DisclosureSEC source: 0001127602-22-009231 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,533 Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 18:27 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 4,889 | $24.54 | $119,976.06 |
DisclosureSEC source: 0001127602-22-003142 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,033 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2022 grant. They are payable solely in shares of common stock. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 22:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 60 | $22.60 | $1,356.00 |
DisclosureSEC source: 0001127602-21-031138 · form4.xml · nonDerivative · entry 3 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,144 F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 22:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 47 | $22.60 | $1,062.20 |
DisclosureSEC source: 0001127602-21-031138 · form4.xml · nonDerivative · entry 2 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,084 F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 22:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 272 | $22.60 | $6,147.20 |
DisclosureSEC source: 0001127602-21-031138 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,037 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 16:07 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 65 | $20.73 | $1,347.45 |
DisclosureSEC source: 0001127602-21-025439 · form4.xml · nonDerivative · entry 3 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,765 F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 16:07 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 59 | $20.73 | $1,223.07 |
DisclosureSEC source: 0001127602-21-025439 · form4.xml · nonDerivative · entry 2 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,700 F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 16:07 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 286 | $20.73 | $5,928.78 |
DisclosureSEC source: 0001127602-21-025439 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,641 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 15:03 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 600 | $20.64 | $12,381.00 |
DisclosureSEC source: 0001127602-21-024140 · form4.xml · nonDerivative · entry 3 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,355 Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 15:03 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 1,000 | $20.63 | $20,630.00 |
DisclosureSEC source: 0001127602-21-024140 · form4.xml · nonDerivative · entry 2 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,955 Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 15:03 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 2,900 | $20.63 | $59,812.50 |
DisclosureSEC source: 0001127602-21-024140 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,955 Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:38 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 54 | $22.17 | $1,197.18 |
DisclosureSEC source: 0001127602-21-020099 · form4.xml · nonDerivative · entry 3 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,855 F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:38 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 49 | $22.17 | $1,086.33 |
DisclosureSEC source: 0001127602-21-020099 · form4.xml · nonDerivative · entry 2 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,801 F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:38 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 238 | $22.17 | $5,276.46 |
DisclosureSEC source: 0001127602-21-020099 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,752 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:07 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherStock Option (right to buy) · Derivative | 143,482 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001209191-21-023646 · doc4.xml · derivative · entry 2 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,482 Underlying: Class B Common Stock · 143,482 shares Expires 2030-03-04 F1 · derivative.exercise_date: The shares subject to the option vested or shall vest in twelve (12) equal quarterly installments commencing on March 5, 2020, subject to the Reporting Person's continuous service through each such date. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:07 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherStock Option (right to buy) · Derivative | 143,482 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001209191-21-023646 · doc4.xml · derivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 143,482 shares Expires 2030-03-04 F1 · derivative.exercise_date: The shares subject to the option vested or shall vest in twelve (12) equal quarterly installments commencing on March 5, 2020, subject to the Reporting Person's continuous service through each such date. F2 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 16:03 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 52 | $22.92 | $1,191.84 |
DisclosureSEC source: 0001127602-21-010949 · form4.xml · nonDerivative · entry 3 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,514 F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 16:03 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 47 | $22.92 | $1,077.24 |
DisclosureSEC source: 0001127602-21-010949 · form4.xml · nonDerivative · entry 2 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,462 F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 16:03 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 229 | $22.92 | $5,248.68 |
DisclosureSEC source: 0001127602-21-010949 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,415 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:08 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 6,644 | $18.06 | $119,990.64 |
DisclosureSEC source: 0001127602-21-003747 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,186 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2021 grant. They are payable solely in shares of common stock. Read SEC document |
| December 28, 2020 Filed Dec 28, 2020 20:55 UTC | WESTERN ASSET HIGH INCOME FUND II INC. HIX · Entity 5780 | PurchaseCommon Stock | 1,200 | $6.84 | $8,205.96 |
DisclosureSEC source: 0000914851-20-000373 · wf-form4_160918891086769.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $6.83 to $6.84 inclusive. Ms. Kamerick undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| December 28, 2020 Filed Dec 28, 2020 20:12 UTC | WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. GDO · Entity 8976 | PurchaseCommon Stock | 400 | $17.91 | $7,164.72 |
DisclosureSEC source: 0000914851-20-000372 · wf-form4_160918631952271.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 17:48 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 112 | $16.79 | $1,880.48 |
DisclosureSEC source: 0001127602-20-031723 · form4.xml · nonDerivative · entry 3 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,542 F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 17:48 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 261 | $16.79 | $4,382.19 |
DisclosureSEC source: 0001127602-20-031723 · form4.xml · nonDerivative · entry 2 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,430 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 17:48 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 67 | $16.79 | $1,124.93 |
DisclosureSEC source: 0001127602-20-031723 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,169 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.