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person · Reporting owner

Mitts Brian

Disclosed activity across 7 companies

Tapewire entity
36726
SEC CIK
0001514845

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HIGHLAND GLOBAL ALLOCATION FUNDHGLB · Entity 6410PEO, PFO & Assistant TreasurerFebruary 17, 2021February 26, 2021
HIGHLAND OPPORTUNITIES & INCOME FUNDHFRO · Entity 5622PEO, PFO & Assistant TreasurerFebruary 17, 2021February 26, 2021
NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001DirectorJune 10, 2026June 19, 2026
NexPoint Capital, Inc.NONE · Entity 127710PFO & Assistant TreasurerFebruary 17, 2021February 26, 2021
NexPoint Real Estate Finance, Inc.NREF · Entity 5647DirectorApril 02, 2026April 07, 2026
NexPoint Residential Trust, Inc.NXRT · Entity 4824DirectorMay 22, 2026May 28, 2026
VINEBROOK HOMES TRUST, INC.NA · Entity 52505DirectorApril 11, 2026April 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HIGHLAND GLOBAL ALLOCATION FUND

Report date February 17, 2021 · Filed February 26, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan1,262 Reported balance Holding disclosure · report date 2021-02-17 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,262

HIGHLAND OPPORTUNITIES & INCOME FUND

Report date February 17, 2021 · Filed February 26, 2021

This filing explicitly reported no securities owned.

NEXPOINT DIVERSIFIED REAL ESTATE TRUST

Report date June 10, 2026 · Filed June 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect29,046 Reported balance After 2026-06-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-10 · Exercise / conversion · Acquired 4,830 · Balance 29,046

F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares.

Common StockSEC Table I · non-derivativeDirect26,631 Reported balance After 2026-06-10 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-06-10 · Disposition to issuer · Disposed 2,415 · Balance 26,631

F3: Represents the portion of the previously reported restricted share unit grant that vested on June 10, 2026 and settled in cash.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-10 · Exercise / conversion · Disposed 4,830 · Balance 0

F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares.

F3: Represents the portion of the previously reported restricted share unit grant that vested on June 10, 2026 and settled in cash.

F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

NexPoint Capital, Inc.

Report date February 17, 2021 · Filed February 26, 2021

This filing explicitly reported no securities owned.

NexPoint Real Estate Finance, Inc.

Report date April 02, 2026 · Filed April 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect94,914 Ending reported balance After 2026-04-04 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2026-04-03 · Exercise / conversion · Acquired 5,518 · Balance 94,309

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Row 2 · 2026-04-03 · Disposition to issuer · Disposed 2,759 · Balance 91,550

F2: Represents the portion of the previously reported restricted stock unit grant that vested on April 3, 2026 and settled in cash.

Row 3 · 2026-04-04 · Exercise / conversion · Acquired 6,837 · Balance 98,387

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Row 4 · 2026-04-04 · Disposition to issuer · Disposed 1,025 · Balance 97,362

F3: Represents the portion of the previously reported restricted stock unit grant that vested on April 4, 2026 and settled in cash.

Row 5 · 2026-04-04 · Tax withholding · Disposed 2,448 · Balance 94,914

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,154 Reported balance After 2026-04-02 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-04-02 · Grant · Acquired 6,154 · Balance 6,154

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F4: On April 2, 2026, the reporting person was granted 6,154 restricted stock units. The restricted stock units vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-04-03 · Exercise / conversion · Disposed 5,518 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F5: On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,838 Reported balance After 2026-04-04 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-04-04 · Exercise / conversion · Disposed 6,837 · Balance 6,838

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F6: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Common StockSEC Table I · non-derivativeIndirectBy Child.95 Reported balance Holding disclosure · report date 2026-04-02 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 95

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2: Represents the portion of the previously reported restricted stock unit grant that vested on April 3, 2026 and settled in cash.

F3: Represents the portion of the previously reported restricted stock unit grant that vested on April 4, 2026 and settled in cash.

F4: On April 2, 2026, the reporting person was granted 6,154 restricted stock units. The restricted stock units vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F5: On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F6: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

NexPoint Residential Trust, Inc.

Report date May 22, 2026 · Filed May 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect60,289 Ending reported balance After 2026-05-22 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-05-22 · Exercise / conversion · Acquired 3,429 · Balance 62,003

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Row 2 · 2026-05-22 · Disposition to issuer · Disposed 1,714 · Balance 60,289

F2: Represents the portion of the previously reported restricted stock unit grant that vested on May 22, 2026 and settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-22 · Exercise / conversion · Disposed 3,429 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2: Represents the portion of the previously reported restricted stock unit grant that vested on May 22, 2026 and settled in cash.

F3: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

VINEBROOK HOMES TRUST, INC.

Report date April 11, 2026 · Filed April 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect74,179.857 Ending reported balance After 2026-04-11 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-04-11 · Exercise / conversion · Acquired 4,303.875 · Balance 75,910.289

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

Row 2 · 2026-04-11 · Disposition to issuer · Disposed 645.581 · Balance 75,264.708

F2: Represents the portion of previously reported restricted stock unit grant that vested on April 11, 2026 and settled in cash.

Row 3 · 2026-04-11 · Tax withholding · Disposed 1,084.851 · Balance 74,179.857

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect21,519.375 Reported balance After 2026-04-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-04-11 · Exercise / conversion · Disposed 4,303.875 · Balance 21,519.375

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F3: On April 11, 2023, the reporting person was granted 34,431 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F2: Represents the portion of previously reported restricted stock unit grant that vested on April 11, 2026 and settled in cash.

F3: On April 11, 2023, the reporting person was granted 34,431 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 04, 2025 Filed Apr 8, 2025 01:44 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionCommon Stock 9,517 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-011288 · rdgdoc.xml · nonDerivative · entry 3

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,328.01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

Read SEC document
April 03, 2025 Filed Apr 7, 2025 23:05 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantRestricted Shares Units · Derivative 7,813 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-011245 · rdgdoc.xml · derivative · entry 4

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,813

Underlying: Common Shares · 7,813 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 7,813 restricted shares units which will vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 7,813 restricted shares units which will vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2025 Filed Apr 8, 2025 00:33 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 GrantRestricted Stock Units · Derivative 5,518 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-011268 · rdgdoc.xml · derivative · entry 5

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,518

Underlying: Common Stock · 5,518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2025 Filed Apr 8, 2025 01:44 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 3,180.625 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-011288 · rdgdoc.xml · derivative · entry 8

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,264.375

Underlying: Common Stock · 3,180.625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F3 · derivative.exercise_date: On April 3, 2024, the reporting person was granted 25,445 restricted stock units, which vested one-eighth on April 3, 2025 and will vest one-eighth on April 3, 2026, one-eighth on April 3, 2027, and one-eighth on April 3, 2028; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the closing of the initial public offering of the Issuer, the listing of Issuer common stock on a national securities exchange or the final time vesting date of April 3, 2028. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On April 3, 2024, the reporting person was granted 25,445 restricted stock units, which vested one-eighth on April 3, 2025 and will vest one-eighth on April 3, 2026, one-eighth on April 3, 2027, and one-eighth on April 3, 2028; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the closing of the initial public offering of the Issuer, the listing of Issuer common stock on a national securities exchange or the final time vesting date of April 3, 2028. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2025 Filed Apr 8, 2025 01:44 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 GrantRestricted Stock Units · Derivative 2,202 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-011288 · rdgdoc.xml · derivative · entry 7

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,202

Underlying: Common Stock · 2,202 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F2 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which will vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which will vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2025 Filed Apr 8, 2025 01:44 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Tax withholdingCommon Stock 1,234.149 $54.54 $67,310.49
Disclosure

SEC source: 0001437749-25-011288 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,811.01

Read SEC document
April 03, 2025 Filed Apr 8, 2025 01:44 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionCommon Stock 3,180.625 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-011288 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,045.159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:20 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 3,730 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-010471 · rdgdoc.xml · derivative · entry 4

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,190

Underlying: Common Stock · 3,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 18,652 restricted stock units which vested one-fifth on March 28, 2024 and one-fifth on March 28, 2025, and which will vest one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 18,652 restricted stock units which vested one-fifth on March 28, 2024 and one-fifth on March 28, 2025, and which will vest one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:20 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Tax withholdingCommon Stock 1,525 $39.08 $59,597.00
Disclosure

SEC source: 0001437749-25-010471 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,090

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:20 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 3,730 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-010471 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
March 18, 2025 Filed Mar 24, 2025 20:52 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantRestricted Shares Units · Derivative 5,358 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008992 · rdgdoc.xml · derivative · entry 4

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,071

Underlying: Common Shares · 5,358 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F3 · derivative.exercise_date: On March 18, 2024, the reporting person was granted 21,429 restricted shares units. The restricted shares units vested one-fourth on March 18, 2025, and will vest one-fourth on March 18, 2026, one-fourth on March 18, 2027 and one-fourth on March 18, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On March 18, 2024, the reporting person was granted 21,429 restricted shares units. The restricted shares units vested one-fourth on March 18, 2025, and will vest one-fourth on March 18, 2026, one-fourth on March 18, 2027 and one-fourth on March 18, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 18, 2025 Filed Mar 24, 2025 20:52 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Tax withholdingCommon Stock 2,637 $3.90 $10,284.30
Disclosure

SEC source: 0001437749-25-008992 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,582.96

Read SEC document
March 18, 2025 Filed Mar 24, 2025 20:52 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionCommon Stock 5,358 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-008992 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,219.96

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · balance_after: Includes shares received pursuant to elective stock dividends paid on the Company's common shares.

Read SEC document
March 13, 2025 Filed Mar 18, 2025 01:23 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008114 · rdgdoc.xml · derivative · entry 5

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 33,333 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and will vest one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 33,333 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and will vest one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 13, 2025 Filed Mar 18, 2025 01:23 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Tax withholdingCommon Stock 3,114 $16.13 $50,228.82
Disclosure

SEC source: 0001437749-25-008114 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,344

Read SEC document
March 13, 2025 Filed Mar 18, 2025 01:23 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionCommon Stock 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-008114 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 22:39 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 3,540 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008083 · rdgdoc.xml · derivative · entry 4

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,159

Underlying: Common Stock · 3,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 17,699 restricted stock units which vested one-fifth on March 13, 2025, and which will vest one-fifth on March 13, 2026, one-fifth on March 13, 2027, one-fifth on March 13, 2028 and one-fifth on March 13, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 17,699 restricted stock units which vested one-fifth on March 13, 2025, and which will vest one-fifth on March 13, 2026, one-fifth on March 13, 2027, one-fifth on March 13, 2028 and one-fifth on March 13, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 22:39 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Tax withholdingCommon Stock 1,404 $38.69 $54,320.76
Disclosure

SEC source: 0001437749-25-008083 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,885

Read SEC document
March 13, 2025 Filed Mar 17, 2025 22:39 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 3,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-008083 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 22:19 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionRestricted Stock Units · Derivative 5,163 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-005089 · rdgdoc.xml · derivative · entry 8

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F3 · derivative.exercise_date: On February 22, 2021, the reporting person was granted 20,654 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 22, 2021, the reporting person was granted 20,654 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 22:19 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Tax withholdingCommon Stock 2,777 $15.55 $43,182.35
Disclosure

SEC source: 0001437749-25-005089 · rdgdoc.xml · nonDerivative · entry 4

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,125

Read SEC document
February 22, 2025 Filed Feb 25, 2025 22:19 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionCommon Stock 5,163 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-005089 · rdgdoc.xml · nonDerivative · entry 3

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:19 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionRestricted Stock Units · Derivative 5,539 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-005089 · rdgdoc.xml · derivative · entry 7

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,538

Underlying: Common Stock · 5,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 22,155 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024 and one-fourth on February 21, 2025 and will vest one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 22,155 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024 and one-fourth on February 21, 2025 and will vest one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:19 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Tax withholdingCommon Stock 2,998 $15.55 $46,618.90
Disclosure

SEC source: 0001437749-25-005089 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,739

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:19 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionCommon Stock 5,539 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-005089 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:18 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 1,597 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-004887 · rdgdoc.xml · derivative · entry 4

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 7,988 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 7,988 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:18 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Tax withholdingCommon Stock 715 $39.10 $27,956.50
Disclosure

SEC source: 0001437749-25-004887 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,749

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:18 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 1,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-004887 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:50 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 2,216 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-004628 · rdgdoc.xml · derivative · entry 7

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,214

Underlying: Common Stock · 2,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 11,078 restricted stock units which vested one-fifth on February 18, 2022, one-fifth on February 18, 2023, one-fifth on February 18, 2024, and one-fifth on February 18, 2025, and which will vest one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 11,078 restricted stock units which vested one-fifth on February 18, 2022, one-fifth on February 18, 2023, one-fifth on February 18, 2024, and one-fifth on February 18, 2025, and which will vest one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:50 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Tax withholdingCommon Stock 1,076 $39.71 $42,727.96
Disclosure

SEC source: 0001437749-25-004628 · rdgdoc.xml · nonDerivative · entry 4

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,867

Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:50 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 2,216 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-004628 · rdgdoc.xml · nonDerivative · entry 3

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 17, 2025 Filed Feb 20, 2025 02:10 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 3,140 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-004479 · rdgdoc.xml · derivative · entry 6

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,700

Underlying: Common Stock · 3,140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F3 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 25,120 restricted stock units. The restricted stock units vested one-eighth on February 17, 2023, one-eighth on February 17, 2024 and one-eighth on February 17, 2025 and will vest one-eighth on February 17, 2026; the remaining half of the restricted stock units will vest upon the date of the successful completion of an initial public offering of the Issuer. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 25,120 restricted stock units. The restricted stock units vested one-eighth on February 17, 2023, one-eighth on February 17, 2024 and one-eighth on February 17, 2025 and will vest one-eighth on February 17, 2026; the remaining half of the restricted stock units will vest upon the date of the successful completion of an initial public offering of the Issuer. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 17, 2025 Filed Feb 20, 2025 02:10 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Tax withholdingCommon Stock 1,322.187 $55.45 $73,315.27
Disclosure

SEC source: 0001437749-25-004479 · rdgdoc.xml · nonDerivative · entry 4

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,890.08

Read SEC document
February 17, 2025 Filed Feb 20, 2025 02:10 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionCommon Stock 3,140 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-004479 · rdgdoc.xml · nonDerivative · entry 3

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,212.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

Read SEC document
February 17, 2025 Filed Feb 20, 2025 22:50 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 1,989 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-004628 · rdgdoc.xml · derivative · entry 6

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,978

Underlying: Common Stock · 1,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 9,947 restricted stock units, which vested one-fifth on February 17, 2023, one-fifth on February 17, 2024, and one-fifth on February 17, 2025, and which will vest one-fifth on February 17, 2026 and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 9,947 restricted stock units, which vested one-fifth on February 17, 2023, one-fifth on February 17, 2024, and one-fifth on February 17, 2025, and which will vest one-fifth on February 17, 2026 and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 17, 2025 Filed Feb 20, 2025 22:50 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Tax withholdingCommon Stock 958 $40.16 $38,473.28
Disclosure

SEC source: 0001437749-25-004628 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,727

Read SEC document
February 17, 2025 Filed Feb 20, 2025 22:50 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 1,989 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-004628 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 02:10 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 2,393.375 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-004479 · rdgdoc.xml · derivative · entry 5

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,573.5

Underlying: Common Stock · 2,393.375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F2 · derivative.exercise_date: On February 15, 2021, the reporting person was granted 19,147 restricted stock units. The restricted stock units vested one-eighth on February 15, 2022, one-eighth on February 15, 2023, one-eighth on February 15, 2024 and one-eighth on February 15, 2025; the remaining half of the restricted stock units will vest upon the initial public offering of the Issuer. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On February 15, 2021, the reporting person was granted 19,147 restricted stock units. The restricted stock units vested one-eighth on February 15, 2022, one-eighth on February 15, 2023, one-eighth on February 15, 2024 and one-eighth on February 15, 2025; the remaining half of the restricted stock units will vest upon the initial public offering of the Issuer. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 02:10 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Tax withholdingCommon Stock 1,173.659 $55.45 $65,079.39
Disclosure

SEC source: 0001437749-25-004479 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,072.27

Read SEC document
February 15, 2025 Filed Feb 20, 2025 02:10 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionCommon Stock 2,393.375 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-004479 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,245.93

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

Read SEC document
June 28, 2024 Filed Jul 2, 2024 23:55 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 SaleCommon Stock 2,000 $39.40 $78,801.20
Disclosure

SEC source: 0001437749-24-022053 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,696

F1 · balance_after: Total corrects a clerical error where a number was transposed.

Read SEC document
May 11, 2024 Filed May 14, 2024 21:41 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 1,010 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-016725 · rdgdoc.xml · derivative · entry 4

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,010

Underlying: Common Stock · 1,010 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 5,050 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022, one-fifth on May 11, 2023 and one-fifth on May 11, 2024 and will vest one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 5,050 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022, one-fifth on May 11, 2023 and one-fifth on May 11, 2024 and will vest one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 11, 2024 Filed May 14, 2024 21:41 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Tax withholdingCommon Stock 288 $35.88 $10,333.44
Disclosure

SEC source: 0001437749-24-016725 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,669

Read SEC document
May 11, 2024 Filed May 14, 2024 21:41 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 1,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-016725 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
May 11, 2024 Filed May 15, 2024 00:40 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 2,379.25 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-016751 · rdgdoc.xml · derivative · entry 3

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,517

Underlying: Common Stock · 2,379.25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 19,034 restricted stock units. The restricted stock units vested one-eighth on May 11, 2021, one-eight on May 11, 2022, one-eighth on May 11, 2023, and one-eighth on May 11, 2024; the remaining half of the restricted stock units will vest upon the initial public offering of the Issuer. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 19,034 restricted stock units. The restricted stock units vested one-eighth on May 11, 2021, one-eight on May 11, 2022, one-eighth on May 11, 2023, and one-eighth on May 11, 2024; the remaining half of the restricted stock units will vest upon the initial public offering of the Issuer. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 11, 2024 Filed May 15, 2024 00:40 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Tax withholdingCommon Stock 637.837 $57.99 $36,988.17
Disclosure

SEC source: 0001437749-24-016751 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,852.551

Read SEC document
May 11, 2024 Filed May 15, 2024 00:40 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionCommon Stock 2,379.25 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-016751 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,490.388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

Read SEC document
May 08, 2024 Filed May 9, 2024 20:32 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionRestricted Stock Units · Derivative 5,780 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-015703 · rdgdoc.xml · derivative · entry 5

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2 · derivative.exercise_date: On June 24, 2020, the reporting person was granted 23,121 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On June 24, 2020, the reporting person was granted 23,121 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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May 08, 2024 Filed May 9, 2024 20:32 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Tax withholdingCommon Stock 2,265 $13.69 $31,007.85
Disclosure

SEC source: 0001437749-24-015703 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,198

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May 08, 2024 Filed May 9, 2024 20:32 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionCommon Stock 5,780 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-015703 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.