Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HIGHLAND GLOBAL ALLOCATION FUNDHGLB · Entity 6410 | PEO, PFO & Assistant Treasurer | February 17, 2021 | February 26, 2021 |
| HIGHLAND OPPORTUNITIES & INCOME FUNDHFRO · Entity 5622 | PEO, PFO & Assistant Treasurer | February 17, 2021 | February 26, 2021 |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001 | Director | June 10, 2026 | June 19, 2026 |
| NexPoint Capital, Inc.NONE · Entity 127710 | PFO & Assistant Treasurer | February 17, 2021 | February 26, 2021 |
| NexPoint Real Estate Finance, Inc.NREF · Entity 5647 | Director | April 02, 2026 | April 07, 2026 |
| NexPoint Residential Trust, Inc.NXRT · Entity 4824 | Director | May 22, 2026 | May 28, 2026 |
| VINEBROOK HOMES TRUST, INC.NA · Entity 52505 | Director | April 11, 2026 | April 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HIGHLAND GLOBAL ALLOCATION FUND
Report date February 17, 2021 · Filed February 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,262 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,262 |
HIGHLAND OPPORTUNITIES & INCOME FUND
Report date February 17, 2021 · Filed February 26, 2021
This filing explicitly reported no securities owned.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date June 10, 2026 · Filed June 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,046 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Exercise / conversion · Acquired 4,830 · Balance 29,046 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F2: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares. |
| Common StockSEC Table I · non-derivative | Direct | 26,631 |
Reported balance
After 2026-06-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-06-10 · Disposition to issuer · Disposed 2,415 · Balance 26,631 F3: Represents the portion of the previously reported restricted share unit grant that vested on June 10, 2026 and settled in cash. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-10 · Exercise / conversion · Disposed 4,830 · Balance 0 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").
F2: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares.
F3: Represents the portion of the previously reported restricted share unit grant that vested on June 10, 2026 and settled in cash.
F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Capital, Inc.
Report date February 17, 2021 · Filed February 26, 2021
This filing explicitly reported no securities owned.
NexPoint Real Estate Finance, Inc.
Report date April 02, 2026 · Filed April 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 94,914 |
Ending reported balance
After 2026-04-04 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-04-03 · Exercise / conversion · Acquired 5,518 · Balance 94,309 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Row 2 · 2026-04-03 · Disposition to issuer · Disposed 2,759 · Balance 91,550 F2: Represents the portion of the previously reported restricted stock unit grant that vested on April 3, 2026 and settled in cash. Row 3 · 2026-04-04 · Exercise / conversion · Acquired 6,837 · Balance 98,387 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Row 4 · 2026-04-04 · Disposition to issuer · Disposed 1,025 · Balance 97,362 F3: Represents the portion of the previously reported restricted stock unit grant that vested on April 4, 2026 and settled in cash. Row 5 · 2026-04-04 · Tax withholding · Disposed 2,448 · Balance 94,914 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,154 |
Reported balance
After 2026-04-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-04-02 · Grant · Acquired 6,154 · Balance 6,154 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F4: On April 2, 2026, the reporting person was granted 6,154 restricted stock units. The restricted stock units vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-04-03 · Exercise / conversion · Disposed 5,518 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F5: On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,838 |
Reported balance
After 2026-04-04 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-04-04 · Exercise / conversion · Disposed 6,837 · Balance 6,838 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F6: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy Child. | 95 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 95 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F2: Represents the portion of the previously reported restricted stock unit grant that vested on April 3, 2026 and settled in cash.
F3: Represents the portion of the previously reported restricted stock unit grant that vested on April 4, 2026 and settled in cash.
F4: On April 2, 2026, the reporting person was granted 6,154 restricted stock units. The restricted stock units vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F5: On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F6: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Residential Trust, Inc.
Report date May 22, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,289 |
Ending reported balance
After 2026-05-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-22 · Exercise / conversion · Acquired 3,429 · Balance 62,003 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Row 2 · 2026-05-22 · Disposition to issuer · Disposed 1,714 · Balance 60,289 F2: Represents the portion of the previously reported restricted stock unit grant that vested on May 22, 2026 and settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-22 · Exercise / conversion · Disposed 3,429 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.
F2: Represents the portion of the previously reported restricted stock unit grant that vested on May 22, 2026 and settled in cash.
F3: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
VINEBROOK HOMES TRUST, INC.
Report date April 11, 2026 · Filed April 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 74,179.857 |
Ending reported balance
After 2026-04-11 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-04-11 · Exercise / conversion · Acquired 4,303.875 · Balance 75,910.289 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). Row 2 · 2026-04-11 · Disposition to issuer · Disposed 645.581 · Balance 75,264.708 F2: Represents the portion of previously reported restricted stock unit grant that vested on April 11, 2026 and settled in cash. Row 3 · 2026-04-11 · Tax withholding · Disposed 1,084.851 · Balance 74,179.857 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,519.375 |
Reported balance
After 2026-04-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-04-11 · Exercise / conversion · Disposed 4,303.875 · Balance 21,519.375 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F3: On April 11, 2023, the reporting person was granted 34,431 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").
F2: Represents the portion of previously reported restricted stock unit grant that vested on April 11, 2026 and settled in cash.
F3: On April 11, 2023, the reporting person was granted 34,431 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2026 Filed Mar 17, 2026 20:47 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 2,004 | $13.15 | $26,352.60 |
DisclosureSEC source: 0001437749-26-008627 · rdgdoc.xml · nonDerivative · entry 3 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,791 Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:47 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Disposition to issuerCommon Stock | 1,249 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-008627 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,795 F2 · price: Represents the portion of previously reported restricted stock unit grant that vested on March 13, 2026 and settled in cash. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:47 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-008627 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 23:00 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 5,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-005384 · rdgdoc.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,538 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 22,155 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 22,155 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 23:00 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 2,806 | $14.86 | $41,697.16 |
DisclosureSEC source: 0001437749-26-005384 · rdgdoc.xml · nonDerivative · entry 3 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,711 Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 23:00 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Disposition to issuerCommon Stock | 830 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-005384 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,517 F2 · price: Represents the portion of previously reported restricted stock unit grant that vested on February 21, 2026 and settled in cash. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 23:00 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 5,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-005384 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 02:30 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 2,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-004786 · rdgdoc.xml · derivative · entry 6 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 11,078 restricted stock units which vested one-fifth on February 18, 2022, one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025, and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 11,078 restricted stock units which vested one-fifth on February 18, 2022, one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025, and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 02:30 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 1,317 | $29.93 | $39,417.81 |
DisclosureSEC source: 0001437749-26-004786 · rdgdoc.xml · nonDerivative · entry 4 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,246 Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 02:30 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 2,214 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-004786 · rdgdoc.xml · nonDerivative · entry 3 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 17, 2026 Filed Feb 20, 2026 02:30 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 1,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-004786 · rdgdoc.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,989 Underlying: Common Stock · 1,989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 9,947 restricted stock units, which vested one-fifth on February 17, 2023, one-fifth on February 17, 2024, one-fifth on February 17, 2025, one-fifth on February 17, 2026, and which will vest one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 9,947 restricted stock units, which vested one-fifth on February 17, 2023, one-fifth on February 17, 2024, one-fifth on February 17, 2025, one-fifth on February 17, 2026, and which will vest one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 17, 2026 Filed Feb 20, 2026 02:30 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 1,088 | $29.46 | $32,052.48 |
DisclosureSEC source: 0001437749-26-004786 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,349 Read SEC document |
| February 17, 2026 Filed Feb 20, 2026 02:30 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 1,989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-004786 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 22:17 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 15,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-004751 · rdgdoc.xml · derivative · entry 4 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. F3 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 25,120 restricted stock units. The restricted stock units vested one-eighth on February 17, 2023, one-eighth on February 17, 2024, one-eighth on February 17, 2025 and five-eighths on February 17, 2026, which was the final time vesting date. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 25,120 restricted stock units. The restricted stock units vested one-eighth on February 17, 2023, one-eighth on February 17, 2024, one-eighth on February 17, 2025 and five-eighths on February 17, 2026, which was the final time vesting date. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 22:17 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Tax withholdingCommon Stock | 5,278.422 | $54.88 | $289,679.80 |
DisclosureSEC source: 0001437749-26-004751 · rdgdoc.xml · nonDerivative · entry 3 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,303.572 Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 22:17 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Disposition to issuerCommon Stock | 2,355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-004751 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,581.994 F2 · price: Represents the portion of previously reported restricted stock unit grant that vested on February 17, 2026 and settled in cash. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 22:17 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionCommon Stock | 15,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-004751 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,936.994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. Read SEC document |
| December 19, 2025 Filed Dec 22, 2025 23:58 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | SaleCommon Stock | 8,452 | $28.05 | $237,078.60 |
DisclosureSEC source: 0001437749-25-038578 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,448 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.97 to $28.10, inclusive. The reporting person undertakes to provide to NexPoint Residential Trust, Inc., any security holder of NexPoint Residential Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| December 18, 2025 Filed Dec 22, 2025 23:59 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | SaleCommon Stock | 14,449.06 | $4.18 | $60,397.07 |
DisclosureSEC source: 0001437749-25-038579 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 Read SEC document |
| December 18, 2025 Filed Dec 22, 2025 23:59 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | SaleCommon Stock | 11,904 | $14.51 | $172,727.04 |
DisclosureSEC source: 0001437749-25-038580 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) Plan. Disclosed balance after: 0 Read SEC document |
| December 18, 2025 Filed Dec 22, 2025 23:58 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | SaleCommon Stock | 24,295.79 | $28.85 | $700,933.54 |
DisclosureSEC source: 0001437749-25-038578 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) plan Disclosed balance after: 0 Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 21:15 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | SaleCommon Stock | 5,000 | $30.52 | $152,600.00 |
DisclosureSEC source: 0001437749-25-033022 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,900 Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 21:20 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | SaleCommon Stock | 5,000 | $30.92 | $154,600.00 |
DisclosureSEC source: 0001437749-25-027381 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,900 Read SEC document |
| August 15, 2025 Filed Sep 4, 2025 22:58 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | SaleCommon Stock | 5,000 | $30.92 | $154,600.00 |
DisclosureSEC source: 0001437749-25-028417 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,900 Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 22:28 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantRestricted Share Units · Derivative | 4,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-020237 · rdgdoc.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,830 Underlying: Common Shares · 4,830 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F2 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units. The restricted share units will vest on June 10, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units. The restricted share units will vest on June 10, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 22, 2025 Filed May 27, 2025 23:44 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 3,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-018564 · rdgdoc.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,429 Underlying: Common Stock · 3,429 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On May 22, 2025, the reporting person was granted 3,429 restricted stock units, which will vest on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On May 22, 2025, the reporting person was granted 3,429 restricted stock units, which will vest on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 11, 2025 Filed May 14, 2025 01:41 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 1,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-016578 · rdgdoc.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,010 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 5,050 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 5,050 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 11, 2025 Filed May 14, 2025 01:41 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Disposition to issuerCommon Stock | 151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-016578 · rdgdoc.xml · nonDerivative · entry 3 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,523 F2 · price: Represents the portion of the previously reported restricted stock unit grant that vested on May 11, 2025 and settled in cash. Read SEC document |
| May 11, 2025 Filed May 14, 2025 01:41 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 426 | $37.25 | $15,868.50 |
DisclosureSEC source: 0001437749-25-016578 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,674 Read SEC document |
| May 11, 2025 Filed May 14, 2025 01:41 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 1,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-016578 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| May 07, 2025 Filed Aug 19, 2025 21:20 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | SaleCommon Stock | 2,500 | $37.55 | $93,875.00 |
DisclosureSEC source: 0001437749-25-027381 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,900 Read SEC document |
| May 07, 2025 Filed Sep 4, 2025 22:58 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | SaleCommon Stock | 2,500 | $37.55 | $93,875.00 |
DisclosureSEC source: 0001437749-25-028417 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,900 Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 22:38 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | OtherProfits LTIP Units · Derivative | 24,803.55 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-012574 · rdgdoc.xml · derivative · entry 2 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,071.85 Underlying: Common Shares · 24,803.55 shares Expires not disclosed F1 · security: Represents Profits LTIP Units ("LTIP Units") in NexPoint Diversified Real Estate Trust Operating Partnership, L.P., a Delaware limited partnership and NexPoint Diversified Real Estate Trust's (the "Issuer") operating partnership (the "OP"). Each LTIP Unit can ultimately be redeemed by the reporting person for cash or common shares of the Issuer at the option of the Issuer. F1 · derivative.exercise_price: Represents Profits LTIP Units ("LTIP Units") in NexPoint Diversified Real Estate Trust Operating Partnership, L.P., a Delaware limited partnership and NexPoint Diversified Real Estate Trust's (the "Issuer") operating partnership (the "OP"). Each LTIP Unit can ultimately be redeemed by the reporting person for cash or common shares of the Issuer at the option of the Issuer. F2 · kind: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of November 22, 2024, by and among the Issuer, OP, and those certain other parties thereto as replacement for previously granted equity interests in one of the target entities, with the exchange rate being equal to the quotient of $0.36 divided by the volume weighted average price of the shares of Common Stock quoted on the New York Stock Exchange for the ten (10) trading days prior to the closing of the merger of NHT Hospitality, Inc. with and into one of the Issuer's wholly owned subsidiaries which equaled $3.7228. F2 · price: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of November 22, 2024, by and among the Issuer, OP, and those certain other parties thereto as replacement for previously granted equity interests in one of the target entities, with the exchange rate being equal to the quotient of $0.36 divided by the volume weighted average price of the shares of Common Stock quoted on the New York Stock Exchange for the ten (10) trading days prior to the closing of the merger of NHT Hospitality, Inc. with and into one of the Issuer's wholly owned subsidiaries which equaled $3.7228. F3 · derivative.exercise_date: On April 17, 2025, the reporting person was granted 33,071.4 LTIP Units of which 24,803.55 were vested immediately as of the grant date. The remaining LTIP Units will vest on December 13, 2025 and are not subject to expiration. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On April 17, 2025, the reporting person was granted 33,071.4 LTIP Units of which 24,803.55 were vested immediately as of the grant date. The remaining LTIP Units will vest on December 13, 2025 and are not subject to expiration. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.underlying_shares: Subject to adjustment for certain events including stock splits, reverse stock splits, stock dividends and recapitalizations of Issuer. Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 22:38 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | OtherProfits LTIP Units · Derivative | 8,267.85 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-012574 · rdgdoc.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,267.85 Underlying: Common Shares · 8,267.85 shares Expires not disclosed F1 · security: Represents Profits LTIP Units ("LTIP Units") in NexPoint Diversified Real Estate Trust Operating Partnership, L.P., a Delaware limited partnership and NexPoint Diversified Real Estate Trust's (the "Issuer") operating partnership (the "OP"). Each LTIP Unit can ultimately be redeemed by the reporting person for cash or common shares of the Issuer at the option of the Issuer. F1 · derivative.exercise_price: Represents Profits LTIP Units ("LTIP Units") in NexPoint Diversified Real Estate Trust Operating Partnership, L.P., a Delaware limited partnership and NexPoint Diversified Real Estate Trust's (the "Issuer") operating partnership (the "OP"). Each LTIP Unit can ultimately be redeemed by the reporting person for cash or common shares of the Issuer at the option of the Issuer. F2 · kind: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of November 22, 2024, by and among the Issuer, OP, and those certain other parties thereto as replacement for previously granted equity interests in one of the target entities, with the exchange rate being equal to the quotient of $0.36 divided by the volume weighted average price of the shares of Common Stock quoted on the New York Stock Exchange for the ten (10) trading days prior to the closing of the merger of NHT Hospitality, Inc. with and into one of the Issuer's wholly owned subsidiaries which equaled $3.7228. F2 · price: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of November 22, 2024, by and among the Issuer, OP, and those certain other parties thereto as replacement for previously granted equity interests in one of the target entities, with the exchange rate being equal to the quotient of $0.36 divided by the volume weighted average price of the shares of Common Stock quoted on the New York Stock Exchange for the ten (10) trading days prior to the closing of the merger of NHT Hospitality, Inc. with and into one of the Issuer's wholly owned subsidiaries which equaled $3.7228. F3 · derivative.exercise_date: On April 17, 2025, the reporting person was granted 33,071.4 LTIP Units of which 24,803.55 were vested immediately as of the grant date. The remaining LTIP Units will vest on December 13, 2025 and are not subject to expiration. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On April 17, 2025, the reporting person was granted 33,071.4 LTIP Units of which 24,803.55 were vested immediately as of the grant date. The remaining LTIP Units will vest on December 13, 2025 and are not subject to expiration. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.underlying_shares: Subject to adjustment for certain events including stock splits, reverse stock splits, stock dividends and recapitalizations of Issuer. Read SEC document |
| April 17, 2025 Filed Sep 16, 2025 21:03 UTC Amendment | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | OtherProfits LTIP Units · Derivative | 28,936 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-029187 · rdgdoc.xml · derivative · entry 2 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,071.85 Underlying: Common Shares · 28,936 shares Expires not disclosed F1 · security: Represents LTIP Units in NexPoint Diversified Real Estate Trust Operating Partnership, L.P., a Delaware limited partnership and the OP. Each LTIP Unit can ultimately be redeemed by the reporting person for cash or common shares of the Issuer at the option of the Issuer. F1 · derivative.exercise_price: Represents LTIP Units in NexPoint Diversified Real Estate Trust Operating Partnership, L.P., a Delaware limited partnership and the OP. Each LTIP Unit can ultimately be redeemed by the reporting person for cash or common shares of the Issuer at the option of the Issuer. F2 · kind: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of November 22, 2024, by and among the Issuer, OP, and those certain other parties thereto as replacement for previously granted equity interests in one of the target entities, with the exchange rate being equal to the quotient of $0.36 divided by the volume weighted average price of the shares of Common Stock quoted on the New York Stock Exchange for the ten (10) trading days prior to the closing of the merger of NHT Hospitality, Inc. with and into one of the Issuer's wholly owned subsidiaries which equaled $3.7228. F2 · price: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of November 22, 2024, by and among the Issuer, OP, and those certain other parties thereto as replacement for previously granted equity interests in one of the target entities, with the exchange rate being equal to the quotient of $0.36 divided by the volume weighted average price of the shares of Common Stock quoted on the New York Stock Exchange for the ten (10) trading days prior to the closing of the merger of NHT Hospitality, Inc. with and into one of the Issuer's wholly owned subsidiaries which equaled $3.7228. F3 · derivative.exercise_date: On April 17, 2025, the reporting person was granted 33,071.85 LTIP Units of which 28,936 were vested immediately as of the grant date. The remaining LTIP Units will vest on December 13, 2025 and are not subject to expiration. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On April 17, 2025, the reporting person was granted 33,071.85 LTIP Units of which 28,936 were vested immediately as of the grant date. The remaining LTIP Units will vest on December 13, 2025 and are not subject to expiration. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.underlying_shares: Subject to adjustment for certain events including stock splits, reverse stock splits, stock dividends and recapitalizations of Issuer. Read SEC document |
| April 17, 2025 Filed Sep 16, 2025 21:03 UTC Amendment | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | OtherProfits LTIP Units · Derivative | 4,133.85 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-029187 · rdgdoc.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,133.85 Underlying: Common Shares · 4,133.85 shares Expires not disclosed F1 · security: Represents LTIP Units in NexPoint Diversified Real Estate Trust Operating Partnership, L.P., a Delaware limited partnership and the OP. Each LTIP Unit can ultimately be redeemed by the reporting person for cash or common shares of the Issuer at the option of the Issuer. F1 · derivative.exercise_price: Represents LTIP Units in NexPoint Diversified Real Estate Trust Operating Partnership, L.P., a Delaware limited partnership and the OP. Each LTIP Unit can ultimately be redeemed by the reporting person for cash or common shares of the Issuer at the option of the Issuer. F2 · kind: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of November 22, 2024, by and among the Issuer, OP, and those certain other parties thereto as replacement for previously granted equity interests in one of the target entities, with the exchange rate being equal to the quotient of $0.36 divided by the volume weighted average price of the shares of Common Stock quoted on the New York Stock Exchange for the ten (10) trading days prior to the closing of the merger of NHT Hospitality, Inc. with and into one of the Issuer's wholly owned subsidiaries which equaled $3.7228. F2 · price: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of November 22, 2024, by and among the Issuer, OP, and those certain other parties thereto as replacement for previously granted equity interests in one of the target entities, with the exchange rate being equal to the quotient of $0.36 divided by the volume weighted average price of the shares of Common Stock quoted on the New York Stock Exchange for the ten (10) trading days prior to the closing of the merger of NHT Hospitality, Inc. with and into one of the Issuer's wholly owned subsidiaries which equaled $3.7228. F3 · derivative.exercise_date: On April 17, 2025, the reporting person was granted 33,071.85 LTIP Units of which 28,936 were vested immediately as of the grant date. The remaining LTIP Units will vest on December 13, 2025 and are not subject to expiration. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On April 17, 2025, the reporting person was granted 33,071.85 LTIP Units of which 28,936 were vested immediately as of the grant date. The remaining LTIP Units will vest on December 13, 2025 and are not subject to expiration. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.underlying_shares: Subject to adjustment for certain events including stock splits, reverse stock splits, stock dividends and recapitalizations of Issuer. Read SEC document |
| April 11, 2025 Filed Apr 16, 2025 01:22 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 4,303.875 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-012104 · rdgdoc.xml · derivative · entry 3 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,823.25 Underlying: Common Stock · 4,303.875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F2 · derivative.exercise_date: On April 11, 2023, the reporting person was granted 34,431 restricted stock units, which vested one-eighth on April 11, 2024 and one-eighth on April 11, 2025 and will vest one-eighth on April 11, 2026 and one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 11, 2023, the reporting person was granted 34,431 restricted stock units, which vested one-eighth on April 11, 2024 and one-eighth on April 11, 2025 and will vest one-eighth on April 11, 2026 and one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 11, 2025 Filed Apr 16, 2025 01:22 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Tax withholdingCommon Stock | 1,479.651 | $54.54 | $80,700.17 |
DisclosureSEC source: 0001437749-25-012104 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,406.044 Read SEC document |
| April 11, 2025 Filed Apr 16, 2025 01:22 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionCommon Stock | 4,303.875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-012104 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,885.695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 23:05 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Exercise / conversionRestricted Shares Units · Derivative | 7,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011245 · rdgdoc.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,926 Underlying: Common Shares · 7,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F3 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 29,851 restricted shares units. The restricted shares units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025, and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 29,851 restricted shares units. The restricted shares units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025, and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 23:05 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Tax withholdingCommon Stock | 4,290 | $3.45 | $14,800.50 |
DisclosureSEC source: 0001437749-25-011245 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,754.96 Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 23:05 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Exercise / conversionCommon Stock | 7,462 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-011245 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,044.96 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 00:33 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 6,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011268 · rdgdoc.xml · derivative · entry 6 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,675 Underlying: Common Stock · 6,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025 and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025 and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 00:33 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 3,372 | $14.21 | $47,916.12 |
DisclosureSEC source: 0001437749-25-011268 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,809 Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 00:33 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 6,837 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-011268 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 01:44 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 9,573.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011288 · rdgdoc.xml · derivative · entry 10 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,573.5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F5 · derivative.exercise_date: On February 15, 2021, the reporting person was granted 19,147 restricted stock units. The restricted stock units vested one-eighth on February 15, 2022, one-eighth on February 15, 2023, one-eighth on February 15, 2024 and one-eighth on February 15, 2025; the remaining half of the restricted stock units vested upon the Compensation Committee's deeming an initial public offering event of the Issuer occurred on April 4, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F5 · derivative.expiration_date: On February 15, 2021, the reporting person was granted 19,147 restricted stock units. The restricted stock units vested one-eighth on February 15, 2022, one-eighth on February 15, 2023, one-eighth on February 15, 2024 and one-eighth on February 15, 2025; the remaining half of the restricted stock units vested upon the Compensation Committee's deeming an initial public offering event of the Issuer occurred on April 4, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 01:44 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 9,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011288 · rdgdoc.xml · derivative · entry 9 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F4 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 19,034 restricted stock units. The restricted stock units vested one-eighth on May 11, 2021, one-eighth on May 11, 2022, one-eighth on May 11, 2023, and one-eighth on May 11, 2024; the remaining half of the restricted stock units vested upon the Compensation Committee's deeming an initial public offering event of the Issuer occurred on April 4, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 19,034 restricted stock units. The restricted stock units vested one-eighth on May 11, 2021, one-eighth on May 11, 2022, one-eighth on May 11, 2023, and one-eighth on May 11, 2024; the remaining half of the restricted stock units vested upon the Compensation Committee's deeming an initial public offering event of the Issuer occurred on April 4, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 01:44 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Tax withholdingCommon Stock | 4,120.181 | $54.54 | $224,714.67 |
DisclosureSEC source: 0001437749-25-011288 · rdgdoc.xml · nonDerivative · entry 6 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,581.82 Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 01:44 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionCommon Stock | 9,573.5 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-011288 · rdgdoc.xml · nonDerivative · entry 5 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 01:44 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Tax withholdingCommon Stock | 4,199.511 | $54.54 | $229,041.33 |
DisclosureSEC source: 0001437749-25-011288 · rdgdoc.xml · nonDerivative · entry 4 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,128.5 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.