Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BOXABL Inc.FGMC · Entity 4714 | Chief Executive Officer | January 28, 2025 | January 29, 2025 |
| FG Communities Holdings Inc.FGNX · Entity 7310 | Head of Merchant Banking | September 26, 2025 | October 02, 2025 |
| FG Imperii Acquisition Corp.FGII · Entity 5985 | Chief Executive Officer | January 15, 2026 | January 16, 2026 |
| Greenland Energy CoGLND · Entity 7112 | Director | September 28, 2026 | October 01, 2026 |
| KINGSWAY CorpKFS · Entity 5976 | Director | September 17, 2018 | September 17, 2018 |
| OppFi Inc.FGNA · Entity 1051 | Director · Chief Executive Officer · 10% owner | June 30, 2021 | July 02, 2021 |
| Sidus Space Inc.SIDU · Entity 6254 | Director | October 05, 2026 | October 06, 2026 |
| Twin Vee PowerCats, Co.VEEE · Entity 8235 | Director | March 16, 2026 | March 18, 2026 |
| iCoreConnect Inc.FGMC · Entity 79874 | Director · 10% owner | March 01, 2022 | March 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BOXABL Inc.
Report date January 28, 2025 · Filed January 29, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 200,000 |
Reported balance
Holding disclosure · report date 2025-01-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 200,000 |
FG Communities Holdings Inc.
Report date September 26, 2025 · Filed October 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,282 |
Reported balance
After 2025-09-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-09-26 · Grant · Acquired 361 · Balance 25,282 F1: Represents shares purchased under Employee Share Purchase Plan. F2: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares purchased under Employee Share Purchase Plan.
F2: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.
FG Imperii Acquisition Corp.
Report date January 15, 2026 · Filed January 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-01-15 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: At the time of our initial business combination, the Class B ordinary shares will convert into Class A ordinary shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights. The Class B ordinary shares have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: At the time of our initial business combination, the Class B ordinary shares will convert into Class A ordinary shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights. The Class B ordinary shares have no expiration date.
Greenland Energy Co
Report date September 28, 2026 · Filed October 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 460,000 |
Ending reported balance
After 2026-09-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-28 · Other · Disposed 120,000 · Balance 465,000 F1: 120,000 common stock shares of Greenland Energy Company, a Texas corporation (the "Company"), par value $0.0001 per share (the "Common Stock") were transferred for no consideration. Row 2 · 2026-09-28 · Other · Disposed 5,000 · Balance 460,000 F2: 5,000 Common Stock shares of the Company were transferred for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: 120,000 common stock shares of Greenland Energy Company, a Texas corporation (the "Company"), par value $0.0001 per share (the "Common Stock") were transferred for no consideration.
F2: 5,000 Common Stock shares of the Company were transferred for no consideration.
KINGSWAY Corp
Report date September 17, 2018 · Filed September 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 963,273 |
Reported balance
After 2018-09-17 transaction · row 1
1 source rowRow 1 · 2018-09-17 · Purchase · Acquired 190 · Balance 963,273 |
OppFi Inc.
Report date June 30, 2021 · Filed July 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 40,000 |
Reported balance
After 2021-06-30 transaction · row 1
1 source rowRow 1 · 2021-06-30 · Purchase · Acquired 20,000 · Balance 40,000 F1: Represents 20,000 shares of Class A common stock included in 20,000 units purchased by Larry G. Swets, Jr. Each unit comprises one share of Class A common stock and one-half of one warrant. F2: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.40 to $11.50, inclusive. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. |
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectHeld by FG New America Investors LLC. | 462,500 |
Reported balance
Holding disclosure · report date 2021-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 462,500 F3: Represents 462,500 shares of Class A common stock included in the Private Placement Units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-248429), which are held by FG New America Investors LLC (the "Sponsor"). Mr. Swets is a manager of the Sponsor and shares voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. Mr. Swets disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 20,000 shares of Class A common stock included in 20,000 units purchased by Larry G. Swets, Jr. Each unit comprises one share of Class A common stock and one-half of one warrant.
F2: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.40 to $11.50, inclusive. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
F3: Represents 462,500 shares of Class A common stock included in the Private Placement Units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-248429), which are held by FG New America Investors LLC (the "Sponsor"). Mr. Swets is a manager of the Sponsor and shares voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. Mr. Swets disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Sidus Space Inc.
Report date October 05, 2026 · Filed October 06, 2026
This filing explicitly reported no securities owned.
Twin Vee PowerCats, Co.
Report date March 16, 2026 · Filed March 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 250,000 |
Ending reported balance
After 2026-03-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-16 · Purchase · Acquired 50,000 · Balance 200,000 F1: Shares of common stock that were issued in a public best efforts offering by the Issuer pursuant to the Registration Statement on Form S-3 (File No. 333-293911), including the base prospectus therein, which was declared effective by the Commission on March 5, 2026, and a related prospectus supplement, dated March 16, 2026, which shares were issued at a public offering price of $0.38 per share of common stock. The transaction closed on March 17, 2026. Row 2 · 2026-03-18 · Purchase · Acquired 50,000 · Balance 250,000 F2: Open market purchase of shares in accordance with Issuer's trading policies. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock that were issued in a public best efforts offering by the Issuer pursuant to the Registration Statement on Form S-3 (File No. 333-293911), including the base prospectus therein, which was declared effective by the Commission on March 5, 2026, and a related prospectus supplement, dated March 16, 2026, which shares were issued at a public offering price of $0.38 per share of common stock. The transaction closed on March 17, 2026.
F2: Open market purchase of shares in accordance with Issuer's trading policies.
iCoreConnect Inc.
Report date March 01, 2022 · Filed March 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld by FG Merger Investors LLC | 55,000 |
Reported balance
After 2022-03-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-03-01 · Purchase · Acquired 55,000 · Balance 55,000 F1: Consists of 55,000 of the Issuer's Private Placement Units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-262298), purchased by FG Merger Investors LLC for $10.00 per Private Placement Unit. F2: Held by FG Merger Investors LLC (the "Sponsor"). Mr. Swets is one of the managers of the Sponsor who have voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. Mr. Swets disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of 55,000 of the Issuer's Private Placement Units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-262298), purchased by FG Merger Investors LLC for $10.00 per Private Placement Unit.
F2: Held by FG Merger Investors LLC (the "Sponsor"). Mr. Swets is one of the managers of the Sponsor who have voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. Mr. Swets disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FG Group Holdings Inc.
Report date February 29, 2024 · Filed March 01, 2024
Section 16 reporting ended · disclosed 2024-03-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-02-29 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2024-02-29 · Disposition to issuer · Disposed 66,666 · Balance 0 F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F2: Disposed of pursuant to the Merger Agreement in exchange for a number of shares of Parent Common Stock equal to the product of (i) the number of shares of Company Common Stock owned as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-02-29 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2024-02-29 · Disposition to issuer · Disposed 20,833 · Balance 0 F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F3: Restricted Share Units (RSUs) granted as non-employee director compensation pursuant to the FG Group Holdings, Inc. 2017 Omnibus Equity Compensation Plan. Pursuant to the Merger Agreement, each RSU convertible into shares of Company Common Stock (a "Company RSU") that was outstanding immediately prior to the Effective Time, was converted into an RSU to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company RSU as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. Each assumed Company RSU will continue to be governed by the same terms and conditions, including vesting terms, as were applicable to such Company RSU immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement.
F2: Disposed of pursuant to the Merger Agreement in exchange for a number of shares of Parent Common Stock equal to the product of (i) the number of shares of Company Common Stock owned as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.
F3: Restricted Share Units (RSUs) granted as non-employee director compensation pursuant to the FG Group Holdings, Inc. 2017 Omnibus Equity Compensation Plan. Pursuant to the Merger Agreement, each RSU convertible into shares of Company Common Stock (a "Company RSU") that was outstanding immediately prior to the Effective Time, was converted into an RSU to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company RSU as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. Each assumed Company RSU will continue to be governed by the same terms and conditions, including vesting terms, as were applicable to such Company RSU immediately prior to the Effective Time.
Harbor Custom Development, Inc.
Report date November 21, 2023 · Filed December 04, 2023
Section 16 reporting ended · disclosed 2023-12-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, no par valueSEC Table I · non-derivative | Direct | 6,023 |
Reported balance
Holding disclosure · report date 2023-11-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,023 |
Limbach Holdings, Inc.
Report date August 26, 2021 · Filed August 30, 2021
Section 16 reporting ended · disclosed 2021-08-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,000 |
Reported balance
After 2021-08-26 transaction · row 1
1 source rowRow 1 · 2021-08-26 · Exercise / conversion · Acquired 6,401 · Balance 26,000 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,334 |
Reported balance
After 2021-08-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-08-26 · Exercise / conversion · Acquired 1,067 · Balance 5,334 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F2: This award of RSU's was granted on 02/27/2019. The Company accelerated vesting of this RSU Award on August 26, 2021 in connection with the Reporting Person's resignation from the Board. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,200 |
Reported balance
After 2021-08-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-08-26 · Exercise / conversion · Acquired 2,134 · Balance 3,200 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F3: This award of RSU's was granted on 01/01/2020. The Company accelerated vesting of this RSU Award on August 26, 2021 in connection with the Reporting Person's resignation from the Board. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-08-26 · Exercise / conversion · Acquired 3,200 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F4: This award of RSU's was granted on 01/01/2021. The Company accelerated vesting of this RSU Award on August 26, 2021 in connection with the Reporting Person's resignation from the Board. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.
F2: This award of RSU's was granted on 02/27/2019. The Company accelerated vesting of this RSU Award on August 26, 2021 in connection with the Reporting Person's resignation from the Board.
F3: This award of RSU's was granted on 01/01/2020. The Company accelerated vesting of this RSU Award on August 26, 2021 in connection with the Reporting Person's resignation from the Board.
F4: This award of RSU's was granted on 01/01/2021. The Company accelerated vesting of this RSU Award on August 26, 2021 in connection with the Reporting Person's resignation from the Board.
OLENOX INDUSTRIES INC.
Report date April 01, 2020 · Filed April 01, 2020
Section 16 reporting ended · disclosed 2020-04-01. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 02, 2018 Filed Apr 2, 2018 19:22 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Shares | 530 | $3.93 | $2,083.80 |
DisclosureSEC source: 0001072627-18-000033 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,091,968 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| March 15, 2018 Filed Mar 15, 2018 21:44 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 481 | $4.34 | $2,086.82 |
DisclosureSEC source: 0001072627-18-000025 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,091,438 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 17:29 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 427 | $4.87 | $2,081.54 |
DisclosureSEC source: 0001072627-18-000021 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,090,957 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| February 21, 2018 Filed Jul 13, 2018 20:59 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | OtherPublic Warrants (right to buy) · Derivative | 26,667 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001144204-18-038397 · tv498579_4.xml · derivative · entry 1 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,500 Underlying: Common Stock · 13,334 shares Expires 2021-07-20 F1 · derivative.exercise_price: Each Public Warrant is exercisable to purchase one-half of one share of common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities--Warrants included as part of units" in the Issuer's registration statement on Form S-1 (File No. 333-195695). F2 · kind: Represents transfers of Public Warrants pursuant to certain loan and security agreements, dated July 18, 2016, which required 1347 Investors LLC ("1347 Investors") to transfer to the lenders thereunder a number of Public Warrants that 1347 Investors purchased in the open market contemporaneously with the execution of the loan and security agreements on July 18, 2016 for a purchase price of $0.25 per warrant (as reported previously on a Form 4). F3 · ownership.direct: The securities are held directly by 1347 Investors. Larry G. Swets, Jr. is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, Larry G. Swets, Jr. may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 15, 2018 Filed Feb 15, 2018 20:37 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 366 | $5.69 | $2,082.72 |
DisclosureSEC source: 0001072627-18-000017 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,090,530 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 19:51 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 366 | $5.71 | $2,089.86 |
DisclosureSEC source: 0001072627-18-000013 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,090,164 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| January 12, 2018 Filed Jan 12, 2018 22:43 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 394 | $5.29 | $2,084.30 |
DisclosureSEC source: 0001072627-18-000009 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,089,798 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| January 12, 2018 Filed Jan 17, 2018 17:46 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Disposition to issuerClass A Preferred Stock · Derivative | 280,000 | $32.50 Strike: $12.50 | $9,100,000.00 |
DisclosureSEC source: 0001144204-18-002498 · tv483511_form4.xml · derivative · entry 1 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 560,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class A Preferred Stock may be converted (at the holder's election) into 2.00 shares of the Issuer's common stock (as may be adjusted for any stock splits, reverse stock splits or similar transactions), representing a conversion price of $12.50 per share of the Issuer's common stock; provided, that such conversion is in compliance with the Issuer's listing requirements with NASDAQ, if its shares are listed at such time. F3 · price: On January 12, 2018, the Issuer provided 1347 Investors LLC ("1347 Investors") with a written notice to exercise Issuer's option (under the Preferred Stock Repurchase Agreement, dated as of July 14, 2017, between 1347 Investors and the Issuer) pursuant to which the Issuer purchased from 1347 Investors 280,000 shares of Class A Preferred Stock for $9,100,000 (consisting of 130% of the liquidation value on the $25.00 per share price of each Class A Preferred Stock). F2 · derivative.expiration_date: The Issuer would have been required to redeem all outstanding shares of Class A Preferred Stock by July 20, 2022 (the six-year anniversary of the date of issuance). F4 · ownership.direct: The securities are held directly by 1347 Investors. Larry G. Swets, Jr. is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, Larry G. Swets, Jr. may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 01, 2018 Filed Jun 1, 2018 22:53 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionRestricted Stock Units · Derivative | 1,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-032497 · tv495732_form4.xml · derivative · entry 3 SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,134 Underlying: Common Stock · 1,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F3 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date. F3 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date. Read SEC document |
| January 01, 2018 Filed Jun 1, 2018 22:53 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionCommon Stock | 1,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-032497 · tv495732_form4.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 17:05 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 404 | $5.14 | $2,076.03 |
DisclosureSEC source: 0001072627-18-000003 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,089,404 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 16:23 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 408 | $5.12 | $2,087.08 |
DisclosureSEC source: 0001072627-17-000202 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,089,000 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:31 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | GrantCommon Stock | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-17-005897 · swets-form4_121517.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,016 F1 · shares: Represents restricted stock units ("RSUs") granted under the Amended and Restated 2014 Equity Incentive Plan pursuant to the share-matching program. RSUs vest in five annual equal installments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. No RSUs have vested for the reporting person as of the date of this filing. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:01 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | SaleCommon Stock | 500,000 | $12.85 | $6,425,550.00 |
DisclosureSEC source: 0001144204-17-063224 · tv481199_4.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,343,515 F1 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, Larry G. Swets, Jr. may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:18 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 407 | $5.12 | $2,082.94 |
DisclosureSEC source: 0001072627-17-000192 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,088,592 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 18:00 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 382 | $5.49 | $2,095.88 |
DisclosureSEC source: 0001072627-17-000188 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,088,185 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 31, 2017 Filed Oct 31, 2017 20:58 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 376 | $5.53 | $2,078.57 |
DisclosureSEC source: 0001072627-17-000178 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,087,803 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 13, 2017 Filed Oct 13, 2017 20:48 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 346 | $6.03 | $2,086.69 |
DisclosureSEC source: 0001072627-17-000172 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,087,427 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 15:10 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 341 | $6.09 | $2,076.21 |
DisclosureSEC source: 0001072627-17-000167 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,087,081 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 15, 2017 Filed Sep 15, 2017 20:14 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 351 | $5.93 | $2,080.48 |
DisclosureSEC source: 0001072627-17-000152 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,086,740 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 15:30 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 346 | $6.02 | $2,081.40 |
DisclosureSEC source: 0001072627-17-000139 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,086,389 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 19:34 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 351 | $5.95 | $2,087.85 |
DisclosureSEC source: 0001072627-17-000118 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,086,043 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| July 28, 2017 Filed Jul 31, 2017 20:07 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 343 | $6.06 | $2,078.89 |
DisclosureSEC source: 0001072627-17-000109 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,085,692 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| July 14, 2017 Filed Jul 17, 2017 20:51 UTC Amendment | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 342 | $6.09 | $2,084.25 |
DisclosureSEC source: 0001072627-17-000107 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,085,349 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| July 14, 2017 Filed Jul 17, 2017 14:53 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 342 | $6.09 | $2,084.25 |
DisclosureSEC source: 0001072627-17-000105 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,085,349 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| July 14, 2017 Filed Jul 24, 2017 16:03 UTC | Limbach Holdings, Inc. LMBH · Entity 5430 | Disposition to issuerClass A Preferred Stock · Derivative | 120,000 | $34.10 Strike: $12.50 | $4,092,000.00 |
DisclosureSEC source: 0001144204-17-037845 · v471343_form4.xml · derivative · entry 1 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,000 Underlying: Common Stock · 240,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class A Preferred Stock may be converted (at the holder's election) into 2.00 shares of common stock (as may be adjusted for any stock splits, reverse stock splits or similar transactions), representing a conversion price of $12.50 per share of common stock; provided, that such conversion is in compliance with the Issuer's listing requirements with NASDAQ, if its shares are listed at such time. F3 · price: On July 14, 2017, the Issuer entered into an agreement with 1347 Investors LLC ("1347 Investors") pursuant to which (a) the Issuer purchased from 1347 Investors 120,000 shares of Class A Preferred Stock for $4,092,153 (consisting of 130% of the liquidation value of $25.00, plus 130% of accrued but unpaid dividends, less certain transaction fees), (b) for a period of six months, the Issuer will have the right to repurchase all or a portion of the remaining 280,000 shares of Class A Preferred Stock owned by 1347 Investors for a purchase price equal to 130% of the liquidation value per share plus 130% of any and all accrued but unpaid dividends thereon and (c) 1347 Investors will not, with respect to the 509,500 shares of common stock held in escrow pursuant to its current lock-up arrangement that is to expire on July 20, 2017, sell or otherwise transfer such shares during the period from such expiration to October 20, 2017. F2 · derivative.expiration_date: Class A Preferred Stock does not have an expiration date. F4 · ownership.direct: The securities are held directly by 1347 Investors. Larry G. Swets, Jr. is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, Larry G. Swets, Jr. may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 19:12 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 339 | $6.15 | $2,084.75 |
DisclosureSEC source: 0001072627-17-000099 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,085,007 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,385,190 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| June 16, 2017 Filed Jun 16, 2017 17:55 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 338 | $6.16 | $2,083.53 |
DisclosureSEC source: 0001072627-17-000090 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,084,668 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,385,190 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 20:04 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 3,350 | $8.20 | $27,469.67 |
DisclosureSEC source: 0001387131-17-003258 · swets-form4_061317.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,350 Read SEC document |
| May 31, 2017 Filed May 31, 2017 20:59 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 336 | $6.20 | $2,083.20 |
DisclosureSEC source: 0001072627-17-000087 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,084,330 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,385,190 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| May 16, 2017 Filed May 16, 2017 22:08 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 334 | $6.23 | $2,079.52 |
DisclosureSEC source: 0001072627-17-000081 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083,994 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,385,190 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| April 28, 2017 Filed May 1, 2017 15:12 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 384 | $5.44 | $2,088.81 |
DisclosureSEC source: 0001072627-17-000066 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083,660 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,385,190 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| April 17, 2017 Filed Apr 17, 2017 19:57 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 371 | $5.61 | $2,081.27 |
DisclosureSEC source: 0001072627-17-000056 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083,276 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,385,190 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. F3 · balance_after: Includes 2,525 common shares previously not included due to administrative oversight. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 15:45 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 352 | $5.92 | $2,082.43 |
DisclosureSEC source: 0001072627-17-000050 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,080,380 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 15:31 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 366 | $5.69 | $2,083.24 |
DisclosureSEC source: 0001072627-17-000034 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,080,028 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| February 28, 2017 Filed Feb 28, 2017 21:34 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 345 | $6.04 | $2,083.59 |
DisclosureSEC source: 0001072627-17-000019 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,079,662 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:47 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 351 | $5.93 | $2,082.38 |
DisclosureSEC source: 0001072627-17-000015 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,079,317 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| January 31, 2017 Filed Jan 31, 2017 20:53 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 325 | $6.40 | $2,081.04 |
DisclosureSEC source: 0001072627-17-000011 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,078,966 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| January 17, 2017 Filed Jan 17, 2017 18:56 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 324 | $6.44 | $2,087.14 |
DisclosureSEC source: 0001072627-17-000007 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,078,641 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 16:13 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 342 | $6.08 | $2,080.35 |
DisclosureSEC source: 0001072627-17-000003 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,078,317 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 15:31 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 348 | $6.00 | $2,088.00 |
DisclosureSEC source: 0001072627-16-000292 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,077,975 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 20:02 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 350 | $5.95 | $2,082.96 |
DisclosureSEC source: 0001072627-16-000286 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,077,627 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| November 21, 2016 Filed Nov 21, 2016 21:24 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 100 | $5.65 | $565.00 |
DisclosureSEC source: 0001072627-16-000278 · primary_doc.xml · nonDerivative · entry 2 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,077,277 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| November 21, 2016 Filed Nov 21, 2016 21:24 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 4,900 | $5.68 | $27,853.56 |
DisclosureSEC source: 0001072627-16-000278 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,077,177 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 21:53 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 369 | $5.63 | $2,078.91 |
DisclosureSEC source: 0001072627-16-000275 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,072,277 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 28, 2016 Filed Oct 28, 2016 19:52 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 367 | $5.67 | $2,082.21 |
DisclosureSEC source: 0001072627-16-000267 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,071,908 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 14, 2016 Filed Oct 14, 2016 22:05 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 369 | $5.66 | $2,087.99 |
DisclosureSEC source: 0001072627-16-000262 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,071,541 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 30, 2016 Filed Sep 30, 2016 19:07 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 361 | $5.77 | $2,083.37 |
DisclosureSEC source: 0001072627-16-000256 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,071,172 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 14:56 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 370 | $5.62 | $2,079.33 |
DisclosureSEC source: 0001072627-16-000250 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,070,811 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 02, 2016 Filed Dec 15, 2016 14:32 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | OtherPublic Warrants · Derivative | 247,833 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001144204-16-139699 · v455042_form4.xml · derivative · entry 1 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,167 Underlying: Common Stock · 123,916 shares Expires 2021-07-20 F1 · derivative.exercise_price: Each Public Warrant is exercisable to purchase one-half of one share of common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities--Warrants included as part of units" in the Issuer's registration statement on Form S-1 (File No. 333-195695). F2 · kind: Represents transfers of Public Warrants pursuant to certain loan and security agreements, dated July 18, 2016, which required 1347 Investors LLC, a Delaware limited liability company ("1347 Investors"), to transfer to the lenders thereunder, for $0, a specified number of Public Warrants which 1347 Investors purchased contemporaneously with the execution of the loan and security agreements on July 18, 2016 for a purchase price of $0.25 per warrant (as reported previously on a Form 4). F3 · ownership.direct: The securities are held directly by 1347 Investors. Larry G. Swets, Jr. is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, Larry G. Swets, Jr. may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.