person · Reporting owner

SWETS LARRY G JR

Disclosed activity across 13 companies

Tapewire entity: 35234
SEC CIK: 0001409891

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
BOXABL Inc.FGMC · Entity 4714	Chief Executive Officer	January 28, 2025	January 29, 2025
FG Communities Holdings Inc.FGNX · Entity 7310	Head of Merchant Banking	September 26, 2025	October 02, 2025
FG Imperii Acquisition Corp.FGII · Entity 5985	Chief Executive Officer	January 15, 2026	January 16, 2026
Greenland Energy CoGLND · Entity 7112	Director	September 28, 2026	October 01, 2026
KINGSWAY CorpKFS · Entity 5976	Director	September 17, 2018	September 17, 2018
OppFi Inc.FGNA · Entity 1051	Director · Chief Executive Officer · 10% owner	June 30, 2021	July 02, 2021
Sidus Space Inc.SIDU · Entity 6254	Director	October 05, 2026	October 06, 2026
Twin Vee PowerCats, Co.VEEE · Entity 8235	Director	March 16, 2026	March 18, 2026
iCoreConnect Inc.FGMC · Entity 79874	Director · 10% owner	March 01, 2022	March 04, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BOXABL Inc.

Report date January 28, 2025 · Filed January 29, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.0001SEC Table I · non-derivative	Direct	200,000	Reported balance Holding disclosure · report date 2025-01-28 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 200,000

FG Communities Holdings Inc.

Report date September 26, 2025 · Filed October 02, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	25,282	Reported balance After 2025-09-26 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2025-09-26 · Grant · Acquired 361 · Balance 25,282 F1: Represents shares purchased under Employee Share Purchase Plan. F2: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares purchased under Employee Share Purchase Plan.

F2: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.

FG Imperii Acquisition Corp.

Report date January 15, 2026 · Filed January 16, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B ordinary sharesSEC Table II · derivative / convertible security	Direct	Not disclosed	Reported balance Holding disclosure · report date 2026-01-15 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: At the time of our initial business combination, the Class B ordinary shares will convert into Class A ordinary shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights. The Class B ordinary shares have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: At the time of our initial business combination, the Class B ordinary shares will convert into Class A ordinary shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights. The Class B ordinary shares have no expiration date.

Greenland Energy Co

Report date September 28, 2026 · Filed October 01, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	460,000	Ending reported balance After 2026-09-28 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-09-28 · Other · Disposed 120,000 · Balance 465,000 F1: 120,000 common stock shares of Greenland Energy Company, a Texas corporation (the "Company"), par value $0.0001 per share (the "Common Stock") were transferred for no consideration. Row 2 · 2026-09-28 · Other · Disposed 5,000 · Balance 460,000 F2: 5,000 Common Stock shares of the Company were transferred for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: 120,000 common stock shares of Greenland Energy Company, a Texas corporation (the "Company"), par value $0.0001 per share (the "Common Stock") were transferred for no consideration.

F2: 5,000 Common Stock shares of the Company were transferred for no consideration.

KINGSWAY Corp

Report date September 17, 2018 · Filed September 17, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	963,273	Reported balance After 2018-09-17 transaction · row 1 1 source row Row 1 · 2018-09-17 · Purchase · Acquired 190 · Balance 963,273

OppFi Inc.

Report date June 30, 2021 · Filed July 02, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative	Direct	40,000	Reported balance After 2021-06-30 transaction · row 1 1 source row Row 1 · 2021-06-30 · Purchase · Acquired 20,000 · Balance 40,000 F1: Represents 20,000 shares of Class A common stock included in 20,000 units purchased by Larry G. Swets, Jr. Each unit comprises one share of Class A common stock and one-half of one warrant. F2: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.40 to $11.50, inclusive. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative	IndirectHeld by FG New America Investors LLC.	462,500	Reported balance Holding disclosure · report date 2021-06-30 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 462,500 F3: Represents 462,500 shares of Class A common stock included in the Private Placement Units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-248429), which are held by FG New America Investors LLC (the "Sponsor"). Mr. Swets is a manager of the Sponsor and shares voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. Mr. Swets disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 20,000 shares of Class A common stock included in 20,000 units purchased by Larry G. Swets, Jr. Each unit comprises one share of Class A common stock and one-half of one warrant.

F2: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.40 to $11.50, inclusive. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F3: Represents 462,500 shares of Class A common stock included in the Private Placement Units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-248429), which are held by FG New America Investors LLC (the "Sponsor"). Mr. Swets is a manager of the Sponsor and shares voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. Mr. Swets disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Sidus Space Inc.

Report date October 05, 2026 · Filed October 06, 2026

This filing explicitly reported no securities owned.

Twin Vee PowerCats, Co.

Report date March 16, 2026 · Filed March 18, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stockSEC Table I · non-derivative	Direct	250,000	Ending reported balance After 2026-03-18 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-03-16 · Purchase · Acquired 50,000 · Balance 200,000 F1: Shares of common stock that were issued in a public best efforts offering by the Issuer pursuant to the Registration Statement on Form S-3 (File No. 333-293911), including the base prospectus therein, which was declared effective by the Commission on March 5, 2026, and a related prospectus supplement, dated March 16, 2026, which shares were issued at a public offering price of $0.38 per share of common stock. The transaction closed on March 17, 2026. Row 2 · 2026-03-18 · Purchase · Acquired 50,000 · Balance 250,000 F2: Open market purchase of shares in accordance with Issuer's trading policies.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of common stock that were issued in a public best efforts offering by the Issuer pursuant to the Registration Statement on Form S-3 (File No. 333-293911), including the base prospectus therein, which was declared effective by the Commission on March 5, 2026, and a related prospectus supplement, dated March 16, 2026, which shares were issued at a public offering price of $0.38 per share of common stock. The transaction closed on March 17, 2026.

F2: Open market purchase of shares in accordance with Issuer's trading policies.

iCoreConnect Inc.

Report date March 01, 2022 · Filed March 04, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectHeld by FG Merger Investors LLC	55,000	Reported balance After 2022-03-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2022-03-01 · Purchase · Acquired 55,000 · Balance 55,000 F1: Consists of 55,000 of the Issuer's Private Placement Units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-262298), purchased by FG Merger Investors LLC for $10.00 per Private Placement Unit. F2: Held by FG Merger Investors LLC (the "Sponsor"). Mr. Swets is one of the managers of the Sponsor who have voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. Mr. Swets disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of 55,000 of the Issuer's Private Placement Units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-262298), purchased by FG Merger Investors LLC for $10.00 per Private Placement Unit.

F2: Held by FG Merger Investors LLC (the "Sponsor"). Mr. Swets is one of the managers of the Sponsor who have voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. Mr. Swets disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FG Group Holdings Inc.

Report date February 29, 2024 · Filed March 01, 2024

Section 16 reporting ended · disclosed 2024-03-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2024-02-29 transaction · row 1 Sequence does not reconcile; account continuity is unresolved. 1 source row Row 1 · 2024-02-29 · Disposition to issuer · Disposed 66,666 · Balance 0 F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F2: Disposed of pursuant to the Merger Agreement in exchange for a number of shares of Parent Common Stock equal to the product of (i) the number of shares of Company Common Stock owned as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2024-02-29 transaction · row 2 Sequence does not reconcile; account continuity is unresolved. 1 source row Row 2 · 2024-02-29 · Disposition to issuer · Disposed 20,833 · Balance 0 F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F3: Restricted Share Units (RSUs) granted as non-employee director compensation pursuant to the FG Group Holdings, Inc. 2017 Omnibus Equity Compensation Plan. Pursuant to the Merger Agreement, each RSU convertible into shares of Company Common Stock (a "Company RSU") that was outstanding immediately prior to the Effective Time, was converted into an RSU to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company RSU as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. Each assumed Company RSU will continue to be governed by the same terms and conditions, including vesting terms, as were applicable to such Company RSU immediately prior to the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement.

F2: Disposed of pursuant to the Merger Agreement in exchange for a number of shares of Parent Common Stock equal to the product of (i) the number of shares of Company Common Stock owned as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.

F3: Restricted Share Units (RSUs) granted as non-employee director compensation pursuant to the FG Group Holdings, Inc. 2017 Omnibus Equity Compensation Plan. Pursuant to the Merger Agreement, each RSU convertible into shares of Company Common Stock (a "Company RSU") that was outstanding immediately prior to the Effective Time, was converted into an RSU to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company RSU as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. Each assumed Company RSU will continue to be governed by the same terms and conditions, including vesting terms, as were applicable to such Company RSU immediately prior to the Effective Time.

Harbor Custom Development, Inc.

Report date November 21, 2023 · Filed December 04, 2023

Section 16 reporting ended · disclosed 2023-12-04. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, no par valueSEC Table I · non-derivative	Direct	6,023	Reported balance Holding disclosure · report date 2023-11-21 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 6,023

Limbach Holdings, Inc.

Report date August 26, 2021 · Filed August 30, 2021

Section 16 reporting ended · disclosed 2021-08-30. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	26,000	Reported balance After 2021-08-26 transaction · row 1 1 source row Row 1 · 2021-08-26 · Exercise / conversion · Acquired 6,401 · Balance 26,000 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	5,334	Reported balance After 2021-08-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-08-26 · Exercise / conversion · Acquired 1,067 · Balance 5,334 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F2: This award of RSU's was granted on 02/27/2019. The Company accelerated vesting of this RSU Award on August 26, 2021 in connection with the Reporting Person's resignation from the Board.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	3,200	Reported balance After 2021-08-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-08-26 · Exercise / conversion · Acquired 2,134 · Balance 3,200 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F3: This award of RSU's was granted on 01/01/2020. The Company accelerated vesting of this RSU Award on August 26, 2021 in connection with the Reporting Person's resignation from the Board.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2021-08-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-08-26 · Exercise / conversion · Acquired 3,200 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F4: This award of RSU's was granted on 01/01/2021. The Company accelerated vesting of this RSU Award on August 26, 2021 in connection with the Reporting Person's resignation from the Board.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2: This award of RSU's was granted on 02/27/2019. The Company accelerated vesting of this RSU Award on August 26, 2021 in connection with the Reporting Person's resignation from the Board.

F3: This award of RSU's was granted on 01/01/2020. The Company accelerated vesting of this RSU Award on August 26, 2021 in connection with the Reporting Person's resignation from the Board.

F4: This award of RSU's was granted on 01/01/2021. The Company accelerated vesting of this RSU Award on August 26, 2021 in connection with the Reporting Person's resignation from the Board.

OLENOX INDUSTRIES INC.

Report date April 01, 2020 · Filed April 01, 2020

Section 16 reporting ended · disclosed 2020-04-01. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 01, 2021 Filed Jan 5, 2021 21:44 UTC	Limbach Holdings, Inc. LMB · Entity 5430	Exercise / conversionCommon Stock	1,067	$0.00	$0.00	Disclosure SEC source: 0001628280-21-000068 · wf-form4_160988302158958.xml · nonDerivative · entry 2 SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:44 UTC	Limbach Holdings, Inc. LMB · Entity 5430	Exercise / conversionCommon Stock	1,067	$0.00	$0.00	Disclosure SEC source: 0001628280-21-000068 · wf-form4_160988302158958.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 03, 2020 Filed Jan 6, 2021 23:41 UTC	Harbor Custom Development, Inc. HCDI · Entity 107777	GrantRestricted Stock Units · Derivative	5,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001493152-21-000376 · ownership.xml · derivative · entry 2 SWETS LARRY G JR · CIK 0001409891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,450 Underlying: Common Stock, no par value · 5,000 shares Expires 2027-12-03 F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F2 · price: On December 3, 2020, Mr. Swets was granted 5,000 Restricted Stock Units ("RSUs") pursuant to the Company's 2020 Restricted Stock Plan, whereby equal installments of 1,250 RSUs vest on the last day of each calendar quarter, beginning on December 31, 2020. F2 · derivative.exercise_date: On December 3, 2020, Mr. Swets was granted 5,000 Restricted Stock Units ("RSUs") pursuant to the Company's 2020 Restricted Stock Plan, whereby equal installments of 1,250 RSUs vest on the last day of each calendar quarter, beginning on December 31, 2020. Read SEC document
October 24, 2020 Filed Jan 6, 2021 23:41 UTC	Harbor Custom Development, Inc. HCDI · Entity 107777	GrantStock Options · Derivative	20,000	Not disclosed Strike: $4.62	Not disclosed	Disclosure SEC source: 0001493152-21-000376 · ownership.xml · derivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,450 Underlying: Common Stock, no par value · 20,000 shares Expires 2030-10-24 F1 · price: On October 24, 2020, Mr. Swets was granted 20,000 Incentive Stock Options pursuant to the Company's 2018 Equity Incentive Plan, whereby equal installments of 5,000 stock options vest on the last day of each calendar quarter, beginning on December 31, 2020. F1 · derivative.exercise_date: On October 24, 2020, Mr. Swets was granted 20,000 Incentive Stock Options pursuant to the Company's 2018 Equity Incentive Plan, whereby equal installments of 5,000 stock options vest on the last day of each calendar quarter, beginning on December 31, 2020. Read SEC document
October 14, 2020 Filed Oct 16, 2020 20:32 UTC	OppFi Inc. FGNA · Entity 1051	Disposition to issuerClass B Common Stock · Derivative	525,000	$0.00	$0.00	Disclosure SEC source: 0001104659-20-115657 · tm2033169d4_4.xml · derivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By FG New America Investors LLC. Disclosed balance after: 4,693,750 Underlying: Class A Common Stock · 525,000 shares Expires not disclosed F1 · derivative.exercise_price: On October 14, 2020, FG New America Investors LLC (the "Sponsor") forfeited at no cost 525,000 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full. F1 · kind: On October 14, 2020, FG New America Investors LLC (the "Sponsor") forfeited at no cost 525,000 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full. F2 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248429) (the "Registration Statement") and have no expiration date. F2 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248429) (the "Registration Statement") and have no expiration date. F3 · ownership.nature: Held by the Sponsor. Mr. Swets is a manager of the Sponsor and has voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. Mr. Swets disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
October 02, 2020 Filed Oct 2, 2020 20:28 UTC	OppFi Inc. FGNA · Entity 1051	PurchaseClass A Common Stock	462,500	$10.00	$4,625,000.00	Disclosure SEC source: 0001104659-20-111718 · tm2032258-4_4.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by FG New America Investors LLC. Disclosed balance after: 462,500 F1 · kind: Consists of 462,500 of the Issuer's Private Placement Units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-248429), purchased by FG New America Investors LLC for $10.00 per Private Placement Unit. F2 · ownership.nature: Held by FG New America Investors LLC (the "Sponsor"). Mr. Swets is a manager of the Sponsor and shares voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. Mr. Swets disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document
September 25, 2020 Filed Sep 25, 2020 16:43 UTC	Limbach Holdings, Inc. LMB · Entity 5430	SaleCommon Stock, $0.0001 par value	54,655	$7.87	$429,992.75	Disclosure SEC source: 0001628280-20-013918 · wf-form4_160106657040576.xml · nonDerivative · entry 1 1347 Investors LLC · CIK 0001612411 · Director · See Remarks SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. is a manager of 1347 Investors with share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Mr. Swets may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.direct: Mr. Swets serves on the Board of Directors of the Issuer. Mr. Swets holds 16,399 shares of common stock of the Issuer, and Mr. Swets holds 6,401 restricted stock units granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. Read SEC document
September 23, 2020 Filed Sep 24, 2020 16:26 UTC	Limbach Holdings, Inc. LMB · Entity 5430	SaleCommon Stock, $0.0001 par value	115	$8.50	$977.50	Disclosure SEC source: 0001628280-20-013890 · wf-form4_160097919995946.xml · nonDerivative · entry 2 1347 Investors LLC · CIK 0001612411 · Director · See Remarks SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,655 F1 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. is a manager of 1347 Investors with share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Mr. Swets may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.direct: Mr. Swets serves on the Board of Directors of the Issuer. Mr. Swets holds 16,399 shares of common stock of the Issuer, and Mr. Swets holds 6,401 restricted stock units granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. Read SEC document
September 22, 2020 Filed Sep 24, 2020 16:26 UTC	Limbach Holdings, Inc. LMB · Entity 5430	SaleCommon Stock, $0.0001 par value	7,000	$8.72	$61,017.60	Disclosure SEC source: 0001628280-20-013890 · wf-form4_160097919995946.xml · nonDerivative · entry 1 1347 Investors LLC · CIK 0001612411 · Director · See Remarks SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,770 F1 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. is a manager of 1347 Investors with share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Mr. Swets may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.direct: Mr. Swets serves on the Board of Directors of the Issuer. Mr. Swets holds 16,399 shares of common stock of the Issuer, and Mr. Swets holds 6,401 restricted stock units granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. Read SEC document
September 01, 2020 Filed Sep 2, 2020 23:01 UTC	Harbor Custom Development, Inc. HCDI · Entity 107777	PurchaseCommon Stock, no par value	16,666	$6.00	$99,996.00	Disclosure SEC source: 0001493152-20-017174 · ownership.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,450 Read SEC document
March 12, 2020 Filed Mar 24, 2020 20:44 UTC	OLENOX INDUSTRIES INC. SGBX · Entity 8524	PurchaseCommon Stock	25,000	$1.37	$34,127.50	Disclosure SEC source: 0001104659-20-037798 · tm2013674d2_form4.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,157 F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The reporting person undertakes to provide to SG Blocks, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The reporting person undertakes to provide to SG Blocks, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:23 UTC	Limbach Holdings, Inc. LMB · Entity 5430	GrantRestricted Stock Units · Derivative	3,200	$0.00	$0.00	Disclosure SEC source: 0001104659-20-000984 · tm1928451d3_4.xml · derivative · entry 8 SWETS LARRY G JR · CIK 0001409891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,401 Underlying: Common Stock · 3,200 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F6 · derivative.exercise_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date. F6 · derivative.expiration_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date. Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:23 UTC	Limbach Holdings, Inc. LMB · Entity 5430	Exercise / conversionRestricted Stock Units · Derivative	1,066	$0.00	$0.00	Disclosure SEC source: 0001104659-20-000984 · tm1928451d3_4.xml · derivative · entry 7 SWETS LARRY G JR · CIK 0001409891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,201 Underlying: Common Stock · 1,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F5 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date. F5 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date. Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:23 UTC	Limbach Holdings, Inc. LMB · Entity 5430	Exercise / conversionRestricted Stock Units · Derivative	1,067	$0.00	$0.00	Disclosure SEC source: 0001104659-20-000984 · tm1928451d3_4.xml · derivative · entry 6 SWETS LARRY G JR · CIK 0001409891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,267 Underlying: Common Stock · 1,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F4 · derivative.exercise_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date. F4 · derivative.expiration_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date. Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:23 UTC	Limbach Holdings, Inc. LMB · Entity 5430	Exercise / conversionRestricted Stock Units · Derivative	1,068	$0.00	$0.00	Disclosure SEC source: 0001104659-20-000984 · tm1928451d3_4.xml · derivative · entry 5 SWETS LARRY G JR · CIK 0001409891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,334 Underlying: Common Stock · 1,068 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F3 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date. F3 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date. Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:23 UTC	Limbach Holdings, Inc. LMB · Entity 5430	Exercise / conversionCommon Stock	1,066	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-20-000984 · tm1928451d3_4.xml · nonDerivative · entry 3 SWETS LARRY G JR · CIK 0001409891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:23 UTC	Limbach Holdings, Inc. LMB · Entity 5430	Exercise / conversionCommon Stock	1,067	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-20-000984 · tm1928451d3_4.xml · nonDerivative · entry 2 SWETS LARRY G JR · CIK 0001409891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:23 UTC	Limbach Holdings, Inc. LMB · Entity 5430	Exercise / conversionCommon Stock	1,068	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-20-000984 · tm1928451d3_4.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. Read SEC document
November 19, 2019 Filed Nov 20, 2019 17:06 UTC	Limbach Holdings, Inc. LMB · Entity 5430	Other$15 Exercise Price Sponsor Warrant · Derivative	500,000	$0.00 Strike: $15.00	$0.00	Disclosure SEC source: 0001104659-19-065925 · tm1923452d1_4.xml · derivative · entry 2 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500,000 shares Expires 2023-07-20 F5 · derivative.exercise_price: Each $15 Exercise Price Sponsor Warrant is exercisable to purchase one share of common stock at an exercise price of $15.00 per share, subject to adjustment as described under the heading "Description of Securities--$15 Exercise Price Sponsor Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-195695). F4 · kind: Represents a distribution of Common Stock and $15 Exercise Price Sponsor Warrants to certain members of 1347 Investors pursuant to a Distribution and Redemption Agreement, dated September 30, 2019. The distribution was completed on November 19, 2019. F1 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. and D. Kyle Cerminara are each a manager of 1347 Investors and share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Messrs. Swets and Cerminara may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.direct: Messrs. Swets and Cerminara each serve on the Board of Directors of the Issuer. Mr. Swets holds 13,198 shares of common stock of the Issuer, and Messrs. Swets and Cerminara hold 6,402 and 3,200 restricted stock units, respectively, granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F3 · ownership.direct: In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 7,080 shares of common stock for the accounts of individual investors. CWA, in its role as investment advisor for customer accounts, Fundamental Global Investors, LLC, as a 50% owner of CWA, and Mr. Cerminara, as manager of CWA, may each be deemed to beneficially own the number of shares held in CWA's customer accounts. Each of Fundamental Global Investors, LLC and Mr. Cerminara expressly disclaims such beneficial ownership. Read SEC document
November 19, 2019 Filed Nov 20, 2019 17:06 UTC	Limbach Holdings, Inc. LMB · Entity 5430	OtherCommon Stock, $0.0001 par value	1,236,344	$0.00	$0.00	Disclosure SEC source: 0001104659-19-065925 · tm1923452d1_4.xml · nonDerivative · entry 1 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,770 F4 · kind: Represents a distribution of Common Stock and $15 Exercise Price Sponsor Warrants to certain members of 1347 Investors pursuant to a Distribution and Redemption Agreement, dated September 30, 2019. The distribution was completed on November 19, 2019. F1 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. and D. Kyle Cerminara are each a manager of 1347 Investors and share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Messrs. Swets and Cerminara may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.direct: Messrs. Swets and Cerminara each serve on the Board of Directors of the Issuer. Mr. Swets holds 13,198 shares of common stock of the Issuer, and Messrs. Swets and Cerminara hold 6,402 and 3,200 restricted stock units, respectively, granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F3 · ownership.direct: In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 7,080 shares of common stock for the accounts of individual investors. CWA, in its role as investment advisor for customer accounts, Fundamental Global Investors, LLC, as a 50% owner of CWA, and Mr. Cerminara, as manager of CWA, may each be deemed to beneficially own the number of shares held in CWA's customer accounts. Each of Fundamental Global Investors, LLC and Mr. Cerminara expressly disclaims such beneficial ownership. Read SEC document
August 13, 2019 Filed Aug 14, 2019 22:22 UTC	FG Communities Holdings Inc. PIH · Entity 7310	GrantCommon Stock	7,722	$0.00	$0.00	Disclosure SEC source: 0001493152-19-012660 · ownership.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,452 F1 · shares: Represents restricted stock units ("RSUs") granted under the 2018 Equity Incentive Plan as director compensation. RSUs vest in five annual equal installments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. F2 · balance_after: Includes remaining 5,333 RSUs granted on December 15, 2017 under the Amended and Restated 2014 Equity Incentive Plan pursuant to the share-matching program (not including the 1,333 RSUs that have vested to date) and 5,714 RSUs granted on August 22, 2018 under the 2018 Equity Incentive Plan as director compensation (none of which have vested to date). RSUs vest in five annual equal installments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. Read SEC document
June 04, 2019 Filed Jun 6, 2019 15:44 UTC	Limbach Holdings, Inc. LMB · Entity 5430	Other$11.50 Exercise Price Warrants · Derivative	43,667	$0.00 Strike: $11.50	$0.00	Disclosure SEC source: 0001144204-19-030088 · tv523217_form4.xml · derivative · entry 2 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,333 Underlying: Common Stock · 21,833 shares Expires 2021-07-20 F4 · derivative.exercise_price: Each $11.50 Exercise Price Warrant is exercisable to purchase one-half of one share of common stock at an exercise price of $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities--Warrants included as part of units" in the Issuer's registration statement on Form S-1 (File No. 333-195695). F5 · kind: Represents a transfer of $11.50 Exercise Price Warrants pursuant to a Loan and Security Agreement, dated July 18, 2016, between 1347 Investors and American Service Insurance Company, Inc. ("ASIC"). 1347 Investors previously transferred 122,500 of the $11.50 Exercise Price Warrants to ASIC (as reported on a Form 4 filed on July 13, 2018). F1 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. and D. Kyle Cerminara are each a manager of 1347 Investors and share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Messrs. Swets and Cerminara may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.direct: Messrs. Swets and Cerminara each serve on the Board of Directors of the Issuer. Mr. Swets holds 13,198 shares of common stock of the Issuer, and Messrs. Swets and Cerminara hold 6,402 and 3,200 restricted stock units, respectively, granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F3 · ownership.direct: In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 7,080 shares of common stock for the accounts of individual investors. CWA, in its role as investment advisor for customer accounts, Fundamental Global Investors, LLC, as a 50% owner of CWA, and Mr. Cerminara, as manager of CWA, may each be deemed to beneficially own the number of shares held in CWA's customer accounts. Each of Fundamental Global Investors, LLC and Mr. Cerminara expressly disclaims such beneficial ownership. Read SEC document
May 30, 2019 Filed May 30, 2019 20:33 UTC	Limbach Holdings, Inc. LMB · Entity 5430	SaleCommon Stock, $0.0001 par value	200,000	$9.00	$1,800,200.00	Disclosure SEC source: 0001144204-19-029014 · tv522795_4.xml · nonDerivative · entry 1 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,298,114 F1 · price: The price reported represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 and $9.26 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. and D. Kyle Cerminara are each a manager of 1347 Investors and share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Messrs. Swets and Cerminara may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. F3 · ownership.direct: Messrs. Swets and Cerminara each serve on the Board of Directors of the Issuer. Mr. Swets holds 13,198 shares of common stock of the Issuer, and Messrs. Swets and Cerminara hold 6,402 and 3,200 restricted stock units, respectively, granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F4 · ownership.direct: In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 7,580 shares of common stock for the accounts of individual investors. CWA, in its role as investment advisor for customer accounts, Fundamental Global Investors, LLC, as a 50% owner of CWA, and Mr. Cerminara, as manager of CWA, may each be deemed to beneficially own the number of shares held in CWA's customer accounts. Each of Fundamental Global Investors, LLC and Mr. Cerminara expressly disclaims such beneficial ownership. Read SEC document
May 28, 2019 Filed May 28, 2019 18:47 UTC	Limbach Holdings, Inc. LMB · Entity 5430	SaleCommon Stock, $0.0001 par value	194,440	$10.10	$1,963,085.68	Disclosure SEC source: 0001144204-19-028490 · tv522590_form4.xml · nonDerivative · entry 3 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498,114 F3 · price: The price reported represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 and $10.30 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. and D. Kyle Cerminara are each a manager of 1347 Investors and share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Messrs. Swets and Cerminara may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. F5 · ownership.direct: Messrs. Swets and Cerminara each serve on the Board of Directors of the Issuer. Mr. Swets holds 13,198 shares of common stock of the Issuer, and Messrs. Swets and Cerminara hold 6,402 and 3,200 restricted stock units, respectively, granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F6 · ownership.direct: In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 7,580 shares of common stock for the accounts of individual investors. CWA, in its role as investment advisor for customer accounts, Fundamental Global Investors, LLC, as a 50% owner of CWA, and Mr. Cerminara, as manager of CWA, may each be deemed to beneficially own the number of shares held in CWA's customer accounts. Each of Fundamental Global Investors, LLC and Mr. Cerminara expressly disclaims such beneficial ownership. Read SEC document
May 24, 2019 Filed May 28, 2019 18:47 UTC	Limbach Holdings, Inc. LMB · Entity 5430	SaleCommon Stock, $0.0001 par value	34,146	$10.11	$345,065.82	Disclosure SEC source: 0001144204-19-028490 · tv522590_form4.xml · nonDerivative · entry 2 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,692,554 F2 · price: The price reported represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 and $10.25 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. and D. Kyle Cerminara are each a manager of 1347 Investors and share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Messrs. Swets and Cerminara may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. F5 · ownership.direct: Messrs. Swets and Cerminara each serve on the Board of Directors of the Issuer. Mr. Swets holds 13,198 shares of common stock of the Issuer, and Messrs. Swets and Cerminara hold 6,402 and 3,200 restricted stock units, respectively, granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F6 · ownership.direct: In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 7,580 shares of common stock for the accounts of individual investors. CWA, in its role as investment advisor for customer accounts, Fundamental Global Investors, LLC, as a 50% owner of CWA, and Mr. Cerminara, as manager of CWA, may each be deemed to beneficially own the number of shares held in CWA's customer accounts. Each of Fundamental Global Investors, LLC and Mr. Cerminara expressly disclaims such beneficial ownership. Read SEC document
May 23, 2019 Filed May 28, 2019 18:47 UTC	Limbach Holdings, Inc. LMB · Entity 5430	SaleCommon Stock, $0.0001 par value	71,030	$10.02	$712,040.24	Disclosure SEC source: 0001144204-19-028490 · tv522590_form4.xml · nonDerivative · entry 1 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,726,700 F1 · price: The price reported represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.0050 and $10.0597 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. and D. Kyle Cerminara are each a manager of 1347 Investors and share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Messrs. Swets and Cerminara may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. F5 · ownership.direct: Messrs. Swets and Cerminara each serve on the Board of Directors of the Issuer. Mr. Swets holds 13,198 shares of common stock of the Issuer, and Messrs. Swets and Cerminara hold 6,402 and 3,200 restricted stock units, respectively, granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F6 · ownership.direct: In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 7,580 shares of common stock for the accounts of individual investors. CWA, in its role as investment advisor for customer accounts, Fundamental Global Investors, LLC, as a 50% owner of CWA, and Mr. Cerminara, as manager of CWA, may each be deemed to beneficially own the number of shares held in CWA's customer accounts. Each of Fundamental Global Investors, LLC and Mr. Cerminara expressly disclaims such beneficial ownership. Read SEC document
May 22, 2019 Filed May 22, 2019 19:58 UTC	Limbach Holdings, Inc. LMB · Entity 5430	SaleCommon Stock, $0.0001 par value	70,443	$10.47	$737,524.12	Disclosure SEC source: 0001144204-19-027786 · tv522296_4.xml · nonDerivative · entry 3 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,797,730 F3 · price: The price reported represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.20 and $10.75 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. and D. Kyle Cerminara are each a manager of 1347 Investors and share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Messrs. Swets and Cerminara may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. F5 · ownership.direct: Messrs. Swets and Cerminara each serve on the Board of Directors of the Issuer. Mr. Swets holds 13,198 shares of common stock of the Issuer, and Messrs. Swets and Cerminara hold 6,402 and 3,200 restricted stock units, respectively, granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F6 · ownership.direct: In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 7,580 shares of common stock for the accounts of individual investors. CWA, in its role as investment advisor for customer accounts, Fundamental Global Investors, LLC, as a 50% owner of CWA, and Mr. Cerminara, as manager of CWA, may each be deemed to beneficially own the number of shares held in CWA's customer accounts. Each of Fundamental Global Investors, LLC and Mr. Cerminara expressly disclaims such beneficial ownership. Read SEC document
May 21, 2019 Filed May 22, 2019 19:58 UTC	Limbach Holdings, Inc. LMB · Entity 5430	SaleCommon Stock, $0.0001 par value	450,342	$10.62	$4,784,298.31	Disclosure SEC source: 0001144204-19-027786 · tv522296_4.xml · nonDerivative · entry 2 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,868,173 F2 · price: The price reported represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 and $11.175 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. and D. Kyle Cerminara are each a manager of 1347 Investors and share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Messrs. Swets and Cerminara may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. F5 · ownership.direct: Messrs. Swets and Cerminara each serve on the Board of Directors of the Issuer. Mr. Swets holds 13,198 shares of common stock of the Issuer, and Messrs. Swets and Cerminara hold 6,402 and 3,200 restricted stock units, respectively, granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F6 · ownership.direct: In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 7,580 shares of common stock for the accounts of individual investors. CWA, in its role as investment advisor for customer accounts, Fundamental Global Investors, LLC, as a 50% owner of CWA, and Mr. Cerminara, as manager of CWA, may each be deemed to beneficially own the number of shares held in CWA's customer accounts. Each of Fundamental Global Investors, LLC and Mr. Cerminara expressly disclaims such beneficial ownership. Read SEC document
May 20, 2019 Filed May 22, 2019 19:58 UTC	Limbach Holdings, Inc. LMB · Entity 5430	SaleCommon Stock, $0.0001 par value	25,000	$11.11	$277,750.00	Disclosure SEC source: 0001144204-19-027786 · tv522296_4.xml · nonDerivative · entry 1 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,318,515 F1 · price: The price reported represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 and $11.2456 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. and D. Kyle Cerminara are each a manager of 1347 Investors and share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Messrs. Swets and Cerminara may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. F5 · ownership.direct: Messrs. Swets and Cerminara each serve on the Board of Directors of the Issuer. Mr. Swets holds 13,198 shares of common stock of the Issuer, and Messrs. Swets and Cerminara hold 6,402 and 3,200 restricted stock units, respectively, granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F6 · ownership.direct: In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 7,580 shares of common stock for the accounts of individual investors. CWA, in its role as investment advisor for customer accounts, Fundamental Global Investors, LLC, as a 50% owner of CWA, and Mr. Cerminara, as manager of CWA, may each be deemed to beneficially own the number of shares held in CWA's customer accounts. Each of Fundamental Global Investors, LLC and Mr. Cerminara expressly disclaims such beneficial ownership. Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:34 UTC	Limbach Holdings, Inc. LMB · Entity 5430	GrantRestricted Stock Units · Derivative	3,200	$0.00	$0.00	Disclosure SEC source: 0001144204-19-011770 · tv515305_4.xml · derivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,402 Underlying: Common Stock · 3,200 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F2 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date. F2 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date. Read SEC document
January 01, 2019 Filed Jan 3, 2019 22:06 UTC	Limbach Holdings, Inc. LMB · Entity 5430	Exercise / conversionRestricted Stock Units · Derivative	1,066	$0.00	$0.00	Disclosure SEC source: 0001144204-19-000438 · tv510348_form4.xml · derivative · entry 5 SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Stock · 1,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F4 · derivative.exercise_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date. F4 · derivative.expiration_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date. Read SEC document
January 01, 2019 Filed Jan 3, 2019 22:06 UTC	Limbach Holdings, Inc. LMB · Entity 5430	Exercise / conversionRestricted Stock Units · Derivative	1,066	$0.00	$0.00	Disclosure SEC source: 0001144204-19-000438 · tv510348_form4.xml · derivative · entry 4 SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,268 Underlying: Common Stock · 1,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F3 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date. F3 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date. Read SEC document
January 01, 2019 Filed Jan 3, 2019 22:06 UTC	Limbach Holdings, Inc. LMB · Entity 5430	Exercise / conversionCommon Stock	1,066	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-19-000438 · tv510348_form4.xml · nonDerivative · entry 2 SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. Read SEC document
January 01, 2019 Filed Jan 3, 2019 22:06 UTC	Limbach Holdings, Inc. LMB · Entity 5430	Exercise / conversionCommon Stock	1,066	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-19-000438 · tv510348_form4.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. Read SEC document
September 17, 2018 Filed Sep 17, 2018 17:57 UTC	KINGSWAY Corp KFS · Entity 5976	PurchaseCommon Stock	190	$3.06	$580.45	Disclosure SEC source: 0001072627-18-000122 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 963,273 Read SEC document
September 05, 2018 Filed Sep 7, 2018 21:00 UTC	KINGSWAY Corp KFS · Entity 5976	Tax withholdingCommon Stock	102,550	$2.55	$261,502.50	Disclosure SEC source: 0001072627-18-000108 · primary_doc.xml · nonDerivative · entry 2 SWETS LARRY G JR · CIK 0001409891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 963,083 Read SEC document
September 05, 2018 Filed Sep 7, 2018 21:00 UTC	KINGSWAY Corp KFS · Entity 5976	Disposition to issuerCommon Stock	1,032,665	$0.00	$0.00	Disclosure SEC source: 0001072627-18-000108 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065,633 F1 · price: Forfeiture of Shares. Read SEC document
August 30, 2018 Filed Aug 31, 2018 15:45 UTC	KINGSWAY Corp KFS · Entity 5976	PurchaseCommon Stock	780	$2.67	$2,084.47	Disclosure SEC source: 0001072627-18-000106 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,098,298 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:50 UTC	FG Communities Holdings Inc. PIH · Entity 7310	GrantCommon Stock	5,714	$0.00	$0.00	Disclosure SEC source: 0001493152-18-012581 · ownership.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,730 F1 · shares: Represents restricted stock units ("RSUs") granted under the 2018 Equity Incentive Plan as director compensation. RSUs vest in five annual equal installments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. F2 · balance_after: Includes 6,666 RSUs granted on December 15, 2017 under the Amended and Restated 2014 Equity Incentive Plan pursuant to the share-matching program. RSUs vest in five annual equal installments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. No RSUs have vested for the reporting person as of the date of this filing. Read SEC document
August 15, 2018 Filed Aug 15, 2018 20:27 UTC	KINGSWAY Corp KFS · Entity 5976	PurchaseCommon Stock	652	$3.19	$2,081.58	Disclosure SEC source: 0001072627-18-000102 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,097,518 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document
July 31, 2018 Filed Aug 1, 2018 14:49 UTC	KINGSWAY Corp KFS · Entity 5976	PurchaseCommon Stock	722	$2.88	$2,082.90	Disclosure SEC source: 0001072627-18-000090 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,096,866 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document
July 13, 2018 Filed Jul 17, 2018 15:43 UTC	KINGSWAY Corp KFS · Entity 5976	PurchaseCommon Stock	746	$2.79	$2,081.86	Disclosure SEC source: 0001072627-18-000082 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,096,144 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:55 UTC	KINGSWAY Corp KFS · Entity 5976	PurchaseCommon Stock	743	$2.81	$2,084.12	Disclosure SEC source: 0001072627-18-000074 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,095,398 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document
June 18, 2018 Filed Jun 18, 2018 18:48 UTC	KINGSWAY Corp KFS · Entity 5976	PurchaseCommon Stock	645	$3.23	$2,082.83	Disclosure SEC source: 0001072627-18-000070 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,094,655 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document
June 05, 2018 Filed Jul 13, 2018 20:59 UTC	Limbach Holdings, Inc. LMB · Entity 5430	OtherPublic Warrants (right to buy) · Derivative	122,500	$0.00 Strike: $11.50	$0.00	Disclosure SEC source: 0001144204-18-038397 · tv498579_4.xml · derivative · entry 2 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,250 shares Expires 2021-07-20 F1 · derivative.exercise_price: Each Public Warrant is exercisable to purchase one-half of one share of common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities--Warrants included as part of units" in the Issuer's registration statement on Form S-1 (File No. 333-195695). F2 · kind: Represents transfers of Public Warrants pursuant to certain loan and security agreements, dated July 18, 2016, which required 1347 Investors LLC ("1347 Investors") to transfer to the lenders thereunder a number of Public Warrants that 1347 Investors purchased in the open market contemporaneously with the execution of the loan and security agreements on July 18, 2016 for a purchase price of $0.25 per warrant (as reported previously on a Form 4). F3 · ownership.direct: The securities are held directly by 1347 Investors. Larry G. Swets, Jr. is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, Larry G. Swets, Jr. may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. Read SEC document
May 30, 2018 Filed May 30, 2018 19:34 UTC	KINGSWAY Corp KFS · Entity 5976	PurchaseCommon Stock	480	$4.35	$2,088.10	Disclosure SEC source: 0001072627-18-000063 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,094,010 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document
May 15, 2018 Filed May 15, 2018 19:15 UTC	KINGSWAY Corp KFS · Entity 5976	PurchaseCommon Stock	498	$4.18	$2,081.89	Disclosure SEC source: 0001072627-18-000055 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,093,530 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document
April 30, 2018 Filed May 1, 2018 19:26 UTC	KINGSWAY Corp KFS · Entity 5976	PurchaseCommon Stock	522	$3.98	$2,079.23	Disclosure SEC source: 0001072627-18-000044 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,093,032 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document
April 13, 2018 Filed Apr 13, 2018 19:53 UTC	KINGSWAY Corp KFS · Entity 5976	PurchaseCommon Stock	542	$3.84	$2,082.64	Disclosure SEC source: 0001072627-18-000038 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,092,510 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document
April 13, 2018 Filed Sep 21, 2018 22:31 UTC	Limbach Holdings, Inc. LMB · Entity 5430	GrantRestricted Stock Units · Derivative	3,200	$0.00	$0.00	Disclosure SEC source: 0001144204-18-050422 · tv496104_form4.xml · derivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Stock · 3,200 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F2 · derivative.exercise_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date. F2 · derivative.expiration_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.