RESSLER RICHARD S

SEC source: 0001572758-21-000035 · wf-form4_161463174155067.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole Corporate Income Management II, LLC

Disclosed balance after: 0

F1 · price: Disposed of pursuant to merger agreement between the issuer and Griffin Capital Essential Asset REIT, Inc. ("GCEAR") in exchange for 27,840.00 shares of Class E Common Stock of GCEAR having a net asset value of $8.97 per share on the effective date of the merger.

F2 · ownership.nature: The reported shares are owned directly by Cole Corporate Income Management II, LLC. The reporting person serves as Vice President of Cole Corporate Income Management II, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole Corporate Income Management II, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole Corporate Income Management II, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001498542-21-000027 · wf-form4_161470733281072.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 73,656.323

F1 · acquired: On March 1, 2021, CIM Income NAV Management, LLC acquired 12,719.461 shares of the Issuer's Class I common stock, having a net asset value per share of $17.20, as payment for one-half of the monthly advisory fee for the month of January 2021 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018.

F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001498542-21-000020 · wf-form4_161228482443145.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 60,936.862

F1 · acquired: On February 1, 2021, CIM Income NAV Management, LLC acquired 11,454.719 shares of the Issuer's Class I common stock, having a net asset value per share of $17.04, as payment for one-half of the monthly advisory fee for the month of December 2020 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018.

F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001767074-21-000019 · wf-form4_161221435116977.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 348,067.109

F1 · shares: On January 28, 2021, CIM RACR, LLC acquired from the Issuer 156,067.109 shares of the Issuer's Class I common stock.

F2 · balance_after: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001716951-21-000015 · wf-form4_161170374330374.xml · nonDerivative · entry 2

OI3, LLC · CIK 0001798529 · 10% owner

OI3 2019 Trust · CIK 0001798523 · 10% owner

RESSLER RICHARD S · CIK 0000904290 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 126,890

F1 · kind: On November 30, 2020, the Issuer's board of directors declared a $0.52 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2021, payable to holders of record of common stock on December 18, 2020 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, OI3, LLC and Orchard First Source Asset Management, LLC ("OFSAM") (together with its subsidiary) will receive 10,124 and 3,373 shares of common stock, respectively, as of January 29, 2021.

F3 · ownership.nature: These securities are held, or to be acquired pursuant to the Dividend, by OFSAM and its subsidiary and may be deemed to be indirectly owned by OI3, LLC through its direct and indirect interests in OFSAM, indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of these securities, except to the extent of his or its, as applicable, pecuniary interest therein.

SEC source: 0001716951-21-000015 · wf-form4_161170374330374.xml · nonDerivative · entry 1

OI3, LLC · CIK 0001798529 · 10% owner

OI3 2019 Trust · CIK 0001798523 · 10% owner

RESSLER RICHARD S · CIK 0000904290 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,680

F1 · kind: On November 30, 2020, the Issuer's board of directors declared a $0.52 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2021, payable to holders of record of common stock on December 18, 2020 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, OI3, LLC and Orchard First Source Asset Management, LLC ("OFSAM") (together with its subsidiary) will receive 10,124 and 3,373 shares of common stock, respectively, as of January 29, 2021.

F2 · ownership.direct: These securities are held, or to be acquired pursuant to the Dividend, by OI3, LLC, and may be deemed to be indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust.

SEC source: 0001179110-21-000756 · edgar.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 298,472

F1 · shares: CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC, received 96,740 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the fourth fiscal quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001498542-21-000012 · wf-form4_160987504639123.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 49,482.143

F1 · acquired: On January 4, 2021, CIM Income NAV Management, LLC acquired 8,600.663 shares of the Issuer's Class I common stock, having a net asset value per share of $17.13, as payment for one-half of the monthly advisory fee for the month of November 2020 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018.

F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001498547-20-000138 · wf-form4_160874403755913.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole Corporate Income Management III, LLC

Disclosed balance after: 21,960

F3 · price: Cole Corporate Income Management III, LLC acquired 21,960.000 shares of the issuer's common stock pursuant to a merger between the issuer, Cole Office & Industrial REIT (CCIT III), Inc. and Thor III Merger Sub, LLC. On the effective date of the merger, December 21, 2020, the net asset value of the issuer's common stock was $7.31 per share.

F4 · ownership.nature: The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole Corporate Income Management III, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole Corporate Income Management III, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose

SEC source: 0001498547-20-000138 · wf-form4_160874403755913.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 340,256.438

F1 · price: Cole REIT Management V, LLC acquired 340,256.438 shares of the issuer's common stock pursuant to a merger between the issuer, Cole Credit Property Trust V, Inc. and Thor V Merger Sub, LLC. On the effective date of the merger, December 21, 2020, the net asset value of the issuer's common stock was $7.31 per share.

F2 · ownership.nature: The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001214659-20-010391 · marketforms-50584.xml · nonDerivative · entry 5

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 894,645

F6 · kind: Consists of 75,000 shares received by the Reporting Person from a subsidiary of the Trust in exchange for cash of $98.71 per share.

F2 · ownership.nature: The reported securities are owned directly by a subsidiary of a trust formed by Richard S. Ressler for the benefit of his family members for which Mr. Ressler serves as trustee and may be deemed to be indirectly owned by Mr. Ressler.

SEC source: 0001214659-20-010391 · marketforms-50584.xml · nonDerivative · entry 4

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 969,645

F5 · price: Reflects aggregate reporting of multiple open market transactions. The price reflects the weighted average sale price of sales ranging from $98.14 to $98.71. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: The reported securities are owned directly by a subsidiary of a trust formed by Richard S. Ressler for the benefit of his family members for which Mr. Ressler serves as trustee and may be deemed to be indirectly owned by Mr. Ressler.

SEC source: 0001214659-20-010391 · marketforms-50584.xml · nonDerivative · entry 3

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,010,527

F4 · price: Reflects aggregate reporting of multiple open market transactions. The price reflects the weighted average sale price of sales ranging from $97.14 to $98.13 The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: The reported securities are owned directly by a subsidiary of a trust formed by Richard S. Ressler for the benefit of his family members for which Mr. Ressler serves as trustee and may be deemed to be indirectly owned by Mr. Ressler.

SEC source: 0001214659-20-010391 · marketforms-50584.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,142,963

F3 · price: Reflects aggregate reporting of multiple open market transactions. The price reflects the weighted average sale price of sales ranging from $96.14 to $97.13. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: The reported securities are owned directly by a subsidiary of a trust formed by Richard S. Ressler for the benefit of his family members for which Mr. Ressler serves as trustee and may be deemed to be indirectly owned by Mr. Ressler.

SEC source: 0001214659-20-010391 · marketforms-50584.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,164,175

F1 · price: Reflects aggregate reporting of multiple open market transactions. The price reflects the weighted average sale price of sales ranging from $95.08 to $96.06. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: The reported securities are owned directly by a subsidiary of a trust formed by Richard S. Ressler for the benefit of his family members for which Mr. Ressler serves as trustee and may be deemed to be indirectly owned by Mr. Ressler.

SEC source: 0001214659-21-001589 · marketforms-50932.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,292

SEC source: 0001498542-20-000136 · wf-form4_160701798890896.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 40,881.48

F1 · acquired: On December 1, 2020, CIM Income NAV Management, LLC acquired 13,729.463 shares of the Issuer's Class I common stock, having a net asset value per share of $17.11, as payment for one-half of the monthly advisory fee for the month of October 2020 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018.

F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001487918-20-000094 · wf-form4_160556560662014.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,073

F2 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.10 to $5.36, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

SEC source: 0001487918-20-000094 · wf-form4_160556560662014.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,255

F1 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.01 to $5.11, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

SEC source: 0001179110-20-011044 · edgar.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 201,732

F1 · shares: CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC, received 95,214 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the third fiscal quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001498542-20-000119 · wf-form4_160451037291208.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 27,152.017

F1 · acquired: On November 2, 2020, CIM Income NAV Management, LLC acquired 13,348.997 shares of the Issuer's Class I common stock, having a net asset value per share of $17.13, as payment for one-half of the monthly advisory fee for the month of September 2020 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018.

F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001716951-20-000078 · wf-form4_160322877063692.xml · nonDerivative · entry 2

OI3, LLC · CIK 0001798529 · 10% owner

OI3 2019 Trust · CIK 0001798523 · 10% owner

RESSLER RICHARD S · CIK 0000904290 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 123,517

F1 · kind: On May 26, 2020, the Issuer's board of directors declared a $0.52 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2020, payable to holders of record of common stock on September 15, 2020 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 10% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 90%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, OI3, LLC and Orchard First Source Asset Management, LLC ("OFSAM") (together with its subsidiary) will receive 16,388 and 5,462 shares of common stock, respectively, as of October 30, 2020.

F3 · ownership.nature: These securities are held, or to be acquired pursuant to the Dividend, by OFSAM and its subsidiary and may be deemed to be indirectly owned by OI3, LLC through its interests in OFSAM, indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of all securities reported on this form, except to the extent of his or its, as applicable, pecuniary interest therein.

SEC source: 0001716951-20-000078 · wf-form4_160322877063692.xml · nonDerivative · entry 1

OI3, LLC · CIK 0001798529 · 10% owner

OI3 2019 Trust · CIK 0001798523 · 10% owner

RESSLER RICHARD S · CIK 0000904290 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,556

F1 · kind: On May 26, 2020, the Issuer's board of directors declared a $0.52 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2020, payable to holders of record of common stock on September 15, 2020 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 10% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 90%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, OI3, LLC and Orchard First Source Asset Management, LLC ("OFSAM") (together with its subsidiary) will receive 16,388 and 5,462 shares of common stock, respectively, as of October 30, 2020.

F2 · ownership.direct: These securities are held, or to be acquired pursuant to the Dividend, by OI3, LLC, and may be deemed to be indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of all securities reported on this form, except to the extent of his or its, as applicable, pecuniary interest therein.

SEC source: 0001498542-20-000102 · wf-form4_160191803775768.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 13,794.98

F1 · acquired: On October 1, 2020, CIM Income NAV Management, LLC acquired 13,794.98 shares of the Issuer's Class I common stock, having a net asset value per share of $17.17, as payment for one-half of the monthly advisory fee for the month of August 2020 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018.

F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001498542-20-000106 · wf-form4a_160260622339421.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 13,803.02

F1 · shares: The reporting person is amending the Form 4 originally filed to report this acquisition of the Issuer's Class I common stock for the purpose of correcting the number of shares of Class I common stock acquired and the net asset value per share.

F1 · price: The reporting person is amending the Form 4 originally filed to report this acquisition of the Issuer's Class I common stock for the purpose of correcting the number of shares of Class I common stock acquired and the net asset value per share.

F2 · acquired: On October 1, 2020, CIM Income NAV Management, LLC acquired 13,803.02 shares of the Issuer's Class I common stock, having a net asset value per share of $17.16, as payment for one-half of the monthly advisory fee for the month of August 2020 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018.

F1 · balance_after: The reporting person is amending the Form 4 originally filed to report this acquisition of the Issuer's Class I common stock for the purpose of correcting the number of shares of Class I common stock acquired and the net asset value per share.

F3 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001716951-20-000046 · wf-form4_159537196570954.xml · nonDerivative · entry 2

OI3, LLC · CIK 0001798529 · 10% owner

OI3 2019 Trust · CIK 0001798523 · 10% owner

RESSLER RICHARD S · CIK 0000904290 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 118,055

F1 · kind: On May 26, 2020, the Issuer's board of directors declared a $0.52 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2020, payable to holders of record of common stock on June 16, 2020 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 10% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 90%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, OI3, LLC and Orchard First Source Asset Management, LLC ("OFSAM") (together with its subsidiary) will receive 16,668 and 5,555 shares of common stock, respectively, as of July 31, 2020.

F3 · ownership.nature: These securities are held, or to be acquired pursuant to the Dividend, by OFSAM and its subsidiary and may be deemed to be indirectly owned by OI3, LLC through its interests in OFSAM, indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of all securities reported on this form, except to the extent of his or its, as applicable, pecuniary interest therein.

SEC source: 0001716951-20-000046 · wf-form4_159537196570954.xml · nonDerivative · entry 1

OI3, LLC · CIK 0001798529 · 10% owner

OI3 2019 Trust · CIK 0001798523 · 10% owner

RESSLER RICHARD S · CIK 0000904290 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,168

F1 · kind: On May 26, 2020, the Issuer's board of directors declared a $0.52 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2020, payable to holders of record of common stock on June 16, 2020 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 10% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 90%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, OI3, LLC and Orchard First Source Asset Management, LLC ("OFSAM") (together with its subsidiary) will receive 16,668 and 5,555 shares of common stock, respectively, as of July 31, 2020.

F2 · ownership.direct: These securities are held, or to be acquired pursuant to the Dividend, by OI3, LLC, and may be deemed to be indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment manager of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of all securities reported on this form, except to the extent of his or its, as applicable, pecuniary interest therein.

SEC source: 0001179110-20-008160 · edgar.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 106,518

F1 · shares: CIM Service Provider ("CIM Service Provider"), a wholly owned subsidiary of CIM Group, LLC, received 11,273 shares of Series A Preferred Stock from the Issuer as payment for the fee owed by the Issuer to CIM Service Provider in respect of the first fiscal quarter of 2020 pursuant to the master services agreement between CIM Service Provider and the Issuer. CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC, received 95,245 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the second fiscal quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: CIM Group, LLC is the sole equity member of CIM Service Provider and CIM Capital, respectively. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Service Provider and CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the sole equity member of CIM Service Provider and CIM Capital, respectively. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Service Provider and CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001214659-20-004232 · marketforms-48727.xml · derivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,531

Underlying: Common Stock · 2,531 shares

Expires not disclosed

F1 · kind: Restricted Stock Unit awarded under the Issuer's 2015 Stock Plan.

F2 · derivative.expiration_date: There are no expiration dates on RSUs.

SEC source: 0001767074-20-000110 · wf-form4_158879991332158.xml · nonDerivative · entry 4

RESSLER RICHARD S · CIK 0000904290 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,000

F1 · shares: 1. On May 4, 2020, CIM RACR, LLC acquired from the Issuer 188,000 shares of the Issuer's Class I common stock, 4,000 shares of the Issuer's Class A common stock, 4,000 shares of the Issuer's Class C common stock and 4,000 shares of the Issuer's Class L common stock.

F2 · balance_after: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001767074-20-000110 · wf-form4_158879991332158.xml · nonDerivative · entry 3

RESSLER RICHARD S · CIK 0000904290 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,000

F1 · shares: 1. On May 4, 2020, CIM RACR, LLC acquired from the Issuer 188,000 shares of the Issuer's Class I common stock, 4,000 shares of the Issuer's Class A common stock, 4,000 shares of the Issuer's Class C common stock and 4,000 shares of the Issuer's Class L common stock.

F2 · balance_after: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001767074-20-000110 · wf-form4_158879991332158.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,000

F1 · shares: 1. On May 4, 2020, CIM RACR, LLC acquired from the Issuer 188,000 shares of the Issuer's Class I common stock, 4,000 shares of the Issuer's Class A common stock, 4,000 shares of the Issuer's Class C common stock and 4,000 shares of the Issuer's Class L common stock.

F2 · balance_after: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001767074-20-000110 · wf-form4_158879991332158.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 192,000

F1 · shares: 1. On May 4, 2020, CIM RACR, LLC acquired from the Issuer 188,000 shares of the Issuer's Class I common stock, 4,000 shares of the Issuer's Class A common stock, 4,000 shares of the Issuer's Class C common stock and 4,000 shares of the Issuer's Class L common stock.

F2 · balance_after: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-20-004879 · edgar.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (3) and (4)

Disclosed balance after: 2,946,448

F1 · shares: CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC , received 203,349 shares of common stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the first fiscal quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: All share amounts give effect to the 3-for-1 reverse stock split of the common stock of the Issuer on September 3, 2019.

F3 · balance_after: These shares are owned directly by CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. CIM Group, LLC is the sole equity member of each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F4 · balance_after: Includes 2,468,390 shares of common stock of the Issuer acquired by CIM Service Provider, LLC at a price of $19.1685 per share on October 11, 2019 and not previously reported by the reporting person on Form 4, and does not include 13,719,185 shares of common stock previously held by Urban Partners II, LLC (an entity for which the Reporting Person was a controlling person) included in the Reporting Person's prior Form 4 in which he had no pecuniary interest.

F3 · ownership.nature: These shares are owned directly by CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. CIM Group, LLC is the sole equity member of each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Includes 2,468,390 shares of common stock of the Issuer acquired by CIM Service Provider, LLC at a price of $19.1685 per share on October 11, 2019 and not previously reported by the reporting person on Form 4, and does not include 13,719,185 shares of common stock previously held by Urban Partners II, LLC (an entity for which the Reporting Person was a controlling person) included in the Reporting Person's prior Form 4 in which he had no pecuniary interest.

SEC source: 0001214659-20-003711 · marketforms-48294.xml · derivative · entry 3

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 18,281 shares

Expires 2020-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reported securities are owned directly by a subsidiary of a trust formed by Richard S. Ressler for the benefit of his family members for which Mr. Ressler serves as trustee and may be deemed to be indirectly owned by Mr. Ressler.

SEC source: 0001214659-20-003711 · marketforms-48294.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,169,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reported securities are owned directly by a subsidiary of a trust formed by Richard S. Ressler for the benefit of his family members for which Mr. Ressler serves as trustee and may be deemed to be indirectly owned by Mr. Ressler.

SEC source: 0001214659-20-000996 · marketforms-47476.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215,287

F1 · shares: Gift to The Ressler Family Foundation

SEC source: 0001214659-20-003710 · marketforms-48456.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,292

F1 · kind: Gift to The Ressler Family Foundation.

F2 · shares: Revising form 5 filed on February 6, 2020 to correct the number of shares transferred from Richard S. Ressler to The Ressler Family Foundation on December 13, 2019.

SEC source: 0001580988-19-000062 · wf-form4_157003865918437.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 43,955.914

F1 · acquired: On September 30, 2019, Cole REIT Management V, LLC acquired 7,087.301 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of September 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned by Cole REIT Management V, LLC. The reporting person services as Vice President of Cole REIT Management V, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their position with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.

SEC source: 0001580988-19-000053 · wf-form4_156753823981607.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 36,868.613

F1 · acquired: On August 30, 2019, Cole REIT Management V, LLC acquired 7,323.475 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of August 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned by Cole REIT Management V, LLC. The reporting person services as Vice President of Cole REIT Management V, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their position with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.

SEC source: 0001716951-19-000092 · wf-form4_156701837676702.xml · derivative · entry 6

RESSLER RICHARD S · CIK 0000904290 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2019-08-27

F3 · security: Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held.

F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. Mr. Ressler has an ownership interest in OFSAM. As a result, Mr. Ressler may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC.

SEC source: 0001716951-19-000092 · wf-form4_156701837676702.xml · derivative · entry 5

RESSLER RICHARD S · CIK 0000904290 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFSAM

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2019-08-27

F3 · security: Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held.

F1 · ownership.nature: These securities are held by Orchard First Source Asset Management, LLC ("OFSAM"). Mr. Ressler has an ownership interest in OFSAM. As a result, Mr. Ressler may be deemed to beneficially own the securities held by OFSAM.

SEC source: 0001716951-19-000092 · wf-form4_156701837676702.xml · derivative · entry 4

RESSLER RICHARD S · CIK 0000904290 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 112,500 shares

Expires 2019-08-27

F3 · security: Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held.

SEC source: 0001716951-19-000092 · wf-form4_156701837676702.xml · nonDerivative · entry 3

RESSLER RICHARD S · CIK 0000904290 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 7,500

F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. Mr. Ressler has an ownership interest in OFSAM. As a result, Mr. Ressler may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC.

SEC source: 0001716951-19-000092 · wf-form4_156701837676702.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Orchard First Source Asset Management, LLC

Disclosed balance after: 105,000

F1 · ownership.nature: These securities are held by Orchard First Source Asset Management, LLC ("OFSAM"). Mr. Ressler has an ownership interest in OFSAM. As a result, Mr. Ressler may be deemed to beneficially own the securities held by OFSAM.

SEC source: 0001716951-19-000092 · wf-form4_156701837676702.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,500

SEC source: 0001580988-19-000047 · wf-form4_156503207229703.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 29,545.138

F1 · acquired: On July 31, 2019, Cole REIT Management V, LLC acquired 7,300.981 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of July 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned by Cole REIT Management V, LLC. The reporting person services as Vice President of Cole REIT Management V, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their position with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.

SEC source: 0001580988-19-000042 · wf-form4_156199966048611.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 22,244.157

F1 · acquired: On June 28, 2019, Cole REIT Management V, LLC (formerly known as Cole REIT Advisors V, LLC) acquired 7,007.735 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of June 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned by Cole REIT Management V, LLC. The reporting person services as Vice President of Cole REIT Management V, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their position with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.

SEC source: 0001580988-19-000035 · wf-form4_155976440315318.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 15,236.422

F1 · acquired: On May 31, 2019, Cole REIT Management V, LLC (formerly known as Cole REIT Advisors, LLC) acquired 7,236.422 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of May 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned by Cole REIT Management V, LLC. The reporting person serves as Vice President of Cole REIT Management V, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001214659-19-003257 · marketforms-44907.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253,656

F1 · kind: Restricted stock awarded under the Issuer's 2015 Stock Plan.

F2 · price: Restricted stock granted for services rendered; no value placed on services rendered.