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person · Reporting owner

RESSLER RICHARD S

Disclosed activity across 10 companies

Tapewire entity
33352
SEC CIK
0000904290

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CIM GROUP, INC.NONE · Entity 4955Director · CEO & President · 10% ownerSeptember 04, 2026September 09, 2026
CIM Real Assets & Credit FundNONE · Entity 12462810% ownerJanuary 28, 2021February 01, 2021
Cole Credit Property Trust V, Inc.NONE · Entity 144400DirectorSeptember 30, 2019October 02, 2019
Creative Media & Community Trust CorpCMCT · Entity 7936DirectorMarch 16, 2026March 18, 2026
OFS Capital CorpOFS · Entity 719310% ownerSeptember 15, 2021September 27, 2021
OFS Credit Company, Inc.OCCI · Entity 696410% ownerApril 23, 2021April 27, 2021
Presbia PLCLENS · Entity 160670Director · 10% ownerJanuary 02, 2019January 04, 2019
ZIFF DAVIS, INC.ZD · Entity 4548DirectorMay 07, 2022May 10, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIM GROUP, INC.

Report date September 04, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy CIM Real Estate Finance Holdings, LLC868,172.035 Reported balance After 2026-09-04 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-04 · Purchase · Acquired 526,808.168 · Balance 868,172.035

F1: Includes certain amounts disclosed in the reporting person's Form 4 filed on June 26, 2026 but subsequently omitted in the reporting person's Form 4 filed on July 2, 2026 due to an administrative error.

F2: The reporting person may be deemed to beneficially own the shares owned by CIM Real Estate Finance Holdings, LLC, CIM Real Estate Finance Management, LLC, and CIM CMFT MLP, LLC, each a subsidiary of the Issuer, because of his position as Chief Executive Officer of the Issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy CIM Real Estate Finance Management, LLC20,000 Reported balance Holding disclosure · report date 2026-09-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 20,000

F1: Includes certain amounts disclosed in the reporting person's Form 4 filed on June 26, 2026 but subsequently omitted in the reporting person's Form 4 filed on July 2, 2026 due to an administrative error.

F2: The reporting person may be deemed to beneficially own the shares owned by CIM Real Estate Finance Holdings, LLC, CIM Real Estate Finance Management, LLC, and CIM CMFT MLP, LLC, each a subsidiary of the Issuer, because of his position as Chief Executive Officer of the Issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy: CIM CMFT MLP, LLC911,041.268 Reported balance Holding disclosure · report date 2026-09-04 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 911,041.268

F1: Includes certain amounts disclosed in the reporting person's Form 4 filed on June 26, 2026 but subsequently omitted in the reporting person's Form 4 filed on July 2, 2026 due to an administrative error.

F2: The reporting person may be deemed to beneficially own the shares owned by CIM Real Estate Finance Holdings, LLC, CIM Real Estate Finance Management, LLC, and CIM CMFT MLP, LLC, each a subsidiary of the Issuer, because of his position as Chief Executive Officer of the Issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy CIM Group Holdings, LLC100 Reported balance Holding disclosure · report date 2026-09-04 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 100

F3: The reporting person may be deemed to beneficially own the shares owned by CIM Group Holdings, LLC because of his position with CIM Group, LLC, which owns and controls CIM Group Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Special Voting Preferred StockSEC Table I · non-derivativeIndirectBy CIM Group Holdings, LLC907,376,073.663 Reported balance Holding disclosure · report date 2026-09-04 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 907,376,073.663

F3: The reporting person may be deemed to beneficially own the shares owned by CIM Group Holdings, LLC because of his position with CIM Group, LLC, which owns and controls CIM Group Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Includes certain amounts disclosed in the reporting person's Form 4 filed on June 26, 2026 but subsequently omitted in the reporting person's Form 4 filed on July 2, 2026 due to an administrative error.

F2: The reporting person may be deemed to beneficially own the shares owned by CIM Real Estate Finance Holdings, LLC, CIM Real Estate Finance Management, LLC, and CIM CMFT MLP, LLC, each a subsidiary of the Issuer, because of his position as Chief Executive Officer of the Issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: The reporting person may be deemed to beneficially own the shares owned by CIM Group Holdings, LLC because of his position with CIM Group, LLC, which owns and controls CIM Group Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

CIM Real Assets & Credit Fund

Report date January 28, 2021 · Filed February 01, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock (Class I)SEC Table I · non-derivativeIndirectSee Footnote348,067.109 Reported balance After 2021-01-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-01-28 · Purchase · Acquired 156,067.109 · Balance 348,067.109

F1: On January 28, 2021, CIM RACR, LLC acquired from the Issuer 156,067.109 shares of the Issuer's Class I common stock.

F2: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Common Stock (Class A)SEC Table I · non-derivativeIndirectSee Footnote4,000 Reported balance Holding disclosure · report date 2021-01-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,000

F2: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Common Stock (Class C)SEC Table I · non-derivativeIndirectSee Footnote4,000 Reported balance Holding disclosure · report date 2021-01-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 4,000

F2: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Common Stock (Class L)SEC Table I · non-derivativeIndirectSee Footnote4,000 Reported balance Holding disclosure · report date 2021-01-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,000

F2: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: On January 28, 2021, CIM RACR, LLC acquired from the Issuer 156,067.109 shares of the Issuer's Class I common stock.

F2: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Cole Credit Property Trust V, Inc.

Report date September 30, 2019 · Filed October 02, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock (Class A)SEC Table I · non-derivativeIndirectBy Cole REIT Management V, LLC43,955.914 Reported balance After 2019-09-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2019-09-30 · Grant · Acquired 7,087.301 · Balance 43,955.914

F1: On September 30, 2019, Cole REIT Management V, LLC acquired 7,087.301 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of September 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2: The reported shares are owned by Cole REIT Management V, LLC. The reporting person services as Vice President of Cole REIT Management V, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their position with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: On September 30, 2019, Cole REIT Management V, LLC acquired 7,087.301 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of September 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2: The reported shares are owned by Cole REIT Management V, LLC. The reporting person services as Vice President of Cole REIT Management V, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their position with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.

Creative Media & Community Trust Corp

Report date March 16, 2026 · Filed March 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy CIM CMCT MLP, LLC8,183,796 Reported balance After 2026-03-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-03-16 · Other · Acquired 8,146,382 · Balance 8,183,796

F1: Shares of Common Stock were issued for the redemption of Series A Preferred Stock and Series A1 Preferred Stock which were called for redemption by the issuer. The issuance price as based on the VWAP of the Common Stock for the 20 Trading Days immediately preceding the applicable redemption date (with each such term as defined in the issuer's charter).

Common StockSEC Table I · non-derivativeIndirectBy CIM Capital Real Property Management, LLC1,011,004 Reported balance After 2026-03-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-03-16 · Other · Acquired 1,002,524 · Balance 1,011,004

F1: Shares of Common Stock were issued for the redemption of Series A Preferred Stock and Series A1 Preferred Stock which were called for redemption by the issuer. The issuance price as based on the VWAP of the Common Stock for the 20 Trading Days immediately preceding the applicable redemption date (with each such term as defined in the issuer's charter).

Series A Preferred StockSEC Table I · non-derivativeIndirectBy CIM CMCT MLP, LLC270,209 Reported balance After 2026-03-16 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-03-16 · Other · Disposed 298,472 · Balance 270,209

F2: These shares were called for redemption by the issuer.

Series A1 Preferred StockSEC Table I · non-derivativeIndirectBy CIM Capital Real Property Management, LLC0 Reported balance After 2026-03-16 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2026-03-16 · Other · Disposed 36,663 · Balance 0

F2: These shares were called for redemption by the issuer.

Common StockSEC Table I · non-derivativeIndirectBy CIM Urban Sponsor, LLC1,930 Reported balance Holding disclosure · report date 2026-03-16 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 1,930

Common StockSEC Table I · non-derivativeIndirectBy CIM Real Assets & Credit Fund1,584 Reported balance Holding disclosure · report date 2026-03-16 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,584

Common StockSEC Table I · non-derivativeDirect500 Reported balance Holding disclosure · report date 2026-03-16 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 500

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Common Stock were issued for the redemption of Series A Preferred Stock and Series A1 Preferred Stock which were called for redemption by the issuer. The issuance price as based on the VWAP of the Common Stock for the 20 Trading Days immediately preceding the applicable redemption date (with each such term as defined in the issuer's charter).

F2: These shares were called for redemption by the issuer.

OFS Capital Corp

Report date September 15, 2021 · Filed September 27, 2021

Jointly reported with Orchard Investments, LLC, OI3 2019 Trust

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirect-2,946,474 Reported balance Holding disclosure · report date 2021-09-15 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,946,474

F1: The reported securities are owned directly by Orchard First Source Asset Management ("OFSAM") and may be deemed to be indirectly owned by Orchard Investments, LLC through its interests in OFSAM, indirectly owned by The OI3 2019 Trust, as an owner of Orchard Investments, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of the reported securities except to the extent of his/its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities are owned directly by Orchard First Source Asset Management ("OFSAM") and may be deemed to be indirectly owned by Orchard Investments, LLC through its interests in OFSAM, indirectly owned by The OI3 2019 Trust, as an owner of Orchard Investments, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of the reported securities except to the extent of his/its pecuniary interest therein.

OFS Credit Company, Inc.

Report date April 23, 2021 · Filed April 27, 2021

Jointly reported with OI3, LLC, OI3 2019 Trust

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect389,967 Reported balance After 2021-04-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-04-23 · Other · Acquired 9,287 · Balance 389,967

F1: On February 8, 2021, the Issuer's board of directors declared a $0.53 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2021, payable to holders of record of common stock on March 23, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, OI3, LLC and Orchard First Source Asset Management, LLC ("OFSAM") (together with its subsidiary) will receive 9,287 and 3,095 shares of common stock, respectively, as of April 30, 2021.

F2: These securities are held, or to be acquired pursuant to the Dividend, by OI3, LLC, and may be deemed to be indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust.

Common StockSEC Table I · non-derivativeIndirect-129,985 Reported balance After 2021-04-23 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-04-23 · Other · Acquired 3,095 · Balance 129,985

F1: On February 8, 2021, the Issuer's board of directors declared a $0.53 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2021, payable to holders of record of common stock on March 23, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, OI3, LLC and Orchard First Source Asset Management, LLC ("OFSAM") (together with its subsidiary) will receive 9,287 and 3,095 shares of common stock, respectively, as of April 30, 2021.

F3: These securities are held, or to be acquired pursuant to the Dividend, by OFSAM and its subsidiary and may be deemed to be indirectly owned by OI3, LLC through its direct and indirect interests in OFSAM, indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of these securities, except to the extent of his or its, as applicable, pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On February 8, 2021, the Issuer's board of directors declared a $0.53 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2021, payable to holders of record of common stock on March 23, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, OI3, LLC and Orchard First Source Asset Management, LLC ("OFSAM") (together with its subsidiary) will receive 9,287 and 3,095 shares of common stock, respectively, as of April 30, 2021.

F2: These securities are held, or to be acquired pursuant to the Dividend, by OI3, LLC, and may be deemed to be indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust.

F3: These securities are held, or to be acquired pursuant to the Dividend, by OFSAM and its subsidiary and may be deemed to be indirectly owned by OI3, LLC through its direct and indirect interests in OFSAM, indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of these securities, except to the extent of his or its, as applicable, pecuniary interest therein.

Presbia PLC

Report date January 02, 2019 · Filed January 04, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeIndirectSee Note72,464 Reported balance After 2019-01-02 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2019-01-02 · Other · Acquired 72,464 · Balance 72,464

F1: Shares held by OCV Management, LLC ("OCV") and were issued pursuant to a services agreement executed December 14, 2017. OCV receives an annual fee of $250,000, payable annually in arrears and settled in the form of ordinary shares issued. For 2018, the number of shares issued was determined by dividing $250,000 by the closing price on January 2, 2018. Reporting Person serves as Chairman of OCV. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Ordinary SharesSEC Table I · non-derivativeIndirectSee Note6,222,030 Reported balance Holding disclosure · report date 2019-01-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 6,222,030

F2: The Reporting Person, directly and/or indirectly, possesses the sole power to vote and the sole power to direct the disposition of all securities of Issuer held by Orchard Alternative Investments LP, a Delaware limited partnership, ("Orchard Alternative") and Orchard Investments LLC, a Delaware limited liability company ("Orchard Investments"). The Reporting Person's interest in the securities reported herein which are held by Orchard Alternative and Orchard Investments is limited to the extent of his pecuniary interest in such entities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Ordinary SharesSEC Table I · non-derivativeDirect4,263,559 Reported balance Holding disclosure · report date 2019-01-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,263,559

Filing footnotes · ownership attribution and instrument terms

F1: Shares held by OCV Management, LLC ("OCV") and were issued pursuant to a services agreement executed December 14, 2017. OCV receives an annual fee of $250,000, payable annually in arrears and settled in the form of ordinary shares issued. For 2018, the number of shares issued was determined by dividing $250,000 by the closing price on January 2, 2018. Reporting Person serves as Chairman of OCV. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2: The Reporting Person, directly and/or indirectly, possesses the sole power to vote and the sole power to direct the disposition of all securities of Issuer held by Orchard Alternative Investments LP, a Delaware limited partnership, ("Orchard Alternative") and Orchard Investments LLC, a Delaware limited liability company ("Orchard Investments"). The Reporting Person's interest in the securities reported herein which are held by Orchard Alternative and Orchard Investments is limited to the extent of his pecuniary interest in such entities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

ZIFF DAVIS, INC.

Report date May 07, 2022 · Filed May 10, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock $0.01 Par ValueSEC Table I · non-derivativeDirect6,606 Reported balance After 2022-05-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-05-07 · Exercise / conversion · Acquired 1,783 · Balance 6,606

F1: Ziff Davis, Inc. engaged in a spin-off of one of its divisions on October 7, 2021. As a result, the number of shares released for the reporting person has been adjusted to reflect the spin.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-05-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-05-07 · Exercise / conversion · Disposed 1,639 · Balance 0

F1: Ziff Davis, Inc. engaged in a spin-off of one of its divisions on October 7, 2021. As a result, the number of shares released for the reporting person has been adjusted to reflect the spin.

Common Stock $0.01 Par ValueSEC Table I · non-derivativeIndirectBy Trust196,260 Reported balance Holding disclosure · report date 2022-05-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 196,260

F2: These securities are owned directly by such subsidiary and may be deemed to be indirectly owned by Mr. Ressler.

Common Stock $0.01 Par ValueSEC Table I · non-derivativeIndirectBy LLC713,502 Reported balance Holding disclosure · report date 2022-05-07 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 713,502

F3: These securities are owned directly by the LLC and may be deemed to be indirectly owned by Mr. Ressler. Mr. Ressler disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Ziff Davis, Inc. engaged in a spin-off of one of its divisions on October 7, 2021. As a result, the number of shares released for the reporting person has been adjusted to reflect the spin.

F2: These securities are owned directly by such subsidiary and may be deemed to be indirectly owned by Mr. Ressler.

F3: These securities are owned directly by the LLC and may be deemed to be indirectly owned by Mr. Ressler. Mr. Ressler disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CIM INCOME NAV, INC.

Report date December 16, 2021 · Filed December 16, 2021

Section 16 reporting ended · disclosed 2021-12-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock (Class D)SEC Table I · non-derivativeIndirectBy CIM Income NAV Management, LLC0 Reported balance After 2021-12-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-12-16 · Disposition to issuer · Disposed 13,333 · Balance 0

F1: Disposed of pursuant to merger agreement between the issuer, CIM Real Estate Finance Trust, Inc. ("CMFT") and Cypress Merger Sub, LLC in exchange for an aggregate of 548,924.83 shares of Common Stock of CMFT having a net asset value of $7.20 per share on the effective date of the merger.

F2: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Common Stock (Class I)SEC Table I · non-derivativeIndirectBy CIM Income NAV Management, LLC0 Reported balance After 2021-12-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-12-16 · Disposition to issuer · Disposed 196,264.566 · Balance 0

F1: Disposed of pursuant to merger agreement between the issuer, CIM Real Estate Finance Trust, Inc. ("CMFT") and Cypress Merger Sub, LLC in exchange for an aggregate of 548,924.83 shares of Common Stock of CMFT having a net asset value of $7.20 per share on the effective date of the merger.

F2: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to merger agreement between the issuer, CIM Real Estate Finance Trust, Inc. ("CMFT") and Cypress Merger Sub, LLC in exchange for an aggregate of 548,924.83 shares of Common Stock of CMFT having a net asset value of $7.20 per share on the effective date of the merger.

F2: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Cole Office & Industrial REIT (CCIT II), Inc.

Report date March 01, 2021 · Filed March 01, 2021

Section 16 reporting ended · disclosed 2021-03-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock (Class A)SEC Table I · non-derivativeIndirectBy Cole Corporate Income Management II, LLC0 Reported balance After 2021-03-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-03-01 · Disposition to issuer · Disposed 20,000 · Balance 0

F1: Disposed of pursuant to merger agreement between the issuer and Griffin Capital Essential Asset REIT, Inc. ("GCEAR") in exchange for 27,840.00 shares of Class E Common Stock of GCEAR having a net asset value of $8.97 per share on the effective date of the merger.

F2: The reported shares are owned directly by Cole Corporate Income Management II, LLC. The reporting person serves as Vice President of Cole Corporate Income Management II, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole Corporate Income Management II, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole Corporate Income Management II, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to merger agreement between the issuer and Griffin Capital Essential Asset REIT, Inc. ("GCEAR") in exchange for 27,840.00 shares of Class E Common Stock of GCEAR having a net asset value of $8.97 per share on the effective date of the merger.

F2: The reported shares are owned directly by Cole Corporate Income Management II, LLC. The reporting person serves as Vice President of Cole Corporate Income Management II, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole Corporate Income Management II, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole Corporate Income Management II, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2026 Filed Sep 9, 2026 22:07 UTC CIM GROUP, INC. NONE · Entity 4955 PurchaseCommon Stock 526,808.168 $5.14 $2,707,793.98
Disclosure

SEC source: 0001498547-26-000057 · wk-form4_1788991667.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Holdings, LLC

Disclosed balance after: 868,172.035

F1 · balance_after: Includes certain amounts disclosed in the reporting person's Form 4 filed on June 26, 2026 but subsequently omitted in the reporting person's Form 4 filed on July 2, 2026 due to an administrative error.

F2 · ownership.nature: The reporting person may be deemed to beneficially own the shares owned by CIM Real Estate Finance Holdings, LLC, CIM Real Estate Finance Management, LLC, and CIM CMFT MLP, LLC, each a subsidiary of the Issuer, because of his position as Chief Executive Officer of the Issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 22:59 UTC CIM GROUP, INC. NONE · Entity 4955 Exercise / conversionRestricted Stock Units · Derivative 354,800.388 $0.00 $0.00
Disclosure

SEC source: 0001498547-26-000043 · wk-form4_1783033164.xml · derivative · entry 5

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 4,693,080.293

Underlying: Common Stock · 354,800.388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · shares: On June 30, 2026, CIM Real Estate Finance Management, LLC (the "Manager") acquired 177,400.194 shares of the Issuer's common stock in connection with the vesting of 354,800.387 of the restricted stock units originally granted to the Manager on July 29, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit was settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 354,800.386 restricted stock units originally granted to the Manager on July 29, 2024 will vest on June 30, 2027, subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · derivative.exercise_date: On June 30, 2026, CIM Real Estate Finance Management, LLC (the "Manager") acquired 177,400.194 shares of the Issuer's common stock in connection with the vesting of 354,800.387 of the restricted stock units originally granted to the Manager on July 29, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit was settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 354,800.386 restricted stock units originally granted to the Manager on July 29, 2024 will vest on June 30, 2027, subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · derivative.expiration_date: On June 30, 2026, CIM Real Estate Finance Management, LLC (the "Manager") acquired 177,400.194 shares of the Issuer's common stock in connection with the vesting of 354,800.387 of the restricted stock units originally granted to the Manager on July 29, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit was settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 354,800.386 restricted stock units originally granted to the Manager on July 29, 2024 will vest on June 30, 2027, subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F6 · balance_after: Represents the remaining 740,623.350 restricted stock units originally granted to the Manager on January 9, 2024, which will vest on December 15, 2026, the remaining 354,800.385 restricted stock units originally granted to the Manager on July 29, 2024, which will vest on June 30, 2027, the remaining 1,432,167.216 restricted stock units originally granted to the Manager on April 14, 2025, which will vest in equal annual installments on April 15, 2027 and April 15, 2028 and the 2,165,489.342 restricted stock units originally granted to the Manager on June 24, 2026, which will vest in equal annual installments on April 15, 2027, 2028 and 2029.

F2 · ownership.nature: The reported shares are owned directly by the Manager. The reporting person may be deemed to beneficially own such shares of common stock given his role as Chief Executive Officer of the issuer, which owns the Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 30, 2026 Filed Jul 2, 2026 22:59 UTC CIM GROUP, INC. NONE · Entity 4955 OtherCommon Stock 177,400.194 Not disclosed Not disclosed
Disclosure

SEC source: 0001498547-26-000043 · wk-form4_1783033164.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 0

F3 · shares: Represents shares of the Issuer's common stock distributed by the Manager to certain employees and/or other persons having an affiliation with the Manager.

F3 · price: Represents shares of the Issuer's common stock distributed by the Manager to certain employees and/or other persons having an affiliation with the Manager.

F2 · ownership.nature: The reported shares are owned directly by the Manager. The reporting person may be deemed to beneficially own such shares of common stock given his role as Chief Executive Officer of the issuer, which owns the Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 22:59 UTC CIM GROUP, INC. NONE · Entity 4955 Exercise / conversionCommon Stock 177,400.194 Not disclosed Not disclosed
Disclosure

SEC source: 0001498547-26-000043 · wk-form4_1783033164.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 177,400.194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On June 30, 2026, CIM Real Estate Finance Management, LLC (the "Manager") acquired 177,400.194 shares of the Issuer's common stock in connection with the vesting of 354,800.387 of the restricted stock units originally granted to the Manager on July 29, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit was settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 354,800.386 restricted stock units originally granted to the Manager on July 29, 2024 will vest on June 30, 2027, subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F2 · ownership.nature: The reported shares are owned directly by the Manager. The reporting person may be deemed to beneficially own such shares of common stock given his role as Chief Executive Officer of the issuer, which owns the Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 24, 2026 Filed Jun 27, 2026 01:59 UTC CIM GROUP, INC. NONE · Entity 4955 GrantClass A-2 Limited Partnership Units · Derivative 86,200,726.998 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-286497 · ownership.xml · derivative · entry 9

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Group Holdings, LLC

Disclosed balance after: 86,200,726.998

Underlying: Common Stock · 86,200,726.998 shares

Expires not disclosed

F10 · derivative.exercise_price: In addition to the shares of special voting preferred stock of the issuer described in footnote (1) above, CIM Group Holdings received Class A-1 and Class A-2 limited partnership units of the operating partnership in the transaction described in footnote (1) as consideration for the contribution of the contributed entities to the operating partnership. Such Class A-1 and Class A-2 limited partnership units are exchangeable on a 1-to-1 basis into shares of the issuer's common stock under certain circumstances. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F1 · price: The entities (together with the manager described in footnote (5), the "contributed entities") directly owning the reported shares of common stock were contributed to an operating partnership in which a subsidiary of the issuer is general partner (the "operating partnership") in a transaction with the issuer pursuant to which the contributing entity, CIM Group Holdings, LLC ("CIM Group Holdings"), received shares of special voting preferred stock of the issuer. The reporting person may be deemed to beneficially own such shares of common stock owned by the contributed entities, which are now subsidiaries of the issuer, given his role as Chief Executive Officer of the issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · price: (Continued from footnote 1) Prior to the transaction, the contributed entities were owned by CIM Group Holdings, which is owned and controlled by CIM Group, LLC ("CIM Group Parent"), with respect to which the reporting person is a controlling person.

F10 · derivative.exercise_date: In addition to the shares of special voting preferred stock of the issuer described in footnote (1) above, CIM Group Holdings received Class A-1 and Class A-2 limited partnership units of the operating partnership in the transaction described in footnote (1) as consideration for the contribution of the contributed entities to the operating partnership. Such Class A-1 and Class A-2 limited partnership units are exchangeable on a 1-to-1 basis into shares of the issuer's common stock under certain circumstances. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F10 · derivative.expiration_date: In addition to the shares of special voting preferred stock of the issuer described in footnote (1) above, CIM Group Holdings received Class A-1 and Class A-2 limited partnership units of the operating partnership in the transaction described in footnote (1) as consideration for the contribution of the contributed entities to the operating partnership. Such Class A-1 and Class A-2 limited partnership units are exchangeable on a 1-to-1 basis into shares of the issuer's common stock under certain circumstances. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: The reporting person may be deemed to beneficially own the shares and limited partnership units owned by CIM Group Holdings because of his position with CIM Group Parent, which owns and controls CIM Group Holdings. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 24, 2026 Filed Jun 27, 2026 01:59 UTC CIM GROUP, INC. NONE · Entity 4955 GrantClass A-1 Limited Partnership Units · Derivative 821,175,346.665 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-286497 · ownership.xml · derivative · entry 8

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Group Holdings, LLC

Disclosed balance after: 821,175,346.665

Underlying: Common Stock · 821,175,346.665 shares

Expires not disclosed

F10 · derivative.exercise_price: In addition to the shares of special voting preferred stock of the issuer described in footnote (1) above, CIM Group Holdings received Class A-1 and Class A-2 limited partnership units of the operating partnership in the transaction described in footnote (1) as consideration for the contribution of the contributed entities to the operating partnership. Such Class A-1 and Class A-2 limited partnership units are exchangeable on a 1-to-1 basis into shares of the issuer's common stock under certain circumstances. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F1 · price: The entities (together with the manager described in footnote (5), the "contributed entities") directly owning the reported shares of common stock were contributed to an operating partnership in which a subsidiary of the issuer is general partner (the "operating partnership") in a transaction with the issuer pursuant to which the contributing entity, CIM Group Holdings, LLC ("CIM Group Holdings"), received shares of special voting preferred stock of the issuer. The reporting person may be deemed to beneficially own such shares of common stock owned by the contributed entities, which are now subsidiaries of the issuer, given his role as Chief Executive Officer of the issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · price: (Continued from footnote 1) Prior to the transaction, the contributed entities were owned by CIM Group Holdings, which is owned and controlled by CIM Group, LLC ("CIM Group Parent"), with respect to which the reporting person is a controlling person.

F10 · derivative.exercise_date: In addition to the shares of special voting preferred stock of the issuer described in footnote (1) above, CIM Group Holdings received Class A-1 and Class A-2 limited partnership units of the operating partnership in the transaction described in footnote (1) as consideration for the contribution of the contributed entities to the operating partnership. Such Class A-1 and Class A-2 limited partnership units are exchangeable on a 1-to-1 basis into shares of the issuer's common stock under certain circumstances. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F10 · derivative.expiration_date: In addition to the shares of special voting preferred stock of the issuer described in footnote (1) above, CIM Group Holdings received Class A-1 and Class A-2 limited partnership units of the operating partnership in the transaction described in footnote (1) as consideration for the contribution of the contributed entities to the operating partnership. Such Class A-1 and Class A-2 limited partnership units are exchangeable on a 1-to-1 basis into shares of the issuer's common stock under certain circumstances. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: The reporting person may be deemed to beneficially own the shares and limited partnership units owned by CIM Group Holdings because of his position with CIM Group Parent, which owns and controls CIM Group Holdings. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 24, 2026 Filed Jun 27, 2026 01:59 UTC CIM GROUP, INC. NONE · Entity 4955 GrantRestricted Stock Units · Derivative 2,165,489.342 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-286497 · ownership.xml · derivative · entry 7

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 5,047,880.681

Underlying: Common Stock · 2,165,489.342 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock, payable 50% in the issuer's common stock and 50% in the cash value thereof.

F8 · shares: Represents a grant of restricted stock units to the manager under the issuer's 2024 Manager Equity Incentive Plan. The restricted stock units vest in three equal annual installments beginning on April 15, 2027, subject to the continued service of the manager as the manager of the issuer or an affiliate thereof through each vesting date. The reported restricted stock units are owned directly by the manager, which was contributed to the operating partnership in the transaction described in footnote (1).

F9 · shares: (Continued from footnote 8) The reporting person may be deemed to beneficially own such restricted stock units owned by the manager, which is now a subsidiary of the issuer, given his role as Chief Executive Officer of the issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F8 · price: Represents a grant of restricted stock units to the manager under the issuer's 2024 Manager Equity Incentive Plan. The restricted stock units vest in three equal annual installments beginning on April 15, 2027, subject to the continued service of the manager as the manager of the issuer or an affiliate thereof through each vesting date. The reported restricted stock units are owned directly by the manager, which was contributed to the operating partnership in the transaction described in footnote (1).

F9 · price: (Continued from footnote 8) The reporting person may be deemed to beneficially own such restricted stock units owned by the manager, which is now a subsidiary of the issuer, given his role as Chief Executive Officer of the issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F8 · derivative.exercise_date: Represents a grant of restricted stock units to the manager under the issuer's 2024 Manager Equity Incentive Plan. The restricted stock units vest in three equal annual installments beginning on April 15, 2027, subject to the continued service of the manager as the manager of the issuer or an affiliate thereof through each vesting date. The reported restricted stock units are owned directly by the manager, which was contributed to the operating partnership in the transaction described in footnote (1).

F9 · derivative.exercise_date: (Continued from footnote 8) The reporting person may be deemed to beneficially own such restricted stock units owned by the manager, which is now a subsidiary of the issuer, given his role as Chief Executive Officer of the issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F8 · derivative.expiration_date: Represents a grant of restricted stock units to the manager under the issuer's 2024 Manager Equity Incentive Plan. The restricted stock units vest in three equal annual installments beginning on April 15, 2027, subject to the continued service of the manager as the manager of the issuer or an affiliate thereof through each vesting date. The reported restricted stock units are owned directly by the manager, which was contributed to the operating partnership in the transaction described in footnote (1).

F9 · derivative.expiration_date: (Continued from footnote 8) The reporting person may be deemed to beneficially own such restricted stock units owned by the manager, which is now a subsidiary of the issuer, given his role as Chief Executive Officer of the issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 24, 2026 Filed Jun 27, 2026 01:59 UTC CIM GROUP, INC. NONE · Entity 4955 Disposition to issuerRestricted Stock Units · Derivative 2,882,391.339 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-286497 · ownership.xml · derivative · entry 6

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 2,882,391.339

Underlying: Common Stock · 2,882,391.339 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock, payable 50% in the issuer's common stock and 50% in the cash value thereof.

F6 · shares: Represents the following remaining restricted stock units originally granted to CIM Real Estate Finance Management, LLC (the "manager") under the issuer's 2024 Manager Equity Incentive Plan (the "prior restricted stock units"): the remaining 740,623.350 restricted stock units originally granted to the manager on January 9, 2024, which will vest on December 15, 2026, the remaining 709,600.773 restricted stock units originally granted to the manager on July 29, 2024, which will vest in equal annual installments on June 30, 2026 and June 30, 2027 and the remaining 1,432,167.216 restricted stock units originally granted to the manager on April 14, 2025, which will vest in equal annual installments on April 15, 2027 and April 15, 2028. The reporting person may be deemed to beneficially own such restricted stock units owned by the manager, which is now a subsidiary of the issuer, given his role as Chief Executive Officer of the issuer.

F7 · shares: (Continued from footnote 6) The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The prior restricted stock units owned by the manager, a contributed entity, were disposed of by the reporting person in the transaction described in footnote (1) in the same manner as the reported shares of common stock were disposed of as described in footnote (1).

F6 · price: Represents the following remaining restricted stock units originally granted to CIM Real Estate Finance Management, LLC (the "manager") under the issuer's 2024 Manager Equity Incentive Plan (the "prior restricted stock units"): the remaining 740,623.350 restricted stock units originally granted to the manager on January 9, 2024, which will vest on December 15, 2026, the remaining 709,600.773 restricted stock units originally granted to the manager on July 29, 2024, which will vest in equal annual installments on June 30, 2026 and June 30, 2027 and the remaining 1,432,167.216 restricted stock units originally granted to the manager on April 14, 2025, which will vest in equal annual installments on April 15, 2027 and April 15, 2028. The reporting person may be deemed to beneficially own such restricted stock units owned by the manager, which is now a subsidiary of the issuer, given his role as Chief Executive Officer of the issuer.

F7 · price: (Continued from footnote 6) The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The prior restricted stock units owned by the manager, a contributed entity, were disposed of by the reporting person in the transaction described in footnote (1) in the same manner as the reported shares of common stock were disposed of as described in footnote (1).

F6 · derivative.exercise_date: Represents the following remaining restricted stock units originally granted to CIM Real Estate Finance Management, LLC (the "manager") under the issuer's 2024 Manager Equity Incentive Plan (the "prior restricted stock units"): the remaining 740,623.350 restricted stock units originally granted to the manager on January 9, 2024, which will vest on December 15, 2026, the remaining 709,600.773 restricted stock units originally granted to the manager on July 29, 2024, which will vest in equal annual installments on June 30, 2026 and June 30, 2027 and the remaining 1,432,167.216 restricted stock units originally granted to the manager on April 14, 2025, which will vest in equal annual installments on April 15, 2027 and April 15, 2028. The reporting person may be deemed to beneficially own such restricted stock units owned by the manager, which is now a subsidiary of the issuer, given his role as Chief Executive Officer of the issuer.

F7 · derivative.exercise_date: (Continued from footnote 6) The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The prior restricted stock units owned by the manager, a contributed entity, were disposed of by the reporting person in the transaction described in footnote (1) in the same manner as the reported shares of common stock were disposed of as described in footnote (1).

F6 · derivative.expiration_date: Represents the following remaining restricted stock units originally granted to CIM Real Estate Finance Management, LLC (the "manager") under the issuer's 2024 Manager Equity Incentive Plan (the "prior restricted stock units"): the remaining 740,623.350 restricted stock units originally granted to the manager on January 9, 2024, which will vest on December 15, 2026, the remaining 709,600.773 restricted stock units originally granted to the manager on July 29, 2024, which will vest in equal annual installments on June 30, 2026 and June 30, 2027 and the remaining 1,432,167.216 restricted stock units originally granted to the manager on April 14, 2025, which will vest in equal annual installments on April 15, 2027 and April 15, 2028. The reporting person may be deemed to beneficially own such restricted stock units owned by the manager, which is now a subsidiary of the issuer, given his role as Chief Executive Officer of the issuer.

F7 · derivative.expiration_date: (Continued from footnote 6) The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The prior restricted stock units owned by the manager, a contributed entity, were disposed of by the reporting person in the transaction described in footnote (1) in the same manner as the reported shares of common stock were disposed of as described in footnote (1).

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June 24, 2026 Filed Jun 27, 2026 01:59 UTC CIM GROUP, INC. NONE · Entity 4955 GrantSpecial Voting Preferred Stock 907,376,073.663 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-286497 · ownership.xml · nonDerivative · entry 4

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Group Holdings, LLC

Disclosed balance after: 907,376,073.663

F1 · price: The entities (together with the manager described in footnote (5), the "contributed entities") directly owning the reported shares of common stock were contributed to an operating partnership in which a subsidiary of the issuer is general partner (the "operating partnership") in a transaction with the issuer pursuant to which the contributing entity, CIM Group Holdings, LLC ("CIM Group Holdings"), received shares of special voting preferred stock of the issuer. The reporting person may be deemed to beneficially own such shares of common stock owned by the contributed entities, which are now subsidiaries of the issuer, given his role as Chief Executive Officer of the issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · price: (Continued from footnote 1) Prior to the transaction, the contributed entities were owned by CIM Group Holdings, which is owned and controlled by CIM Group, LLC ("CIM Group Parent"), with respect to which the reporting person is a controlling person.

F3 · ownership.nature: The reporting person may be deemed to beneficially own the shares and limited partnership units owned by CIM Group Holdings because of his position with CIM Group Parent, which owns and controls CIM Group Holdings. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 24, 2026 Filed Jun 27, 2026 01:59 UTC CIM GROUP, INC. NONE · Entity 4955 Disposition to issuerCommon Stock 341,363.867 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-286497 · ownership.xml · nonDerivative · entry 3

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Holdings, LLC

Disclosed balance after: 341,363.867

F1 · price: The entities (together with the manager described in footnote (5), the "contributed entities") directly owning the reported shares of common stock were contributed to an operating partnership in which a subsidiary of the issuer is general partner (the "operating partnership") in a transaction with the issuer pursuant to which the contributing entity, CIM Group Holdings, LLC ("CIM Group Holdings"), received shares of special voting preferred stock of the issuer. The reporting person may be deemed to beneficially own such shares of common stock owned by the contributed entities, which are now subsidiaries of the issuer, given his role as Chief Executive Officer of the issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · price: (Continued from footnote 1) Prior to the transaction, the contributed entities were owned by CIM Group Holdings, which is owned and controlled by CIM Group, LLC ("CIM Group Parent"), with respect to which the reporting person is a controlling person.

F1 · ownership.nature: The entities (together with the manager described in footnote (5), the "contributed entities") directly owning the reported shares of common stock were contributed to an operating partnership in which a subsidiary of the issuer is general partner (the "operating partnership") in a transaction with the issuer pursuant to which the contributing entity, CIM Group Holdings, LLC ("CIM Group Holdings"), received shares of special voting preferred stock of the issuer. The reporting person may be deemed to beneficially own such shares of common stock owned by the contributed entities, which are now subsidiaries of the issuer, given his role as Chief Executive Officer of the issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: (Continued from footnote 1) Prior to the transaction, the contributed entities were owned by CIM Group Holdings, which is owned and controlled by CIM Group, LLC ("CIM Group Parent"), with respect to which the reporting person is a controlling person.

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June 24, 2026 Filed Jun 27, 2026 01:59 UTC CIM GROUP, INC. NONE · Entity 4955 Disposition to issuerCommon Stock 911,041.268 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-286497 · ownership.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM CMFT MLP, LLC

Disclosed balance after: 911,041.268

F1 · price: The entities (together with the manager described in footnote (5), the "contributed entities") directly owning the reported shares of common stock were contributed to an operating partnership in which a subsidiary of the issuer is general partner (the "operating partnership") in a transaction with the issuer pursuant to which the contributing entity, CIM Group Holdings, LLC ("CIM Group Holdings"), received shares of special voting preferred stock of the issuer. The reporting person may be deemed to beneficially own such shares of common stock owned by the contributed entities, which are now subsidiaries of the issuer, given his role as Chief Executive Officer of the issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · price: (Continued from footnote 1) Prior to the transaction, the contributed entities were owned by CIM Group Holdings, which is owned and controlled by CIM Group, LLC ("CIM Group Parent"), with respect to which the reporting person is a controlling person.

F1 · ownership.nature: The entities (together with the manager described in footnote (5), the "contributed entities") directly owning the reported shares of common stock were contributed to an operating partnership in which a subsidiary of the issuer is general partner (the "operating partnership") in a transaction with the issuer pursuant to which the contributing entity, CIM Group Holdings, LLC ("CIM Group Holdings"), received shares of special voting preferred stock of the issuer. The reporting person may be deemed to beneficially own such shares of common stock owned by the contributed entities, which are now subsidiaries of the issuer, given his role as Chief Executive Officer of the issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: (Continued from footnote 1) Prior to the transaction, the contributed entities were owned by CIM Group Holdings, which is owned and controlled by CIM Group, LLC ("CIM Group Parent"), with respect to which the reporting person is a controlling person.

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June 24, 2026 Filed Jun 27, 2026 01:59 UTC CIM GROUP, INC. NONE · Entity 4955 Disposition to issuerCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-286497 · ownership.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 20,000

F1 · price: The entities (together with the manager described in footnote (5), the "contributed entities") directly owning the reported shares of common stock were contributed to an operating partnership in which a subsidiary of the issuer is general partner (the "operating partnership") in a transaction with the issuer pursuant to which the contributing entity, CIM Group Holdings, LLC ("CIM Group Holdings"), received shares of special voting preferred stock of the issuer. The reporting person may be deemed to beneficially own such shares of common stock owned by the contributed entities, which are now subsidiaries of the issuer, given his role as Chief Executive Officer of the issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · price: (Continued from footnote 1) Prior to the transaction, the contributed entities were owned by CIM Group Holdings, which is owned and controlled by CIM Group, LLC ("CIM Group Parent"), with respect to which the reporting person is a controlling person.

F1 · ownership.nature: The entities (together with the manager described in footnote (5), the "contributed entities") directly owning the reported shares of common stock were contributed to an operating partnership in which a subsidiary of the issuer is general partner (the "operating partnership") in a transaction with the issuer pursuant to which the contributing entity, CIM Group Holdings, LLC ("CIM Group Holdings"), received shares of special voting preferred stock of the issuer. The reporting person may be deemed to beneficially own such shares of common stock owned by the contributed entities, which are now subsidiaries of the issuer, given his role as Chief Executive Officer of the issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: (Continued from footnote 1) Prior to the transaction, the contributed entities were owned by CIM Group Holdings, which is owned and controlled by CIM Group, LLC ("CIM Group Parent"), with respect to which the reporting person is a controlling person.

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April 15, 2026 Filed Apr 17, 2026 20:39 UTC CIM GROUP, INC. NONE · Entity 4955 Exercise / conversionRestricted Stock Units · Derivative 716,083.608 $0.00 $0.00
Disclosure

SEC source: 0001498547-26-000019 · wk-form4_1776458362.xml · derivative · entry 5

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 2,882,391.339

Underlying: Common Stock · 716,083.608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · shares: On April 15, 2026, CIM Real Estate Finance Management, LLC (the "Manager") acquired 358,041.804 shares of the Issuer's common stock in connection with the vesting of 716,083.608 of the restricted stock units originally granted to the Manager on April 14, 2025 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 1,432,167.216 restricted stock units originally granted to the Manager on April 14, 2025 will vest in equal installments on April 15, 2027 and April 15, 2028, subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · derivative.exercise_date: On April 15, 2026, CIM Real Estate Finance Management, LLC (the "Manager") acquired 358,041.804 shares of the Issuer's common stock in connection with the vesting of 716,083.608 of the restricted stock units originally granted to the Manager on April 14, 2025 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 1,432,167.216 restricted stock units originally granted to the Manager on April 14, 2025 will vest in equal installments on April 15, 2027 and April 15, 2028, subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · derivative.expiration_date: On April 15, 2026, CIM Real Estate Finance Management, LLC (the "Manager") acquired 358,041.804 shares of the Issuer's common stock in connection with the vesting of 716,083.608 of the restricted stock units originally granted to the Manager on April 14, 2025 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 1,432,167.216 restricted stock units originally granted to the Manager on April 14, 2025 will vest in equal installments on April 15, 2027 and April 15, 2028, subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F7 · balance_after: Represents the remaining 740,623.350 restricted stock units originally granted to the Manager on January 9, 2024, which will vest on December 15, 2026, the remaining 709,600.773 restricted stock units originally granted to the Manager on July 29, 2024, which will vest in equal annual installments on June 30, 2026 and June 30, 2027 and the remaining 1,432,167.216 restricted stock units originally granted to the Manager on April 14, 2025, which will vest in equal annual installments on April 15, 2027 and April 15, 2028.

F2 · ownership.nature: The reported shares are owned directly by the Manager. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by the Manager because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls the Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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April 15, 2026 Filed Apr 17, 2026 20:39 UTC CIM GROUP, INC. NONE · Entity 4955 OtherCommon Stock 358,041.804 $0.00 $0.00
Disclosure

SEC source: 0001498547-26-000019 · wk-form4_1776458362.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 20,000

F3 · shares: Represents shares of the Issuer's common stock distributed by the Manager to certain employees and/or other persons having an affiliation with the Manager.

F2 · ownership.nature: The reported shares are owned directly by the Manager. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by the Manager because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls the Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:39 UTC CIM GROUP, INC. NONE · Entity 4955 Exercise / conversionCommon Stock 358,041.804 Not disclosed Not disclosed
Disclosure

SEC source: 0001498547-26-000019 · wk-form4_1776458362.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 378,041.804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On April 15, 2026, CIM Real Estate Finance Management, LLC (the "Manager") acquired 358,041.804 shares of the Issuer's common stock in connection with the vesting of 716,083.608 of the restricted stock units originally granted to the Manager on April 14, 2025 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 1,432,167.216 restricted stock units originally granted to the Manager on April 14, 2025 will vest in equal installments on April 15, 2027 and April 15, 2028, subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F2 · ownership.nature: The reported shares are owned directly by the Manager. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by the Manager because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls the Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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March 16, 2026 Filed Mar 18, 2026 22:15 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 OtherSeries A1 Preferred Stock 36,663 Not disclosed Not disclosed
Disclosure

SEC source: 0000908311-26-000034 · wk-form4_1773872123.xml · nonDerivative · entry 4

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Capital Real Property Management, LLC

Disclosed balance after: 0

F2 · price: These shares were called for redemption by the issuer.

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March 16, 2026 Filed Mar 18, 2026 22:15 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 OtherSeries A Preferred Stock 298,472 Not disclosed Not disclosed
Disclosure

SEC source: 0000908311-26-000034 · wk-form4_1773872123.xml · nonDerivative · entry 3

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM CMCT MLP, LLC

Disclosed balance after: 270,209

F2 · price: These shares were called for redemption by the issuer.

Read SEC document
March 16, 2026 Filed Mar 18, 2026 22:15 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 OtherCommon Stock 1,002,524 Not disclosed Not disclosed
Disclosure

SEC source: 0000908311-26-000034 · wk-form4_1773872123.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Capital Real Property Management, LLC

Disclosed balance after: 1,011,004

F1 · price: Shares of Common Stock were issued for the redemption of Series A Preferred Stock and Series A1 Preferred Stock which were called for redemption by the issuer. The issuance price as based on the VWAP of the Common Stock for the 20 Trading Days immediately preceding the applicable redemption date (with each such term as defined in the issuer's charter).

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March 16, 2026 Filed Mar 18, 2026 22:15 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 OtherCommon Stock 8,146,382 Not disclosed Not disclosed
Disclosure

SEC source: 0000908311-26-000034 · wk-form4_1773872123.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM CMCT MLP, LLC

Disclosed balance after: 8,183,796

F1 · price: Shares of Common Stock were issued for the redemption of Series A Preferred Stock and Series A1 Preferred Stock which were called for redemption by the issuer. The issuance price as based on the VWAP of the Common Stock for the 20 Trading Days immediately preceding the applicable redemption date (with each such term as defined in the issuer's charter).

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December 15, 2025 Filed Dec 17, 2025 23:25 UTC CIM GROUP, INC. NONE · Entity 4955 Exercise / conversionRestricted Stock Units · Derivative 740,623.349 $0.00 $0.00
Disclosure

SEC source: 0001498547-25-000089 · wk-form4_1766013941.xml · derivative · entry 5

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 3,598,474.947

Underlying: Common Stock · 740,623.349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · shares: On December 15, 2025, CIM Real Estate Finance Management, LLC (the "Manager") acquired 370,311.675 shares of the Issuer's common stock in connection with the vesting of 740,623.349 of the restricted stock units originally granted to the Manager on January 9, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 740,623.349 restricted stock units granted to the Manager on January 9, 2024 will vest on December 15, 2026, subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · derivative.exercise_date: On December 15, 2025, CIM Real Estate Finance Management, LLC (the "Manager") acquired 370,311.675 shares of the Issuer's common stock in connection with the vesting of 740,623.349 of the restricted stock units originally granted to the Manager on January 9, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 740,623.349 restricted stock units granted to the Manager on January 9, 2024 will vest on December 15, 2026, subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · derivative.expiration_date: On December 15, 2025, CIM Real Estate Finance Management, LLC (the "Manager") acquired 370,311.675 shares of the Issuer's common stock in connection with the vesting of 740,623.349 of the restricted stock units originally granted to the Manager on January 9, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 740,623.349 restricted stock units granted to the Manager on January 9, 2024 will vest on December 15, 2026, subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F7 · balance_after: Represents the remaining 740,623.349 restricted stock units originally granted to the Manager on January 9, 2024, which will vest on December 15, 2026, the remaining 709,600.773 restricted stock units originally granted to the Manager on July 29, 2024, which will vest in equal annual installments on June 30, 2026 and June 30, 2027 and the 2,148,250.824 restricted stock units originally granted to the Manager on April 14, 2025 as an award under the Issuer's 2024 Manager Equity Incentive Plan, which will vest in three equal annual installments beginning on April 15, 2026.

F2 · ownership.nature: The reported shares are owned directly by the Manager. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by the Manager because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls the Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 23:25 UTC CIM GROUP, INC. NONE · Entity 4955 OtherCommon Stock 370,311.675 $0.00 $0.00
Disclosure

SEC source: 0001498547-25-000089 · wk-form4_1766013941.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 20,000

F3 · shares: Represents shares of the Issuer's common stock distributed by the Manager to certain employees and/or other persons having an affiliation with the Manager.

F2 · ownership.nature: The reported shares are owned directly by the Manager. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by the Manager because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls the Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 23:25 UTC CIM GROUP, INC. NONE · Entity 4955 Exercise / conversionCommon Stock 370,311.675 Not disclosed Not disclosed
Disclosure

SEC source: 0001498547-25-000089 · wk-form4_1766013941.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 390,311.675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 15, 2025, CIM Real Estate Finance Management, LLC (the "Manager") acquired 370,311.675 shares of the Issuer's common stock in connection with the vesting of 740,623.349 of the restricted stock units originally granted to the Manager on January 9, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 740,623.349 restricted stock units granted to the Manager on January 9, 2024 will vest on December 15, 2026, subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F2 · ownership.nature: The reported shares are owned directly by the Manager. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by the Manager because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls the Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 00:37 UTC CIM GROUP, INC. NONE · Entity 4955 Exercise / conversionRestricted Stock Units · Derivative 354,800.387 $0.00 $0.00
Disclosure

SEC source: 0001498547-25-000050 · wk-form4_1751416613.xml · derivative · entry 5

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 4,339,098.296

Underlying: Common Stock · 354,800.387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · shares: On June 30, 2025, CIM Real Estate Finance Management, LLC (the "Manager") acquired 177,400.193 shares of the Issuer's common stock in connection with the vesting of 354,800.387 of the restricted stock units originally granted to the Manager on July 29, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 709,600.773 restricted stock units granted to the Manager on July 29, 2024 will vest in equal annual installments on June 30, 2026 and June 30, 2027, in each case subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · derivative.exercise_date: On June 30, 2025, CIM Real Estate Finance Management, LLC (the "Manager") acquired 177,400.193 shares of the Issuer's common stock in connection with the vesting of 354,800.387 of the restricted stock units originally granted to the Manager on July 29, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 709,600.773 restricted stock units granted to the Manager on July 29, 2024 will vest in equal annual installments on June 30, 2026 and June 30, 2027, in each case subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · derivative.expiration_date: On June 30, 2025, CIM Real Estate Finance Management, LLC (the "Manager") acquired 177,400.193 shares of the Issuer's common stock in connection with the vesting of 354,800.387 of the restricted stock units originally granted to the Manager on July 29, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 709,600.773 restricted stock units granted to the Manager on July 29, 2024 will vest in equal annual installments on June 30, 2026 and June 30, 2027, in each case subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F7 · balance_after: Represents the remaining 1,481,246.699 restricted stock units originally granted to the Manager on January 9, 2024, which will vest in equal annual installments on December 15, 2025 and December 15, 2026, the remaining 709,600.773 restricted stock units originally granted to the Manager on July 29, 2024, which will vest in equal annual installments on June 30, 2026 and June 30, 2027 and the 2,148,250.824 restricted stock units originally granted to the Manager on April 14, 2025 as an award under the Issuer's 2024 Manager Equity Incentive Plan, which will vest in three equal annual installments beginning on April 15, 2026.

F2 · ownership.nature: The reported shares are owned directly by the Manager. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by the Manager because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls the Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 00:37 UTC CIM GROUP, INC. NONE · Entity 4955 OtherCommon Stock 177,400.193 $0.00 $0.00
Disclosure

SEC source: 0001498547-25-000050 · wk-form4_1751416613.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 20,000

F3 · shares: Represents shares of the Issuer's common stock distributed by the Manager to certain employees and/or other persons having an affiliation with the Manager.

F2 · ownership.nature: The reported shares are owned directly by the Manager. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by the Manager because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls the Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 00:37 UTC CIM GROUP, INC. NONE · Entity 4955 Exercise / conversionCommon Stock 177,400.193 Not disclosed Not disclosed
Disclosure

SEC source: 0001498547-25-000050 · wk-form4_1751416613.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 197,400.193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On June 30, 2025, CIM Real Estate Finance Management, LLC (the "Manager") acquired 177,400.193 shares of the Issuer's common stock in connection with the vesting of 354,800.387 of the restricted stock units originally granted to the Manager on July 29, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 709,600.773 restricted stock units granted to the Manager on July 29, 2024 will vest in equal annual installments on June 30, 2026 and June 30, 2027, in each case subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F2 · ownership.nature: The reported shares are owned directly by the Manager. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by the Manager because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls the Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 20:27 UTC CIM GROUP, INC. NONE · Entity 4955 PurchaseCommon Stock 341,363.867 $5.22 $1,781,919.39
Disclosure

SEC source: 0001498547-25-000045 · wk-form4_1750710451.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Holdings, LLC

Disclosed balance after: 341,363.867

F1 · ownership.nature: The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Real Estate Finance Holdings, LLC because of their positions with CIM Group, LLC, which owns and controls CIM Real Estate Finance Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 14, 2025 Filed Apr 16, 2025 21:09 UTC CIM GROUP, INC. NONE · Entity 4955 GrantRestricted Stock Units · Derivative 2,148,250.824 $0.00 $0.00
Disclosure

SEC source: 0001498547-25-000025 · wk-form4_1744837787.xml · derivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 4,693,898.683

Underlying: Common Stock · 2,148,250.824 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on April 15, 2026

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on April 15, 2026

F3 · ownership.nature: The reported shares are owned directly by CIM Real Estate Finance Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Real Estate Finance Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Real Estate Finance Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 22:52 UTC CIM GROUP, INC. NONE · Entity 4955 Exercise / conversionRestricted Stock Units · Derivative 740,623.349 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000083 · wk-form4_1734475959.xml · derivative · entry 4

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 2,545,647.859

Underlying: Common Stock · 740,623.349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · shares: On December 15, 2024, CIM Real Estate Finance Management, LLC (the "Manager") acquired 370,311.675 shares of the Issuer's common stock in connection with the vesting of 740,623.349 of the restricted stock units originally granted to the Manager on January 9, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 1,481,246.699 restricted stock units granted to the Manager on January 9, 2024 will vest in equal annual installments on December 15, 2025 and December 15, 2026, in each case subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · derivative.exercise_date: On December 15, 2024, CIM Real Estate Finance Management, LLC (the "Manager") acquired 370,311.675 shares of the Issuer's common stock in connection with the vesting of 740,623.349 of the restricted stock units originally granted to the Manager on January 9, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 1,481,246.699 restricted stock units granted to the Manager on January 9, 2024 will vest in equal annual installments on December 15, 2025 and December 15, 2026, in each case subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · derivative.expiration_date: On December 15, 2024, CIM Real Estate Finance Management, LLC (the "Manager") acquired 370,311.675 shares of the Issuer's common stock in connection with the vesting of 740,623.349 of the restricted stock units originally granted to the Manager on January 9, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 1,481,246.699 restricted stock units granted to the Manager on January 9, 2024 will vest in equal annual installments on December 15, 2025 and December 15, 2026, in each case subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F6 · balance_after: Represents the remaining 1,481,246.699 restricted stock units originally granted to the Manager on January 9, 2024, which will vest in equal annual installments on December 15, 2025 and December 15, 2026, and the 1,064,401.16 restricted stock units originally granted to the Manager on July 29, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan, which will vest in three equal annual installments beginning on June 30, 2025.

F2 · ownership.nature: The reported shares are owned directly by the Manager. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by the Manager because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls the Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 22:52 UTC CIM GROUP, INC. NONE · Entity 4955 OtherCommon Stock 370,311.675 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000083 · wk-form4_1734475959.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 20,000

F3 · shares: Represents shares of the Issuer's common stock distributed by the Manager to certain employees and/or other persons having an affiliation with the Manager.

F2 · ownership.nature: The reported shares are owned directly by the Manager. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by the Manager because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls the Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 22:52 UTC CIM GROUP, INC. NONE · Entity 4955 Exercise / conversionCommon Stock 370,311.675 Not disclosed Not disclosed
Disclosure

SEC source: 0001498547-24-000083 · wk-form4_1734475959.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 390,311.675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 15, 2024, CIM Real Estate Finance Management, LLC (the "Manager") acquired 370,311.675 shares of the Issuer's common stock in connection with the vesting of 740,623.349 of the restricted stock units originally granted to the Manager on January 9, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 1,481,246.699 restricted stock units granted to the Manager on January 9, 2024 will vest in equal annual installments on December 15, 2025 and December 15, 2026, in each case subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F2 · ownership.nature: The reported shares are owned directly by the Manager. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by the Manager because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls the Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 29, 2024 Filed Jul 30, 2024 18:46 UTC CIM GROUP, INC. NONE · Entity 4955 GrantRestricted Stock Units · Derivative 1,064,401.16 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000054 · wk-form4_1722365188.xml · derivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 3,286,271.208

Underlying: Common Stock · 1,064,401.16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on June 30, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on June 30, 2025.

F3 · ownership.nature: The reported shares are owned directly by CIM Real Estate Finance Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Real Estate Finance Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Real Estate Finance Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 23:10 UTC CIM GROUP, INC. NONE · Entity 4955 GrantRestricted Stock Units · Derivative 2,221,870.048 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000015 · wk-form4_1705014650.xml · derivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 2,221,870.048

Underlying: Common Stock · 2,221,870.048 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 15, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 15, 2024.

F3 · ownership.nature: The reported shares are owned directly by CIM Real Estate Finance Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Real Estate Finance Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Real Estate Finance Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 31, 2023 Filed May 31, 2023 22:57 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 PurchaseCommon Stock 4,200 $5.20 $21,840.00
Disclosure

SEC source: 0001415889-23-008985 · form4-05312023_100549.xml · nonDerivative · entry 3

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · CIM CMCT MLP, LLC

Disclosed balance after: 9,168,916

F1 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the indirect sole equity member of the entity through which these shares are held.

Read SEC document
May 30, 2023 Filed May 31, 2023 22:57 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 PurchaseCommon Stock 9,300 $5.09 $47,381.64
Disclosure

SEC source: 0001415889-23-008985 · form4-05312023_100549.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · CIM CMCT MLP, LLC

Disclosed balance after: 9,164,716

F3 · price: The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from $5.09 to $5.11 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the indirect sole equity member of the entity through which these shares are held.

Read SEC document
May 26, 2023 Filed May 31, 2023 22:57 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 PurchaseCommon Stock 21,122 $5.06 $106,877.32
Disclosure

SEC source: 0001415889-23-008985 · form4-05312023_100549.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · CIM CMCT MLP, LLC

Disclosed balance after: 9,155,416

F1 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the indirect sole equity member of the entity through which these shares are held.

Read SEC document
May 25, 2023 Filed May 25, 2023 23:21 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 PurchaseCommon Stock 1,257 $5.09 $6,392.10
Disclosure

SEC source: 0001415889-23-008827 · form4-05252023_110543.xml · nonDerivative · entry 3

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · CIM CMCT MLP, LLC

Disclosed balance after: 9,134,294

F5 · price: The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from $5.06 to $5.10 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: CIM Group, LLC is the indirect sole equity member of the entity through which these shares are held.

Read SEC document
May 24, 2023 Filed May 25, 2023 23:21 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 PurchaseCommon Stock 6,392 $5.08 $32,500.76
Disclosure

SEC source: 0001415889-23-008827 · form4-05252023_110543.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · CIM CMCT MLP, LLC

Disclosed balance after: 9,133,037

F4 · price: The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from $5.00 to $5.11 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: CIM Group, LLC is the indirect sole equity member of the entity through which these shares are held.

Read SEC document
May 23, 2023 Filed May 25, 2023 23:21 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 PurchaseCommon Stock 7,000 $5.07 $35,486.50
Disclosure

SEC source: 0001415889-23-008827 · form4-05252023_110543.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · CIM CMCT MLP, LLC

Disclosed balance after: 9,126,645

F1 · price: The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from $5.06 to $5.07 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: CIM Group, LLC is the indirect sole equity member of the entity through which these shares are held.

Read SEC document
May 22, 2023 Filed May 23, 2023 21:44 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 PurchaseCommon Stock 9,700 $5.12 $49,618.41
Disclosure

SEC source: 0001415889-23-008644 · form4-05232023_090512.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · CIM CMCT MLP, LLC

Disclosed balance after: 9,119,645

F4 · price: The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from $5.06 to $5.16 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: CIM Group, LLC is the indirect sole equity member of the entity through which these shares are held.

Read SEC document
May 19, 2023 Filed May 23, 2023 21:44 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 PurchaseCommon Stock 1,744 $5.03 $8,770.92
Disclosure

SEC source: 0001415889-23-008644 · form4-05232023_090512.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · CIM CMCT MLP, LLC

Disclosed balance after: 9,109,945

F1 · price: The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from $5.01 to $5.05 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: CIM Group, LLC is the indirect sole equity member of the entity through which these shares are held.

Read SEC document
May 18, 2023 Filed May 19, 2023 23:07 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 PurchaseCommon Stock 2,178 $5.00 $10,893.70
Disclosure

SEC source: 0001415889-23-008437 · form4-05192023_110538.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · CIM CMCT MLP, LLC

Disclosed balance after: 9,108,201

F4 · price: The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from $4.98 to $5.05 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: CIM Group, LLC is the indirect sole equity member of the entity through which these shares are held.

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May 17, 2023 Filed May 19, 2023 23:07 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 PurchaseCommon Stock 17,706 $4.95 $87,681.88
Disclosure

SEC source: 0001415889-23-008437 · form4-05192023_110538.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · CIM CMCT MLP, LLC

Disclosed balance after: 9,106,023

F1 · price: The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from $4.85 to $5.01 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: CIM Group, LLC is the indirect sole equity member of the entity through which these shares are held.

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May 16, 2023 Filed May 17, 2023 21:10 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 PurchaseCommon Stock 8,970 $5.04 $45,167.54
Disclosure

SEC source: 0001415889-23-008212 · form4-05172023_090514.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · CIM CMCT MLP, LLC

Disclosed balance after: 9,088,317

F4 · price: The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from $4.99 to $5.14 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: CIM Group, LLC is the indirect sole equity member of the entity through which these shares are held.

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May 15, 2023 Filed May 17, 2023 21:10 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 PurchaseCommon Stock 9,264 $4.96 $45,956.85
Disclosure

SEC source: 0001415889-23-008212 · form4-05172023_090514.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · CIM CMCT MLP, LLC

Disclosed balance after: 9,079,347

F1 · price: The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from $4.81 to $5.01 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: CIM Group, LLC is the indirect sole equity member of the entity through which these shares are held.

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May 12, 2023 Filed May 12, 2023 23:29 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 PurchaseCommon Stock 11,705 $4.71 $55,146.94
Disclosure

SEC source: 0001415889-23-007929 · form4-05122023_110531.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · CIM CMCT MLP, LLC

Disclosed balance after: 9,070,083

F4 · price: The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from $4.61 to $4.80 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: CIM Group, LLC is the indirect sole equity member of the entity through which these shares are held.

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May 11, 2023 Filed May 12, 2023 23:29 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 PurchaseCommon Stock 13,600 $4.75 $64,563.28
Disclosure

SEC source: 0001415889-23-007929 · form4-05122023_110531.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · CIM CMCT MLP, LLC

Disclosed balance after: 9,058,378

F1 · price: The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from $4.70 to $4.77 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: CIM Group, LLC is the indirect sole equity member of the entity through which these shares are held.

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May 10, 2023 Filed May 10, 2023 23:42 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 PurchaseCommon Stock 18,600 $4.42 $82,154.34
Disclosure

SEC source: 0001415889-23-007756 · form4-05102023_110515.xml · nonDerivative · entry 3

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · CIM CMCT MLP, LLC

Disclosed balance after: 9,044,778

F4 · price: The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from $4.34 to $4.51 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: CIM Group, LLC is the indirect sole equity member of the entity through which these shares are held.

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May 09, 2023 Filed May 10, 2023 23:42 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 PurchaseCommon Stock 587,714 $4.50 $2,644,713.00
Disclosure

SEC source: 0001415889-23-007756 · form4-05102023_110515.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · CIM CMCT MLP, LLC

Disclosed balance after: 9,026,178

F2 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: CIM Group, LLC is the indirect sole equity member of the entity through which these shares are held.

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May 08, 2023 Filed May 10, 2023 23:42 UTC Creative Media & Community Trust Corp CMCT · Entity 7936 PurchaseCommon Stock 18,600 $4.37 $81,270.84
Disclosure

SEC source: 0001415889-23-007756 · form4-05102023_110515.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · CIM CMCT MLP, LLC

Disclosed balance after: 8,438,464

F1 · price: The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from $4.30 to $4.46 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: CIM Group, LLC is the indirect sole equity member of the entity through which these shares are held.

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May 07, 2022 Filed May 10, 2022 23:07 UTC ZIFF DAVIS, INC. ZD · Entity 4548 Exercise / conversionRestricted Stock Units · Derivative 1,639 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-22-006591 · marketforms-56150.xml · derivative · entry 4

RESSLER RICHARD S · CIK 0000904290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Ziff Davis, Inc. engaged in a spin-off of one of its divisions on October 7, 2021. As a result, the number of shares released for the reporting person has been adjusted to reflect the spin.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.