person · Reporting owner

RESSLER RICHARD S

Disclosed activity across 10 companies

Tapewire entity: 33352
SEC CIK: 0000904290

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CIM GROUP, INC.NONE · Entity 4955	Director · CEO & President · 10% owner	September 04, 2026	September 09, 2026
CIM Real Assets & Credit FundNONE · Entity 124628	10% owner	January 28, 2021	February 01, 2021
Cole Credit Property Trust V, Inc.NONE · Entity 144400	Director	September 30, 2019	October 02, 2019
Creative Media & Community Trust CorpCMCT · Entity 7936	Director	March 16, 2026	March 18, 2026
OFS Capital CorpOFS · Entity 7193	10% owner	September 15, 2021	September 27, 2021
OFS Credit Company, Inc.OCCI · Entity 6964	10% owner	April 23, 2021	April 27, 2021
Presbia PLCLENS · Entity 160670	Director · 10% owner	January 02, 2019	January 04, 2019
ZIFF DAVIS, INC.ZD · Entity 4548	Director	May 07, 2022	May 10, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIM GROUP, INC.

Report date September 04, 2026 · Filed September 09, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy CIM Real Estate Finance Holdings, LLC	868,172.035	Reported balance After 2026-09-04 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-09-04 · Purchase · Acquired 526,808.168 · Balance 868,172.035 F1: Includes certain amounts disclosed in the reporting person's Form 4 filed on June 26, 2026 but subsequently omitted in the reporting person's Form 4 filed on July 2, 2026 due to an administrative error. F2: The reporting person may be deemed to beneficially own the shares owned by CIM Real Estate Finance Holdings, LLC, CIM Real Estate Finance Management, LLC, and CIM CMFT MLP, LLC, each a subsidiary of the Issuer, because of his position as Chief Executive Officer of the Issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy CIM Real Estate Finance Management, LLC	20,000	Reported balance Holding disclosure · report date 2026-09-04 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 20,000 F1: Includes certain amounts disclosed in the reporting person's Form 4 filed on June 26, 2026 but subsequently omitted in the reporting person's Form 4 filed on July 2, 2026 due to an administrative error. F2: The reporting person may be deemed to beneficially own the shares owned by CIM Real Estate Finance Holdings, LLC, CIM Real Estate Finance Management, LLC, and CIM CMFT MLP, LLC, each a subsidiary of the Issuer, because of his position as Chief Executive Officer of the Issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy: CIM CMFT MLP, LLC	911,041.268	Reported balance Holding disclosure · report date 2026-09-04 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 911,041.268 F1: Includes certain amounts disclosed in the reporting person's Form 4 filed on June 26, 2026 but subsequently omitted in the reporting person's Form 4 filed on July 2, 2026 due to an administrative error. F2: The reporting person may be deemed to beneficially own the shares owned by CIM Real Estate Finance Holdings, LLC, CIM Real Estate Finance Management, LLC, and CIM CMFT MLP, LLC, each a subsidiary of the Issuer, because of his position as Chief Executive Officer of the Issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy CIM Group Holdings, LLC	100	Reported balance Holding disclosure · report date 2026-09-04 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 100 F3: The reporting person may be deemed to beneficially own the shares owned by CIM Group Holdings, LLC because of his position with CIM Group, LLC, which owns and controls CIM Group Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Special Voting Preferred StockSEC Table I · non-derivative	IndirectBy CIM Group Holdings, LLC	907,376,073.663	Reported balance Holding disclosure · report date 2026-09-04 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 907,376,073.663 F3: The reporting person may be deemed to beneficially own the shares owned by CIM Group Holdings, LLC because of his position with CIM Group, LLC, which owns and controls CIM Group Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Includes certain amounts disclosed in the reporting person's Form 4 filed on June 26, 2026 but subsequently omitted in the reporting person's Form 4 filed on July 2, 2026 due to an administrative error.

F2: The reporting person may be deemed to beneficially own the shares owned by CIM Real Estate Finance Holdings, LLC, CIM Real Estate Finance Management, LLC, and CIM CMFT MLP, LLC, each a subsidiary of the Issuer, because of his position as Chief Executive Officer of the Issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: The reporting person may be deemed to beneficially own the shares owned by CIM Group Holdings, LLC because of his position with CIM Group, LLC, which owns and controls CIM Group Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

CIM Real Assets & Credit Fund

Report date January 28, 2021 · Filed February 01, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock (Class I)SEC Table I · non-derivative	IndirectSee Footnote	348,067.109	Reported balance After 2021-01-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-01-28 · Purchase · Acquired 156,067.109 · Balance 348,067.109 F1: On January 28, 2021, CIM RACR, LLC acquired from the Issuer 156,067.109 shares of the Issuer's Class I common stock. F2: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Common Stock (Class A)SEC Table I · non-derivative	IndirectSee Footnote	4,000	Reported balance Holding disclosure · report date 2021-01-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 4,000 F2: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Common Stock (Class C)SEC Table I · non-derivative	IndirectSee Footnote	4,000	Reported balance Holding disclosure · report date 2021-01-28 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 4,000 F2: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Common Stock (Class L)SEC Table I · non-derivative	IndirectSee Footnote	4,000	Reported balance Holding disclosure · report date 2021-01-28 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 4,000 F2: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: On January 28, 2021, CIM RACR, LLC acquired from the Issuer 156,067.109 shares of the Issuer's Class I common stock.

F2: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Cole Credit Property Trust V, Inc.

Report date September 30, 2019 · Filed October 02, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock (Class A)SEC Table I · non-derivative	IndirectBy Cole REIT Management V, LLC	43,955.914	Reported balance After 2019-09-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2019-09-30 · Grant · Acquired 7,087.301 · Balance 43,955.914 F1: On September 30, 2019, Cole REIT Management V, LLC acquired 7,087.301 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of September 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017. F2: The reported shares are owned by Cole REIT Management V, LLC. The reporting person services as Vice President of Cole REIT Management V, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their position with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: On September 30, 2019, Cole REIT Management V, LLC acquired 7,087.301 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of September 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2: The reported shares are owned by Cole REIT Management V, LLC. The reporting person services as Vice President of Cole REIT Management V, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their position with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.

Creative Media & Community Trust Corp

Report date March 16, 2026 · Filed March 18, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy CIM CMCT MLP, LLC	8,183,796	Reported balance After 2026-03-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-03-16 · Other · Acquired 8,146,382 · Balance 8,183,796 F1: Shares of Common Stock were issued for the redemption of Series A Preferred Stock and Series A1 Preferred Stock which were called for redemption by the issuer. The issuance price as based on the VWAP of the Common Stock for the 20 Trading Days immediately preceding the applicable redemption date (with each such term as defined in the issuer's charter).
Common StockSEC Table I · non-derivative	IndirectBy CIM Capital Real Property Management, LLC	1,011,004	Reported balance After 2026-03-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2026-03-16 · Other · Acquired 1,002,524 · Balance 1,011,004 F1: Shares of Common Stock were issued for the redemption of Series A Preferred Stock and Series A1 Preferred Stock which were called for redemption by the issuer. The issuance price as based on the VWAP of the Common Stock for the 20 Trading Days immediately preceding the applicable redemption date (with each such term as defined in the issuer's charter).
Series A Preferred StockSEC Table I · non-derivative	IndirectBy CIM CMCT MLP, LLC	270,209	Reported balance After 2026-03-16 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2026-03-16 · Other · Disposed 298,472 · Balance 270,209 F2: These shares were called for redemption by the issuer.
Series A1 Preferred StockSEC Table I · non-derivative	IndirectBy CIM Capital Real Property Management, LLC	0	Reported balance After 2026-03-16 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2026-03-16 · Other · Disposed 36,663 · Balance 0 F2: These shares were called for redemption by the issuer.
Common StockSEC Table I · non-derivative	IndirectBy CIM Urban Sponsor, LLC	1,930	Reported balance Holding disclosure · report date 2026-03-16 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 1,930
Common StockSEC Table I · non-derivative	IndirectBy CIM Real Assets & Credit Fund	1,584	Reported balance Holding disclosure · report date 2026-03-16 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 1,584
Common StockSEC Table I · non-derivative	Direct	500	Reported balance Holding disclosure · report date 2026-03-16 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 500

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Common Stock were issued for the redemption of Series A Preferred Stock and Series A1 Preferred Stock which were called for redemption by the issuer. The issuance price as based on the VWAP of the Common Stock for the 20 Trading Days immediately preceding the applicable redemption date (with each such term as defined in the issuer's charter).

F2: These shares were called for redemption by the issuer.

OFS Capital Corp

Report date September 15, 2021 · Filed September 27, 2021

Jointly reported with Orchard Investments, LLC, OI3 2019 Trust

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Indirect-	2,946,474	Reported balance Holding disclosure · report date 2021-09-15 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 2,946,474 F1: The reported securities are owned directly by Orchard First Source Asset Management ("OFSAM") and may be deemed to be indirectly owned by Orchard Investments, LLC through its interests in OFSAM, indirectly owned by The OI3 2019 Trust, as an owner of Orchard Investments, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of the reported securities except to the extent of his/its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities are owned directly by Orchard First Source Asset Management ("OFSAM") and may be deemed to be indirectly owned by Orchard Investments, LLC through its interests in OFSAM, indirectly owned by The OI3 2019 Trust, as an owner of Orchard Investments, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of the reported securities except to the extent of his/its pecuniary interest therein.

OFS Credit Company, Inc.

Report date April 23, 2021 · Filed April 27, 2021

Jointly reported with OI3, LLC, OI3 2019 Trust

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	389,967	Reported balance After 2021-04-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-04-23 · Other · Acquired 9,287 · Balance 389,967 F1: On February 8, 2021, the Issuer's board of directors declared a $0.53 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2021, payable to holders of record of common stock on March 23, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, OI3, LLC and Orchard First Source Asset Management, LLC ("OFSAM") (together with its subsidiary) will receive 9,287 and 3,095 shares of common stock, respectively, as of April 30, 2021. F2: These securities are held, or to be acquired pursuant to the Dividend, by OI3, LLC, and may be deemed to be indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust.
Common StockSEC Table I · non-derivative	Indirect-	129,985	Reported balance After 2021-04-23 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2021-04-23 · Other · Acquired 3,095 · Balance 129,985 F1: On February 8, 2021, the Issuer's board of directors declared a $0.53 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2021, payable to holders of record of common stock on March 23, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, OI3, LLC and Orchard First Source Asset Management, LLC ("OFSAM") (together with its subsidiary) will receive 9,287 and 3,095 shares of common stock, respectively, as of April 30, 2021. F3: These securities are held, or to be acquired pursuant to the Dividend, by OFSAM and its subsidiary and may be deemed to be indirectly owned by OI3, LLC through its direct and indirect interests in OFSAM, indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of these securities, except to the extent of his or its, as applicable, pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On February 8, 2021, the Issuer's board of directors declared a $0.53 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2021, payable to holders of record of common stock on March 23, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, OI3, LLC and Orchard First Source Asset Management, LLC ("OFSAM") (together with its subsidiary) will receive 9,287 and 3,095 shares of common stock, respectively, as of April 30, 2021.

F2: These securities are held, or to be acquired pursuant to the Dividend, by OI3, LLC, and may be deemed to be indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust.

F3: These securities are held, or to be acquired pursuant to the Dividend, by OFSAM and its subsidiary and may be deemed to be indirectly owned by OI3, LLC through its direct and indirect interests in OFSAM, indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of these securities, except to the extent of his or its, as applicable, pecuniary interest therein.

Presbia PLC

Report date January 02, 2019 · Filed January 04, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary SharesSEC Table I · non-derivative	IndirectSee Note	72,464	Reported balance After 2019-01-02 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2019-01-02 · Other · Acquired 72,464 · Balance 72,464 F1: Shares held by OCV Management, LLC ("OCV") and were issued pursuant to a services agreement executed December 14, 2017. OCV receives an annual fee of $250,000, payable annually in arrears and settled in the form of ordinary shares issued. For 2018, the number of shares issued was determined by dividing $250,000 by the closing price on January 2, 2018. Reporting Person serves as Chairman of OCV. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Ordinary SharesSEC Table I · non-derivative	IndirectSee Note	6,222,030	Reported balance Holding disclosure · report date 2019-01-02 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 6,222,030 F2: The Reporting Person, directly and/or indirectly, possesses the sole power to vote and the sole power to direct the disposition of all securities of Issuer held by Orchard Alternative Investments LP, a Delaware limited partnership, ("Orchard Alternative") and Orchard Investments LLC, a Delaware limited liability company ("Orchard Investments"). The Reporting Person's interest in the securities reported herein which are held by Orchard Alternative and Orchard Investments is limited to the extent of his pecuniary interest in such entities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Ordinary SharesSEC Table I · non-derivative	Direct	4,263,559	Reported balance Holding disclosure · report date 2019-01-02 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 4,263,559

Filing footnotes · ownership attribution and instrument terms

F1: Shares held by OCV Management, LLC ("OCV") and were issued pursuant to a services agreement executed December 14, 2017. OCV receives an annual fee of $250,000, payable annually in arrears and settled in the form of ordinary shares issued. For 2018, the number of shares issued was determined by dividing $250,000 by the closing price on January 2, 2018. Reporting Person serves as Chairman of OCV. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2: The Reporting Person, directly and/or indirectly, possesses the sole power to vote and the sole power to direct the disposition of all securities of Issuer held by Orchard Alternative Investments LP, a Delaware limited partnership, ("Orchard Alternative") and Orchard Investments LLC, a Delaware limited liability company ("Orchard Investments"). The Reporting Person's interest in the securities reported herein which are held by Orchard Alternative and Orchard Investments is limited to the extent of his pecuniary interest in such entities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

ZIFF DAVIS, INC.

Report date May 07, 2022 · Filed May 10, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock $0.01 Par ValueSEC Table I · non-derivative	Direct	6,606	Reported balance After 2022-05-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2022-05-07 · Exercise / conversion · Acquired 1,783 · Balance 6,606 F1: Ziff Davis, Inc. engaged in a spin-off of one of its divisions on October 7, 2021. As a result, the number of shares released for the reporting person has been adjusted to reflect the spin.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2022-05-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2022-05-07 · Exercise / conversion · Disposed 1,639 · Balance 0 F1: Ziff Davis, Inc. engaged in a spin-off of one of its divisions on October 7, 2021. As a result, the number of shares released for the reporting person has been adjusted to reflect the spin.
Common Stock $0.01 Par ValueSEC Table I · non-derivative	IndirectBy Trust	196,260	Reported balance Holding disclosure · report date 2022-05-07 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 196,260 F2: These securities are owned directly by such subsidiary and may be deemed to be indirectly owned by Mr. Ressler.
Common Stock $0.01 Par ValueSEC Table I · non-derivative	IndirectBy LLC	713,502	Reported balance Holding disclosure · report date 2022-05-07 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 713,502 F3: These securities are owned directly by the LLC and may be deemed to be indirectly owned by Mr. Ressler. Mr. Ressler disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Ziff Davis, Inc. engaged in a spin-off of one of its divisions on October 7, 2021. As a result, the number of shares released for the reporting person has been adjusted to reflect the spin.

F2: These securities are owned directly by such subsidiary and may be deemed to be indirectly owned by Mr. Ressler.

F3: These securities are owned directly by the LLC and may be deemed to be indirectly owned by Mr. Ressler. Mr. Ressler disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CIM INCOME NAV, INC.

Report date December 16, 2021 · Filed December 16, 2021

Section 16 reporting ended · disclosed 2021-12-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock (Class D)SEC Table I · non-derivative	IndirectBy CIM Income NAV Management, LLC	0	Reported balance After 2021-12-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-12-16 · Disposition to issuer · Disposed 13,333 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer, CIM Real Estate Finance Trust, Inc. ("CMFT") and Cypress Merger Sub, LLC in exchange for an aggregate of 548,924.83 shares of Common Stock of CMFT having a net asset value of $7.20 per share on the effective date of the merger. F2: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Common Stock (Class I)SEC Table I · non-derivative	IndirectBy CIM Income NAV Management, LLC	0	Reported balance After 2021-12-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-12-16 · Disposition to issuer · Disposed 196,264.566 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer, CIM Real Estate Finance Trust, Inc. ("CMFT") and Cypress Merger Sub, LLC in exchange for an aggregate of 548,924.83 shares of Common Stock of CMFT having a net asset value of $7.20 per share on the effective date of the merger. F2: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to merger agreement between the issuer, CIM Real Estate Finance Trust, Inc. ("CMFT") and Cypress Merger Sub, LLC in exchange for an aggregate of 548,924.83 shares of Common Stock of CMFT having a net asset value of $7.20 per share on the effective date of the merger.

F2: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Cole Office & Industrial REIT (CCIT II), Inc.

Report date March 01, 2021 · Filed March 01, 2021

Section 16 reporting ended · disclosed 2021-03-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock (Class A)SEC Table I · non-derivative	IndirectBy Cole Corporate Income Management II, LLC	0	Reported balance After 2021-03-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-03-01 · Disposition to issuer · Disposed 20,000 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and Griffin Capital Essential Asset REIT, Inc. ("GCEAR") in exchange for 27,840.00 shares of Class E Common Stock of GCEAR having a net asset value of $8.97 per share on the effective date of the merger. F2: The reported shares are owned directly by Cole Corporate Income Management II, LLC. The reporting person serves as Vice President of Cole Corporate Income Management II, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole Corporate Income Management II, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole Corporate Income Management II, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to merger agreement between the issuer and Griffin Capital Essential Asset REIT, Inc. ("GCEAR") in exchange for 27,840.00 shares of Class E Common Stock of GCEAR having a net asset value of $8.97 per share on the effective date of the merger.

F2: The reported shares are owned directly by Cole Corporate Income Management II, LLC. The reporting person serves as Vice President of Cole Corporate Income Management II, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole Corporate Income Management II, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole Corporate Income Management II, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 07, 2022 Filed May 10, 2022 23:07 UTC	ZIFF DAVIS, INC. ZD · Entity 4548	Exercise / conversionCommon Stock $0.01 Par Value	1,783	$83.16	$148,274.28	Disclosure SEC source: 0001214659-22-006591 · marketforms-56150.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Ziff Davis, Inc. engaged in a spin-off of one of its divisions on October 7, 2021. As a result, the number of shares released for the reporting person has been adjusted to reflect the spin. Read SEC document
December 16, 2021 Filed Dec 16, 2021 18:21 UTC	CIM GROUP, INC. NONE · Entity 4955	GrantCommon Stock	548,924.83	Not disclosed	Not disclosed	Disclosure SEC source: 0001498547-21-000151 · wf-form4_163967884737939.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By CIM Income NAV Management, LLC Disclosed balance after: 548,924.83 F1 · price: CIM Income NAV Management, LLC acquired 548,924.83 shares of the issuer's common stock pursuant to a merger between the issuer, CIM Income NAV, Inc. and Cypress Merger Sub, LLC. On the effective date of the merger, December 16, 2021, the net asset value of the issuer's common stock was $7.20 per share. F2 · ownership.nature: The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
December 16, 2021 Filed Dec 16, 2021 18:05 UTC	CIM INCOME NAV, INC. NONE · Entity 132294	Disposition to issuerCommon Stock (Class I)	196,264.566	Not disclosed	Not disclosed	Disclosure SEC source: 0001498542-21-000172 · wf-form4_163967789757418.xml · nonDerivative · entry 2 RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By CIM Income NAV Management, LLC Disclosed balance after: 0 F1 · price: Disposed of pursuant to merger agreement between the issuer, CIM Real Estate Finance Trust, Inc. ("CMFT") and Cypress Merger Sub, LLC in exchange for an aggregate of 548,924.83 shares of Common Stock of CMFT having a net asset value of $7.20 per share on the effective date of the merger. F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
December 16, 2021 Filed Dec 16, 2021 18:05 UTC	CIM INCOME NAV, INC. NONE · Entity 132294	Disposition to issuerCommon Stock (Class D)	13,333	Not disclosed	Not disclosed	Disclosure SEC source: 0001498542-21-000172 · wf-form4_163967789757418.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By CIM Income NAV Management, LLC Disclosed balance after: 0 F1 · price: Disposed of pursuant to merger agreement between the issuer, CIM Real Estate Finance Trust, Inc. ("CMFT") and Cypress Merger Sub, LLC in exchange for an aggregate of 548,924.83 shares of Common Stock of CMFT having a net asset value of $7.20 per share on the effective date of the merger. F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:53 UTC	CIM INCOME NAV, INC. NONE · Entity 132294	GrantCommon Stock (Class I)	24,656.037	$17.07	$420,878.55	Disclosure SEC source: 0001498542-21-000141 · wf-form4_163856841202224.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By CIM Income NAV Management, LLC Disclosed balance after: 196,264.566 F1 · acquired: On December 1, 2021, CIM Income NAV Management, LLC acquired 24,646.037 shares of the Issuer's Class I common stock, having a net asset value per share of $17.07, as payment for one-half of the monthly advisory fee for the months of October and November 2021 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018. F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 01, 2021 Filed Nov 3, 2021 17:28 UTC	CIM INCOME NAV, INC. NONE · Entity 132294	GrantCommon Stock (Class I)	11,790.816	$17.07	$201,269.23	Disclosure SEC source: 0001498542-21-000125 · wf-form4_163596046660718.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By CIM Income NAV Management, LLC Disclosed balance after: 171,608.529 F1 · acquired: On November 1, 2021, CIM Income NAV Management, LLC acquired 11,790.816 shares of the Issuer's Class I common stock, having a net asset value per share of $17.07, as payment for one-half of the monthly advisory fee for the month of September 2021 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018. F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
October 07, 2021 Filed Oct 8, 2021 21:44 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	25,000	$9.12	$227,932.50	Disclosure SEC source: 0001179110-21-009318 · edgar.xml · nonDerivative · entry 2 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 388,344 F2 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $9.02 to $9.23 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F4 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
October 06, 2021 Filed Oct 8, 2021 21:44 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	17,150	$9.11	$156,195.34	Disclosure SEC source: 0001179110-21-009318 · edgar.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 363,344 F1 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $8.96 to $9.20 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F4 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
October 05, 2021 Filed Oct 6, 2021 00:36 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	17,920	$8.60	$154,090.50	Disclosure SEC source: 0001179110-21-009250 · edgar.xml · nonDerivative · entry 2 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 346,194 F2 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $8.48 to $8.70 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F4 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
October 04, 2021 Filed Oct 6, 2021 00:36 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	19,724	$8.70	$171,650.08	Disclosure SEC source: 0001179110-21-009250 · edgar.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 328,274 F1 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $8.62 to $8.79 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F4 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
October 01, 2021 Filed Oct 1, 2021 22:48 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	31,329	$8.72	$273,054.17	Disclosure SEC source: 0001179110-21-009055 · edgar.xml · nonDerivative · entry 2 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 308,550 F2 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $8.37 to $8.95 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F4 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:40 UTC	CIM INCOME NAV, INC. NONE · Entity 132294	GrantCommon Stock (Class I)	12,440.819	$17.07	$212,364.78	Disclosure SEC source: 0001498542-21-000116 · wf-form4_163347003846001.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By CIM Income NAV Management, LLC Disclosed balance after: 159,817.713 F1 · acquired: On October 1, 2021, CIM Income NAV Management, LLC acquired 12,440.819 shares of the Issuer's Class I common stock, having a net asset value per share of $17.07, as payment for one-half of the monthly advisory fee for the month of August 2021 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018. F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
September 30, 2021 Filed Oct 1, 2021 22:48 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	36,400	$8.99	$327,130.44	Disclosure SEC source: 0001179110-21-009055 · edgar.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 277,221 F1 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $8.77 to $9.14 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F4 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
September 29, 2021 Filed Sep 30, 2021 00:46 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	29,790	$8.69	$258,931.70	Disclosure SEC source: 0001179110-21-009012 · edgar.xml · nonDerivative · entry 2 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 240,821 F2 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $8.47 to $8.78 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F4 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
September 28, 2021 Filed Sep 30, 2021 00:46 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	2,437	$8.56	$20,864.62	Disclosure SEC source: 0001179110-21-009012 · edgar.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 211,031 F1 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $8.50 to $8.65 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F4 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
September 24, 2021 Filed Sep 24, 2021 21:58 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	27,091	$8.12	$219,905.77	Disclosure SEC source: 0001179110-21-008933 · edgar.xml · nonDerivative · entry 2 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 208,594 F2 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $8.06 to $8.16 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F4 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
September 23, 2021 Filed Sep 24, 2021 21:58 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	13,144	$8.19	$107,586.27	Disclosure SEC source: 0001179110-21-008933 · edgar.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 181,503 F1 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $8.10 to $8.25 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F4 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
September 22, 2021 Filed Sep 23, 2021 00:10 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	11,965	$7.66	$91,685.40	Disclosure SEC source: 0001179110-21-008897 · edgar.xml · nonDerivative · entry 3 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 168,359 F3 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $7.54 to $7.71 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F5 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
September 21, 2021 Filed Sep 23, 2021 00:10 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	2,703	$7.33	$19,821.91	Disclosure SEC source: 0001179110-21-008897 · edgar.xml · nonDerivative · entry 2 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 156,394 F2 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $7.25 to $7.44 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F5 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
September 20, 2021 Filed Sep 23, 2021 00:10 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	31,700	$7.31	$231,635.07	Disclosure SEC source: 0001179110-21-008897 · edgar.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 153,691 F1 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $6.88 to $7.54 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F5 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
September 17, 2021 Filed Sep 17, 2021 23:55 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	21,400	$6.67	$142,678.08	Disclosure SEC source: 0001179110-21-008850 · edgar.xml · nonDerivative · entry 2 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 121,991 F2 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $6.53 to $6.86 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F4 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
September 16, 2021 Filed Sep 17, 2021 23:55 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	21,400	$6.82	$146,035.74	Disclosure SEC source: 0001179110-21-008850 · edgar.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 100,591 F1 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $6.69 to $6.92 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F4 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
September 15, 2021 Filed Sep 15, 2021 23:15 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	21,400	$6.82	$145,982.24	Disclosure SEC source: 0001179110-21-008791 · edgar.xml · nonDerivative · entry 2 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 79,191 F2 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $6.76 to $6.89 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F4 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
September 14, 2021 Filed Sep 15, 2021 23:15 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	21,400	$6.96	$148,841.28	Disclosure SEC source: 0001179110-21-008791 · edgar.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 57,791 F1 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $6.87 to $6.995 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F4 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
September 13, 2021 Filed Sep 14, 2021 00:06 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	12,977	$6.92	$89,746.34	Disclosure SEC source: 0001179110-21-008744 · edgar.xml · nonDerivative · entry 3 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 36,391 F3 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $6.70 to $6.95 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F5 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
September 10, 2021 Filed Sep 14, 2021 00:06 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	9,587	$6.79	$65,079.43	Disclosure SEC source: 0001179110-21-008744 · edgar.xml · nonDerivative · entry 2 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 23,414 F2 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $6.77 to $6.90 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F5 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
September 09, 2021 Filed Sep 14, 2021 00:06 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseCommon Stock	13,827	$6.93	$95,865.36	Disclosure SEC source: 0001179110-21-008744 · edgar.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Real Assets & Credit Fund Disclosed balance after: 13,827 F1 · price: The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $6.86 to $7.01 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. F5 · ownership.nature: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
September 01, 2021 Filed Sep 2, 2021 23:34 UTC	CIM INCOME NAV, INC. NONE · Entity 132294	GrantCommon Stock (Class I)	12,471.838	$17.07	$212,894.27	Disclosure SEC source: 0001498542-21-000090 · wf-form4_163062563008666.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By CIM Income NAV Management, LLC Disclosed balance after: 147,376.894 F1 · acquired: On September 1, 2021, CIM Income NAV Management, LLC acquired 12,471.838 shares of the Issuer's Class I common stock, having a net asset value per share of $17.07, as payment for one-half of the monthly advisory fee for the month of July 2021 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018. F2 · ownership.nature: The reported shares are owned directly by Cole Real Estate Income Strategy (Daily NAV) Advisors, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole Real Estate Income Strategy (Daily NAV) Advisors, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole Real Estate Income Strategy (Daily NAV) Advisors, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
August 02, 2021 Filed Aug 4, 2021 16:18 UTC	CIM INCOME NAV, INC. NONE · Entity 132294	GrantCommon Stock (Class I)	11,834.072	$17.02	$201,415.91	Disclosure SEC source: 0001498542-21-000082 · wf-form4_162809391850712.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By CIM Income NAV Management, LLC Disclosed balance after: 134,905.056 F1 · acquired: On August 2, 2021, CIM Income NAV Management, LLC acquired 11,834.072 shares of the Issuer's Class I common stock, having a net asset value per share of $17.02, as payment for one-half of the monthly advisory fee for the month of June 2021 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018. F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
July 07, 2021 Filed Jul 9, 2021 22:44 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	PurchaseSeries A Preferred Shares	89,338	$25.00	$2,233,450.00	Disclosure SEC source: 0001179110-21-007461 · edgar.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (2) Disclosed balance after: 387,810 F1 · shares: CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC, received 89,338 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the first fiscal quarter of 2021 pursuant to the investment management agreement between CIM Capital and CIM Urban. F2 · balance_after: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · ownership.nature: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
July 01, 2021 Filed Jul 6, 2021 17:34 UTC	CIM INCOME NAV, INC. NONE · Entity 132294	GrantCommon Stock (Class I)	12,560.157	$16.69	$209,629.02	Disclosure SEC source: 0001498542-21-000078 · wf-form4_162559284228305.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By CIM Income NAV Management, LLC Disclosed balance after: 123,070.984 F1 · acquired: On July 1, 2021, CIM Income NAV Management, LLC acquired 12,560.157 shares of the Issuer's Class I common stock, having a net asset value per share of $16.69, as payment for one-half of the monthly advisory fee for the month of May 2021 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018. F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
June 25, 2021 Filed Jun 30, 2021 00:08 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	OtherSubscription Rights (rights to buy) · Derivative	10,219	$0.00 Strike: $9.25	$0.00	Disclosure SEC source: 0001179110-21-007151 · edgar.xml · derivative · entry 8 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (4) Disclosed balance after: 0 Underlying: Common Stock · 10,219 shares Expires 2021-06-23 F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021. F1 · derivative.underlying_shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021. F4 · ownership.nature: Shares are held by the subsidiary of a trust formed by the reporting person for the benefit of his family members for which the reporting person serves as trustee. Such subsidiary exercised in full its Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 102,190 shares of common stock. Read SEC document
June 25, 2021 Filed Jun 30, 2021 00:08 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	OtherSubscription Rights (right to buy) · Derivative	203,349	$0.00 Strike: $9.25	$0.00	Disclosure SEC source: 0001179110-21-007151 · edgar.xml · derivative · entry 7 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Capital, LLC Disclosed balance after: 0 Underlying: Common Stock · 203,349 shares Expires 2021-06-23 F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021. F1 · derivative.underlying_shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021. F3 · ownership.nature: CIM Group, LLC is the sole equity member of the entity through which these shares are held. The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
June 25, 2021 Filed Jun 30, 2021 00:08 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	OtherSubscription Rights (right to buy) · Derivative	156,728	$0.00 Strike: $9.25	$0.00	Disclosure SEC source: 0001179110-21-007151 · edgar.xml · derivative · entry 6 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Urban Sponsor, LLC Disclosed balance after: 0 Underlying: Common Stock · 156,728 shares Expires 2021-06-23 F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021. F1 · derivative.underlying_shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021. F3 · ownership.nature: CIM Group, LLC is the sole equity member of the entity through which these shares are held. The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
June 25, 2021 Filed Jun 30, 2021 00:08 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	OtherSubscription Rights (right to buy) · Derivative	2,586,371	$0.00 Strike: $9.25	$0.00	Disclosure SEC source: 0001179110-21-007151 · edgar.xml · derivative · entry 5 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Service Provider, LLC Disclosed balance after: 0 Underlying: Common Stock · 2,586,371 shares Expires 2021-06-23 F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021. F1 · derivative.underlying_shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021. F3 · ownership.nature: CIM Group, LLC is the sole equity member of the entity through which these shares are held. The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
June 25, 2021 Filed Jun 30, 2021 00:08 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	OtherCommon Stock	112,409	$9.25	$1,039,783.25	Disclosure SEC source: 0001179110-21-007151 · edgar.xml · nonDerivative · entry 4 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (4) Disclosed balance after: 122,628 F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021. F4 · shares: Shares are held by the subsidiary of a trust formed by the reporting person for the benefit of his family members for which the reporting person serves as trustee. Such subsidiary exercised in full its Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 102,190 shares of common stock. F4 · ownership.nature: Shares are held by the subsidiary of a trust formed by the reporting person for the benefit of his family members for which the reporting person serves as trustee. Such subsidiary exercised in full its Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 102,190 shares of common stock. Read SEC document
June 25, 2021 Filed Jun 30, 2021 00:08 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	OtherCommon Stock	410,394	$9.25	$3,796,144.50	Disclosure SEC source: 0001179110-21-007151 · edgar.xml · nonDerivative · entry 3 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Capital, LLC Disclosed balance after: 613,743 F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021. F2 · shares: Each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC exercised in full its Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 2,633,379 shares of common stock, 159,577 shares of common stock and 207,045 shares of common stock, respectively. F3 · ownership.nature: CIM Group, LLC is the sole equity member of the entity through which these shares are held. The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
June 25, 2021 Filed Jun 30, 2021 00:08 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	OtherCommon Stock	316,305	$9.25	$2,925,821.25	Disclosure SEC source: 0001179110-21-007151 · edgar.xml · nonDerivative · entry 2 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Urban Sponsor, LLC Disclosed balance after: 473,033 F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021. F2 · shares: Each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC exercised in full its Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 2,633,379 shares of common stock, 159,577 shares of common stock and 207,045 shares of common stock, respectively. F3 · ownership.nature: CIM Group, LLC is the sole equity member of the entity through which these shares are held. The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
June 25, 2021 Filed Jun 30, 2021 00:08 UTC	Creative Media & Community Trust Corp CMCT · Entity 7936	OtherCommon Stock	5,219,750	$9.25	$48,282,687.50	Disclosure SEC source: 0001179110-21-007151 · edgar.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CIM Service Provider, LLC Disclosed balance after: 7,806,121 F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021. F2 · shares: Each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC exercised in full its Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 2,633,379 shares of common stock, 159,577 shares of common stock and 207,045 shares of common stock, respectively. F3 · ownership.nature: CIM Group, LLC is the sole equity member of the entity through which these shares are held. The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
June 11, 2021 Filed Jun 15, 2021 23:04 UTC	ZIFF DAVIS, INC. JCOM · Entity 4548	OtherCommon Stock $0.01 par value	713,502	$127.54	$91,000,045.08	Disclosure SEC source: 0001214659-21-006616 · marketforms-53145.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 196,260 F1 · kind: Consists of shares transferred by a subsidiary of a trust formed by Richard S. Ressler for the benefit of his family members for which Mr. Ressler serves as trustee to an entity (the "LLC") owned by such subsidiary and Mr. Ressler's family members. F2 · ownership.nature: These securities are owned directly by such subsidiary and may be deemed to be indirectly owned by Mr. Ressler. Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:36 UTC	CIM INCOME NAV, INC. NONE · Entity 132294	GrantCommon Stock (Class I)	12,229.456	$16.66	$203,742.74	Disclosure SEC source: 0001498542-21-000064 · wf-form4_162266616258625.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By CIM Income NAV Management, LLC Disclosed balance after: 110,510.827 F1 · acquired: On June 1, 2021, CIM Income NAV Management, LLC acquired 12,229.456 shares of the Issuer's Class I common stock, having a net asset value per share of $16.66, as payment for one-half of the monthly advisory fee for the month of April 2021 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018. F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
May 12, 2021 Filed May 25, 2021 20:06 UTC	ZIFF DAVIS, INC. JCOM · Entity 4548	Exercise / conversionOptions to Purchase Common Stock · Derivative	15,117	$0.00 Strike: $29.34	$0.00	Disclosure SEC source: 0001214659-21-005893 · marketforms-52872.xml · derivative · entry 3 RESSLER RICHARD S · CIK 0000904290 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 15,117 shares Expires 2021-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reported securities are owned directly by a subsidiary of a trust formed by Richard S. Ressler for the benefit of his family members for which Mr. Ressler serves as trustee and may be deemed to be indirectly owned by Mr. Ressler. Read SEC document
May 12, 2021 Filed May 25, 2021 20:06 UTC	ZIFF DAVIS, INC. JCOM · Entity 4548	Exercise / conversionCommon Stock $0.01 Par Value	15,117	$29.34	$443,532.78	Disclosure SEC source: 0001214659-21-005893 · marketforms-52872.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 909,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reported securities are owned directly by a subsidiary of a trust formed by Richard S. Ressler for the benefit of his family members for which Mr. Ressler serves as trustee and may be deemed to be indirectly owned by Mr. Ressler. Read SEC document
May 07, 2021 Filed May 10, 2021 22:25 UTC	ZIFF DAVIS, INC. JCOM · Entity 4548	GrantRestricted Stock Units · Derivative	1,639	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001214659-21-005136 · marketforms-52710.xml · derivative · entry 4 RESSLER RICHARD S · CIK 0000904290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,639 Underlying: Common Stock · 1,639 shares Expires not disclosed F3 · shares: Restricted Stock Unit awarded under the Issuer's 2015 Stock Plan. F2 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document
May 07, 2021 Filed May 10, 2021 22:25 UTC	ZIFF DAVIS, INC. JCOM · Entity 4548	Exercise / conversionRestricted Stock Units · Derivative	2,531	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001214659-21-005136 · marketforms-52710.xml · derivative · entry 3 RESSLER RICHARD S · CIK 0000904290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,531 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document
May 07, 2021 Filed May 10, 2021 22:25 UTC	ZIFF DAVIS, INC. JCOM · Entity 4548	Exercise / conversionCommon Stock $0.01 Par Value	2,531	$0.00	$0.00	Disclosure SEC source: 0001214659-21-005136 · marketforms-52710.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 03, 2021 Filed May 4, 2021 17:04 UTC	CIM INCOME NAV, INC. NONE · Entity 132294	GrantCommon Stock (Class I)	12,754.306	$16.65	$212,359.19	Disclosure SEC source: 0001498542-21-000053 · wf-form4_162014784520489.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By CIM Income NAV Management, LLC Disclosed balance after: 98,281.371 F1 · acquired: On May 3, 2021, CIM Income NAV Management, LLC acquired 12,754.306 shares of the Issuer's Class I common stock, having a net asset value per share of $16.65, as payment for one-half of the monthly advisory fee for the month of March 2021 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018. F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
April 23, 2021 Filed Apr 27, 2021 22:15 UTC	OFS Credit Company, Inc. OCCI · Entity 6964	OtherCommon Stock	3,095	$0.00	$0.00	Disclosure SEC source: 0001716951-21-000063 · wf-form4_161956172493711.xml · nonDerivative · entry 2 OI3, LLC · CIK 0001798529 · 10% owner OI3 2019 Trust · CIK 0001798523 · 10% owner RESSLER RICHARD S · CIK 0000904290 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 129,985 F1 · kind: On February 8, 2021, the Issuer's board of directors declared a $0.53 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2021, payable to holders of record of common stock on March 23, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, OI3, LLC and Orchard First Source Asset Management, LLC ("OFSAM") (together with its subsidiary) will receive 9,287 and 3,095 shares of common stock, respectively, as of April 30, 2021. F3 · ownership.nature: These securities are held, or to be acquired pursuant to the Dividend, by OFSAM and its subsidiary and may be deemed to be indirectly owned by OI3, LLC through its direct and indirect interests in OFSAM, indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of these securities, except to the extent of his or its, as applicable, pecuniary interest therein. Read SEC document
April 23, 2021 Filed Apr 27, 2021 22:15 UTC	OFS Credit Company, Inc. OCCI · Entity 6964	OtherCommon Stock	9,287	$0.00	$0.00	Disclosure SEC source: 0001716951-21-000063 · wf-form4_161956172493711.xml · nonDerivative · entry 1 OI3, LLC · CIK 0001798529 · 10% owner OI3 2019 Trust · CIK 0001798523 · 10% owner RESSLER RICHARD S · CIK 0000904290 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,967 F1 · kind: On February 8, 2021, the Issuer's board of directors declared a $0.53 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2021, payable to holders of record of common stock on March 23, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, OI3, LLC and Orchard First Source Asset Management, LLC ("OFSAM") (together with its subsidiary) will receive 9,287 and 3,095 shares of common stock, respectively, as of April 30, 2021. F2 · ownership.direct: These securities are held, or to be acquired pursuant to the Dividend, by OI3, LLC, and may be deemed to be indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Read SEC document
April 01, 2021 Filed Apr 5, 2021 16:23 UTC	CIM INCOME NAV, INC. NONE · Entity 132294	GrantCommon Stock (Class I)	11,870.742	$16.60	$197,054.32	Disclosure SEC source: 0001498542-21-000044 · wf-form4_161763975438545.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By CIM Income NAV Management, LLC Disclosed balance after: 85,527.065 F1 · acquired: On April 1, 2021, CIM Income NAV Management, LLC acquired 11,870.742 shares of the Issuer's Class I common stock, having a net asset value per share of $16.60, as payment for one-half of the monthly advisory fee for the month of February 2021 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018. F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.