Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIM GROUP, INC.NONE · Entity 4955 | Director · CEO & President · 10% owner | September 04, 2026 | September 09, 2026 |
| CIM Real Assets & Credit FundNONE · Entity 124628 | 10% owner | January 28, 2021 | February 01, 2021 |
| Cole Credit Property Trust V, Inc.NONE · Entity 144400 | Director | September 30, 2019 | October 02, 2019 |
| Creative Media & Community Trust CorpCMCT · Entity 7936 | Director | March 16, 2026 | March 18, 2026 |
| OFS Capital CorpOFS · Entity 7193 | 10% owner | September 15, 2021 | September 27, 2021 |
| OFS Credit Company, Inc.OCCI · Entity 6964 | 10% owner | April 23, 2021 | April 27, 2021 |
| Presbia PLCLENS · Entity 160670 | Director · 10% owner | January 02, 2019 | January 04, 2019 |
| ZIFF DAVIS, INC.ZD · Entity 4548 | Director | May 07, 2022 | May 10, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIM GROUP, INC.
Report date September 04, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy CIM Real Estate Finance Holdings, LLC | 868,172.035 |
Reported balance
After 2026-09-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-04 · Purchase · Acquired 526,808.168 · Balance 868,172.035 F1: Includes certain amounts disclosed in the reporting person's Form 4 filed on June 26, 2026 but subsequently omitted in the reporting person's Form 4 filed on July 2, 2026 due to an administrative error. F2: The reporting person may be deemed to beneficially own the shares owned by CIM Real Estate Finance Holdings, LLC, CIM Real Estate Finance Management, LLC, and CIM CMFT MLP, LLC, each a subsidiary of the Issuer, because of his position as Chief Executive Officer of the Issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy CIM Real Estate Finance Management, LLC | 20,000 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,000 F1: Includes certain amounts disclosed in the reporting person's Form 4 filed on June 26, 2026 but subsequently omitted in the reporting person's Form 4 filed on July 2, 2026 due to an administrative error. F2: The reporting person may be deemed to beneficially own the shares owned by CIM Real Estate Finance Holdings, LLC, CIM Real Estate Finance Management, LLC, and CIM CMFT MLP, LLC, each a subsidiary of the Issuer, because of his position as Chief Executive Officer of the Issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy: CIM CMFT MLP, LLC | 911,041.268 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 911,041.268 F1: Includes certain amounts disclosed in the reporting person's Form 4 filed on June 26, 2026 but subsequently omitted in the reporting person's Form 4 filed on July 2, 2026 due to an administrative error. F2: The reporting person may be deemed to beneficially own the shares owned by CIM Real Estate Finance Holdings, LLC, CIM Real Estate Finance Management, LLC, and CIM CMFT MLP, LLC, each a subsidiary of the Issuer, because of his position as Chief Executive Officer of the Issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy CIM Group Holdings, LLC | 100 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 100 F3: The reporting person may be deemed to beneficially own the shares owned by CIM Group Holdings, LLC because of his position with CIM Group, LLC, which owns and controls CIM Group Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Special Voting Preferred StockSEC Table I · non-derivative | IndirectBy CIM Group Holdings, LLC | 907,376,073.663 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 907,376,073.663 F3: The reporting person may be deemed to beneficially own the shares owned by CIM Group Holdings, LLC because of his position with CIM Group, LLC, which owns and controls CIM Group Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes certain amounts disclosed in the reporting person's Form 4 filed on June 26, 2026 but subsequently omitted in the reporting person's Form 4 filed on July 2, 2026 due to an administrative error.
F2: The reporting person may be deemed to beneficially own the shares owned by CIM Real Estate Finance Holdings, LLC, CIM Real Estate Finance Management, LLC, and CIM CMFT MLP, LLC, each a subsidiary of the Issuer, because of his position as Chief Executive Officer of the Issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: The reporting person may be deemed to beneficially own the shares owned by CIM Group Holdings, LLC because of his position with CIM Group, LLC, which owns and controls CIM Group Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
CIM Real Assets & Credit Fund
Report date January 28, 2021 · Filed February 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Class I)SEC Table I · non-derivative | IndirectSee Footnote | 348,067.109 |
Reported balance
After 2021-01-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-01-28 · Purchase · Acquired 156,067.109 · Balance 348,067.109 F1: On January 28, 2021, CIM RACR, LLC acquired from the Issuer 156,067.109 shares of the Issuer's Class I common stock. F2: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common Stock (Class A)SEC Table I · non-derivative | IndirectSee Footnote | 4,000 |
Reported balance
Holding disclosure · report date 2021-01-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,000 F2: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common Stock (Class C)SEC Table I · non-derivative | IndirectSee Footnote | 4,000 |
Reported balance
Holding disclosure · report date 2021-01-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,000 F2: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common Stock (Class L)SEC Table I · non-derivative | IndirectSee Footnote | 4,000 |
Reported balance
Holding disclosure · report date 2021-01-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,000 F2: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 28, 2021, CIM RACR, LLC acquired from the Issuer 156,067.109 shares of the Issuer's Class I common stock.
F2: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Cole Credit Property Trust V, Inc.
Report date September 30, 2019 · Filed October 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Class A)SEC Table I · non-derivative | IndirectBy Cole REIT Management V, LLC | 43,955.914 |
Reported balance
After 2019-09-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-09-30 · Grant · Acquired 7,087.301 · Balance 43,955.914 F1: On September 30, 2019, Cole REIT Management V, LLC acquired 7,087.301 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of September 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017. F2: The reported shares are owned by Cole REIT Management V, LLC. The reporting person services as Vice President of Cole REIT Management V, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their position with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 30, 2019, Cole REIT Management V, LLC acquired 7,087.301 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of September 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.
F2: The reported shares are owned by Cole REIT Management V, LLC. The reporting person services as Vice President of Cole REIT Management V, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their position with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
Creative Media & Community Trust Corp
Report date March 16, 2026 · Filed March 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy CIM CMCT MLP, LLC | 8,183,796 |
Reported balance
After 2026-03-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-03-16 · Other · Acquired 8,146,382 · Balance 8,183,796 F1: Shares of Common Stock were issued for the redemption of Series A Preferred Stock and Series A1 Preferred Stock which were called for redemption by the issuer. The issuance price as based on the VWAP of the Common Stock for the 20 Trading Days immediately preceding the applicable redemption date (with each such term as defined in the issuer's charter). |
| Common StockSEC Table I · non-derivative | IndirectBy CIM Capital Real Property Management, LLC | 1,011,004 |
Reported balance
After 2026-03-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-03-16 · Other · Acquired 1,002,524 · Balance 1,011,004 F1: Shares of Common Stock were issued for the redemption of Series A Preferred Stock and Series A1 Preferred Stock which were called for redemption by the issuer. The issuance price as based on the VWAP of the Common Stock for the 20 Trading Days immediately preceding the applicable redemption date (with each such term as defined in the issuer's charter). |
| Series A Preferred StockSEC Table I · non-derivative | IndirectBy CIM CMCT MLP, LLC | 270,209 |
Reported balance
After 2026-03-16 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-03-16 · Other · Disposed 298,472 · Balance 270,209 F2: These shares were called for redemption by the issuer. |
| Series A1 Preferred StockSEC Table I · non-derivative | IndirectBy CIM Capital Real Property Management, LLC | 0 |
Reported balance
After 2026-03-16 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-03-16 · Other · Disposed 36,663 · Balance 0 F2: These shares were called for redemption by the issuer. |
| Common StockSEC Table I · non-derivative | IndirectBy CIM Urban Sponsor, LLC | 1,930 |
Reported balance
Holding disclosure · report date 2026-03-16 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,930 |
| Common StockSEC Table I · non-derivative | IndirectBy CIM Real Assets & Credit Fund | 1,584 |
Reported balance
Holding disclosure · report date 2026-03-16 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,584 |
| Common StockSEC Table I · non-derivative | Direct | 500 |
Reported balance
Holding disclosure · report date 2026-03-16 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 500 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Common Stock were issued for the redemption of Series A Preferred Stock and Series A1 Preferred Stock which were called for redemption by the issuer. The issuance price as based on the VWAP of the Common Stock for the 20 Trading Days immediately preceding the applicable redemption date (with each such term as defined in the issuer's charter).
F2: These shares were called for redemption by the issuer.
OFS Capital Corp
Report date September 15, 2021 · Filed September 27, 2021
Jointly reported with Orchard Investments, LLC, OI3 2019 Trust
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirect- | 2,946,474 |
Reported balance
Holding disclosure · report date 2021-09-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,946,474 F1: The reported securities are owned directly by Orchard First Source Asset Management ("OFSAM") and may be deemed to be indirectly owned by Orchard Investments, LLC through its interests in OFSAM, indirectly owned by The OI3 2019 Trust, as an owner of Orchard Investments, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of the reported securities except to the extent of his/its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are owned directly by Orchard First Source Asset Management ("OFSAM") and may be deemed to be indirectly owned by Orchard Investments, LLC through its interests in OFSAM, indirectly owned by The OI3 2019 Trust, as an owner of Orchard Investments, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of the reported securities except to the extent of his/its pecuniary interest therein.
OFS Credit Company, Inc.
Report date April 23, 2021 · Filed April 27, 2021
Jointly reported with OI3, LLC, OI3 2019 Trust
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 389,967 |
Reported balance
After 2021-04-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-04-23 · Other · Acquired 9,287 · Balance 389,967 F1: On February 8, 2021, the Issuer's board of directors declared a $0.53 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2021, payable to holders of record of common stock on March 23, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, OI3, LLC and Orchard First Source Asset Management, LLC ("OFSAM") (together with its subsidiary) will receive 9,287 and 3,095 shares of common stock, respectively, as of April 30, 2021. F2: These securities are held, or to be acquired pursuant to the Dividend, by OI3, LLC, and may be deemed to be indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. |
| Common StockSEC Table I · non-derivative | Indirect- | 129,985 |
Reported balance
After 2021-04-23 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-04-23 · Other · Acquired 3,095 · Balance 129,985 F1: On February 8, 2021, the Issuer's board of directors declared a $0.53 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2021, payable to holders of record of common stock on March 23, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, OI3, LLC and Orchard First Source Asset Management, LLC ("OFSAM") (together with its subsidiary) will receive 9,287 and 3,095 shares of common stock, respectively, as of April 30, 2021. F3: These securities are held, or to be acquired pursuant to the Dividend, by OFSAM and its subsidiary and may be deemed to be indirectly owned by OI3, LLC through its direct and indirect interests in OFSAM, indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of these securities, except to the extent of his or its, as applicable, pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 8, 2021, the Issuer's board of directors declared a $0.53 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2021, payable to holders of record of common stock on March 23, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, OI3, LLC and Orchard First Source Asset Management, LLC ("OFSAM") (together with its subsidiary) will receive 9,287 and 3,095 shares of common stock, respectively, as of April 30, 2021.
F2: These securities are held, or to be acquired pursuant to the Dividend, by OI3, LLC, and may be deemed to be indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust.
F3: These securities are held, or to be acquired pursuant to the Dividend, by OFSAM and its subsidiary and may be deemed to be indirectly owned by OI3, LLC through its direct and indirect interests in OFSAM, indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of these securities, except to the extent of his or its, as applicable, pecuniary interest therein.
Presbia PLC
Report date January 02, 2019 · Filed January 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Note | 72,464 |
Reported balance
After 2019-01-02 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2019-01-02 · Other · Acquired 72,464 · Balance 72,464 F1: Shares held by OCV Management, LLC ("OCV") and were issued pursuant to a services agreement executed December 14, 2017. OCV receives an annual fee of $250,000, payable annually in arrears and settled in the form of ordinary shares issued. For 2018, the number of shares issued was determined by dividing $250,000 by the closing price on January 2, 2018. Reporting Person serves as Chairman of OCV. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Note | 6,222,030 |
Reported balance
Holding disclosure · report date 2019-01-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,222,030 F2: The Reporting Person, directly and/or indirectly, possesses the sole power to vote and the sole power to direct the disposition of all securities of Issuer held by Orchard Alternative Investments LP, a Delaware limited partnership, ("Orchard Alternative") and Orchard Investments LLC, a Delaware limited liability company ("Orchard Investments"). The Reporting Person's interest in the securities reported herein which are held by Orchard Alternative and Orchard Investments is limited to the extent of his pecuniary interest in such entities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 4,263,559 |
Reported balance
Holding disclosure · report date 2019-01-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,263,559 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by OCV Management, LLC ("OCV") and were issued pursuant to a services agreement executed December 14, 2017. OCV receives an annual fee of $250,000, payable annually in arrears and settled in the form of ordinary shares issued. For 2018, the number of shares issued was determined by dividing $250,000 by the closing price on January 2, 2018. Reporting Person serves as Chairman of OCV. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F2: The Reporting Person, directly and/or indirectly, possesses the sole power to vote and the sole power to direct the disposition of all securities of Issuer held by Orchard Alternative Investments LP, a Delaware limited partnership, ("Orchard Alternative") and Orchard Investments LLC, a Delaware limited liability company ("Orchard Investments"). The Reporting Person's interest in the securities reported herein which are held by Orchard Alternative and Orchard Investments is limited to the extent of his pecuniary interest in such entities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
ZIFF DAVIS, INC.
Report date May 07, 2022 · Filed May 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Direct | 6,606 |
Reported balance
After 2022-05-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-07 · Exercise / conversion · Acquired 1,783 · Balance 6,606 F1: Ziff Davis, Inc. engaged in a spin-off of one of its divisions on October 7, 2021. As a result, the number of shares released for the reporting person has been adjusted to reflect the spin. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-05-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-05-07 · Exercise / conversion · Disposed 1,639 · Balance 0 F1: Ziff Davis, Inc. engaged in a spin-off of one of its divisions on October 7, 2021. As a result, the number of shares released for the reporting person has been adjusted to reflect the spin. |
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | IndirectBy Trust | 196,260 |
Reported balance
Holding disclosure · report date 2022-05-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 196,260 F2: These securities are owned directly by such subsidiary and may be deemed to be indirectly owned by Mr. Ressler. |
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | IndirectBy LLC | 713,502 |
Reported balance
Holding disclosure · report date 2022-05-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 713,502 F3: These securities are owned directly by the LLC and may be deemed to be indirectly owned by Mr. Ressler. Mr. Ressler disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Ziff Davis, Inc. engaged in a spin-off of one of its divisions on October 7, 2021. As a result, the number of shares released for the reporting person has been adjusted to reflect the spin.
F2: These securities are owned directly by such subsidiary and may be deemed to be indirectly owned by Mr. Ressler.
F3: These securities are owned directly by the LLC and may be deemed to be indirectly owned by Mr. Ressler. Mr. Ressler disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CIM INCOME NAV, INC.
Report date December 16, 2021 · Filed December 16, 2021
Section 16 reporting ended · disclosed 2021-12-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Class D)SEC Table I · non-derivative | IndirectBy CIM Income NAV Management, LLC | 0 |
Reported balance
After 2021-12-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-12-16 · Disposition to issuer · Disposed 13,333 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer, CIM Real Estate Finance Trust, Inc. ("CMFT") and Cypress Merger Sub, LLC in exchange for an aggregate of 548,924.83 shares of Common Stock of CMFT having a net asset value of $7.20 per share on the effective date of the merger. F2: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common Stock (Class I)SEC Table I · non-derivative | IndirectBy CIM Income NAV Management, LLC | 0 |
Reported balance
After 2021-12-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-12-16 · Disposition to issuer · Disposed 196,264.566 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer, CIM Real Estate Finance Trust, Inc. ("CMFT") and Cypress Merger Sub, LLC in exchange for an aggregate of 548,924.83 shares of Common Stock of CMFT having a net asset value of $7.20 per share on the effective date of the merger. F2: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to merger agreement between the issuer, CIM Real Estate Finance Trust, Inc. ("CMFT") and Cypress Merger Sub, LLC in exchange for an aggregate of 548,924.83 shares of Common Stock of CMFT having a net asset value of $7.20 per share on the effective date of the merger.
F2: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Cole Office & Industrial REIT (CCIT II), Inc.
Report date March 01, 2021 · Filed March 01, 2021
Section 16 reporting ended · disclosed 2021-03-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Class A)SEC Table I · non-derivative | IndirectBy Cole Corporate Income Management II, LLC | 0 |
Reported balance
After 2021-03-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-03-01 · Disposition to issuer · Disposed 20,000 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and Griffin Capital Essential Asset REIT, Inc. ("GCEAR") in exchange for 27,840.00 shares of Class E Common Stock of GCEAR having a net asset value of $8.97 per share on the effective date of the merger. F2: The reported shares are owned directly by Cole Corporate Income Management II, LLC. The reporting person serves as Vice President of Cole Corporate Income Management II, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole Corporate Income Management II, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole Corporate Income Management II, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to merger agreement between the issuer and Griffin Capital Essential Asset REIT, Inc. ("GCEAR") in exchange for 27,840.00 shares of Class E Common Stock of GCEAR having a net asset value of $8.97 per share on the effective date of the merger.
F2: The reported shares are owned directly by Cole Corporate Income Management II, LLC. The reporting person serves as Vice President of Cole Corporate Income Management II, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by Cole Corporate Income Management II, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole Corporate Income Management II, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2019 Filed Feb 26, 2019 23:25 UTC | ZIFF DAVIS, INC. JCOM · Entity 4548 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 16,680 | Not disclosed Strike: $21.67 | Not disclosed |
DisclosureSEC source: 0001214659-19-001534 · marketforms-44256.xml · derivative · entry 2 RESSLER RICHARD S · CIK 0000904290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 16,680 shares Expires 2019-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Stock options granted for services rendered; no value placed on services rendered. F2 · derivative.exercise_date: These stock options vest in five (5) equal annual installments commencing on May 7, 2009. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 23:25 UTC | ZIFF DAVIS, INC. JCOM · Entity 4548 | Exercise / conversionCommon Stock $0.01 Par Value | 16,680 | $21.67 | $361,455.60 |
DisclosureSEC source: 0001214659-19-001534 · marketforms-44256.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,251,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares were acquired upon exercise of stock options issued under Issuer's 2007 Stock Option Plan identified as exercised in Part II of this Form 4. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:30 UTC | Presbia PLC LENS · Entity 160670 | OtherOrdinary Shares | 72,464 | $3.45 | $250,000.80 |
DisclosureSEC source: 0000905718-19-000027 · presbia_fm4jan22019.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 72,464 F1 · kind: Shares held by OCV Management, LLC ("OCV") and were issued pursuant to a services agreement executed December 14, 2017. OCV receives an annual fee of $250,000, payable annually in arrears and settled in the form of ordinary shares issued. For 2018, the number of shares issued was determined by dividing $250,000 by the closing price on January 2, 2018. Reporting Person serves as Chairman of OCV. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F1 · ownership.nature: Shares held by OCV Management, LLC ("OCV") and were issued pursuant to a services agreement executed December 14, 2017. OCV receives an annual fee of $250,000, payable annually in arrears and settled in the form of ordinary shares issued. For 2018, the number of shares issued was determined by dividing $250,000 by the closing price on January 2, 2018. Reporting Person serves as Chairman of OCV. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 22:25 UTC | Presbia PLC LENS · Entity 160670 | OtherWarrant (right to buy) · Derivative | 14,731,667 | Not disclosed Strike: $0.60 | Not disclosed |
DisclosureSEC source: 0000905718-18-000969 · presbiaplc_fm4dec102018.xml · derivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,731,667 Underlying: Ordinary Shares · 14,731,667 shares Expires 2023-12-10 F1 · kind: In connection with the Reporting Person's investment in a financing transaction involving Presbia PLC (the "Company") and the Company's subsidiary Presbia USA, Inc. (the "Subsidiary") pursuant to which the Reporting Person provided a $3,500,000 secured loan to the Subsidiary, purchased $100,000 of preferred shares of the Company, and exchanged preferred shares of the Subsidiary for new preferred shares of the Subsidiary at an original issue price of $5,239,000, the Reporting Person received a warrant to purchase up to 14,731,667 ordinary shares of the Company. F1 · price: In connection with the Reporting Person's investment in a financing transaction involving Presbia PLC (the "Company") and the Company's subsidiary Presbia USA, Inc. (the "Subsidiary") pursuant to which the Reporting Person provided a $3,500,000 secured loan to the Subsidiary, purchased $100,000 of preferred shares of the Company, and exchanged preferred shares of the Subsidiary for new preferred shares of the Subsidiary at an original issue price of $5,239,000, the Reporting Person received a warrant to purchase up to 14,731,667 ordinary shares of the Company. Read SEC document |
| May 03, 2018 Filed May 7, 2018 21:50 UTC | ZIFF DAVIS, INC. JCOM · Entity 4548 | GrantCommon Stock $0.01 Par Value | 2,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-003389 · marketforms-41902.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,234,684 F1 · kind: Restricted stock awarded under the Issuer's 2015 Stock Plan. F2 · price: Restricted stock granted for services rendered; no value placed on services rendered. Read SEC document |
| April 12, 2018 Filed Apr 13, 2018 21:18 UTC | Presbia PLC LENS · Entity 160670 | OtherWarrant (right to buy) · Derivative | 1,953,125 | Not disclosed Strike: $2.56 | Not disclosed |
DisclosureSEC source: 0000905718-18-000387 · presbiaplc_fm4apr122018.xml · derivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,953,125 Underlying: Ordinary Shares · 1,953,125 shares Expires 2023-04-12 F1 · kind: In connection with Reporting Person's purchase of preferred shares of Presbia PLC (the "Company") and its wholly-owned subsidiary, Presbia USA, Inc., for an aggregate purchase price of $5 million, Reporting Person received a warrant to purchase up to 1,953,125 ordinary shares of the Company. F1 · price: In connection with Reporting Person's purchase of preferred shares of Presbia PLC (the "Company") and its wholly-owned subsidiary, Presbia USA, Inc., for an aggregate purchase price of $5 million, Reporting Person received a warrant to purchase up to 1,953,125 ordinary shares of the Company. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 23:02 UTC | ZIFF DAVIS, INC. JCOM · Entity 4548 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 22,779 | Not disclosed Strike: $20.91 | Not disclosed |
DisclosureSEC source: 0001214659-18-001332 · marketforms-41028.xml · derivative · entry 2 RESSLER RICHARD S · CIK 0000904290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 22,779 shares Expires 2018-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Stock options granted for services rendered; no value placed on services rendered. F2 · derivative.exercise_date: These stock options vested in five (5) equal annual installments commencing on May 5, 2008. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 23:02 UTC | ZIFF DAVIS, INC. JCOM · Entity 4548 | Exercise / conversionCommon Stock $0.01 Par Value | 22,779 | $20.91 | $476,308.89 |
DisclosureSEC source: 0001214659-18-001332 · marketforms-41028.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,232,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares were acquired upon exercise of stock options issued under Issuer's 2007 Stock Plan identified as exercised in Part II of this Form 4. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 22:07 UTC | Creative Media & Community Trust Corp CMCT · Entity 7936 | Disposition to issuerCommon Stock | 14,090,909 | $22.00 | $309,999,998.00 |
DisclosureSEC source: 0001179110-17-015730 · edgar.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 41,981,683 F1 · shares: Urban Partners II, LLC sold 14,090,909 shares of common stock to the issuer in a privately negotiated transaction. The reporting person was deemed to have a pecuniary interest in 79,575 of such shares. The reporting person's disposition was approved in accordance with Rule 16b-3(e). F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F3 · balance_after: These shares are owned directly by CIM Service Provider, LLC and Urban Partners II, LLC. CIM Group, LLC is the sole equity member of CIM Service Provider, LLC and the sole manager of CIM Urban Partners GP, LLC, which in turn is the sole managing member of Urban Partners II, LLC. The reporting person, Shaul Kuba and Avraham Shemesh may be deemed to beneficially own 41,627,739 the shares owned by Urban Partners II, LLC and the 353,944 shares owned by CIM Service Provider, LLC because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: These shares are owned directly by CIM Service Provider, LLC and Urban Partners II, LLC. CIM Group, LLC is the sole equity member of CIM Service Provider, LLC and the sole manager of CIM Urban Partners GP, LLC, which in turn is the sole managing member of Urban Partners II, LLC. The reporting person, Shaul Kuba and Avraham Shemesh may be deemed to beneficially own 41,627,739 the shares owned by Urban Partners II, LLC and the 353,944 shares owned by CIM Service Provider, LLC because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 23:40 UTC | ZIFF DAVIS, INC. JCOM · Entity 4548 | GiftCommon Stock $0.01 Par Value | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007299 · marketforms-40467.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,209,470 F1 · price: Gift to a 501(c)(3) organization. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 20:44 UTC | Creative Media & Community Trust Corp CMCT · Entity 7936 | Disposition to issuerCommon Stock | 26,181,818 | $22.00 | $575,999,996.00 |
DisclosureSEC source: 0001179110-17-009080 · edgar.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 56,072,592 F1 · shares: Urban Partners II, LLC sold 26,181,818 shares of common stock to the issuer in a privately negotiated transaction. The reporting person was deemed to have a pecuniary interest in 147,856 of such shares. The reporting person's disposition was approved in accordance with Rule 16b-3(e). F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F3 · balance_after: These shares are owned directly by CIM Service Provider, LLC and Urban Partners II, LLC. CIM Group, LLC is the sole equity member of CIM Service Provider, LLC and the sole manager of CIM Urban Partners GP, LLC, which in turn is the sole managing member of Urban Partners II, LLC. The reporting person, Shaul Kuba and Avraham Shemesh may be deemed to beneficially own the 55,718,648 shares owned by Urban Partners II, LLC and the 353,944 shares owned by CIM Service Provider, LLC because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: These shares are owned directly by CIM Service Provider, LLC and Urban Partners II, LLC. CIM Group, LLC is the sole equity member of CIM Service Provider, LLC and the sole manager of CIM Urban Partners GP, LLC, which in turn is the sole managing member of Urban Partners II, LLC. The reporting person, Shaul Kuba and Avraham Shemesh may be deemed to beneficially own the 55,718,648 shares owned by Urban Partners II, LLC and the 353,944 shares owned by CIM Service Provider, LLC because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:30 UTC | ZIFF DAVIS, INC. JCOM · Entity 4548 | GrantCommon Stock $0.01 Par Value | 1,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-003087 · marketforms-38770.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,309,470 F1 · kind: Restricted stock awarded under the Issuer's 2015 Stock Plan. F2 · price: Restricted stock granted for services rendered; no value placed on services rendered. Read SEC document |
| March 13, 2017 Filed Mar 22, 2017 21:14 UTC | Presbia PLC LENS · Entity 160670 | GrantOrdinary Shares | 12,738 | $0.00 | $0.00 |
DisclosureSEC source: 0000905718-17-000388 · ressler_fm4mar132017.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,262,018 F1 · shares: On March 13, 2017, the Reporting Person was granted 12,738 restricted ordinary shares, which vest on March 13, 2018. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 21:31 UTC | Presbia PLC LENS · Entity 160670 | OtherSubscription Rights (right to buy) · Derivative | 4,659,660 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0000905718-17-000337 · ressler_fm4mar102017.xml · derivative · entry 4 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 0 Underlying: Ordinary Shares · 1,562,370 shares Expires 2017-03-08 F4 · shares: Each subscription right entitled its holder to purchase 0.335297256 Ordinary Shares at a subscription price of $3.00 per whole Ordinary Share. F3 · ownership.nature: The Reporting Person, directly and/or indirectly, possesses the sole power to vote and the sole power to direct the disposition of all securities of Issuer held by Orchard Alternative and Orchard Investments. The Reporting Person's interest in the securities reported herein which are held by Orchard Alternative and Orchard Investments is limited to the extent of his pecuniary interest in such entities. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 21:31 UTC | Presbia PLC LENS · Entity 160670 | OtherSubscription Rights (right to buy) · Derivative | 3,178,829 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0000905718-17-000337 · ressler_fm4mar102017.xml · derivative · entry 3 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,065,852 shares Expires 2017-03-08 F4 · shares: Each subscription right entitled its holder to purchase 0.335297256 Ordinary Shares at a subscription price of $3.00 per whole Ordinary Share. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 21:31 UTC | Presbia PLC LENS · Entity 160670 | OtherOrdinary Shares | 1,562,370 | $3.00 | $4,687,110.00 |
DisclosureSEC source: 0000905718-17-000337 · ressler_fm4mar102017.xml · nonDerivative · entry 2 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 6,222,030 F2 · shares: On March 8, 2017, Orchard Alternative Investments LP, a Delaware limited partnership, ("Orchard Alternative") and Orchard Investments LLC, a Delaware limited liability company ("Orchard Investments") delivered to the Issuer an irrevocable notice of exercise of their subscription rights to purchase 1,562,370 Ordinary Shares, together with payment of the requisite fee, pursuant to the rights offering set forth in the Prospectus. F3 · ownership.nature: The Reporting Person, directly and/or indirectly, possesses the sole power to vote and the sole power to direct the disposition of all securities of Issuer held by Orchard Alternative and Orchard Investments. The Reporting Person's interest in the securities reported herein which are held by Orchard Alternative and Orchard Investments is limited to the extent of his pecuniary interest in such entities. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 21:31 UTC | Presbia PLC LENS · Entity 160670 | OtherOrdinary Shares | 1,065,852 | $3.00 | $3,197,556.00 |
DisclosureSEC source: 0000905718-17-000337 · ressler_fm4mar102017.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,249,280 F1 · shares: On March 8, 2017, the Reporting Person delivered to the Issuer an irrevocable notice of exercise of his subscription rights to purchase 1,065,852 Ordinary Shares, together with payment of the requisite fee, pursuant to the rights offering set forth in the Prospectus filed pursuant to Rule 424(b)(4), filed with the SEC on January 27, 2017, as amended February 23, 2017 (the "Prospectus"). Read SEC document |
| March 08, 2017 Filed Apr 13, 2018 21:19 UTC Amendment | Presbia PLC LENS · Entity 160670 | OtherSubscription Rights (right to buy) · Derivative | Not disclosed | $0.00 Strike: $3.00 | $3,183,428.00 |
DisclosureSEC source: 0000905718-18-000389 · presbiaplc_fm4ammar82017.xml · derivative · entry 2 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · Not disclosed shares Expires 2017-03-08 F1 · reported_value: The amendment to the original Form 4 filed on March 10, 2017, is being filed to correct the number of subscription rights exercised and Ordinary Shares received. On March 8, 2017, the Reporting Person delivered to the Issuer an irrevocable notice of exercise of his subscription rights to purchase 1,067,393 Ordinary Shares, together with payment of the requisite fee, pursuant to the rights offering set forth in the Prospectus filed pursuant to Rule 424(b)(4), filed with the SEC on January 27, 2017, as amended February 23, 2017 (the "Prospectus"). Each subscription right entitled its holder to purchase 0.335297256 Ordinary Shares at a subscription price of $3.00 per whole Ordinary Share. F1 · underlyingValue: The amendment to the original Form 4 filed on March 10, 2017, is being filed to correct the number of subscription rights exercised and Ordinary Shares received. On March 8, 2017, the Reporting Person delivered to the Issuer an irrevocable notice of exercise of his subscription rights to purchase 1,067,393 Ordinary Shares, together with payment of the requisite fee, pursuant to the rights offering set forth in the Prospectus filed pursuant to Rule 424(b)(4), filed with the SEC on January 27, 2017, as amended February 23, 2017 (the "Prospectus"). Each subscription right entitled its holder to purchase 0.335297256 Ordinary Shares at a subscription price of $3.00 per whole Ordinary Share. Read SEC document |
| March 08, 2017 Filed Apr 13, 2018 21:19 UTC Amendment | Presbia PLC LENS · Entity 160670 | OtherOrdinary Shares | 1,065,852 | $3.00 | $3,197,556.00 |
DisclosureSEC source: 0000905718-18-000389 · presbiaplc_fm4ammar82017.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,250,821 F1 · shares: The amendment to the original Form 4 filed on March 10, 2017, is being filed to correct the number of subscription rights exercised and Ordinary Shares received. On March 8, 2017, the Reporting Person delivered to the Issuer an irrevocable notice of exercise of his subscription rights to purchase 1,067,393 Ordinary Shares, together with payment of the requisite fee, pursuant to the rights offering set forth in the Prospectus filed pursuant to Rule 424(b)(4), filed with the SEC on January 27, 2017, as amended February 23, 2017 (the "Prospectus"). Each subscription right entitled its holder to purchase 0.335297256 Ordinary Shares at a subscription price of $3.00 per whole Ordinary Share. F1 · balance_after: The amendment to the original Form 4 filed on March 10, 2017, is being filed to correct the number of subscription rights exercised and Ordinary Shares received. On March 8, 2017, the Reporting Person delivered to the Issuer an irrevocable notice of exercise of his subscription rights to purchase 1,067,393 Ordinary Shares, together with payment of the requisite fee, pursuant to the rights offering set forth in the Prospectus filed pursuant to Rule 424(b)(4), filed with the SEC on January 27, 2017, as amended February 23, 2017 (the "Prospectus"). Each subscription right entitled its holder to purchase 0.335297256 Ordinary Shares at a subscription price of $3.00 per whole Ordinary Share. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 22:52 UTC | ZIFF DAVIS, INC. JCOM · Entity 4548 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 9,000 | Not disclosed Strike: $32.45 | Not disclosed |
DisclosureSEC source: 0001214659-17-001468 · marketforms-38084.xml · derivative · entry 2 RESSLER RICHARD S · CIK 0000904290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 9,000 shares Expires 2017-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Stock options granted for services rendered; no value placed on services rendered. F2 · derivative.exercise_date: These stock options vested in five (5) equal annual installments commencing on August 3, 2008. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 22:52 UTC | ZIFF DAVIS, INC. JCOM · Entity 4548 | Exercise / conversionCommon Stock $0.01 Par Value | 9,000 | $32.45 | $292,050.00 |
DisclosureSEC source: 0001214659-17-001468 · marketforms-38084.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,307,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares were acquired upon exercise of stock options issued under Issuer's 1997 Stock Option Plan identified as exercised in Part II of this Form 4. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 22:50 UTC | ZIFF DAVIS, INC. JCOM · Entity 4548 | GiftCommon Stock $0.01 Par Value | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015359 · marketforms-37373.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,298,496 F1 · price: Gift to a 501(c)(3) organization. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 21:21 UTC | Creative Media & Community Trust Corp CMCT · Entity 7936 | Disposition to issuerCommon Stock | 3,628,116 | $22.00 | $79,818,552.00 |
DisclosureSEC source: 0001104659-16-145227 · a4.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 82,254,410 F1 · shares: Urban Partners II, LLC sold 3,628,116 shares of common stock to the issuer in a privately negotiated transaction. The reporting person was deemed to have a pecuniary interest in 20,489 of such shares. The reporting person's disposition was approved in accordance with Rule 16b-3(e). F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F3 · balance_after: These shares are owned directly by CIM Service Provider, LLC and Urban Partners II, LLC. The reporting person, together with Shaul Kuba and Avraham Shemesh, is a control person of CIM Holdings, Inc., which is the sole managing member of CIM Group, LLC, which is the sole equity member of CIM Service Provider, LLC and the sole managing member of Urban Partners II, LLC. The reporting person, CIM Holdings, Inc. and CIM Group, LLC may be deemed to indirectly beneficially own 353,944 shares through the holdings of CIM Service Provider, LLC and indirectly beneficially own 81,900,466 shares through the holdings of Urban Partners II, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: These shares are owned directly by CIM Service Provider, LLC and Urban Partners II, LLC. The reporting person, together with Shaul Kuba and Avraham Shemesh, is a control person of CIM Holdings, Inc., which is the sole managing member of CIM Group, LLC, which is the sole equity member of CIM Service Provider, LLC and the sole managing member of Urban Partners II, LLC. The reporting person, CIM Holdings, Inc. and CIM Group, LLC may be deemed to indirectly beneficially own 353,944 shares through the holdings of CIM Service Provider, LLC and indirectly beneficially own 81,900,466 shares through the holdings of Urban Partners II, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.