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Nasdaq · USD

OFS

OFS Capital Corp

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Tapewire entity
7193
SEC CIK
0001487918
Parsed reports
16

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 09, 2023 Filed Jan 10, 2023 21:00 UTC OtherCommon Stock 2,946,474 $0.00 $0.00
Disclosure

SEC source: 0001487918-23-000004 · wf-form4_167338443952206.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:13 UTC
Porter MukyaChief Compliance Officer
PurchaseCommon Stock 210 $5.66 $1,188.60
Disclosure

SEC source: 0001487918-20-000098 · wf-form4_160582391331715.xml · nonDerivative · entry 1

Porter Mukya · CIK 0001705764 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210

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November 16, 2020 Filed Nov 17, 2020 20:38 UTC
Owen Jeffery S.Chief Accounting Officer
PurchaseCommon Stock 11,950 $5.79 $69,190.50
Disclosure

SEC source: 0001487918-20-000096 · wf-form4_160564547336492.xml · nonDerivative · entry 2

Owen Jeffery S. · CIK 0001663132 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

F2 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.70 to $5.80, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

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November 13, 2020 Filed Nov 16, 2020 22:27 UTC PurchaseCommon Stock 8,818 $5.28 $46,559.04
Disclosure

SEC source: 0001487918-20-000094 · wf-form4_160556560662014.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,073

F2 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.10 to $5.36, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

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November 13, 2020 Filed Nov 17, 2020 20:38 UTC
Owen Jeffery S.Chief Accounting Officer
PurchaseCommon Stock 2,550 $5.17 $13,183.50
Disclosure

SEC source: 0001487918-20-000096 · wf-form4_160564547336492.xml · nonDerivative · entry 1

Owen Jeffery S. · CIK 0001663132 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

F1 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.05 to $5.25, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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November 12, 2020 Filed Nov 13, 2020 21:21 UTC
Cerny Jeffrey ADirector · Director and CFO
PurchaseCommon Stock 10,000 $5.08 $50,800.00
Disclosure

SEC source: 0001487918-20-000091 · wf-form4_160530245537518.xml · nonDerivative · entry 2

Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F2 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.06 to $5.11, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

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November 12, 2020 Filed Nov 16, 2020 22:27 UTC PurchaseCommon Stock 3,255 $5.07 $16,502.85
Disclosure

SEC source: 0001487918-20-000094 · wf-form4_160556560662014.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,255

F1 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.01 to $5.11, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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November 11, 2020 Filed Nov 13, 2020 21:22 UTC
Rashid BilalDirector · Director and CEO
PurchaseCommon Stock 18,700 $5.17 $96,679.00
Disclosure

SEC source: 0001487918-20-000092 · wf-form4_160530250898623.xml · nonDerivative · entry 5

Rashid Bilal · CIK 0001521654 · Director · Director and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:22 UTC
Rashid BilalDirector · Director and CEO
PurchaseCommon Stock 650 $5.14 $3,341.00
Disclosure

SEC source: 0001487918-20-000092 · wf-form4_160530250898623.xml · nonDerivative · entry 4

Rashid Bilal · CIK 0001521654 · Director · Director and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:22 UTC
Rashid BilalDirector · Director and CEO
PurchaseCommon Stock 200 $5.13 $1,026.00
Disclosure

SEC source: 0001487918-20-000092 · wf-form4_160530250898623.xml · nonDerivative · entry 3

Rashid Bilal · CIK 0001521654 · Director · Director and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:22 UTC
Rashid BilalDirector · Director and CEO
PurchaseCommon Stock 95 $4.95 $470.25
Disclosure

SEC source: 0001487918-20-000092 · wf-form4_160530250898623.xml · nonDerivative · entry 2

Rashid Bilal · CIK 0001521654 · Director · Director and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:22 UTC
Rashid BilalDirector · Director and CEO
PurchaseCommon Stock 355 $4.93 $1,750.15
Disclosure

SEC source: 0001487918-20-000092 · wf-form4_160530250898623.xml · nonDerivative · entry 1

Rashid Bilal · CIK 0001521654 · Director · Director and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:21 UTC
Cerny Jeffrey ADirector · Director and CFO
PurchaseCommon Stock 20,000 $5.07 $101,400.00
Disclosure

SEC source: 0001487918-20-000091 · wf-form4_160530245537518.xml · nonDerivative · entry 1

Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $4.88 to $5.17, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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May 28, 2020 Filed Nov 24, 2020 22:47 UTC
HEALY ELAINEDirector
PurchaseCommon Stock 10,000 $5.11 $51,100.00
Disclosure

SEC source: 0001487918-20-000101 · wf-form4_160625801631711.xml · nonDerivative · entry 1

HEALY ELAINE · CIK 0001275537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.09 to $5.1491, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.