Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | EVP & Chief Customer Officer | October 01, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date October 01, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,388 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 2,629 · Balance 57,388 F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/9/2024 MODIFIED 10/6/2025 F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/9/2024 MODIFIED 10/6/2025
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2019 Filed Dec 26, 2019 16:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 675 | $42.39 | $28,613.25 |
DisclosureSEC source: 0001177261-19-000065 · edgardoc.xml · nonDerivative · entry 8 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,252 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 254 | $42.39 | $10,767.06 |
DisclosureSEC source: 0001177261-19-000065 · edgardoc.xml · nonDerivative · entry 7 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,927 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 337 | $42.39 | $14,285.43 |
DisclosureSEC source: 0001177261-19-000065 · edgardoc.xml · nonDerivative · entry 6 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,181 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 199 | $42.39 | $8,435.61 |
DisclosureSEC source: 0001177261-19-000065 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,518 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,647 | $42.39 | $69,816.33 |
DisclosureSEC source: 0001177261-19-000065 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,717 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,059 | $42.39 | $87,281.01 |
DisclosureSEC source: 0001177261-19-000065 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,364 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 3,235 | $42.39 | $137,131.65 |
DisclosureSEC source: 0001177261-19-000065 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,423 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 599 | $42.39 | $25,391.61 |
DisclosureSEC source: 0001177261-19-000065 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,658 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:49 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units (2022) · Derivative | 9,621 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001699193-19-000014 · edgardoc.xml · derivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,621 Underlying: Common Stock · 9,621 shares Expires not disclosed F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F5 · derivative.exercise_date: The MSUs will vest on December 20, 2022, subject to the performance conditions described above. F5 · derivative.expiration_date: The MSUs will vest on December 20, 2022, subject to the performance conditions described above. F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:49 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 16,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001699193-19-000014 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,257 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/18/2018 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2019 and 2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:49 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 24,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001699193-19-000014 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,827 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 17:03 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,617 | $39.36 | $103,005.12 |
DisclosureSEC source: 0001177265-19-000026 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,775 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/14/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 15:55 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 158 | $39.58 | $6,253.64 |
DisclosureSEC source: 0001177265-19-000012 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,392 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 15:55 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 225 | $39.58 | $8,905.50 |
DisclosureSEC source: 0001177265-19-000012 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,550 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 15:55 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 170 | $39.58 | $6,728.60 |
DisclosureSEC source: 0001177265-19-000012 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,775 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 15:55 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 450 | $39.58 | $17,811.00 |
DisclosureSEC source: 0001177265-19-000012 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,945 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 15:55 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 409 | $39.58 | $16,188.22 |
DisclosureSEC source: 0001177265-19-000012 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,395 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 21:10 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,619 | $44.37 | $116,198.48 |
DisclosureSEC source: 0001699193-19-000006 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,804 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/14/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 21:10 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,289 | $44.48 | $235,238.85 |
DisclosureSEC source: 0001699193-19-000006 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,423 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/14/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 14:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 450 | $44.33 | $19,948.50 |
DisclosureSEC source: 0001177261-19-000023 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,712 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 14:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 158 | $44.33 | $7,004.14 |
DisclosureSEC source: 0001177261-19-000023 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,162 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 14:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 170 | $44.33 | $7,536.10 |
DisclosureSEC source: 0001177261-19-000023 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,320 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 14:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 225 | $44.33 | $9,974.25 |
DisclosureSEC source: 0001177261-19-000023 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,490 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 14:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 409 | $44.33 | $18,130.97 |
DisclosureSEC source: 0001177261-19-000023 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,715 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 22:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,022 | $38.26 | $39,101.72 |
DisclosureSEC source: 0001699193-19-000004 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,124 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:19 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 450 | $37.92 | $17,064.00 |
DisclosureSEC source: 0001699193-19-000002 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,146 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:19 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 158 | $37.92 | $5,991.36 |
DisclosureSEC source: 0001699193-19-000002 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,596 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:19 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 170 | $37.92 | $6,446.40 |
DisclosureSEC source: 0001699193-19-000002 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,754 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:19 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 226 | $37.92 | $8,569.92 |
DisclosureSEC source: 0001699193-19-000002 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,924 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:19 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 409 | $37.92 | $15,509.28 |
DisclosureSEC source: 0001699193-19-000002 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,150 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 24, 2018 Filed Dec 26, 2018 23:08 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,585 | $31.43 | $49,816.55 |
DisclosureSEC source: 0001177261-18-000121 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,559 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 23:06 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 309 | $32.91 | $10,169.19 |
DisclosureSEC source: 0001177261-18-000119 · edgardoc.xml · nonDerivative · entry 7 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,144 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 23:06 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 454 | $32.91 | $14,941.14 |
DisclosureSEC source: 0001177261-18-000119 · edgardoc.xml · nonDerivative · entry 6 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,453 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 23:06 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 171 | $32.91 | $5,627.61 |
DisclosureSEC source: 0001177261-18-000119 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,907 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 23:06 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 227 | $32.91 | $7,470.57 |
DisclosureSEC source: 0001177261-18-000119 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,078 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 23:06 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 159 | $32.91 | $5,232.69 |
DisclosureSEC source: 0001177261-18-000119 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,305 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 23:06 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,178 | $32.91 | $71,677.98 |
DisclosureSEC source: 0001177261-18-000119 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,464 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 23:06 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 403 | $32.91 | $13,262.73 |
DisclosureSEC source: 0001177261-18-000119 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,642 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:51 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units (2021) · Derivative | 8,693 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000097 · edgardoc.xml · derivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,693 Underlying: Common Stock · 8,693 shares Expires not disclosed F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F5 · derivative.exercise_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above. F5 · derivative.expiration_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above. F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:51 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000097 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,045 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:51 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 21,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000097 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,045 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 24, 2018 Filed Sep 25, 2018 16:15 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,581 | $30.98 | $48,979.38 |
DisclosureSEC source: 0001699193-18-000004 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,312 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 307 | $30.99 | $9,513.93 |
DisclosureSEC source: 0001177261-18-000066 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,893 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 454 | $30.99 | $14,069.46 |
DisclosureSEC source: 0001177261-18-000066 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,200 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 171 | $30.99 | $5,299.29 |
DisclosureSEC source: 0001177261-18-000066 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,654 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 227 | $30.99 | $7,034.73 |
DisclosureSEC source: 0001177261-18-000066 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,825 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 159 | $30.99 | $4,927.41 |
DisclosureSEC source: 0001177261-18-000066 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,052 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 19:31 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,575 | $25.34 | $39,910.50 |
DisclosureSEC source: 0001699193-18-000002 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,211 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:47 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 457 | $25.55 | $11,676.35 |
DisclosureSEC source: 0001177261-18-000050 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,786 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:47 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 173 | $25.55 | $4,420.15 |
DisclosureSEC source: 0001177261-18-000050 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,243 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.