Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | EVP & Chief Customer Officer | October 01, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date October 01, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,388 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 2,629 · Balance 57,388 F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/9/2024 MODIFIED 10/6/2025 F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/9/2024 MODIFIED 10/6/2025
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 21, 2018 Filed Jun 22, 2018 18:47 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 229 | $25.55 | $5,850.95 |
DisclosureSEC source: 0001177261-18-000050 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,416 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:47 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 161 | $25.55 | $4,113.55 |
DisclosureSEC source: 0001177261-18-000050 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,645 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:47 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 309 | $25.55 | $7,894.95 |
DisclosureSEC source: 0001177261-18-000050 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,806 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 22, 2018 Filed Mar 23, 2018 18:28 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,524 | $26.25 | $40,008.51 |
DisclosureSEC source: 0001177261-18-000033 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,115 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.17 to $26.31. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:24 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 445 | $26.58 | $11,828.10 |
DisclosureSEC source: 0001177261-18-000029 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,639 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:24 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 223 | $26.58 | $5,927.34 |
DisclosureSEC source: 0001177261-18-000029 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,084 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:24 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 167 | $26.58 | $4,438.86 |
DisclosureSEC source: 0001177261-18-000029 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,307 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:24 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 182 | $26.58 | $4,837.56 |
DisclosureSEC source: 0001177261-18-000029 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,474 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:24 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 363 | $26.58 | $9,648.54 |
DisclosureSEC source: 0001177261-18-000029 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,656 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,533 | $21.46 | $54,346.02 |
DisclosureSEC source: 0001699193-17-000004 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,019 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.40 to $21.59. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:32 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 190 | $21.22 | $4,031.80 |
DisclosureSEC source: 0001275606-17-000020 · edgardoc.xml · nonDerivative · entry 6 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,552 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:32 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 252 | $21.22 | $5,347.44 |
DisclosureSEC source: 0001275606-17-000020 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,742 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:32 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 177 | $21.22 | $3,755.94 |
DisclosureSEC source: 0001275606-17-000020 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,994 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:32 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 288 | $21.22 | $6,111.36 |
DisclosureSEC source: 0001275606-17-000020 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,171 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 2/3/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:32 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 364 | $21.22 | $7,724.08 |
DisclosureSEC source: 0001275606-17-000020 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,459 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:32 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 340 | $21.22 | $7,214.80 |
DisclosureSEC source: 0001275606-17-000020 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,823 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 19:37 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units · Derivative | 9,565 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001444157-17-000048 · edgardoc.xml · derivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,565 Underlying: Common Stock · 9,565 shares Expires not disclosed F3 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F4 · derivative.exercise_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above. F4 · derivative.expiration_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above. F3 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F3 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 19:37 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 23,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-17-000048 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,163 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 19:49 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,515 | $21.26 | $53,468.90 |
DisclosureSEC source: 0001275606-17-000016 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,251 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 19:16 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 253 | $21.25 | $5,376.25 |
DisclosureSEC source: 0001215181-17-000055 · edgardoc.xml · nonDerivative · entry 6 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,766 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 19:16 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 190 | $21.25 | $4,037.50 |
DisclosureSEC source: 0001215181-17-000055 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,019 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 19:16 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 285 | $21.25 | $6,056.25 |
DisclosureSEC source: 0001215181-17-000055 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,209 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 2/3/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 19:16 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 341 | $21.25 | $7,246.25 |
DisclosureSEC source: 0001215181-17-000055 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,494 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 19:16 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 361 | $21.25 | $7,671.25 |
DisclosureSEC source: 0001215181-17-000055 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,835 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 19:16 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 177 | $21.25 | $3,761.25 |
DisclosureSEC source: 0001215181-17-000055 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,196 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 23:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,521 | $25.60 | $64,537.60 |
DisclosureSEC source: 0001177261-17-000037 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,373 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 15:21 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,147 | $25.31 | $54,340.57 |
DisclosureSEC source: 0001699193-17-000002 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,495 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:24 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 359 | $25.31 | $9,086.29 |
DisclosureSEC source: 0001177261-17-000029 · edgardoc.xml · nonDerivative · entry 6 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,894 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:24 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 284 | $25.31 | $7,188.04 |
DisclosureSEC source: 0001177261-17-000029 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,253 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 2/3/2014. Acquisition of the RSU was previously reported in Table I of reporting person's From 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:24 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 190 | $25.31 | $4,808.90 |
DisclosureSEC source: 0001177261-17-000029 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,537 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:24 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 177 | $25.31 | $4,479.87 |
DisclosureSEC source: 0001177261-17-000029 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,727 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:24 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 252 | $25.31 | $6,378.12 |
DisclosureSEC source: 0001177261-17-000029 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,904 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's From 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:24 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 339 | $25.31 | $8,580.09 |
DisclosureSEC source: 0001177261-17-000029 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,156 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 19:21 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,291 | $22.01 | $28,410.00 |
DisclosureSEC source: 0001275606-17-000009 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,642 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.92 to $22.11. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 19:21 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 9,116 | $21.99 | $200,421.64 |
DisclosureSEC source: 0001275606-17-000009 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,933 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.88 to $22.12. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 21:09 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 189 | $23.95 | $4,526.55 |
DisclosureSEC source: 0001068844-17-000004 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,049 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 21:09 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 175 | $23.95 | $4,191.25 |
DisclosureSEC source: 0001068844-17-000004 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,238 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 21:09 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 276 | $23.95 | $6,610.20 |
DisclosureSEC source: 0001068844-17-000004 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,413 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 2/3/2014. Acquisition of the RSU was previously reported in Table I of reporting person's From 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 21:09 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 350 | $23.95 | $8,382.50 |
DisclosureSEC source: 0001068844-17-000004 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,689 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 21:09 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 330 | $23.95 | $7,903.50 |
DisclosureSEC source: 0001068844-17-000004 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,039 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:51 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 11,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001699192-17-000002 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,369 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.