Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | EVP & Chief Customer Officer | October 01, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date October 01, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,388 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 2,629 · Balance 57,388 F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/9/2024 MODIFIED 10/6/2025 F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/9/2024 MODIFIED 10/6/2025
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 20, 2021 Filed Sep 22, 2021 18:27 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 613 | $51.68 | $31,679.84 |
DisclosureSEC source: 0001699193-21-000011 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,834 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:27 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 674 | $51.68 | $34,832.32 |
DisclosureSEC source: 0001699193-21-000011 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,447 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:27 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 558 | $51.68 | $28,837.44 |
DisclosureSEC source: 0001699193-21-000011 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,121 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:27 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 678 | $51.68 | $35,039.04 |
DisclosureSEC source: 0001699193-21-000011 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,679 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 22, 2021 Filed Jun 23, 2021 20:21 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,599 | $57.04 | $205,286.96 |
DisclosureSEC source: 0001699193-21-000008 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,357 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/12/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 16:59 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 577 | $56.15 | $32,398.55 |
DisclosureSEC source: 0001699193-21-000006 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,956 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 16:59 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 409 | $56.15 | $22,965.35 |
DisclosureSEC source: 0001699193-21-000006 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,533 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 16:59 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 558 | $56.15 | $31,331.70 |
DisclosureSEC source: 0001699193-21-000006 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,942 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 16:59 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 450 | $56.15 | $25,267.50 |
DisclosureSEC source: 0001699193-21-000006 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,500 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 23, 2021 Filed Mar 24, 2021 19:14 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,012 | $55.70 | $112,068.40 |
DisclosureSEC source: 0001699193-21-000004 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,950 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/14/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 20:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 373 | $55.42 | $20,671.66 |
DisclosureSEC source: 0001699193-21-000002 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,962 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 20:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $55.42 | $25,105.26 |
DisclosureSEC source: 0001699193-21-000002 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,335 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 20:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 409 | $55.42 | $22,666.78 |
DisclosureSEC source: 0001699193-21-000002 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,788 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 20:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 450 | $55.42 | $24,939.00 |
DisclosureSEC source: 0001699193-21-000002 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,197 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 20:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 226 | $55.42 | $12,524.92 |
DisclosureSEC source: 0001699193-21-000002 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,647 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 19:11 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 13,836 | $52.03 | $719,925.82 |
DisclosureSEC source: 0001699193-20-000020 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,873 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/14/2019. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $51.33 to $52.425. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 8,628 | $51.36 | $443,134.08 |
DisclosureSEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 10 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,709 F9 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/12/2017. The earning of the MSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 993 | $51.36 | $51,000.48 |
DisclosureSEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 9 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,337 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,985 | $51.36 | $101,949.60 |
DisclosureSEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 8 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,330 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,647 | $51.36 | $84,589.92 |
DisclosureSEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 7 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,315 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,059 | $51.36 | $105,750.24 |
DisclosureSEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 6 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,962 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 337 | $51.36 | $17,308.32 |
DisclosureSEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,021 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 679 | $51.36 | $34,873.44 |
DisclosureSEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,358 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 613 | $51.36 | $31,483.68 |
DisclosureSEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,037 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 675 | $51.36 | $34,668.00 |
DisclosureSEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,650 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 254 | $51.36 | $13,045.44 |
DisclosureSEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,325 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 18:12 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units · Derivative | 9,565 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001699193-20-000016 · edgardoc.xml · derivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 18:12 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 13,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001699193-20-000016 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,579 F5 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 17, 2019 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2020 and 2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 18:12 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 19,130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001699193-20-000016 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 18:12 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 19,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001699193-20-000016 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,246 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 19:11 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,826 | $41.00 | $74,866.00 |
DisclosureSEC source: 0001699193-20-000014 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,452 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/14/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 674 | $41.03 | $27,654.22 |
DisclosureSEC source: 0001699193-20-000012 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,278 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 613 | $41.03 | $25,151.39 |
DisclosureSEC source: 0001699193-20-000012 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,952 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 254 | $41.03 | $10,421.62 |
DisclosureSEC source: 0001699193-20-000012 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,565 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 337 | $41.03 | $13,827.11 |
DisclosureSEC source: 0001699193-20-000012 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,819 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 678 | $41.03 | $27,818.34 |
DisclosureSEC source: 0001699193-20-000012 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,156 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 23, 2020 Filed Jun 24, 2020 19:26 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,981 | $54.93 | $108,816.33 |
DisclosureSEC source: 0001699193-20-000006 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,834 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/14/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 170 | $53.62 | $9,115.40 |
DisclosureSEC source: 0001177261-20-000048 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,815 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 228 | $53.62 | $12,225.36 |
DisclosureSEC source: 0001177261-20-000048 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,985 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 678 | $53.62 | $36,354.36 |
DisclosureSEC source: 0001177261-20-000048 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,213 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 613 | $53.62 | $32,869.06 |
DisclosureSEC source: 0001177261-20-000048 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,891 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 675 | $53.62 | $36,193.50 |
DisclosureSEC source: 0001177261-20-000048 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,504 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 19:16 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,327 | $35.93 | $83,609.11 |
DisclosureSEC source: 0001699193-20-000002 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,179 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/14/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 15:54 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $36.07 | $16,339.71 |
DisclosureSEC source: 0001177261-20-000018 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,506 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 15:54 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 409 | $36.07 | $14,752.63 |
DisclosureSEC source: 0001177261-20-000018 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,959 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 15:54 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 450 | $36.07 | $16,231.50 |
DisclosureSEC source: 0001177261-20-000018 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,368 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 15:54 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 170 | $36.07 | $6,131.90 |
DisclosureSEC source: 0001177261-20-000018 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,818 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 15:54 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 226 | $36.07 | $8,151.82 |
DisclosureSEC source: 0001177261-20-000018 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,988 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 17:16 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 9,425 | $41.86 | $394,530.50 |
DisclosureSEC source: 0001177261-19-000071 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,214 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/14/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 613 | $42.39 | $25,985.07 |
DisclosureSEC source: 0001177261-19-000065 · edgardoc.xml · nonDerivative · entry 9 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,639 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.