Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | EVP & Chief Customer Officer | October 01, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date October 01, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,388 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 2,629 · Balance 57,388 F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/9/2024 MODIFIED 10/6/2025 F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/9/2024 MODIFIED 10/6/2025
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2023 Filed Jun 22, 2023 18:06 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 329 | $43.05 | $14,163.45 |
DisclosureSEC source: 0001699193-23-000002 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,436 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 18:06 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 373 | $43.05 | $16,057.65 |
DisclosureSEC source: 0001699193-23-000002 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,765 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 18:06 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $43.05 | $19,501.65 |
DisclosureSEC source: 0001699193-23-000002 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,138 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:07 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 499 | $50.20 | $25,049.80 |
DisclosureSEC source: 0000899243-23-009435 · doc4.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,591 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:07 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 329 | $50.20 | $16,515.80 |
DisclosureSEC source: 0000899243-23-009435 · doc4.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,090 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:07 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 370 | $50.20 | $18,574.00 |
DisclosureSEC source: 0000899243-23-009435 · doc4.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,419 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:07 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 505 | $50.20 | $25,351.00 |
DisclosureSEC source: 0000899243-23-009435 · doc4.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,789 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 22:05 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 11,255 | $49.36 | $555,582.82 |
DisclosureSEC source: 0001699193-22-000017 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,294 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/12/2021. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $49.019 to $49.640. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:19 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,361 | $49.27 | $116,326.47 |
DisclosureSEC source: 0001699193-22-000015 · edgardoc.xml · nonDerivative · entry 8 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,549 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2021. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:19 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 493 | $49.27 | $24,290.11 |
DisclosureSEC source: 0001699193-22-000015 · edgardoc.xml · nonDerivative · entry 7 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,910 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:19 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,728 | $49.27 | $85,138.56 |
DisclosureSEC source: 0001699193-22-000015 · edgardoc.xml · nonDerivative · entry 6 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,403 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:19 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,679 | $49.27 | $131,994.33 |
DisclosureSEC source: 0001699193-22-000015 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,131 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:19 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 558 | $49.27 | $27,492.66 |
DisclosureSEC source: 0001699193-22-000015 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,810 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:19 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,994 | $49.27 | $147,514.38 |
DisclosureSEC source: 0001699193-22-000015 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,368 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/17/2019. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:19 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 679 | $49.27 | $33,454.33 |
DisclosureSEC source: 0001699193-22-000015 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,362 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:19 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 613 | $49.27 | $30,202.51 |
DisclosureSEC source: 0001699193-22-000015 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,041 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 22:05 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units (2022) · Derivative | 9,621 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001699193-22-000013 · edgardoc.xml · derivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,621 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022. F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022. F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2020 through fiscal 2022. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 22:05 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 26,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001699193-22-000013 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,654 F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 22:05 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 6,638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001699193-22-000013 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022. F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 22:05 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 10,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001699193-22-000013 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,520 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 14, 2021 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2022 and 2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| September 21, 2022 Filed Sep 22, 2022 19:30 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,249 | $40.79 | $91,736.71 |
DisclosureSEC source: 0001699193-22-000011 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,050 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/12/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 493 | $40.58 | $20,005.94 |
DisclosureSEC source: 0001699193-22-000009 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,299 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 558 | $40.58 | $22,643.64 |
DisclosureSEC source: 0001699193-22-000009 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,792 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 678 | $40.58 | $27,513.24 |
DisclosureSEC source: 0001699193-22-000009 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,350 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 613 | $40.58 | $24,875.54 |
DisclosureSEC source: 0001699193-22-000009 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,028 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 22:33 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,250 | $44.20 | $99,450.00 |
DisclosureSEC source: 0001699193-22-000007 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,641 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/12/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 493 | $43.56 | $21,475.08 |
DisclosureSEC source: 0001699193-22-000005 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,891 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 678 | $43.56 | $29,533.68 |
DisclosureSEC source: 0001699193-22-000005 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,384 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 613 | $43.56 | $26,702.28 |
DisclosureSEC source: 0001699193-22-000005 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,062 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 558 | $43.56 | $24,306.48 |
DisclosureSEC source: 0001699193-22-000005 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,675 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 13:40 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,863 | $59.66 | $170,806.58 |
DisclosureSEC source: 0001699193-22-000003 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,233 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/12/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 18:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 458 | $60.10 | $27,525.80 |
DisclosureSEC source: 0001699193-22-000001 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,096 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 18:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $60.10 | $27,225.30 |
DisclosureSEC source: 0001699193-22-000001 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,554 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 18:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 409 | $60.10 | $24,580.90 |
DisclosureSEC source: 0001699193-22-000001 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,007 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 18:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 373 | $60.10 | $22,417.30 |
DisclosureSEC source: 0001699193-22-000001 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,416 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2021 Filed Dec 27, 2021 22:59 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 21,598 | $74.37 | $1,606,290.78 |
DisclosureSEC source: 0001699193-21-000019 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,789 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/12/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,728 | $74.48 | $128,701.44 |
DisclosureSEC source: 0001699193-21-000017 · edgardoc.xml · nonDerivative · entry 9 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,387 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 7,842 | $74.48 | $584,072.16 |
DisclosureSEC source: 0001699193-21-000017 · edgardoc.xml · nonDerivative · entry 8 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,115 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/18/2018. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 613 | $74.48 | $45,656.24 |
DisclosureSEC source: 0001699193-21-000017 · edgardoc.xml · nonDerivative · entry 7 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,957 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,679 | $74.48 | $199,531.92 |
DisclosureSEC source: 0001699193-21-000017 · edgardoc.xml · nonDerivative · entry 6 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,570 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 558 | $74.48 | $41,559.84 |
DisclosureSEC source: 0001699193-21-000017 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,249 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 675 | $74.48 | $50,274.00 |
DisclosureSEC source: 0001699193-21-000017 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,807 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,985 | $74.48 | $147,842.80 |
DisclosureSEC source: 0001699193-21-000017 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,482 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 993 | $74.48 | $73,958.64 |
DisclosureSEC source: 0001699193-21-000017 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,467 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 679 | $74.48 | $50,571.92 |
DisclosureSEC source: 0001699193-21-000017 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,460 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 20:58 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units (2021) · Derivative | 8,693 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001699193-21-000015 · edgardoc.xml · derivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,693 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021. F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021. F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 20:58 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 17,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001699193-21-000015 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,139 F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 20:58 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 17,386 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001699193-21-000015 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021. F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 20:58 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 19,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001699193-21-000015 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,301 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 16, 2020 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2021 and 2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| September 21, 2021 Filed Sep 22, 2021 18:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,069 | $51.91 | $159,311.79 |
DisclosureSEC source: 0001699193-21-000013 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,765 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/12/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.