Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | EVP & Chief Customer Officer | October 01, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date October 01, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,388 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 2,629 · Balance 57,388 F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/9/2024 MODIFIED 10/6/2025 F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/9/2024 MODIFIED 10/6/2025
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2025 Filed Jun 24, 2025 17:51 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 493 | $74.53 | $36,743.29 |
DisclosureSEC source: 0001699193-25-000011 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,765 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 00:47 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 18,888 | $59.88 | $1,131,015.33 |
DisclosureSEC source: 0001699193-25-000007 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 89,258 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/09/2024. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $59.224 to $60.51. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 20:20 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 325 | $65.63 | $21,329.75 |
DisclosureSEC source: 0001699193-25-000004 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,146 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 20:20 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 338 | $65.63 | $22,182.94 |
DisclosureSEC source: 0001699193-25-000004 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,471 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 20:20 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 576 | $65.63 | $37,802.88 |
DisclosureSEC source: 0001699193-25-000004 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,809 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 20:20 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 493 | $65.63 | $32,355.59 |
DisclosureSEC source: 0001699193-25-000004 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,385 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 19:36 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,648 | $84.64 | $478,052.93 |
DisclosureSEC source: 0001699193-25-000002 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 109,878 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/29/2023. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $83.995 to $85.355. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 20:55 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,663 | $87.38 | $145,312.94 |
DisclosureSEC source: 0001699193-24-000019 · edgardoc.xml · nonDerivative · entry 7 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,526 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 20:55 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,139 | $87.38 | $99,525.82 |
DisclosureSEC source: 0001699193-24-000019 · edgardoc.xml · nonDerivative · entry 6 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,189 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 20:55 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 3,436 | $87.38 | $300,237.68 |
DisclosureSEC source: 0001699193-24-000019 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,328 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/14/2021. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 20:55 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 489 | $87.38 | $42,728.82 |
DisclosureSEC source: 0001699193-24-000019 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,764 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 20:55 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 867 | $87.38 | $75,758.46 |
DisclosureSEC source: 0001699193-24-000019 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,253 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 20:55 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 741 | $87.38 | $64,748.58 |
DisclosureSEC source: 0001699193-24-000019 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,120 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 20:55 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 554 | $87.38 | $48,408.52 |
DisclosureSEC source: 0001699193-24-000019 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,861 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 20:54 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 7,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001699193-24-000017 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,415 F4 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 14, 2021 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 20:54 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 18,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001699193-24-000017 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,736 F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2025. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 20:54 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 7,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001699193-24-000017 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,583 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| October 01, 2024 Filed Oct 1, 2024 22:30 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,200 | $61.49 | $135,278.00 |
DisclosureSEC source: 0001699193-24-000015 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 91,149 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/29/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 20:41 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 489 | $58.73 | $28,718.97 |
DisclosureSEC source: 0001699193-24-000013 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,349 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 20:41 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 867 | $58.73 | $50,918.91 |
DisclosureSEC source: 0001699193-24-000013 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,838 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 20:41 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 741 | $58.73 | $43,518.93 |
DisclosureSEC source: 0001699193-24-000013 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,705 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 20:41 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 554 | $58.73 | $32,536.42 |
DisclosureSEC source: 0001699193-24-000013 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,446 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:07 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,712 | $48.29 | $130,962.48 |
DisclosureSEC source: 0001699193-24-000011 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 96,000 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/29/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:24 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 326 | $46.96 | $15,308.96 |
DisclosureSEC source: 0001699193-24-000009 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,712 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:24 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 869 | $46.96 | $40,808.24 |
DisclosureSEC source: 0001699193-24-000009 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,038 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:24 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 576 | $46.96 | $27,048.96 |
DisclosureSEC source: 0001699193-24-000009 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,907 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:24 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 370 | $46.96 | $17,375.20 |
DisclosureSEC source: 0001699193-24-000009 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,483 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:15 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,792 | $49.61 | $138,511.12 |
DisclosureSEC source: 0001699193-24-000007 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 100,853 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/29/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 01:55 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 578 | $50.22 | $29,027.16 |
DisclosureSEC source: 0001699193-24-000005 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,645 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 01:55 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 495 | $50.22 | $24,858.90 |
DisclosureSEC source: 0001699193-24-000005 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,223 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 01:55 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 326 | $50.22 | $16,371.72 |
DisclosureSEC source: 0001699193-24-000005 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,718 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 01:55 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 370 | $50.22 | $18,581.40 |
DisclosureSEC source: 0001699193-24-000005 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,044 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 22:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 9,574 | $44.53 | $426,330.22 |
DisclosureSEC source: 0001699193-24-000002 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 105,414 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/29/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 14:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,362 | $43.58 | $102,935.96 |
DisclosureSEC source: 0001699193-23-000012 · edgardoc.xml · nonDerivative · entry 7 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,988 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2021. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 14:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,147 | $43.58 | $49,986.26 |
DisclosureSEC source: 0001699193-23-000012 · edgardoc.xml · nonDerivative · entry 6 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,350 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 14:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 890 | $43.58 | $38,786.20 |
DisclosureSEC source: 0001699193-23-000012 · edgardoc.xml · nonDerivative · entry 5 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,497 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/16/2020. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 14:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 493 | $43.58 | $21,484.94 |
DisclosureSEC source: 0001699193-23-000012 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,387 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 14:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 747 | $43.58 | $32,554.26 |
DisclosureSEC source: 0001699193-23-000012 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,880 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 14:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $43.58 | $19,741.74 |
DisclosureSEC source: 0001699193-23-000012 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,627 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 14:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 373 | $43.58 | $16,255.34 |
DisclosureSEC source: 0001699193-23-000012 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,080 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:24 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 30,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001699193-23-000010 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,453 F4 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:24 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 2,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001699193-23-000010 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,475 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 16, 2020 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:24 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 5,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001699193-23-000010 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,704 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 13, 2022 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2023 and 2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,833 | $47.30 | $181,300.90 |
DisclosureSEC source: 0001699193-23-000008 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 82,617 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/29/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 21:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 499 | $47.96 | $23,932.04 |
DisclosureSEC source: 0001699193-23-000006 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,450 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 21:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 329 | $47.96 | $15,778.84 |
DisclosureSEC source: 0001699193-23-000006 · edgardoc.xml · nonDerivative · entry 3 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,949 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 21:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 373 | $47.96 | $17,889.08 |
DisclosureSEC source: 0001699193-23-000006 · edgardoc.xml · nonDerivative · entry 2 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,278 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 21:46 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $47.96 | $21,725.88 |
DisclosureSEC source: 0001699193-23-000006 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,651 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 23:39 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,833 | $42.59 | $163,247.47 |
DisclosureSEC source: 0001699193-23-000004 · edgardoc.xml · nonDerivative · entry 1 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 88,104 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/29/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 18:06 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 499 | $43.05 | $21,481.95 |
DisclosureSEC source: 0001699193-23-000002 · edgardoc.xml · nonDerivative · entry 4 Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,937 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.