organization · Reporting owner

NOMURA HOLDINGS INC

Disclosed activity across 7 companies

Tapewire entity: 3147
SEC CIK: 0001163653

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Bluescape Opportunities Acquisition Corp.BOAC · Entity 120653	10% owner	September 22, 2022	November 22, 2022
MSP Recovery, Inc.LIFW · Entity 8775	10% owner	May 27, 2022	February 07, 2023
Malacca Straits Acquisition Co LtdMLAC · Entity 112222	10% owner	October 17, 2022	November 22, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bluescape Opportunities Acquisition Corp.

Report date September 22, 2022 · Filed November 22, 2022

Jointly reported with NOMURA GLOBAL FINANCIAL PRODUCTS INC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A ordinary shares, par value $0.0001 per shareSEC Table I · non-derivative	Direct	1,297,268	Reported balance Holding disclosure · report date 2022-09-22 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,297,268 F1: These Class A ordinary shares, par value $0.0001 per share, of the Issuer ("Ordinary Shares") are owned by Nomura Global Financial Products Inc. ("NGFP"), a wholly-owned subsidiary of Nomura Holdings, Inc., which accordingly may also be deemed to beneficially own the securities owned by NGFP.

Filing footnotes · ownership attribution and instrument terms

F1: These Class A ordinary shares, par value $0.0001 per share, of the Issuer ("Ordinary Shares") are owned by Nomura Global Financial Products Inc. ("NGFP"), a wholly-owned subsidiary of Nomura Holdings, Inc., which accordingly may also be deemed to beneficially own the securities owned by NGFP.

MSP Recovery, Inc.

Report date May 27, 2022 · Filed February 07, 2023 · Amendment

Jointly reported with NOMURA SECURITIES INTERNATIONAL INC

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	166,369	Reported balance Holding disclosure · report date 2022-05-27 · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · Balance 166,369 F3: This second amendment to Form 3 is being filed to (1) correct the number of shares of Class A Common Stock beneficially owned by the Reporting Persons, which was inadvertently overreported by 137,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022; and (2) correct the number of shares underlying warrants beneficially owned by the Reporting Persons, which was inadvertently overreported by 27,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022. The overreported shares of Class A Common Stock and the overreported shares underlying warrants carried through to the subsequent Forms 4 that were filed until this amendment. F1: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.
Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-05-23	Direct	Not disclosed	Reported balance Holding disclosure · report date 2022-05-27 · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · Balance Not disclosed F2: Unless earlier redeemed by the Issuer. F3: This second amendment to Form 3 is being filed to (1) correct the number of shares of Class A Common Stock beneficially owned by the Reporting Persons, which was inadvertently overreported by 137,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022; and (2) correct the number of shares underlying warrants beneficially owned by the Reporting Persons, which was inadvertently overreported by 27,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022. The overreported shares of Class A Common Stock and the overreported shares underlying warrants carried through to the subsequent Forms 4 that were filed until this amendment. F1: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

F2: Unless earlier redeemed by the Issuer.

F3: This second amendment to Form 3 is being filed to (1) correct the number of shares of Class A Common Stock beneficially owned by the Reporting Persons, which was inadvertently overreported by 137,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022; and (2) correct the number of shares underlying warrants beneficially owned by the Reporting Persons, which was inadvertently overreported by 27,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022. The overreported shares of Class A Common Stock and the overreported shares underlying warrants carried through to the subsequent Forms 4 that were filed until this amendment.

Malacca Straits Acquisition Co Ltd

Report date October 17, 2022 · Filed November 22, 2022

Jointly reported with NOMURA GLOBAL FINANCIAL PRODUCTS INC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A ordinary shares, par value $0.0001 per shareSEC Table I · non-derivative	Direct	135,854	Reported balance Holding disclosure · report date 2022-10-17 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 135,854 F1: These Class A ordinary shares, par value $0.0001 per share, of the Issuer ("Ordinary Shares") are owned by Nomura Global Financial Products Inc. ("NGFP"), a wholly-owned subsidiary of Nomura Holdings, Inc., which accordingly may also be deemed to beneficially own the securities owned by NGFP.

Filing footnotes · ownership attribution and instrument terms

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DITECH HOLDING Corp

Report date December 06, 2018 · Filed December 10, 2018

Jointly reported with NOMURA SECURITIES INTERNATIONAL INC

Section 16 reporting ended · disclosed 2018-12-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	Direct	803,232	Reported balance After 2018-12-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-12-06 · Sale · Disposed 68,900 · Balance 803,232 F2: The amount of securities beneficially owned following reported transactions on December 6, 2018 reflects the adjustment for the actual trade amount on December 4, 2018 of 205,100 shares, rather than 206,700 shares as had been reported. F1: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	Direct	470,432	Reported balance After 2018-12-07 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2018-12-07 · Sale · Disposed 332,800 · Balance 470,432 F1: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

F2: The amount of securities beneficially owned following reported transactions on December 6, 2018 reflects the adjustment for the actual trade amount on December 4, 2018 of 205,100 shares, rather than 206,700 shares as had been reported.

Kaleyra, Inc.

Report date December 03, 2019 · Filed December 03, 2019

Jointly reported with NOMURA GLOBAL FINANCIAL PRODUCTS INC

Section 16 reporting ended · disclosed 2019-12-03. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

TETRALOGIC PHARMACEUTICALS Corp

Report date November 14, 2016 · Filed November 14, 2016

Jointly reported with NOMURA SECURITIES INTERNATIONAL, INC.

Section 16 reporting ended · disclosed 2016-11-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
8% Convertible Notes due 2019SEC Table II · derivative / convertible security	Direct	0	Reported balance After 2016-11-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2016-11-14 · Other · Disposed Not disclosed · Balance 0 F1: On November 14, 2016, pursuant to the Exchange Agreement, the Reporting Persons agreed (i) to exchange $160,173 in aggregate principal amount of the Senior Notes for 892,850 shares of Preferred Stock and (ii) to extend the maturity date and modify the conversion terms of the Reporting Persons' remaining $3,035,287 in aggregate principal amount Senior Notes (the "Remaining Senior Notes"). F6: These derivative securities are owned directly by Nomura Securities International, Inc. ("NSI"), which is a wholly owned subsidiary of Nomura Holdings, Inc. ("NH"), and accordingly NH may be deemed to beneficially own the derivative securities held by NSI.
Preferred StockSEC Table II · derivative / convertible security	Direct	892,850	Reported balance After 2016-11-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2016-11-14 · Other · Acquired 892,850 · Balance 892,850 F2: Each share of Preferred Stock is initially convertible into one share of Common Stock, subject to adjustment as described in the Certificate of Designations for the Preferred Stock. F3: The Preferred Stock is contingently convertible into Common Stock, subject to the Issuer's achievement of certain milestones payments and the deregistration of the Issuer's Common Stock, as further described in the Certificate of Designations for the Preferred Stock. The Preferred Stock is not currently convertible. The Reporting Persons expressly disclaim beneficial ownership of the shares of Common Stock underlying the Preferred Stock. F6: These derivative securities are owned directly by Nomura Securities International, Inc. ("NSI"), which is a wholly owned subsidiary of Nomura Holdings, Inc. ("NH"), and accordingly NH may be deemed to beneficially own the derivative securities held by NSI.
8% Convertible Notes due 2024SEC Table II · derivative / convertible security · Expires 2024-06-15	Direct	Not disclosed	Reported balance After 2016-11-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2016-11-14 · Other · Acquired Not disclosed · Balance Not disclosed F4: The conversion rate for the Senior Notes is equal 148.3019 shares of the Company's common stock per $1,000 principal amount of Notes (which is equivalent to an initial conversion price of approximately $6.74 per share of common stock), subject to adjustment upon the occurrence of certain specified events. F5: The Remaining Senior Notes are contingently convertible into Common Stock, subject to the Issuer's achievement of certain milestones payments. The Remaining Senior Notes are not currently convertible. The Reporting Persons expressly disclaim beneficial ownership of the shares of Common Stock underlying the Remaining Senior Notes. F6: These derivative securities are owned directly by Nomura Securities International, Inc. ("NSI"), which is a wholly owned subsidiary of Nomura Holdings, Inc. ("NH"), and accordingly NH may be deemed to beneficially own the derivative securities held by NSI.

Filing footnotes · ownership attribution and instrument terms

F1: On November 14, 2016, pursuant to the Exchange Agreement, the Reporting Persons agreed (i) to exchange $160,173 in aggregate principal amount of the Senior Notes for 892,850 shares of Preferred Stock and (ii) to extend the maturity date and modify the conversion terms of the Reporting Persons' remaining $3,035,287 in aggregate principal amount Senior Notes (the "Remaining Senior Notes").

F2: Each share of Preferred Stock is initially convertible into one share of Common Stock, subject to adjustment as described in the Certificate of Designations for the Preferred Stock.

F3: The Preferred Stock is contingently convertible into Common Stock, subject to the Issuer's achievement of certain milestones payments and the deregistration of the Issuer's Common Stock, as further described in the Certificate of Designations for the Preferred Stock. The Preferred Stock is not currently convertible. The Reporting Persons expressly disclaim beneficial ownership of the shares of Common Stock underlying the Preferred Stock.

F4: The conversion rate for the Senior Notes is equal 148.3019 shares of the Company's common stock per $1,000 principal amount of Notes (which is equivalent to an initial conversion price of approximately $6.74 per share of common stock), subject to adjustment upon the occurrence of certain specified events.

F5: The Remaining Senior Notes are contingently convertible into Common Stock, subject to the Issuer's achievement of certain milestones payments. The Remaining Senior Notes are not currently convertible. The Reporting Persons expressly disclaim beneficial ownership of the shares of Common Stock underlying the Remaining Senior Notes.

F6: These derivative securities are owned directly by Nomura Securities International, Inc. ("NSI"), which is a wholly owned subsidiary of Nomura Holdings, Inc. ("NH"), and accordingly NH may be deemed to beneficially own the derivative securities held by NSI.

TIPTREE INC.

Report date September 14, 2016 · Filed September 14, 2016

Jointly reported with NOMURA SECURITIES CO LTD

Section 16 reporting ended · disclosed 2016-09-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	2,273,701	Reported balance After 2016-09-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2016-09-14 · Sale · Disposed 1,000,000 · Balance 2,273,701

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 30, 2023 Filed Feb 1, 2023 23:52 UTC	MSP Recovery, Inc. MSPR · Entity 8775	SaleClass A Common Stock	7,986	$1.15	$9,183.90	Disclosure SEC source: 0001140361-23-003928 · form4.xml · nonDerivative · entry 1 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,013 F2 · balance_after: The amount of shares reported as beneficially owned following the reported transaction has been adjusted to remove 137,500 shares, which had inadvertently been included in the total amount in prior Forms 4. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
August 22, 2022 Filed Aug 24, 2022 22:46 UTC	MSP Recovery, Inc. MSPR · Entity 8775	SaleClass A Common Stock	15,000	$2.61	$39,112.50	Disclosure SEC source: 0001140361-22-030780 · form4.xml · nonDerivative · entry 1 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,499 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.63, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 23, 2022 Filed Jul 14, 2022 20:30 UTC	MSP Recovery, Inc. MSPR · Entity 8775	SaleClass A Common Stock	9,995	$2.43	$24,287.85	Disclosure SEC source: 0001140361-22-026013 · form4.xml · nonDerivative · entry 4 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,500 F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 23, 2022 Filed Jul 26, 2022 20:00 UTC Amendment	MSP Recovery, Inc. MSPR · Entity 8775	SaleClass A Common Stock	9,995	$2.43	$24,287.85	Disclosure SEC source: 0001140361-22-026968 · form4.xml · nonDerivative · entry 4 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,499 F10 · balance_after: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 16, 2022 Filed Jul 14, 2022 20:30 UTC	MSP Recovery, Inc. MSPR · Entity 8775	OtherWarrant (right to buy) · Derivative	50,000	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001140361-22-026013 · form4.xml · derivative · entry 13 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Class A Common Stock · 50,000 shares Expires 2027-05-23 F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 16, 2022 Filed Jul 14, 2022 20:30 UTC	MSP Recovery, Inc. MSPR · Entity 8775	SaleClass A Common Stock	5	$0.00	$0.00	Disclosure SEC source: 0001140361-22-026013 · form4.xml · nonDerivative · entry 3 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,495 F2 · kind: Represents shares withheld in connection with a cashless exercise of warrants to purchase 50,000 shares of Common Stock at an exercise price of $0.0001 per share. F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 16, 2022 Filed Jul 14, 2022 20:30 UTC	MSP Recovery, Inc. MSPR · Entity 8775	OtherClass A Common Stock	50,000	$0.00	$5.00	Disclosure SEC source: 0001140361-22-026013 · form4.xml · nonDerivative · entry 2 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,500 F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 16, 2022 Filed Jul 26, 2022 20:00 UTC Amendment	MSP Recovery, Inc. MSPR · Entity 8775	OtherWarrant (right to buy) · Derivative	50,000	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001140361-22-026968 · form4.xml · derivative · entry 11 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Class A Common Stock · 50,000 shares Expires 2027-05-23 F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 16, 2022 Filed Jul 26, 2022 20:00 UTC Amendment	MSP Recovery, Inc. MSPR · Entity 8775	SaleClass A Common Stock	5	$0.00	$0.00	Disclosure SEC source: 0001140361-22-026968 · form4.xml · nonDerivative · entry 3 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,494 F2 · kind: Represents shares withheld in connection with a cashless exercise of warrants to purchase 50,000 shares of Common Stock at an exercise price of $0.0001 per share. F10 · balance_after: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 16, 2022 Filed Jul 26, 2022 20:00 UTC Amendment	MSP Recovery, Inc. MSPR · Entity 8775	OtherClass A Common Stock	50,000	$0.00	$5.00	Disclosure SEC source: 0001140361-22-026968 · form4.xml · nonDerivative · entry 2 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,499 F10 · balance_after: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 14, 2022 Filed Jul 14, 2022 20:30 UTC	MSP Recovery, Inc. MSPR · Entity 8775	SaleWarrant (right to buy) · Derivative	21,437	$1.28 Strike: $0.00	$27,443.65	Disclosure SEC source: 0001140361-22-026013 · form4.xml · derivative · entry 12 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,500 Underlying: Class A Common Stock · 21,437 shares Expires 2027-05-23 F9 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.28 to $1.29, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 14, 2022 Filed Jul 26, 2022 20:00 UTC Amendment	MSP Recovery, Inc. MSPR · Entity 8775	SaleWarrant (right to buy) · Derivative	21,437	$1.28 Strike: $0.00	$27,443.65	Disclosure SEC source: 0001140361-22-026968 · form4.xml · derivative · entry 10 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,500 Underlying: Class A Common Stock · 21,437 shares Expires 2027-05-23 F9 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.28 to $1.29, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 10, 2022 Filed Jul 14, 2022 20:30 UTC	MSP Recovery, Inc. MSPR · Entity 8775	SaleWarrant (right to buy) · Derivative	61,646	$0.06 Strike: $11.50	$3,822.05	Disclosure SEC source: 0001140361-22-026013 · form4.xml · derivative · entry 11 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,325,000 Underlying: Class A Common Stock · 61,646 shares Expires 2027-05-23 F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 10, 2022 Filed Jul 14, 2022 20:30 UTC	MSP Recovery, Inc. MSPR · Entity 8775	SaleWarrant (right to buy) · Derivative	39,906	$1.08 Strike: $0.00	$43,110.45	Disclosure SEC source: 0001140361-22-026013 · form4.xml · derivative · entry 10 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,937 Underlying: Class A Common Stock · 39,906 shares Expires 2027-05-23 F8 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.08 to $1.1, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 10, 2022 Filed Jul 26, 2022 20:00 UTC Amendment	MSP Recovery, Inc. MSPR · Entity 8775	SaleWarrant (right to buy) · Derivative	39,906	$1.08 Strike: $0.00	$43,110.45	Disclosure SEC source: 0001140361-22-026968 · form4.xml · derivative · entry 9 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,937 Underlying: Class A Common Stock · 39,906 shares Expires 2027-05-23 F8 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.08 to $1.1, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 08, 2022 Filed Jul 14, 2022 20:30 UTC	MSP Recovery, Inc. MSPR · Entity 8775	SaleWarrant (right to buy) · Derivative	13,957	$1.17 Strike: $0.00	$16,357.60	Disclosure SEC source: 0001140361-22-026013 · form4.xml · derivative · entry 9 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,843 Underlying: Class A Common Stock · 13,957 shares Expires 2027-05-23 F7 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.17 to $1.19, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 08, 2022 Filed Jul 26, 2022 20:00 UTC Amendment	MSP Recovery, Inc. MSPR · Entity 8775	SaleWarrant (right to buy) · Derivative	13,957	$1.17 Strike: $0.00	$16,357.60	Disclosure SEC source: 0001140361-22-026968 · form4.xml · derivative · entry 8 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,843 Underlying: Class A Common Stock · 13,957 shares Expires 2027-05-23 F7 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.17 to $1.19, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 07, 2022 Filed Jul 14, 2022 20:30 UTC	MSP Recovery, Inc. MSPR · Entity 8775	SaleWarrant (right to buy) · Derivative	24,700	$1.13 Strike: $0.00	$27,938.17	Disclosure SEC source: 0001140361-22-026013 · form4.xml · derivative · entry 8 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,800 Underlying: Class A Common Stock · 24,700 shares Expires 2027-05-23 F6 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.13 to $1.14, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 07, 2022 Filed Jul 26, 2022 20:00 UTC Amendment	MSP Recovery, Inc. MSPR · Entity 8775	SaleWarrant (right to buy) · Derivative	24,700	$1.13 Strike: $0.00	$27,938.17	Disclosure SEC source: 0001140361-22-026968 · form4.xml · derivative · entry 7 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,800 Underlying: Class A Common Stock · 24,700 shares Expires 2027-05-23 F6 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.13 to $1.14, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 06, 2022 Filed Jul 14, 2022 20:30 UTC	MSP Recovery, Inc. MSPR · Entity 8775	SaleWarrant (right to buy) · Derivative	14	$0.08 Strike: $11.50	$1.05	Disclosure SEC source: 0001140361-22-026013 · form4.xml · derivative · entry 7 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,386,646 Underlying: Class A Common Stock · 14 shares Expires 2027-05-23 F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 02, 2022 Filed Jul 14, 2022 20:30 UTC	MSP Recovery, Inc. MSPR · Entity 8775	SaleWarrant (right to buy) · Derivative	25,000	$1.10 Strike: $0.00	$27,500.00	Disclosure SEC source: 0001140361-22-026013 · form4.xml · derivative · entry 6 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,500 Underlying: Class A Common Stock · 25,000 shares Expires 2027-05-23 F5 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.1 to $1.11, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 02, 2022 Filed Jul 14, 2022 20:30 UTC	MSP Recovery, Inc. MSPR · Entity 8775	SaleClass A Common Stock	1,370	$1.28	$1,753.60	Disclosure SEC source: 0001140361-22-026013 · form4.xml · nonDerivative · entry 1 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,500 F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 02, 2022 Filed Jul 26, 2022 20:00 UTC Amendment	MSP Recovery, Inc. MSPR · Entity 8775	SaleWarrant (right to buy) · Derivative	25,000	$1.10 Strike: $0.00	$27,500.00	Disclosure SEC source: 0001140361-22-026968 · form4.xml · derivative · entry 6 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,500 Underlying: Class A Common Stock · 25,000 shares Expires 2027-05-23 F5 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.1 to $1.11, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 02, 2022 Filed Jul 26, 2022 20:00 UTC Amendment	MSP Recovery, Inc. MSPR · Entity 8775	SaleClass A Common Stock	1,370	$1.28	$1,753.60	Disclosure SEC source: 0001140361-22-026968 · form4.xml · nonDerivative · entry 1 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,499 F10 · balance_after: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 01, 2022 Filed Jul 14, 2022 20:30 UTC	MSP Recovery, Inc. MSPR · Entity 8775	SaleWarrant (right to buy) · Derivative	75,000	$0.91 Strike: $0.00	$68,062.50	Disclosure SEC source: 0001140361-22-026013 · form4.xml · derivative · entry 5 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,500 Underlying: Class A Common Stock · 75,000 shares Expires 2027-05-23 F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $0.85 to $1.02, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F3 · derivative.expiration_date: Unless earlier redeemed by the Issuer. F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
June 01, 2022 Filed Jul 26, 2022 20:00 UTC Amendment	MSP Recovery, Inc. MSPR · Entity 8775	SaleWarrant (right to buy) · Derivative	75,000	$0.91 Strike: $0.00	$68,062.50	Disclosure SEC source: 0001140361-22-026968 · form4.xml · derivative · entry 5 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,500 Underlying: Class A Common Stock · 75,000 shares Expires 2027-05-23 F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $0.85 to $1.02, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F3 · derivative.expiration_date: Unless earlier redeemed by the Issuer. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
December 07, 2018 Filed Dec 10, 2018 17:18 UTC	DITECH HOLDING Corp DHCP · Entity 161436	SaleCommon Stock, par value $0.01 per share	332,800	$0.08	$27,955.20	Disclosure SEC source: 0001104659-18-072140 · a4.xml · nonDerivative · entry 2 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner · See Remarks (1) NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,432 F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
December 06, 2018 Filed Dec 10, 2018 17:18 UTC	DITECH HOLDING Corp DHCP · Entity 161436	SaleCommon Stock, par value $0.01 per share	68,900	$0.10	$6,958.90	Disclosure SEC source: 0001104659-18-072140 · a4.xml · nonDerivative · entry 1 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner · See Remarks (1) NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,232 F2 · balance_after: The amount of securities beneficially owned following reported transactions on December 6, 2018 reflects the adjustment for the actual trade amount on December 4, 2018 of 205,100 shares, rather than 206,700 shares as had been reported. F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
December 04, 2018 Filed Dec 6, 2018 14:42 UTC	DITECH HOLDING Corp DHCP · Entity 161436	SaleCommon Stock, par value $0.01 per share	615,300	$0.11	$69,098.19	Disclosure SEC source: 0001104659-18-071641 · a4.xml · nonDerivative · entry 2 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner · See Remarks NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,932 Read SEC document
December 04, 2018 Filed Dec 7, 2018 18:41 UTC Amendment	DITECH HOLDING Corp DHCP · Entity 161436	SaleCommon Stock, par value $0.01 per share	206,700	$0.11	$23,212.41	Disclosure SEC source: 0001104659-18-071887 · a4a.xml · nonDerivative · entry 1 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner · See Remarks (1) NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870,532 F2 · shares: The Reporting Person's original Form 4 incorrectly reported a larger amount of shares of Common Stock being sold on December 4, 2014 than was actually sold. F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document
December 03, 2018 Filed Dec 6, 2018 14:42 UTC	DITECH HOLDING Corp DHCP · Entity 161436	SaleCommon Stock, par value $0.01 per share	17,687	$0.17	$2,964.34	Disclosure SEC source: 0001104659-18-071641 · a4.xml · nonDerivative · entry 1 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner · See Remarks NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,077,232 Read SEC document
November 14, 2016 Filed Nov 14, 2016 21:43 UTC	TETRALOGIC PHARMACEUTICALS Corp TLOG · Entity 12646	Other8% Convertible Notes due 2024 · Derivative	Not disclosed	Not disclosed	$3,035,287.00	Disclosure SEC source: 0001104659-16-157087 · a4.xml · derivative · entry 3 NOMURA SECURITIES INTERNATIONAL, INC. · CIK 0000072267 · See Remarks NOMURA HOLDINGS INC · CIK 0001163653 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 450,138 shares Expires 2024-06-15 F4 · derivative.exercise_price: The conversion rate for the Senior Notes is equal 148.3019 shares of the Company's common stock per $1,000 principal amount of Notes (which is equivalent to an initial conversion price of approximately $6.74 per share of common stock), subject to adjustment upon the occurrence of certain specified events. F4 · price: The conversion rate for the Senior Notes is equal 148.3019 shares of the Company's common stock per $1,000 principal amount of Notes (which is equivalent to an initial conversion price of approximately $6.74 per share of common stock), subject to adjustment upon the occurrence of certain specified events. F5 · derivative.exercise_date: The Remaining Senior Notes are contingently convertible into Common Stock, subject to the Issuer's achievement of certain milestones payments. The Remaining Senior Notes are not currently convertible. The Reporting Persons expressly disclaim beneficial ownership of the shares of Common Stock underlying the Remaining Senior Notes. F6 · ownership.direct: These derivative securities are owned directly by Nomura Securities International, Inc. ("NSI"), which is a wholly owned subsidiary of Nomura Holdings, Inc. ("NH"), and accordingly NH may be deemed to beneficially own the derivative securities held by NSI. Read SEC document
November 14, 2016 Filed Nov 14, 2016 21:43 UTC	TETRALOGIC PHARMACEUTICALS Corp TLOG · Entity 12646	OtherPreferred Stock · Derivative	892,850	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-16-157087 · a4.xml · derivative · entry 2 NOMURA SECURITIES INTERNATIONAL, INC. · CIK 0000072267 · See Remarks NOMURA HOLDINGS INC · CIK 0001163653 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 892,850 Underlying: Common Stock · 892,850 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Preferred Stock is initially convertible into one share of Common Stock, subject to adjustment as described in the Certificate of Designations for the Preferred Stock. F2 · price: Each share of Preferred Stock is initially convertible into one share of Common Stock, subject to adjustment as described in the Certificate of Designations for the Preferred Stock. F3 · derivative.exercise_date: The Preferred Stock is contingently convertible into Common Stock, subject to the Issuer's achievement of certain milestones payments and the deregistration of the Issuer's Common Stock, as further described in the Certificate of Designations for the Preferred Stock. The Preferred Stock is not currently convertible. The Reporting Persons expressly disclaim beneficial ownership of the shares of Common Stock underlying the Preferred Stock. F3 · derivative.expiration_date: The Preferred Stock is contingently convertible into Common Stock, subject to the Issuer's achievement of certain milestones payments and the deregistration of the Issuer's Common Stock, as further described in the Certificate of Designations for the Preferred Stock. The Preferred Stock is not currently convertible. The Reporting Persons expressly disclaim beneficial ownership of the shares of Common Stock underlying the Preferred Stock. F6 · ownership.direct: These derivative securities are owned directly by Nomura Securities International, Inc. ("NSI"), which is a wholly owned subsidiary of Nomura Holdings, Inc. ("NH"), and accordingly NH may be deemed to beneficially own the derivative securities held by NSI. Read SEC document
November 14, 2016 Filed Nov 14, 2016 21:43 UTC	TETRALOGIC PHARMACEUTICALS Corp TLOG · Entity 12646	Other8% Convertible Notes due 2019 · Derivative	Not disclosed	Not disclosed	$3,196,000.00	Disclosure SEC source: 0001104659-16-157087 · a4.xml · derivative · entry 1 NOMURA SECURITIES INTERNATIONAL, INC. · CIK 0000072267 · See Remarks NOMURA HOLDINGS INC · CIK 0001163653 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: On November 14, 2016, pursuant to the Exchange Agreement, the Reporting Persons agreed (i) to exchange $160,173 in aggregate principal amount of the Senior Notes for 892,850 shares of Preferred Stock and (ii) to extend the maturity date and modify the conversion terms of the Reporting Persons' remaining $3,035,287 in aggregate principal amount Senior Notes (the "Remaining Senior Notes"). F1 · price: On November 14, 2016, pursuant to the Exchange Agreement, the Reporting Persons agreed (i) to exchange $160,173 in aggregate principal amount of the Senior Notes for 892,850 shares of Preferred Stock and (ii) to extend the maturity date and modify the conversion terms of the Reporting Persons' remaining $3,035,287 in aggregate principal amount Senior Notes (the "Remaining Senior Notes"). F1 · derivative.exercise_date: On November 14, 2016, pursuant to the Exchange Agreement, the Reporting Persons agreed (i) to exchange $160,173 in aggregate principal amount of the Senior Notes for 892,850 shares of Preferred Stock and (ii) to extend the maturity date and modify the conversion terms of the Reporting Persons' remaining $3,035,287 in aggregate principal amount Senior Notes (the "Remaining Senior Notes"). F1 · derivative.expiration_date: On November 14, 2016, pursuant to the Exchange Agreement, the Reporting Persons agreed (i) to exchange $160,173 in aggregate principal amount of the Senior Notes for 892,850 shares of Preferred Stock and (ii) to extend the maturity date and modify the conversion terms of the Reporting Persons' remaining $3,035,287 in aggregate principal amount Senior Notes (the "Remaining Senior Notes"). F1 · derivative.underlying_shares: On November 14, 2016, pursuant to the Exchange Agreement, the Reporting Persons agreed (i) to exchange $160,173 in aggregate principal amount of the Senior Notes for 892,850 shares of Preferred Stock and (ii) to extend the maturity date and modify the conversion terms of the Reporting Persons' remaining $3,035,287 in aggregate principal amount Senior Notes (the "Remaining Senior Notes"). F6 · ownership.direct: These derivative securities are owned directly by Nomura Securities International, Inc. ("NSI"), which is a wholly owned subsidiary of Nomura Holdings, Inc. ("NH"), and accordingly NH may be deemed to beneficially own the derivative securities held by NSI. Read SEC document
September 14, 2016 Filed Sep 14, 2016 16:50 UTC	TIPTREE INC. TIPT · Entity 5239	SaleClass A Common Stock	1,000,000	$6.15	$6,150,000.00	Disclosure SEC source: 0001104659-16-144659 · a4.xml · nonDerivative · entry 1 NOMURA SECURITIES CO LTD · CIK 0000110097 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,273,701 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.