organization · Reporting owner
NOMURA SECURITIES CO LTD
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TIPTREE INC.
Report date September 14, 2016 · Filed September 14, 2016
Jointly reported with NOMURA HOLDINGS INC
Section 16 reporting ended · disclosed 2016-09-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,273,701 |
Reported balance
After 2016-09-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-09-14 · Sale · Disposed 1,000,000 · Balance 2,273,701 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2016 Filed Sep 14, 2016 16:50 UTC | TIPTREE INC. TIPT · Entity 5239 | SaleClass A Common Stock | 1,000,000 | $6.15 | $6,150,000.00 |
DisclosureSEC source: 0001104659-16-144659 · a4.xml · nonDerivative · entry 1 NOMURA SECURITIES CO LTD · CIK 0000110097 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,273,701 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.