organization · Reporting owner
NOMURA SECURITIES INTERNATIONAL INC
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MSP Recovery, Inc.LIFW · Entity 8775 | 10% owner | May 27, 2022 | February 07, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MSP Recovery, Inc.
Report date May 27, 2022 · Filed February 07, 2023 · Amendment
Jointly reported with NOMURA HOLDINGS INC
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 166,369 |
Reported balance
Holding disclosure · report date 2022-05-27 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 166,369 F3: This second amendment to Form 3 is being filed to (1) correct the number of shares of Class A Common Stock beneficially owned by the Reporting Persons, which was inadvertently overreported by 137,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022; and (2) correct the number of shares underlying warrants beneficially owned by the Reporting Persons, which was inadvertently overreported by 27,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022. The overreported shares of Class A Common Stock and the overreported shares underlying warrants carried through to the subsequent Forms 4 that were filed until this amendment. F1: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-05-23 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2022-05-27 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance Not disclosed F2: Unless earlier redeemed by the Issuer. F3: This second amendment to Form 3 is being filed to (1) correct the number of shares of Class A Common Stock beneficially owned by the Reporting Persons, which was inadvertently overreported by 137,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022; and (2) correct the number of shares underlying warrants beneficially owned by the Reporting Persons, which was inadvertently overreported by 27,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022. The overreported shares of Class A Common Stock and the overreported shares underlying warrants carried through to the subsequent Forms 4 that were filed until this amendment. F1: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.
F2: Unless earlier redeemed by the Issuer.
F3: This second amendment to Form 3 is being filed to (1) correct the number of shares of Class A Common Stock beneficially owned by the Reporting Persons, which was inadvertently overreported by 137,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022; and (2) correct the number of shares underlying warrants beneficially owned by the Reporting Persons, which was inadvertently overreported by 27,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022. The overreported shares of Class A Common Stock and the overreported shares underlying warrants carried through to the subsequent Forms 4 that were filed until this amendment.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DITECH HOLDING Corp
Report date December 06, 2018 · Filed December 10, 2018
Jointly reported with NOMURA HOLDINGS INC
Section 16 reporting ended · disclosed 2018-12-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 803,232 |
Reported balance
After 2018-12-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-12-06 · Sale · Disposed 68,900 · Balance 803,232 F2: The amount of securities beneficially owned following reported transactions on December 6, 2018 reflects the adjustment for the actual trade amount on December 4, 2018 of 205,100 shares, rather than 206,700 shares as had been reported. F1: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 470,432 |
Reported balance
After 2018-12-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-12-07 · Sale · Disposed 332,800 · Balance 470,432 F1: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.
F2: The amount of securities beneficially owned following reported transactions on December 6, 2018 reflects the adjustment for the actual trade amount on December 4, 2018 of 205,100 shares, rather than 206,700 shares as had been reported.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2023 Filed Feb 1, 2023 23:52 UTC | MSP Recovery, Inc. MSPR · Entity 8775 | SaleClass A Common Stock | 7,986 | $1.15 | $9,183.90 |
DisclosureSEC source: 0001140361-23-003928 · form4.xml · nonDerivative · entry 1 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,013 F2 · balance_after: The amount of shares reported as beneficially owned following the reported transaction has been adjusted to remove 137,500 shares, which had inadvertently been included in the total amount in prior Forms 4. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 22:46 UTC | MSP Recovery, Inc. MSPR · Entity 8775 | SaleClass A Common Stock | 15,000 | $2.61 | $39,112.50 |
DisclosureSEC source: 0001140361-22-030780 · form4.xml · nonDerivative · entry 1 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,499 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.63, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 23, 2022 Filed Jul 14, 2022 20:30 UTC | MSP Recovery, Inc. MSPR · Entity 8775 | SaleClass A Common Stock | 9,995 | $2.43 | $24,287.85 |
DisclosureSEC source: 0001140361-22-026013 · form4.xml · nonDerivative · entry 4 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,500 F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 23, 2022 Filed Jul 26, 2022 20:00 UTC Amendment | MSP Recovery, Inc. MSPR · Entity 8775 | SaleClass A Common Stock | 9,995 | $2.43 | $24,287.85 |
DisclosureSEC source: 0001140361-22-026968 · form4.xml · nonDerivative · entry 4 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,499 F10 · balance_after: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 16, 2022 Filed Jul 14, 2022 20:30 UTC | MSP Recovery, Inc. MSPR · Entity 8775 | OtherWarrant (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-026013 · form4.xml · derivative · entry 13 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Class A Common Stock · 50,000 shares Expires 2027-05-23 F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 16, 2022 Filed Jul 14, 2022 20:30 UTC | MSP Recovery, Inc. MSPR · Entity 8775 | SaleClass A Common Stock | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-026013 · form4.xml · nonDerivative · entry 3 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,495 F2 · kind: Represents shares withheld in connection with a cashless exercise of warrants to purchase 50,000 shares of Common Stock at an exercise price of $0.0001 per share. F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 16, 2022 Filed Jul 14, 2022 20:30 UTC | MSP Recovery, Inc. MSPR · Entity 8775 | OtherClass A Common Stock | 50,000 | $0.00 | $5.00 |
DisclosureSEC source: 0001140361-22-026013 · form4.xml · nonDerivative · entry 2 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,500 F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 16, 2022 Filed Jul 26, 2022 20:00 UTC Amendment | MSP Recovery, Inc. MSPR · Entity 8775 | OtherWarrant (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-026968 · form4.xml · derivative · entry 11 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Class A Common Stock · 50,000 shares Expires 2027-05-23 F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 16, 2022 Filed Jul 26, 2022 20:00 UTC Amendment | MSP Recovery, Inc. MSPR · Entity 8775 | SaleClass A Common Stock | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-026968 · form4.xml · nonDerivative · entry 3 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,494 F2 · kind: Represents shares withheld in connection with a cashless exercise of warrants to purchase 50,000 shares of Common Stock at an exercise price of $0.0001 per share. F10 · balance_after: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 16, 2022 Filed Jul 26, 2022 20:00 UTC Amendment | MSP Recovery, Inc. MSPR · Entity 8775 | OtherClass A Common Stock | 50,000 | $0.00 | $5.00 |
DisclosureSEC source: 0001140361-22-026968 · form4.xml · nonDerivative · entry 2 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,499 F10 · balance_after: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 14, 2022 Filed Jul 14, 2022 20:30 UTC | MSP Recovery, Inc. MSPR · Entity 8775 | SaleWarrant (right to buy) · Derivative | 21,437 | $1.28 Strike: $0.00 | $27,443.65 |
DisclosureSEC source: 0001140361-22-026013 · form4.xml · derivative · entry 12 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,500 Underlying: Class A Common Stock · 21,437 shares Expires 2027-05-23 F9 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.28 to $1.29, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 14, 2022 Filed Jul 26, 2022 20:00 UTC Amendment | MSP Recovery, Inc. MSPR · Entity 8775 | SaleWarrant (right to buy) · Derivative | 21,437 | $1.28 Strike: $0.00 | $27,443.65 |
DisclosureSEC source: 0001140361-22-026968 · form4.xml · derivative · entry 10 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,500 Underlying: Class A Common Stock · 21,437 shares Expires 2027-05-23 F9 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.28 to $1.29, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 10, 2022 Filed Jul 14, 2022 20:30 UTC | MSP Recovery, Inc. MSPR · Entity 8775 | SaleWarrant (right to buy) · Derivative | 61,646 | $0.06 Strike: $11.50 | $3,822.05 |
DisclosureSEC source: 0001140361-22-026013 · form4.xml · derivative · entry 11 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,325,000 Underlying: Class A Common Stock · 61,646 shares Expires 2027-05-23 F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 10, 2022 Filed Jul 14, 2022 20:30 UTC | MSP Recovery, Inc. MSPR · Entity 8775 | SaleWarrant (right to buy) · Derivative | 39,906 | $1.08 Strike: $0.00 | $43,110.45 |
DisclosureSEC source: 0001140361-22-026013 · form4.xml · derivative · entry 10 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,937 Underlying: Class A Common Stock · 39,906 shares Expires 2027-05-23 F8 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.08 to $1.1, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 10, 2022 Filed Jul 26, 2022 20:00 UTC Amendment | MSP Recovery, Inc. MSPR · Entity 8775 | SaleWarrant (right to buy) · Derivative | 39,906 | $1.08 Strike: $0.00 | $43,110.45 |
DisclosureSEC source: 0001140361-22-026968 · form4.xml · derivative · entry 9 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,937 Underlying: Class A Common Stock · 39,906 shares Expires 2027-05-23 F8 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.08 to $1.1, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 08, 2022 Filed Jul 14, 2022 20:30 UTC | MSP Recovery, Inc. MSPR · Entity 8775 | SaleWarrant (right to buy) · Derivative | 13,957 | $1.17 Strike: $0.00 | $16,357.60 |
DisclosureSEC source: 0001140361-22-026013 · form4.xml · derivative · entry 9 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,843 Underlying: Class A Common Stock · 13,957 shares Expires 2027-05-23 F7 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.17 to $1.19, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 08, 2022 Filed Jul 26, 2022 20:00 UTC Amendment | MSP Recovery, Inc. MSPR · Entity 8775 | SaleWarrant (right to buy) · Derivative | 13,957 | $1.17 Strike: $0.00 | $16,357.60 |
DisclosureSEC source: 0001140361-22-026968 · form4.xml · derivative · entry 8 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,843 Underlying: Class A Common Stock · 13,957 shares Expires 2027-05-23 F7 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.17 to $1.19, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 07, 2022 Filed Jul 14, 2022 20:30 UTC | MSP Recovery, Inc. MSPR · Entity 8775 | SaleWarrant (right to buy) · Derivative | 24,700 | $1.13 Strike: $0.00 | $27,938.17 |
DisclosureSEC source: 0001140361-22-026013 · form4.xml · derivative · entry 8 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,800 Underlying: Class A Common Stock · 24,700 shares Expires 2027-05-23 F6 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.13 to $1.14, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 07, 2022 Filed Jul 26, 2022 20:00 UTC Amendment | MSP Recovery, Inc. MSPR · Entity 8775 | SaleWarrant (right to buy) · Derivative | 24,700 | $1.13 Strike: $0.00 | $27,938.17 |
DisclosureSEC source: 0001140361-22-026968 · form4.xml · derivative · entry 7 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,800 Underlying: Class A Common Stock · 24,700 shares Expires 2027-05-23 F6 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.13 to $1.14, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 06, 2022 Filed Jul 14, 2022 20:30 UTC | MSP Recovery, Inc. MSPR · Entity 8775 | SaleWarrant (right to buy) · Derivative | 14 | $0.08 Strike: $11.50 | $1.05 |
DisclosureSEC source: 0001140361-22-026013 · form4.xml · derivative · entry 7 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,386,646 Underlying: Class A Common Stock · 14 shares Expires 2027-05-23 F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 02, 2022 Filed Jul 14, 2022 20:30 UTC | MSP Recovery, Inc. MSPR · Entity 8775 | SaleWarrant (right to buy) · Derivative | 25,000 | $1.10 Strike: $0.00 | $27,500.00 |
DisclosureSEC source: 0001140361-22-026013 · form4.xml · derivative · entry 6 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,500 Underlying: Class A Common Stock · 25,000 shares Expires 2027-05-23 F5 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.1 to $1.11, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 02, 2022 Filed Jul 14, 2022 20:30 UTC | MSP Recovery, Inc. MSPR · Entity 8775 | SaleClass A Common Stock | 1,370 | $1.28 | $1,753.60 |
DisclosureSEC source: 0001140361-22-026013 · form4.xml · nonDerivative · entry 1 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,500 F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 02, 2022 Filed Jul 26, 2022 20:00 UTC Amendment | MSP Recovery, Inc. MSPR · Entity 8775 | SaleWarrant (right to buy) · Derivative | 25,000 | $1.10 Strike: $0.00 | $27,500.00 |
DisclosureSEC source: 0001140361-22-026968 · form4.xml · derivative · entry 6 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,500 Underlying: Class A Common Stock · 25,000 shares Expires 2027-05-23 F5 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.1 to $1.11, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 02, 2022 Filed Jul 26, 2022 20:00 UTC Amendment | MSP Recovery, Inc. MSPR · Entity 8775 | SaleClass A Common Stock | 1,370 | $1.28 | $1,753.60 |
DisclosureSEC source: 0001140361-22-026968 · form4.xml · nonDerivative · entry 1 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,499 F10 · balance_after: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 01, 2022 Filed Jul 14, 2022 20:30 UTC | MSP Recovery, Inc. MSPR · Entity 8775 | SaleWarrant (right to buy) · Derivative | 75,000 | $0.91 Strike: $0.00 | $68,062.50 |
DisclosureSEC source: 0001140361-22-026013 · form4.xml · derivative · entry 5 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,500 Underlying: Class A Common Stock · 75,000 shares Expires 2027-05-23 F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $0.85 to $1.02, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F3 · derivative.expiration_date: Unless earlier redeemed by the Issuer. F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| June 01, 2022 Filed Jul 26, 2022 20:00 UTC Amendment | MSP Recovery, Inc. MSPR · Entity 8775 | SaleWarrant (right to buy) · Derivative | 75,000 | $0.91 Strike: $0.00 | $68,062.50 |
DisclosureSEC source: 0001140361-22-026968 · form4.xml · derivative · entry 5 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,500 Underlying: Class A Common Stock · 75,000 shares Expires 2027-05-23 F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $0.85 to $1.02, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein. F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price. F3 · derivative.expiration_date: Unless earlier redeemed by the Issuer. F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 17:18 UTC | DITECH HOLDING Corp DHCP · Entity 161436 | SaleCommon Stock, par value $0.01 per share | 332,800 | $0.08 | $27,955.20 |
DisclosureSEC source: 0001104659-18-072140 · a4.xml · nonDerivative · entry 2 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner · See Remarks (1) NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,432 F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 17:18 UTC | DITECH HOLDING Corp DHCP · Entity 161436 | SaleCommon Stock, par value $0.01 per share | 68,900 | $0.10 | $6,958.90 |
DisclosureSEC source: 0001104659-18-072140 · a4.xml · nonDerivative · entry 1 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner · See Remarks (1) NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,232 F2 · balance_after: The amount of securities beneficially owned following reported transactions on December 6, 2018 reflects the adjustment for the actual trade amount on December 4, 2018 of 205,100 shares, rather than 206,700 shares as had been reported. F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 14:42 UTC | DITECH HOLDING Corp DHCP · Entity 161436 | SaleCommon Stock, par value $0.01 per share | 615,300 | $0.11 | $69,098.19 |
DisclosureSEC source: 0001104659-18-071641 · a4.xml · nonDerivative · entry 2 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner · See Remarks NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,932 Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 18:41 UTC Amendment | DITECH HOLDING Corp DHCP · Entity 161436 | SaleCommon Stock, par value $0.01 per share | 206,700 | $0.11 | $23,212.41 |
DisclosureSEC source: 0001104659-18-071887 · a4a.xml · nonDerivative · entry 1 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner · See Remarks (1) NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870,532 F2 · shares: The Reporting Person's original Form 4 incorrectly reported a larger amount of shares of Common Stock being sold on December 4, 2014 than was actually sold. F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 14:42 UTC | DITECH HOLDING Corp DHCP · Entity 161436 | SaleCommon Stock, par value $0.01 per share | 17,687 | $0.17 | $2,964.34 |
DisclosureSEC source: 0001104659-18-071641 · a4.xml · nonDerivative · entry 1 NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner · See Remarks NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,077,232 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.