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NOMURA SECURITIES INTERNATIONAL INC

Disclosed activity across 2 companies

Tapewire entity
97690
SEC CIK
0000902266

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MSP Recovery, Inc.LIFW · Entity 877510% ownerMay 27, 2022February 07, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MSP Recovery, Inc.

Report date May 27, 2022 · Filed February 07, 2023 · Amendment

Jointly reported with NOMURA HOLDINGS INC

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect166,369 Reported balance Holding disclosure · report date 2022-05-27 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 166,369

F3: This second amendment to Form 3 is being filed to (1) correct the number of shares of Class A Common Stock beneficially owned by the Reporting Persons, which was inadvertently overreported by 137,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022; and (2) correct the number of shares underlying warrants beneficially owned by the Reporting Persons, which was inadvertently overreported by 27,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022. The overreported shares of Class A Common Stock and the overreported shares underlying warrants carried through to the subsequent Forms 4 that were filed until this amendment.

F1: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-05-23DirectNot disclosed Reported balance Holding disclosure · report date 2022-05-27 · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · Balance Not disclosed

F2: Unless earlier redeemed by the Issuer.

F3: This second amendment to Form 3 is being filed to (1) correct the number of shares of Class A Common Stock beneficially owned by the Reporting Persons, which was inadvertently overreported by 137,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022; and (2) correct the number of shares underlying warrants beneficially owned by the Reporting Persons, which was inadvertently overreported by 27,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022. The overreported shares of Class A Common Stock and the overreported shares underlying warrants carried through to the subsequent Forms 4 that were filed until this amendment.

F1: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

F2: Unless earlier redeemed by the Issuer.

F3: This second amendment to Form 3 is being filed to (1) correct the number of shares of Class A Common Stock beneficially owned by the Reporting Persons, which was inadvertently overreported by 137,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022; and (2) correct the number of shares underlying warrants beneficially owned by the Reporting Persons, which was inadvertently overreported by 27,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022. The overreported shares of Class A Common Stock and the overreported shares underlying warrants carried through to the subsequent Forms 4 that were filed until this amendment.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DITECH HOLDING Corp

Report date December 06, 2018 · Filed December 10, 2018

Jointly reported with NOMURA HOLDINGS INC

Section 16 reporting ended · disclosed 2018-12-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect803,232 Reported balance After 2018-12-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-12-06 · Sale · Disposed 68,900 · Balance 803,232

F2: The amount of securities beneficially owned following reported transactions on December 6, 2018 reflects the adjustment for the actual trade amount on December 4, 2018 of 205,100 shares, rather than 206,700 shares as had been reported.

F1: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect470,432 Reported balance After 2018-12-07 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-12-07 · Sale · Disposed 332,800 · Balance 470,432

F1: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

F2: The amount of securities beneficially owned following reported transactions on December 6, 2018 reflects the adjustment for the actual trade amount on December 4, 2018 of 205,100 shares, rather than 206,700 shares as had been reported.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2023 Filed Feb 1, 2023 23:52 UTC MSP Recovery, Inc. MSPR · Entity 8775 SaleClass A Common Stock 7,986 $1.15 $9,183.90
Disclosure

SEC source: 0001140361-23-003928 · form4.xml · nonDerivative · entry 1

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,013

F2 · balance_after: The amount of shares reported as beneficially owned following the reported transaction has been adjusted to remove 137,500 shares, which had inadvertently been included in the total amount in prior Forms 4.

F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 22:46 UTC MSP Recovery, Inc. MSPR · Entity 8775 SaleClass A Common Stock 15,000 $2.61 $39,112.50
Disclosure

SEC source: 0001140361-22-030780 · form4.xml · nonDerivative · entry 1

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,499

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.63, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 23, 2022 Filed Jul 14, 2022 20:30 UTC MSP Recovery, Inc. MSPR · Entity 8775 SaleClass A Common Stock 9,995 $2.43 $24,287.85
Disclosure

SEC source: 0001140361-22-026013 · form4.xml · nonDerivative · entry 4

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,500

F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 23, 2022 Filed Jul 26, 2022 20:00 UTC Amendment MSP Recovery, Inc. MSPR · Entity 8775 SaleClass A Common Stock 9,995 $2.43 $24,287.85
Disclosure

SEC source: 0001140361-22-026968 · form4.xml · nonDerivative · entry 4

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,499

F10 · balance_after: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price.

F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 16, 2022 Filed Jul 14, 2022 20:30 UTC MSP Recovery, Inc. MSPR · Entity 8775 OtherWarrant (right to buy) · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-22-026013 · form4.xml · derivative · entry 13

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Class A Common Stock · 50,000 shares

Expires 2027-05-23

F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 16, 2022 Filed Jul 14, 2022 20:30 UTC MSP Recovery, Inc. MSPR · Entity 8775 SaleClass A Common Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-026013 · form4.xml · nonDerivative · entry 3

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,495

F2 · kind: Represents shares withheld in connection with a cashless exercise of warrants to purchase 50,000 shares of Common Stock at an exercise price of $0.0001 per share.

F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 16, 2022 Filed Jul 14, 2022 20:30 UTC MSP Recovery, Inc. MSPR · Entity 8775 OtherClass A Common Stock 50,000 $0.00 $5.00
Disclosure

SEC source: 0001140361-22-026013 · form4.xml · nonDerivative · entry 2

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 16, 2022 Filed Jul 26, 2022 20:00 UTC Amendment MSP Recovery, Inc. MSPR · Entity 8775 OtherWarrant (right to buy) · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-22-026968 · form4.xml · derivative · entry 11

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Class A Common Stock · 50,000 shares

Expires 2027-05-23

F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price.

F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 16, 2022 Filed Jul 26, 2022 20:00 UTC Amendment MSP Recovery, Inc. MSPR · Entity 8775 SaleClass A Common Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-026968 · form4.xml · nonDerivative · entry 3

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,494

F2 · kind: Represents shares withheld in connection with a cashless exercise of warrants to purchase 50,000 shares of Common Stock at an exercise price of $0.0001 per share.

F10 · balance_after: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price.

F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 16, 2022 Filed Jul 26, 2022 20:00 UTC Amendment MSP Recovery, Inc. MSPR · Entity 8775 OtherClass A Common Stock 50,000 $0.00 $5.00
Disclosure

SEC source: 0001140361-22-026968 · form4.xml · nonDerivative · entry 2

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,499

F10 · balance_after: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price.

F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 14, 2022 Filed Jul 14, 2022 20:30 UTC MSP Recovery, Inc. MSPR · Entity 8775 SaleWarrant (right to buy) · Derivative 21,437 $1.28 Strike: $0.00 $27,443.65
Disclosure

SEC source: 0001140361-22-026013 · form4.xml · derivative · entry 12

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,500

Underlying: Class A Common Stock · 21,437 shares

Expires 2027-05-23

F9 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.28 to $1.29, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein.

F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 14, 2022 Filed Jul 26, 2022 20:00 UTC Amendment MSP Recovery, Inc. MSPR · Entity 8775 SaleWarrant (right to buy) · Derivative 21,437 $1.28 Strike: $0.00 $27,443.65
Disclosure

SEC source: 0001140361-22-026968 · form4.xml · derivative · entry 10

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,500

Underlying: Class A Common Stock · 21,437 shares

Expires 2027-05-23

F9 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.28 to $1.29, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein.

F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price.

F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 10, 2022 Filed Jul 14, 2022 20:30 UTC MSP Recovery, Inc. MSPR · Entity 8775 SaleWarrant (right to buy) · Derivative 61,646 $0.06 Strike: $11.50 $3,822.05
Disclosure

SEC source: 0001140361-22-026013 · form4.xml · derivative · entry 11

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,325,000

Underlying: Class A Common Stock · 61,646 shares

Expires 2027-05-23

F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 10, 2022 Filed Jul 14, 2022 20:30 UTC MSP Recovery, Inc. MSPR · Entity 8775 SaleWarrant (right to buy) · Derivative 39,906 $1.08 Strike: $0.00 $43,110.45
Disclosure

SEC source: 0001140361-22-026013 · form4.xml · derivative · entry 10

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,937

Underlying: Class A Common Stock · 39,906 shares

Expires 2027-05-23

F8 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.08 to $1.1, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein.

F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 10, 2022 Filed Jul 26, 2022 20:00 UTC Amendment MSP Recovery, Inc. MSPR · Entity 8775 SaleWarrant (right to buy) · Derivative 39,906 $1.08 Strike: $0.00 $43,110.45
Disclosure

SEC source: 0001140361-22-026968 · form4.xml · derivative · entry 9

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,937

Underlying: Class A Common Stock · 39,906 shares

Expires 2027-05-23

F8 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.08 to $1.1, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein.

F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price.

F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 08, 2022 Filed Jul 14, 2022 20:30 UTC MSP Recovery, Inc. MSPR · Entity 8775 SaleWarrant (right to buy) · Derivative 13,957 $1.17 Strike: $0.00 $16,357.60
Disclosure

SEC source: 0001140361-22-026013 · form4.xml · derivative · entry 9

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,843

Underlying: Class A Common Stock · 13,957 shares

Expires 2027-05-23

F7 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.17 to $1.19, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein

F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 08, 2022 Filed Jul 26, 2022 20:00 UTC Amendment MSP Recovery, Inc. MSPR · Entity 8775 SaleWarrant (right to buy) · Derivative 13,957 $1.17 Strike: $0.00 $16,357.60
Disclosure

SEC source: 0001140361-22-026968 · form4.xml · derivative · entry 8

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,843

Underlying: Class A Common Stock · 13,957 shares

Expires 2027-05-23

F7 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.17 to $1.19, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein.

F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price.

F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 07, 2022 Filed Jul 14, 2022 20:30 UTC MSP Recovery, Inc. MSPR · Entity 8775 SaleWarrant (right to buy) · Derivative 24,700 $1.13 Strike: $0.00 $27,938.17
Disclosure

SEC source: 0001140361-22-026013 · form4.xml · derivative · entry 8

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,800

Underlying: Class A Common Stock · 24,700 shares

Expires 2027-05-23

F6 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.13 to $1.14, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein.

F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 07, 2022 Filed Jul 26, 2022 20:00 UTC Amendment MSP Recovery, Inc. MSPR · Entity 8775 SaleWarrant (right to buy) · Derivative 24,700 $1.13 Strike: $0.00 $27,938.17
Disclosure

SEC source: 0001140361-22-026968 · form4.xml · derivative · entry 7

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,800

Underlying: Class A Common Stock · 24,700 shares

Expires 2027-05-23

F6 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.13 to $1.14, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein.

F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price.

F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 06, 2022 Filed Jul 14, 2022 20:30 UTC MSP Recovery, Inc. MSPR · Entity 8775 SaleWarrant (right to buy) · Derivative 14 $0.08 Strike: $11.50 $1.05
Disclosure

SEC source: 0001140361-22-026013 · form4.xml · derivative · entry 7

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,386,646

Underlying: Class A Common Stock · 14 shares

Expires 2027-05-23

F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

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June 02, 2022 Filed Jul 14, 2022 20:30 UTC MSP Recovery, Inc. MSPR · Entity 8775 SaleWarrant (right to buy) · Derivative 25,000 $1.10 Strike: $0.00 $27,500.00
Disclosure

SEC source: 0001140361-22-026013 · form4.xml · derivative · entry 6

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,500

Underlying: Class A Common Stock · 25,000 shares

Expires 2027-05-23

F5 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.1 to $1.11, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein.

F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

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June 02, 2022 Filed Jul 14, 2022 20:30 UTC MSP Recovery, Inc. MSPR · Entity 8775 SaleClass A Common Stock 1,370 $1.28 $1,753.60
Disclosure

SEC source: 0001140361-22-026013 · form4.xml · nonDerivative · entry 1

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,500

F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
June 02, 2022 Filed Jul 26, 2022 20:00 UTC Amendment MSP Recovery, Inc. MSPR · Entity 8775 SaleWarrant (right to buy) · Derivative 25,000 $1.10 Strike: $0.00 $27,500.00
Disclosure

SEC source: 0001140361-22-026968 · form4.xml · derivative · entry 6

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,500

Underlying: Class A Common Stock · 25,000 shares

Expires 2027-05-23

F5 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.1 to $1.11, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein.

F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price.

F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

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June 02, 2022 Filed Jul 26, 2022 20:00 UTC Amendment MSP Recovery, Inc. MSPR · Entity 8775 SaleClass A Common Stock 1,370 $1.28 $1,753.60
Disclosure

SEC source: 0001140361-22-026968 · form4.xml · nonDerivative · entry 1

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,499

F10 · balance_after: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price.

F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

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June 01, 2022 Filed Jul 14, 2022 20:30 UTC MSP Recovery, Inc. MSPR · Entity 8775 SaleWarrant (right to buy) · Derivative 75,000 $0.91 Strike: $0.00 $68,062.50
Disclosure

SEC source: 0001140361-22-026013 · form4.xml · derivative · entry 5

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,500

Underlying: Class A Common Stock · 75,000 shares

Expires 2027-05-23

F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $0.85 to $1.02, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein.

F3 · derivative.expiration_date: Unless earlier redeemed by the Issuer.

F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

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June 01, 2022 Filed Jul 26, 2022 20:00 UTC Amendment MSP Recovery, Inc. MSPR · Entity 8775 SaleWarrant (right to buy) · Derivative 75,000 $0.91 Strike: $0.00 $68,062.50
Disclosure

SEC source: 0001140361-22-026968 · form4.xml · derivative · entry 5

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,500

Underlying: Class A Common Stock · 75,000 shares

Expires 2027-05-23

F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $0.85 to $1.02, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein.

F10 · derivative.exercise_date: This Form 4 amendment is being filed to (1) correct the total number of shares of Class A Common Stock beneficially owned by the Reporting Persons following each transaction reported herein, by adding 164,999 shares that were inadvertently omitted from the original Form 4, and (2) correct the Date Exercisable for the reported Warrants with a $0.0001 strike price.

F3 · derivative.expiration_date: Unless earlier redeemed by the Issuer.

F1 · ownership.direct: These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 17:18 UTC DITECH HOLDING Corp DHCP · Entity 161436 SaleCommon Stock, par value $0.01 per share 332,800 $0.08 $27,955.20
Disclosure

SEC source: 0001104659-18-072140 · a4.xml · nonDerivative · entry 2

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner · See Remarks (1)

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,432

F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 17:18 UTC DITECH HOLDING Corp DHCP · Entity 161436 SaleCommon Stock, par value $0.01 per share 68,900 $0.10 $6,958.90
Disclosure

SEC source: 0001104659-18-072140 · a4.xml · nonDerivative · entry 1

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner · See Remarks (1)

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,232

F2 · balance_after: The amount of securities beneficially owned following reported transactions on December 6, 2018 reflects the adjustment for the actual trade amount on December 4, 2018 of 205,100 shares, rather than 206,700 shares as had been reported.

F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 14:42 UTC DITECH HOLDING Corp DHCP · Entity 161436 SaleCommon Stock, par value $0.01 per share 615,300 $0.11 $69,098.19
Disclosure

SEC source: 0001104659-18-071641 · a4.xml · nonDerivative · entry 2

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner · See Remarks

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,932

Read SEC document
December 04, 2018 Filed Dec 7, 2018 18:41 UTC Amendment DITECH HOLDING Corp DHCP · Entity 161436 SaleCommon Stock, par value $0.01 per share 206,700 $0.11 $23,212.41
Disclosure

SEC source: 0001104659-18-071887 · a4a.xml · nonDerivative · entry 1

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner · See Remarks (1)

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,532

F2 · shares: The Reporting Person's original Form 4 incorrectly reported a larger amount of shares of Common Stock being sold on December 4, 2014 than was actually sold.

F1 · ownership.direct: These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 14:42 UTC DITECH HOLDING Corp DHCP · Entity 161436 SaleCommon Stock, par value $0.01 per share 17,687 $0.17 $2,964.34
Disclosure

SEC source: 0001104659-18-071641 · a4.xml · nonDerivative · entry 1

NOMURA SECURITIES INTERNATIONAL INC · CIK 0000902266 · 10% owner · See Remarks

NOMURA HOLDINGS INC · CIK 0001163653 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077,232

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.