organization · Reporting owner

AMERICAN GENERAL LIFE INSURANCE CO

Disclosed activity across 8 companies

Tapewire entity: 28680
SEC CIK: 0000005108

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Carlyle Tactical Private Credit FundTAKNX · Entity 35835	See Remarks	March 20, 2025	March 24, 2025
ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990	See Remarks	July 23, 2026	July 27, 2026
ClearBridge MLP & Midstream Fund Inc.CEM · Entity 87611	See Remarks	December 31, 2022	February 14, 2023
Cliffwater Corporate Lending FundCCLFX · Entity 10280	See Remarks	July 15, 2024	July 18, 2024
DNP SELECT INCOME FUND INCDNP · Entity 4041	See Remarks	March 01, 2019	March 01, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Carlyle Tactical Private Credit Fund

Report date March 20, 2025 · Filed March 24, 2025

Jointly reported with Corebridge Financial, Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series I Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectHeld through subsidiary	400,000	Reported balance After 2025-03-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2025-03-20 · Purchase · Acquired 400,000 · Balance 400,000 F1: Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG").
Series J Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectHeld through subsidiary	880,000	Reported balance After 2025-03-20 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2025-03-20 · Purchase · Acquired 880,000 · Balance 880,000 F2: Directly held by AGLIC.
Series K Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectHeld through subsidiary	320,000	Reported balance After 2025-03-20 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2025-03-20 · Purchase · Acquired 320,000 · Balance 320,000 F2: Directly held by AGLIC.
Series A Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectHeld through subsidiary	960,000	Reported balance Holding disclosure · report date 2025-03-20 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 960,000 F2: Directly held by AGLIC.
Series B Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectHeld through subsidiary	320,000	Reported balance Holding disclosure · report date 2025-03-20 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 320,000 F2: Directly held by AGLIC.
Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectHeld through subsidiaries	720,000	Reported balance Holding disclosure · report date 2025-03-20 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 720,000 F3: AGLIC and The Variable Annuity Life Insurance Company, an indirect wholly owned subsidiary of CRBG, directly hold 404,136 shares and 315,864 shares of the reported securities, respectively.
Series D Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectHeld through subsidiary	400,000	Reported balance Holding disclosure · report date 2025-03-20 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 400,000 F2: Directly held by AGLIC.
Series E Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectHeld through subsidiary	400,000	Reported balance Holding disclosure · report date 2025-03-20 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 400,000 F2: Directly held by AGLIC.

Filing footnotes · ownership attribution and instrument terms

F1: Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG").

F2: Directly held by AGLIC.

F3: AGLIC and The Variable Annuity Life Insurance Company, an indirect wholly owned subsidiary of CRBG, directly hold 404,136 shares and 315,864 shares of the reported securities, respectively.

ClearBridge Energy Midstream Opportunity Fund Inc.

Report date July 23, 2026 · Filed July 27, 2026

Jointly reported with Corebridge Financial, Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series J Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectHeld through subsidiaries	0	Reported balance After 2026-07-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-07-23 · Other · Disposed 134,286 · Balance 0 F1: The outstanding shares of Series J Mandatory Redeemable Preferred Stock were redeemed by the issuer at maturity at a price equal to the liquidation value of $35.00 of the redeemed securities plus accrued interest of approximately $0.23 per share. F2: Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG").
Series P Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectHeld through subsidiary	160,000	Reported balance Holding disclosure · report date 2026-07-23 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 160,000 F2: Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG").
3.56% Series N Senior Secured Notes due June 11, 2027SEC Table I · non-derivative	IndirectHeld through subsidiary	Not disclosed	Reported balance Holding disclosure · report date 2026-07-23 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance Not disclosed F2: Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG").
3.76% Series O Senior Secured Notes due June 11, 2030SEC Table I · non-derivative	IndirectHeld through subsidiaries	Not disclosed	Reported balance Holding disclosure · report date 2026-07-23 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance Not disclosed F3: AGLIC and The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of CRBG, directly hold $1,380,371.82 principal amount and $671,532.25 principal amount of the reported securities, respectively.

Filing footnotes · ownership attribution and instrument terms

F1: The outstanding shares of Series J Mandatory Redeemable Preferred Stock were redeemed by the issuer at maturity at a price equal to the liquidation value of $35.00 of the redeemed securities plus accrued interest of approximately $0.23 per share.

F2: Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG").

F3: AGLIC and The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of CRBG, directly hold $1,380,371.82 principal amount and $671,532.25 principal amount of the reported securities, respectively.

ClearBridge MLP & Midstream Fund Inc.

Report date December 31, 2022 · Filed February 14, 2023

Jointly reported with AMERICAN INTERNATIONAL GROUP, INC.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series F Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectHeld through subsidiaries	0	Reported balance After 2022-11-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2022-11-17 · Other · Disposed 44 · Balance 0 F1: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series F Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series J Mandatory Redeemable Preferred Stock (liquidation preference of $100,000). F2: American General Life Insurance Company ("AGLIC"), an indirectly controlled subsidiary of American International Group, Inc. ("AIG"), Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, and The United States Life Insurance Company in The City of New York, an indirectly controlled subsidiary of AIG, directly hold 1 share, 14 shares and 29 shares of the reported securities, respectively.
Series J Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectHeld through subsidiaries	44	Reported balance After 2022-11-17 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2022-11-17 · Other · Acquired 44 · Balance 44 F1: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series F Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series J Mandatory Redeemable Preferred Stock (liquidation preference of $100,000). F2: American General Life Insurance Company ("AGLIC"), an indirectly controlled subsidiary of American International Group, Inc. ("AIG"), Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, and The United States Life Insurance Company in The City of New York, an indirectly controlled subsidiary of AIG, directly hold 1 share, 14 shares and 29 shares of the reported securities, respectively.
Series G Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectHeld through subsidiaries	0	Reported balance After 2022-11-17 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2022-11-17 · Other · Disposed 82 · Balance 0 F3: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series G Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series K Mandatory Redeemable Preferred Stock (liquidation preference of $100,000). F4: AGLIC and Lexington directly hold 56 shares and 26 shares of the reported securities, respectively.
Series K Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectHeld through subsidiaries	82	Reported balance After 2022-11-17 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2022-11-17 · Other · Acquired 82 · Balance 82 F3: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series G Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series K Mandatory Redeemable Preferred Stock (liquidation preference of $100,000). F4: AGLIC and Lexington directly hold 56 shares and 26 shares of the reported securities, respectively.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series F Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series J Mandatory Redeemable Preferred Stock (liquidation preference of $100,000).

F2: American General Life Insurance Company ("AGLIC"), an indirectly controlled subsidiary of American International Group, Inc. ("AIG"), Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, and The United States Life Insurance Company in The City of New York, an indirectly controlled subsidiary of AIG, directly hold 1 share, 14 shares and 29 shares of the reported securities, respectively.

F3: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series G Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series K Mandatory Redeemable Preferred Stock (liquidation preference of $100,000).

F4: AGLIC and Lexington directly hold 56 shares and 26 shares of the reported securities, respectively.

Cliffwater Corporate Lending Fund

Report date July 15, 2024 · Filed July 18, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
4.10% Series A Senior Secured Notes due March 28, 2027SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance Not disclosed
5.44% Series B Senior Secured Notes due July 19, 2025SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance Not disclosed
5.61% Series E Senior Secured Notes due July 19, 2027SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance Not disclosed
5.72% Series F Senior Secured Notes due July 19, 2029SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance Not disclosed
5.72% Series G Senior Secured Notes due July 19, 2029SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance Not disclosed
7.10% Series I Senior Secured Noes due December 6, 2027SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance Not disclosed
5.50% Series C Senior Secured Notes due July 19, 2026SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance Not disclosed
7.17% Series J Senior Secured Notes due Deember 6, 2029SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance Not disclosed
6.75% Series K Senior Secured Notes due August 4, 2026SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance Not disclosed
6.77% Series L Senior Secured Notes due August 4, 2028SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · Balance Not disclosed
6.81% Series M Senior Secured Notes due August 4, 2030SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · Balance Not disclosed
7.23% Series Q Senior Secured Notes due January 20, 2031SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 12 Holding and transaction disclosures are not merged. 1 source row Row 12 · Balance Not disclosed
7.40% Series R Senior Secured Notes due January 20, 2034SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 13 Holding and transaction disclosures are not merged. 1 source row Row 13 · Balance Not disclosed

DNP SELECT INCOME FUND INC

Report date March 01, 2019 · Filed March 01, 2019

Jointly reported with AMERICAN INTERNATIONAL GROUP, INC.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Floating Rate Mandatory Redeemable Preferred Shares Series ASEC Table I · non-derivative	IndirectHeld through subsidiaries	0	Reported balance After 2019-03-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2019-03-01 · Other · Disposed 1,000 · Balance 0 F1: Mandatory redemption by the Issuer of Floating Rate Mandatory Redeemable Preferred Shares, Series A, of the Issuer (the "Series A Preferred Shares"). F2: American General Life Insurance Company ("AGL") and American Home Assurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), held 675 shares and 325 shares, respectively, of the Series A Preferred Shares. As set forth in a notice of redemption dated January 30, 2019, the Issuer redeemed all outstanding Series A Preferred Shares on March 1, 2019.
4.63% Mandatory Redeemable Preferred Shares Series ESEC Table I · non-derivative	IndirectHeld through subsidiaries	660	Reported balance Holding disclosure · report date 2019-03-01 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 660 F3: AGL, The United States Life Insurance Company in the City of New York and The Variable Annuity Life Insurance Company, each an indirect wholly owned subsidiary of AIG, directly hold 640 shares, 10 shares and 10 shares, respectively, of the 4.63% Mandatory Redeemable Preferred Shares, Series E, of the Issuer (the "Series E Preferred Shares" and together with the Series A Preferred Shares, the "Preferred Shares").

Filing footnotes · ownership attribution and instrument terms

F1: Mandatory redemption by the Issuer of Floating Rate Mandatory Redeemable Preferred Shares, Series A, of the Issuer (the "Series A Preferred Shares").

F2: American General Life Insurance Company ("AGL") and American Home Assurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), held 675 shares and 325 shares, respectively, of the Series A Preferred Shares. As set forth in a notice of redemption dated January 30, 2019, the Issuer redeemed all outstanding Series A Preferred Shares on March 1, 2019.

F3: AGL, The United States Life Insurance Company in the City of New York and The Variable Annuity Life Insurance Company, each an indirect wholly owned subsidiary of AIG, directly hold 640 shares, 10 shares and 10 shares, respectively, of the 4.63% Mandatory Redeemable Preferred Shares, Series E, of the Issuer (the "Series E Preferred Shares" and together with the Series A Preferred Shares, the "Preferred Shares").

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.

Report date November 16, 2018 · Filed November 19, 2018

Jointly reported with AMERICAN INTERNATIONAL GROUP, INC., Lexington Insurance Co, United States Life Insurance Co in the City of New York

Section 16 reporting ended · disclosed 2018-11-19. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Series A Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectHeld through subsidiaries	Reported balance After 2018-11-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-11-16 · Other · Disposed 30 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F2: Immediately prior to the effective time of the merger, Lexington Insurance Company ("Lexington") and The United States Life Insurance Company in The City of New York ("USLIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 10 shares and 20 shares, respectively, of the Series A Mandatory Redeemable Preferred Stock (the "Series A MRPS"). AIG is an indirect beneficial owner of the Series A MRPS. In connection with the merger, such Series A MRPS were converted into 10 shares and 20 shares, respectively, of the Series D Mandatory Redeemable Preferred Stock of EMO having identical terms.
Series B Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectHeld through subsidiaries	Reported balance After 2018-11-16 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2018-11-16 · Other · Disposed 70 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F3: Immediately prior to the effective time of the merger, American General Life Insurance Company ("AGLIC") and Lexington, each an indirect wholly owned subsidiary of AIG, directly held 47 shares and 23 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS. In connection with the merger, such Series B MRPS were converted into 47 shares and 23 shares, respectively, of the Series E Mandatory Redeemable Preferred Stock of EMO having identical terms.
4.51% Series C Senior Secured Notes due October 15, 2023SEC Table I · non-derivative	IndirectHeld through subsidiaries	Reported balance After 2018-11-16 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2018-11-16 · Other · Disposed 16,887,467.92 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F4: The amount shown reflects a cash dollar value. F5: Immediately prior to the effective time of the merger, AGLIC and American Home Assurance Company ("AHAC"), each an indirect wholly owned subsidiary of AIG, directly held $11,525,696.92 principal amount and $5,361,771.00 principal amount, respectively, of the 4.51% Series C Senior Secured Notes due October 15, 2023 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. In connection with the merger, the obligations under such Series C Notes were assumed by EMO.
4.66% Series D Senior Secured Notes due October 15, 2025SEC Table I · non-derivative	IndirectHeld through subsidiaries	Reported balance After 2018-11-16 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2018-11-16 · Other · Disposed 22,643,477.92 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F4: The amount shown reflects a cash dollar value. F6: Immediately prior to the effective time of the merger, AGLIC, AHAC, USLIC and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, directly held $3,000,260.87 principal amount, $7,189,304.00 principal amount, $2,264,347.83 principal amount and $10,189,565.22 principal amount, respectively, of the 4.66% Series D Senior Secured Notes due October 15, 2025 (the "Series D Notes"). AIG is an indirect beneficial owner of the Series D Notes. In connection with the merger, the obligations under such Series D Notes were assumed by EMO.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below.

F2: Immediately prior to the effective time of the merger, Lexington Insurance Company ("Lexington") and The United States Life Insurance Company in The City of New York ("USLIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 10 shares and 20 shares, respectively, of the Series A Mandatory Redeemable Preferred Stock (the "Series A MRPS"). AIG is an indirect beneficial owner of the Series A MRPS. In connection with the merger, such Series A MRPS were converted into 10 shares and 20 shares, respectively, of the Series D Mandatory Redeemable Preferred Stock of EMO having identical terms.

F3: Immediately prior to the effective time of the merger, American General Life Insurance Company ("AGLIC") and Lexington, each an indirect wholly owned subsidiary of AIG, directly held 47 shares and 23 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS. In connection with the merger, such Series B MRPS were converted into 47 shares and 23 shares, respectively, of the Series E Mandatory Redeemable Preferred Stock of EMO having identical terms.

F4: The amount shown reflects a cash dollar value.

F5: Immediately prior to the effective time of the merger, AGLIC and American Home Assurance Company ("AHAC"), each an indirect wholly owned subsidiary of AIG, directly held $11,525,696.92 principal amount and $5,361,771.00 principal amount, respectively, of the 4.51% Series C Senior Secured Notes due October 15, 2023 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. In connection with the merger, the obligations under such Series C Notes were assumed by EMO.

F6: Immediately prior to the effective time of the merger, AGLIC, AHAC, USLIC and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, directly held $3,000,260.87 principal amount, $7,189,304.00 principal amount, $2,264,347.83 principal amount and $10,189,565.22 principal amount, respectively, of the 4.66% Series D Senior Secured Notes due October 15, 2025 (the "Series D Notes"). AIG is an indirect beneficial owner of the Series D Notes. In connection with the merger, the obligations under such Series D Notes were assumed by EMO.

Kayne Anderson NextGen Energy & Infrastructure, Inc.

Report date October 28, 2020 · Filed October 30, 2020

Jointly reported with AMERICAN INTERNATIONAL GROUP, INC., AMERICAN HOME ASSURANCE CO

Section 16 reporting ended · disclosed 2020-10-30. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectHeld through subsidiaries	0	Reported balance After 2020-10-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-10-28 · Other · Disposed 498,301 · Balance 0 F1: The Series C Mandatory Redeemable Preferred Shares (the "Series C MRPS") were redeemed by the issuer at a price equal to the principal amount of $25.00 of the redeemed securities, plus accrued interest of $0.22 per share. F2: American Home Assurance Company and American General Life Insurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 166,931 shares and 331,370 shares, respectively, of the Series C MRPS. AIG is an indirect beneficial owner of the Series C MRPS.

Filing footnotes · ownership attribution and instrument terms

F1: The Series C Mandatory Redeemable Preferred Shares (the "Series C MRPS") were redeemed by the issuer at a price equal to the principal amount of $25.00 of the redeemed securities, plus accrued interest of $0.22 per share.

F2: American Home Assurance Company and American General Life Insurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 166,931 shares and 331,370 shares, respectively, of the Series C MRPS. AIG is an indirect beneficial owner of the Series C MRPS.

TORTOISE ENERGY INFRASTRUCTURE CORP

Report date November 19, 2008 · Filed April 28, 2017

Jointly reported with AMERICAN INTERNATIONAL GROUP, INC.

Section 16 reporting ended · disclosed 2017-04-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
6.11% Senior Notes, Series E, due April 10, 2015SEC Table I · non-derivative	IndirectHeld through subsidiaries	Not disclosed	Reported balance After 2008-11-19 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2008-11-19 · Other · Disposed 12,600,000 · Balance Not disclosed F1: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F2: After giving effect to the redemption on November 19, 2008, American International Group, Inc. ("AIG") and AIG Annuity Insurance Company, a former indirect wholly owned subsidiary of AIG (which merged into American General Life Insurance Company, an indirect wholly owned subsidiary of AIG, on December 31, 2012), held $6,300,000.00 principal amount and $15,100,000.00 principal amount, respectively, of the 6.11% Senior Notes, Series E, due April 10, 2015 (the "Series E Notes"). On April 29, 2010, AIG transferred $6,300,000.00 principal amount of the Series E Notes to The Variable Annuity Life Insurance Company, an indirect wholly owned subsidiary of AIG. AIG is an indirect beneficial owner of the portion of the Series E Notes.

Filing footnotes · ownership attribution and instrument terms

F1: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities.

F2: After giving effect to the redemption on November 19, 2008, American International Group, Inc. ("AIG") and AIG Annuity Insurance Company, a former indirect wholly owned subsidiary of AIG (which merged into American General Life Insurance Company, an indirect wholly owned subsidiary of AIG, on December 31, 2012), held $6,300,000.00 principal amount and $15,100,000.00 principal amount, respectively, of the 6.11% Senior Notes, Series E, due April 10, 2015 (the "Series E Notes"). On April 29, 2010, AIG transferred $6,300,000.00 principal amount of the Series E Notes to The Variable Annuity Life Insurance Company, an indirect wholly owned subsidiary of AIG. AIG is an indirect beneficial owner of the portion of the Series E Notes.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 23, 2026 Filed Jul 27, 2026 12:00 UTC	ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990	OtherSeries J Mandatory Redeemable Preferred Stock	134,286	$35.23	$4,730,895.78	Disclosure SEC source: 0001104659-26-086856 · tm2621018-2_4seq1.xml · nonDerivative · entry 1 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: The outstanding shares of Series J Mandatory Redeemable Preferred Stock were redeemed by the issuer at maturity at a price equal to the liquidation value of $35.00 of the redeemed securities plus accrued interest of approximately $0.23 per share. F2 · ownership.nature: Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"). Read SEC document
October 15, 2025 Filed Oct 17, 2025 20:15 UTC	ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990	Other4.66% Series H Senior Secured Notes due October 15, 2025	5,494,298.5	$5,592,315.68	$30,725,851,652,150.48	Disclosure SEC source: 0001104659-25-100406 · tm2528723-1_4seq1.xml · nonDerivative · entry 1 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The 4.66% Series H Senior Secured Notes were redeemed by the issuer for full payment at maturity of 100% of the aggregate principal amount outstanding of the securities, plus accrued and unpaid interest through the redemption date. F2 · ownership.nature: American General Life Insurance Company ("AGLIC"), The United States Life Insurance Company in the City of New York ("USL") and The Variable Annuity Life Insurance Company ("VAL"), each an indirect wholly-owned subsidiary of Corebridge Financial, Inc. ("CRBG"), directly held $727,994.46 principal amount, $549,430.31 principal amount and $2,472,434.13 principal amount of the reported securities, respectively. F3 · ownership.nature: Corebridge Institutional Investments (U.S.), LLC, an indirect wholly owned subsidiary of CRBG, may have been deemed to have beneficial ownership of $1,744,439.63 principal amount of the reported securities held by a controlled subsidiary of American International Group, Inc. ("AIG") pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG was the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein. Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:43 UTC	ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990	Other3.46% Series M Senior Secured Notes due June 11, 2025	559,610.2	$569,291.46	$318,581,307,788.89	Disclosure SEC source: 0000950170-25-086302 · ownership.xml · nonDerivative · entry 2 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F3 · kind: The 3.46% Series M Senior Secured Notes were redeemed by the issuer for full payment at maturity of 100% of the aggregate principal amount outstanding of the securities, plus accrued and unpaid interest through the redemption date. F4 · ownership.nature: AGLIC and The Variable Annuity Life Insurance Company ("VAL"), an indirect wholly owned subsidiary of CRBG, directly held $373,073.46 principal amount and $186,536.74 principal amount of the reported securities, respectively. Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:43 UTC	ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990	OtherSeries O Mandatory Redeemable Preferred Stock	125,716	$35.04	$4,405,088.64	Disclosure SEC source: 0000950170-25-086302 · ownership.xml · nonDerivative · entry 1 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: The Series O Mandatory Redeemable Preferred Stock were redeemed by the issuer at a price equal to the liquidation value of $35 per share plus accrued interest through the redemption date. F2 · ownership.nature: American General Life Insurance Company ("AGLIC") and The United States Life Insurance Company in the City of New York ("USL"), each an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), directly held 2,858 shares and 82,858 shares of the reported securities, respectively. Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, may have been deemed to have beneficial ownership of 40,000 shares of the reported securities held by a controlled subsidiary of American International Group, Inc. ("AIG"), pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein. Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:15 UTC	ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990	SaleSeries P Mandatory Redeemable Preferred Stock	74,286	$33.69	$2,502,695.34	Disclosure SEC source: 0000950170-25-048525 · ownership.xml · nonDerivative · entry 2 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiary Disclosed balance after: 160,000 F1 · kind: Represents sales of reported securities by a controlled subsidiary of American International Group ("AIG"), which may have been deemed to be beneficially owned by Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), pursuant to an investment management agreement. F2 · ownership.nature: Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of CRBG. Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:15 UTC	ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990	SaleSeries J Mandatory Redeemable Preferred Stock	65,715	$34.31	$2,254,681.65	Disclosure SEC source: 0000950170-25-048525 · ownership.xml · nonDerivative · entry 1 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiary Disclosed balance after: 134,286 F1 · kind: Represents sales of reported securities by a controlled subsidiary of American International Group ("AIG"), which may have been deemed to be beneficially owned by Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), pursuant to an investment management agreement. F2 · ownership.nature: Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of CRBG. Read SEC document
March 20, 2025 Filed Mar 24, 2025 20:15 UTC	Carlyle Tactical Private Credit Fund TAKNX · Entity 35835	PurchaseSeries K Mandatory Redeemable Preferred Shares	320,000	$25.00	$8,000,000.00	Disclosure SEC source: 0000950170-25-043847 · ownership.xml · nonDerivative · entry 3 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiary Disclosed balance after: 320,000 F2 · ownership.nature: Directly held by AGLIC. Read SEC document
March 20, 2025 Filed Mar 24, 2025 20:15 UTC	Carlyle Tactical Private Credit Fund TAKNX · Entity 35835	PurchaseSeries J Mandatory Redeemable Preferred Shares	880,000	$25.00	$22,000,000.00	Disclosure SEC source: 0000950170-25-043847 · ownership.xml · nonDerivative · entry 2 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiary Disclosed balance after: 880,000 F2 · ownership.nature: Directly held by AGLIC. Read SEC document
March 20, 2025 Filed Mar 24, 2025 20:15 UTC	Carlyle Tactical Private Credit Fund TAKNX · Entity 35835	PurchaseSeries I Mandatory Redeemable Preferred Shares	400,000	$25.00	$10,000,000.00	Disclosure SEC source: 0000950170-25-043847 · ownership.xml · nonDerivative · entry 1 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiary Disclosed balance after: 400,000 F1 · ownership.nature: Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"). Read SEC document
September 09, 2024 Filed Sep 11, 2024 20:05 UTC	ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990	OtherSeries J Mandatory Redeemable Preferred Stock	200,001	$0.00	$0.00	Disclosure SEC source: 0000950170-24-105499 · ownership.xml · nonDerivative · entry 7 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: 200,001 F1 · kind: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2 · kind: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F8 · ownership.nature: In connection with the Merger, the Issuer cancelled and re-issued its MRPS that were issued and outstanding immediately prior to the Merger to align the voting rights of all of the Issuer's MRPS so that each MRPS holder will have one vote for every $35 of liquidation preference following the consummation of the Merger. As a result of the foregoing, AGLIC now directly holds 134,286 shares of the reported securities and CIIUS may be deemed to have beneficial ownership of 65,715 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein. Read SEC document
September 09, 2024 Filed Sep 11, 2024 20:05 UTC	ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990	OtherSeries J Mandatory Redeemable Preferred Stock	70	$0.00	$0.00	Disclosure SEC source: 0000950170-24-105499 · ownership.xml · nonDerivative · entry 6 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2 · kind: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F8 · ownership.nature: In connection with the Merger, the Issuer cancelled and re-issued its MRPS that were issued and outstanding immediately prior to the Merger to align the voting rights of all of the Issuer's MRPS so that each MRPS holder will have one vote for every $35 of liquidation preference following the consummation of the Merger. As a result of the foregoing, AGLIC now directly holds 134,286 shares of the reported securities and CIIUS may be deemed to have beneficial ownership of 65,715 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein. Read SEC document
September 09, 2024 Filed Sep 11, 2024 20:05 UTC	ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990	Other3.76% Series O Senior Secured Notes due June 11, 2030	2,051,904.07	$0.00	$0.00	Disclosure SEC source: 0000950170-24-105499 · ownership.xml · nonDerivative · entry 5 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2 · kind: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F7 · ownership.nature: AGLIC and USL directly hold $1,380,371.82 principal amount and $671,532.25 principal amount of the reported securities, respectively. Read SEC document
September 09, 2024 Filed Sep 11, 2024 20:05 UTC	ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990	Other3.56% Series N Senior Secured Notes due June 11, 2027	1,492,293.86	$0.00	$0.00	Disclosure SEC source: 0000950170-24-105499 · ownership.xml · nonDerivative · entry 4 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2 · kind: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F6 · ownership.nature: AGLIC directly holds $1,492,293.86 principal amount of the reported securities. Read SEC document
September 09, 2024 Filed Sep 11, 2024 20:05 UTC	ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990	Other3.46% Series M Senior Secured Notes due June 11, 2025	559,610.2	$0.00	$0.00	Disclosure SEC source: 0000950170-24-105499 · ownership.xml · nonDerivative · entry 3 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2 · kind: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F5 · ownership.nature: AGLIC and The Variable Annuity Life Insurance Company ("VAL"), an indirect wholly owned subsidiary of CRBG, directly hold $373,073.46 principal amount and $186,536.74 principal amount of the reported securities, respectively. Read SEC document
September 09, 2024 Filed Sep 11, 2024 20:05 UTC	ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990	OtherSeries P Mandatory Redeemable Preferred Stock	234,286	$0.00	$0.00	Disclosure SEC source: 0000950170-24-105499 · ownership.xml · nonDerivative · entry 2 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: 234,286 F1 · kind: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2 · kind: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F4 · ownership.nature: AGLIC directly holds 160,000 shares of the reported securities. CIIUS may be been deemed to have beneficial ownership of 74,286 shares of the reported securities held by a controlled subsidiary of AIG, pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein. Read SEC document
September 09, 2024 Filed Sep 11, 2024 20:05 UTC	ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990	OtherSeries O Mandatory Redeemable Preferred Stock	125,716	$0.00	$0.00	Disclosure SEC source: 0000950170-24-105499 · ownership.xml · nonDerivative · entry 1 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: 125,716 F1 · kind: On September 9, 2024, pursuant to an Agreement and Plan of Merger, dated September 6, 2024, between the Issuer and ClearBridge MLP and Midstream Fund, Inc. ("CEM"), CEM merged with and into the Issuer (the "Merger"). F2 · kind: As a result of the Merger, among other things, (1) the Issuer issued and delivered to holders of the CEM's Mandatory Redeemable Preferred Stock ("MRPS") newly issued shares of the Issuer's MRPS with the same aggregate liquidation preference and other terms as the CEM MRPS that were issued and outstanding immediately prior to the Merger (other than voting rights, which correspond to every $35 of liquidation preference in the case of the newly issued MRPS), and the CEM MRPS ceased to be outstanding and were automatically canceled and (2) the Issuer expressly assumed the obligations of CEM, under, among other things, CEM's outstanding Senior Secured Notes (the "Notes") and, at the request of a holder of CEM's outstanding Notes, the Issuer issued replacement Notes with the same aggregate principal amount outstanding and terms as the CEM Notes. Any CEM Notes for which replacement Notes were issued ceased to be outstanding and were automatically canceled. F3 · ownership.nature: American General Life Insurance Company ("AGLIC") and The United States Life Insurance Company in the City of New York ("USL"), each an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), directly hold 2,858 shares and 82,858 shares of the reported securities, respectively. Corebridge Institutional Investments, (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, may be deemed to have beneficial ownership of 40,000 shares of the reported securities held by a controlled subsidiary of American International Group, Inc. ("AIG"), pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein. Read SEC document
July 15, 2024 Filed Jul 18, 2024 01:35 UTC	Carlyle Tactical Private Credit Fund TAKNX · Entity 35835	PurchaseSeries E Mandatory Redeemable Preferred Shares	49,040	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-24-084419 · ownership.xml · nonDerivative · entry 5 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries. Disclosed balance after: 400,000 F13 · kind: On July 15, 2024, AGLIC entered into an agreement with a controlled subsidiary of AIG pursuant to which AGLIC agreed to purchase 49,040 shares of the reported securities. CIIUS continues to manage such securities pursuant to an investment management agreement. F14 · price: The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $1,229,611.59. F15 · ownership.nature: AGLIC directly holds 400,000 shares of the reported securities. Read SEC document
July 15, 2024 Filed Jul 18, 2024 01:35 UTC	Carlyle Tactical Private Credit Fund TAKNX · Entity 35835	PurchaseSeries D Mandatory Redeemable Preferred Shares	49,040	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-24-084419 · ownership.xml · nonDerivative · entry 4 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries. Disclosed balance after: 400,000 F10 · kind: On July 15, 2024, AGLIC entered into an agreement with a controlled subsidiary of AIG pursuant to which AGLIC agreed to purchase 49,040 shares of the reported securities. CIIUS continues to manage such securities pursuant to an investment management agreement. F11 · price: The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $1,229,586.05. F12 · ownership.nature: AGLIC directly holds 400,000 shares of the reported securities. Read SEC document
July 15, 2024 Filed Jul 18, 2024 01:35 UTC	Carlyle Tactical Private Credit Fund TAKNX · Entity 35835	PurchaseSeries C Mandatory Redeemable Preferred Shares	88,272	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-24-084419 · ownership.xml · nonDerivative · entry 3 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries. Disclosed balance after: 720,000 F7 · kind: On July 15, 2024, AGLIC entered into an agreement with a controlled subsidiary of AIG pursuant to which AGLIC agreed to purchase 88,272 shares of the reported securities. CIIUS continues to manage such securities pursuant to an investment management agreement. F8 · price: The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $2,199,664.68. F9 · ownership.nature: AGLIC and The Variable Annuity Life Insurance Company, an indirect wholly owned subsidiary of CRBG, directly hold 404,136 shares and 315,864 shares of the reported securities, respectively. Read SEC document
July 15, 2024 Filed Jul 18, 2024 01:35 UTC	Carlyle Tactical Private Credit Fund TAKNX · Entity 35835	PurchaseSeries B Mandatory Redeemable Preferred Shares	39,240	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-24-084419 · ownership.xml · nonDerivative · entry 2 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries. Disclosed balance after: 320,000 F4 · kind: On July 15, 2024, AGLIC entered into an agreement with a controlled subsidiary of AIG pursuant to which AGLIC agreed to purchase 39,240 shres of the reported securities. CIIUS continues to manage such securities pursuant to an investment management agreement. F5 · price: The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $894,672.00. F6 · ownership.nature: AGLIC directly holds 320,000 shares of the reported securities. Read SEC document
July 15, 2024 Filed Jul 18, 2024 01:35 UTC	Carlyle Tactical Private Credit Fund TAKNX · Entity 35835	PurchaseSeries A Mandatory Redeemable Preferred Shares	117,680	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-24-084419 · ownership.xml · nonDerivative · entry 1 Corebridge Financial, Inc. · CIK 0001889539 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries. Disclosed balance after: 960,000 F1 · kind: On July 15, 2024, American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of CRBG, entered into an agreement with a controlled subsidiary of American International Group, Inc. ("AIG"), pursuant to which AGLIC agreed to purchase 117,680 shares of the reported securities. Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, continues to manage such securities pursuant to an investment management agreement. F2 · price: The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $2,756,555.93. F3 · ownership.nature: AGLIC directly holds 960,000 shares of the reported securities. Read SEC document
October 15, 2023 Filed Oct 17, 2023 20:05 UTC	ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990	Other4.51% Series G Senior Secured Notes due October 15, 2023	4,097,638.26	$4,190,553.34	$17,171,371,696,554.79	Disclosure SEC source: 0001209191-23-052945 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a full payment at maturity by the issuer of 100% of the aggregate principal amount outstanding of the securities, plus accrued and unpaid interest. F2 · ownership.nature: Prior to their maturity, American General Life Insurance Company ("AGLIC"), an indirectly controlled subsidiary of American International Group, Inc. ("AIG"), and American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of AIG, directly held $2,796,638.11 principal amount and $1,301,000.15 principal amount of the reported securities, respectively. AIG was an indirect beneficial owner of the 4.51% Series G Senior Secured Notes due October 15, 2023. Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:16 UTC	Carlyle Tactical Private Credit Fund TAKAX · Entity 35835	PurchaseSeries E Mandatory Redeemable Preferred Shares	400,000	$25.00	$10,000,000.00	Disclosure SEC source: 0001209191-23-037824 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · 10% owner AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: 400,000 F2 · ownership.direct: AGLIC and National Union Fire Insurance Company of Pittsburgh, PA ("NUFIC"), an indirect wholly owned subsidiary of AIG, directly hold 350,960 and 49,040 Series E Mandatory Redeemable Preferred Shares (liquidation preference of $25.00) of the Issuer, respectively. Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:16 UTC	Carlyle Tactical Private Credit Fund TAKAX · Entity 35835	PurchaseSeries D Mandatory Redeemable Preferred Shares	400,000	$25.00	$10,000,000.00	Disclosure SEC source: 0001209191-23-037824 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · 10% owner AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through subsidiaries Disclosed balance after: 400,000 F1 · ownership.direct: American General Life Insurance Company ("AGLIC"), an indirectly controlled subsidiary of American International Group, Inc. ("AIG") and American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of AIG, directly hold 350,960 and 49,040 Series D Mandatory Redeemable Preferred Shares (liquidation preference of $25.00) of the Issuer, respectively. Read SEC document
November 17, 2022 Filed Feb 14, 2023 13:03 UTC	ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611	OtherSeries K Mandatory Redeemable Preferred Stock	82	$0.00	$0.00	Disclosure SEC source: 0001209191-23-008966 · doc5.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 82 F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series G Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series K Mandatory Redeemable Preferred Stock (liquidation preference of $100,000). F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series G Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series K Mandatory Redeemable Preferred Stock (liquidation preference of $100,000). F4 · ownership.nature: AGLIC and Lexington directly hold 56 shares and 26 shares of the reported securities, respectively. Read SEC document
November 17, 2022 Filed Feb 14, 2023 13:03 UTC	ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611	OtherSeries G Mandatory Redeemable Preferred Stock	82	$0.00	$0.00	Disclosure SEC source: 0001209191-23-008966 · doc5.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series G Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series K Mandatory Redeemable Preferred Stock (liquidation preference of $100,000). F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series G Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series K Mandatory Redeemable Preferred Stock (liquidation preference of $100,000). F4 · ownership.nature: AGLIC and Lexington directly hold 56 shares and 26 shares of the reported securities, respectively. Read SEC document
November 17, 2022 Filed Feb 14, 2023 13:03 UTC	ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611	OtherSeries J Mandatory Redeemable Preferred Stock	44	$0.00	$0.00	Disclosure SEC source: 0001209191-23-008966 · doc5.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 44 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series F Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series J Mandatory Redeemable Preferred Stock (liquidation preference of $100,000). F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series F Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series J Mandatory Redeemable Preferred Stock (liquidation preference of $100,000). F2 · ownership.nature: American General Life Insurance Company ("AGLIC"), an indirectly controlled subsidiary of American International Group, Inc. ("AIG"), Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, and The United States Life Insurance Company in The City of New York, an indirectly controlled subsidiary of AIG, directly hold 1 share, 14 shares and 29 shares of the reported securities, respectively. Read SEC document
November 17, 2022 Filed Feb 14, 2023 13:03 UTC	ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611	OtherSeries F Mandatory Redeemable Preferred Stock	44	$0.00	$0.00	Disclosure SEC source: 0001209191-23-008966 · doc5.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series F Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series J Mandatory Redeemable Preferred Stock (liquidation preference of $100,000). F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series F Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series J Mandatory Redeemable Preferred Stock (liquidation preference of $100,000). F2 · ownership.nature: American General Life Insurance Company ("AGLIC"), an indirectly controlled subsidiary of American International Group, Inc. ("AIG"), Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, and The United States Life Insurance Company in The City of New York, an indirectly controlled subsidiary of AIG, directly hold 1 share, 14 shares and 29 shares of the reported securities, respectively. Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:32 UTC	Carlyle Tactical Private Credit Fund TAKAX · Entity 35835	PurchaseSeries C Mandatory Redeemable Preferred Shares	720,000	$25.00	$18,000,000.00	Disclosure SEC source: 0001209191-22-048755 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · 10% owner AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 720,000 F1 · ownership.direct: American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), The Variable Annuity Life Insurance Company, a wholly owned subsidiary of AIG and National Union Fire Insurance Company of Pittsburgh, PA, an indirect wholly owned subsidiary of AIG, directly hold 315,864, 315,864 and 88,272 Series C Mandatory Redeemable Preferred Shares (liquidation preference of $25.00) of the Issuer, respectively. Read SEC document
October 28, 2020 Filed Oct 30, 2020 13:27 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252	OtherSeries C Mandatory Redeemable Preferred Shares	498,301	$25.22	$12,567,151.22	Disclosure SEC source: 0001209191-20-056278 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: The Series C Mandatory Redeemable Preferred Shares (the "Series C MRPS") were redeemed by the issuer at a price equal to the principal amount of $25.00 of the redeemed securities, plus accrued interest of $0.22 per share. F2 · ownership.nature: American Home Assurance Company and American General Life Insurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 166,931 shares and 331,370 shares, respectively, of the Series C MRPS. AIG is an indirect beneficial owner of the Series C MRPS. Read SEC document
April 24, 2020 Filed Apr 28, 2020 21:54 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252	OtherSeries C Mandatory Redeemable Preferred Shares	551,699	$25.46	$14,046,256.54	Disclosure SEC source: 0001209191-20-026010 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 498,301 F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest. F3 · ownership.nature: American Home Assurance Company and American General Life Insurance Company, each an indirect wholly owned subsidiary of AIG, directly hold 166,931 shares and 331,370 shares, respectively, of the Series C Mandatory Redeemable Preferred Shares (the "Series C MRPS"). AIG is an indirect beneficial owner of the Series C MRPS. Read SEC document
April 24, 2020 Filed Apr 28, 2020 21:54 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252	Other4.00% Series C Senior Unsecured Notes due March 22, 2022	2,164,519	$2,198,430.00	$4,758,543,505,170.00	Disclosure SEC source: 0001209191-20-026010 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest. F2 · ownership.nature: National Union Fire Insurance Company of Pittsburgh, PA, an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), and The Variable Annuity Life Insurance Company, a wholly owned subsidiary of AIG, directly hold $94,192 principal amount and $141,288 principal amount, respectively, of the reported 4.00% Series C Senior Unsecured Notes due March 22, 2022 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. Read SEC document
March 27, 2020 Filed Mar 30, 2020 17:49 UTC	ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611	Other3.76% Senior Secured Notes Series K due 6/11/2030	1,442,401.96	$1,472,794.97	$2,124,362,351,406.14	Disclosure SEC source: 0001209191-20-021665 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. F4 · ownership.direct: AGLIC and The United States Life Insurance Company in The City of New York directly hold $1,380,371.82 principal amount and $671,532.24 principal amount, respectively, of the 3.76% Senior Secured Notes, Series K, due June 11, 2030 (the "Series K Notes"). AIG is an indirect beneficial owner of the Series K Notes. Read SEC document
March 27, 2020 Filed Mar 30, 2020 17:49 UTC	ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611	Other3.56% Senior Secured Notes Series J due 6/11/2027	1,049,019.61	$1,070,505.86	$1,122,981,639,759.91	Disclosure SEC source: 0001209191-20-021665 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. F3 · ownership.direct: AGLIC directly holds $1,492,293.86 principal amount of the 3.56% Senior Secured Notes, Series J, due June 11, 2027 (the "Series J Notes"). AIG is an indirect beneficial owner of the Series J Notes. Read SEC document
March 27, 2020 Filed Mar 30, 2020 17:49 UTC	ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611	Other3.46% Senior Secured Notes Series I due 6/11/2025	393,382.35	$401,323.86	$157,873,723,157.87	Disclosure SEC source: 0001209191-20-021665 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. F2 · ownership.direct: American General Life Insurance Company ("AGLIC") and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly hold $373,073.46 principal amount and $186,536.74 principal amount, respectively, of the 3.46% Senior Secured Notes, Series I, due June 11, 2025 (the "Series I Notes"). AIG is an indirect beneficial owner of the Series I Notes. Read SEC document
March 25, 2020 Filed Mar 26, 2020 20:16 UTC	ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611	Other3.76% Senior Secured Notes Series K due 6/11/2030	943,627.45	$972,749.89	$917,913,498,188.48	Disclosure SEC source: 0001209191-20-021248 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. F4 · ownership.direct: AGLIC and The United States Life Insurance Company in The City of New York directly hold $2,350,714.96 principal amount and $1,143,591.06 principal amount, respectively, of the 3.76% Senior Secured Notes, Series K, due June 11, 2030 (the "Series K Notes"). AIG is an indirect beneficial owner of the Series K Notes. Read SEC document
March 25, 2020 Filed Mar 26, 2020 20:16 UTC	ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611	Other3.56% Senior Secured Notes Series J due 6/11/2027	686,274.51	$707,057.94	$485,235,841,315.11	Disclosure SEC source: 0001209191-20-021248 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. F3 · ownership.direct: AGLIC directly holds $2,541,313.47 principal amount of the 3.56% Senior Secured Notes, Series J, due June 11, 2027 (the "Series J Notes"). AIG is an indirect beneficial owner of the Series J Notes. Read SEC document
March 25, 2020 Filed Mar 26, 2020 20:16 UTC	ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611	Other3.46% Senior Secured Notes Series I due 6/11/2025	257,352.94	$265,072.38	$68,217,156,305.80	Disclosure SEC source: 0001209191-20-021248 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. F2 · ownership.direct: American General Life Insurance Company ("AGLIC") and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly hold $635,328.36 principal amount and $317,664.19 principal amount, respectively, of the 3.46% Senior Secured Notes, Series I, due June 11, 2025 (the "Series I Notes"). AIG is an indirect beneficial owner of the Series I Notes. Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:36 UTC	ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611	Other3.76% Senior Secured Notes Series K due 6/11/2030	4,448,529.41	$4,584,891.66	$20,396,025,391,173.72	Disclosure SEC source: 0001209191-20-021115 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. F4 · ownership.direct: AGLIC and The United States Life Insurance Company in The City of New York directly hold $2,985,518.88 principal amount and $1,452,414.59 principal amount, respectively, of the 3.76% Senior Secured Notes, Series K, due June 11, 2030 (the "Series K Notes"). AIG is an indirect beneficial owner of the Series K Notes. Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:36 UTC	ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611	Other3.56% Senior Secured Notes Series J due 6/11/2027	3,235,294.12	$3,332,633.33	$10,782,049,016,665.02	Disclosure SEC source: 0001209191-20-021115 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. F3 · ownership.direct: AGLIC directly holds $3,227,587.98 principal amount of the 3.56% Senior Secured Notes, Series J, due June 11, 2027 (the "Series J Notes"). AIG is an indirect beneficial owner of the Series J Notes. Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:36 UTC	ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611	Other3.46% Senior Secured Notes Series I due 6/11/2025	1,213,235.29	$1,249,393.75	$1,515,808,588,605.44	Disclosure SEC source: 0001209191-20-021115 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. F2 · ownership.direct: American General Life Insurance Company ("AGLIC") and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly hold $806,896.99 principal amount and $403,448.50 principal amount, respectively, of the 3.46% Senior Secured Notes, Series I, due June 11, 2025 (the "Series I Notes"). AIG is an indirect beneficial owner of the Series I Notes. Read SEC document
March 01, 2019 Filed Mar 1, 2019 21:02 UTC	DNP SELECT INCOME FUND INC DNP · Entity 4041	OtherFloating Rate Mandatory Redeemable Preferred Shares Series A	1,000	$100,000.00	$100,000,000.00	Disclosure SEC source: 0001209191-19-014932 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: Mandatory redemption by the Issuer of Floating Rate Mandatory Redeemable Preferred Shares, Series A, of the Issuer (the "Series A Preferred Shares"). F2 · ownership.nature: American General Life Insurance Company ("AGL") and American Home Assurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), held 675 shares and 325 shares, respectively, of the Series A Preferred Shares. As set forth in a notice of redemption dated January 30, 2019, the Issuer redeemed all outstanding Series A Preferred Shares on March 1, 2019. Read SEC document
January 29, 2019 Filed Jan 30, 2019 23:40 UTC	DNP SELECT INCOME FUND INC DNP · Entity 4041	Purchase4.63% Mandatory Redeemable Preferred Shares Series E	660	$100,000.00	$66,000,000.00	Disclosure SEC source: 0001209191-19-006049 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 660 F1 · ownership.nature: American General Life Insurance Company ("AGL"), The United States Life Insurance Company in the City of New York and The Variable Annuity Life Insurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly hold 640 shares, 10 shares and 10 shares, respectively, of the 4.63% Mandatory Redeemable Preferred Shares, Series E, of the Issuer (the "Series E Preferred Shares"). Read SEC document
November 16, 2018 Filed Nov 19, 2018 15:59 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	Other4.66% Series D Senior Secured Notes due October 15, 2025	22,643,477.92	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-18-059087 · doc4.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F4 · shares: The amount shown reflects a cash dollar value. F1 · price: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F6 · ownership.nature: Immediately prior to the effective time of the merger, AGLIC, AHAC, USLIC and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, directly held $3,000,260.87 principal amount, $7,189,304.00 principal amount, $2,264,347.83 principal amount and $10,189,565.22 principal amount, respectively, of the 4.66% Series D Senior Secured Notes due October 15, 2025 (the "Series D Notes"). AIG is an indirect beneficial owner of the Series D Notes. In connection with the merger, the obligations under such Series D Notes were assumed by EMO. Read SEC document
November 16, 2018 Filed Nov 19, 2018 15:59 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	Other4.51% Series C Senior Secured Notes due October 15, 2023	16,887,467.92	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-18-059087 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F4 · shares: The amount shown reflects a cash dollar value. F1 · price: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F5 · ownership.nature: Immediately prior to the effective time of the merger, AGLIC and American Home Assurance Company ("AHAC"), each an indirect wholly owned subsidiary of AIG, directly held $11,525,696.92 principal amount and $5,361,771.00 principal amount, respectively, of the 4.51% Series C Senior Secured Notes due October 15, 2023 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. In connection with the merger, the obligations under such Series C Notes were assumed by EMO. Read SEC document
November 16, 2018 Filed Nov 19, 2018 15:59 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	OtherSeries B Mandatory Redeemable Preferred Stock	70	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-18-059087 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F3 · price: Immediately prior to the effective time of the merger, American General Life Insurance Company ("AGLIC") and Lexington, each an indirect wholly owned subsidiary of AIG, directly held 47 shares and 23 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS. In connection with the merger, such Series B MRPS were converted into 47 shares and 23 shares, respectively, of the Series E Mandatory Redeemable Preferred Stock of EMO having identical terms. F3 · ownership.nature: Immediately prior to the effective time of the merger, American General Life Insurance Company ("AGLIC") and Lexington, each an indirect wholly owned subsidiary of AIG, directly held 47 shares and 23 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS. In connection with the merger, such Series B MRPS were converted into 47 shares and 23 shares, respectively, of the Series E Mandatory Redeemable Preferred Stock of EMO having identical terms. Read SEC document
November 16, 2018 Filed Nov 19, 2018 15:59 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	OtherSeries A Mandatory Redeemable Preferred Stock	30	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-18-059087 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F2 · price: Immediately prior to the effective time of the merger, Lexington Insurance Company ("Lexington") and The United States Life Insurance Company in The City of New York ("USLIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 10 shares and 20 shares, respectively, of the Series A Mandatory Redeemable Preferred Stock (the "Series A MRPS"). AIG is an indirect beneficial owner of the Series A MRPS. In connection with the merger, such Series A MRPS were converted into 10 shares and 20 shares, respectively, of the Series D Mandatory Redeemable Preferred Stock of EMO having identical terms. F2 · ownership.nature: Immediately prior to the effective time of the merger, Lexington Insurance Company ("Lexington") and The United States Life Insurance Company in The City of New York ("USLIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 10 shares and 20 shares, respectively, of the Series A Mandatory Redeemable Preferred Stock (the "Series A MRPS"). AIG is an indirect beneficial owner of the Series A MRPS. In connection with the merger, such Series A MRPS were converted into 10 shares and 20 shares, respectively, of the Series D Mandatory Redeemable Preferred Stock of EMO having identical terms. Read SEC document
February 18, 2016 Filed Apr 28, 2017 21:47 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252	Other4.00% Series C Senior Unsecured Notes due March 22, 2022	1,800,000	$1,836,000.00	$3,304,800,000,000.00	Disclosure SEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 12 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F12 · ownership.nature: After giving effect to the redemption on February 18, 2016, APCC and VALIC directly hold $1,680,000.00 principal amount and $2,520,000.00 principal amount, respectively, of the Series C Notes. AIG is an indirect beneficial owner of the Series C Notes. Read SEC document
February 18, 2016 Filed Apr 28, 2017 21:47 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252	Other4.62% Series B Senior Unsecured Notes due March 3, 2018	900,000	$918,000.00	$826,200,000,000.00	Disclosure SEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 10 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. Read SEC document
February 16, 2016 Filed Apr 28, 2017 21:47 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252	OtherSeries C Mandatory Redeemable Preferred Shares	150,000	$25.50	$3,825,000.00	Disclosure SEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 1,050,000 F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F3 · ownership.nature: After giving effect to the redemption on February 16, 2016, American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of AIG, American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of AIG, and United Guaranty Mortgage Insurance Company ("UGMIC"), a former indirect wholly owned subsidiary of AIG, directly held 698,250 shares, 341,250 shares and 10,500 shares, respectively, of the Series C Mandatory Redeemable Preferred Shares (the "Series C MRPS"). On July 11, 2016, as part of an exchange of securities baskets, UGMIC transferred 10,500 shares of the Series C MRPS to AHAC. AIG is an indirect beneficial owner of the Series C MRPS. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.