organization · Reporting owner

AMERICAN GENERAL LIFE INSURANCE CO

Disclosed activity across 8 companies

Tapewire entity: 28680
SEC CIK: 0000005108

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Carlyle Tactical Private Credit FundTAKNX · Entity 35835	See Remarks	March 20, 2025	March 24, 2025
ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990	See Remarks	July 23, 2026	July 27, 2026
ClearBridge MLP & Midstream Fund Inc.CEM · Entity 87611	See Remarks	December 31, 2022	February 14, 2023
Cliffwater Corporate Lending FundCCLFX · Entity 10280	See Remarks	July 15, 2024	July 18, 2024
DNP SELECT INCOME FUND INCDNP · Entity 4041	See Remarks	March 01, 2019	March 01, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Carlyle Tactical Private Credit Fund

Report date March 20, 2025 · Filed March 24, 2025

Jointly reported with Corebridge Financial, Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series I Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectHeld through subsidiary	400,000	Reported balance After 2025-03-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2025-03-20 · Purchase · Acquired 400,000 · Balance 400,000 F1: Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG").
Series J Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectHeld through subsidiary	880,000	Reported balance After 2025-03-20 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2025-03-20 · Purchase · Acquired 880,000 · Balance 880,000 F2: Directly held by AGLIC.
Series K Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectHeld through subsidiary	320,000	Reported balance After 2025-03-20 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2025-03-20 · Purchase · Acquired 320,000 · Balance 320,000 F2: Directly held by AGLIC.
Series A Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectHeld through subsidiary	960,000	Reported balance Holding disclosure · report date 2025-03-20 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 960,000 F2: Directly held by AGLIC.
Series B Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectHeld through subsidiary	320,000	Reported balance Holding disclosure · report date 2025-03-20 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 320,000 F2: Directly held by AGLIC.
Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectHeld through subsidiaries	720,000	Reported balance Holding disclosure · report date 2025-03-20 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 720,000 F3: AGLIC and The Variable Annuity Life Insurance Company, an indirect wholly owned subsidiary of CRBG, directly hold 404,136 shares and 315,864 shares of the reported securities, respectively.
Series D Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectHeld through subsidiary	400,000	Reported balance Holding disclosure · report date 2025-03-20 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 400,000 F2: Directly held by AGLIC.
Series E Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectHeld through subsidiary	400,000	Reported balance Holding disclosure · report date 2025-03-20 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 400,000 F2: Directly held by AGLIC.

Filing footnotes · ownership attribution and instrument terms

F1: Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG").

F2: Directly held by AGLIC.

F3: AGLIC and The Variable Annuity Life Insurance Company, an indirect wholly owned subsidiary of CRBG, directly hold 404,136 shares and 315,864 shares of the reported securities, respectively.

ClearBridge Energy Midstream Opportunity Fund Inc.

Report date July 23, 2026 · Filed July 27, 2026

Jointly reported with Corebridge Financial, Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series J Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectHeld through subsidiaries	0	Reported balance After 2026-07-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-07-23 · Other · Disposed 134,286 · Balance 0 F1: The outstanding shares of Series J Mandatory Redeemable Preferred Stock were redeemed by the issuer at maturity at a price equal to the liquidation value of $35.00 of the redeemed securities plus accrued interest of approximately $0.23 per share. F2: Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG").
Series P Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectHeld through subsidiary	160,000	Reported balance Holding disclosure · report date 2026-07-23 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 160,000 F2: Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG").
3.56% Series N Senior Secured Notes due June 11, 2027SEC Table I · non-derivative	IndirectHeld through subsidiary	Not disclosed	Reported balance Holding disclosure · report date 2026-07-23 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance Not disclosed F2: Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG").
3.76% Series O Senior Secured Notes due June 11, 2030SEC Table I · non-derivative	IndirectHeld through subsidiaries	Not disclosed	Reported balance Holding disclosure · report date 2026-07-23 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance Not disclosed F3: AGLIC and The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of CRBG, directly hold $1,380,371.82 principal amount and $671,532.25 principal amount of the reported securities, respectively.

Filing footnotes · ownership attribution and instrument terms

F1: The outstanding shares of Series J Mandatory Redeemable Preferred Stock were redeemed by the issuer at maturity at a price equal to the liquidation value of $35.00 of the redeemed securities plus accrued interest of approximately $0.23 per share.

F2: Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG").

F3: AGLIC and The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of CRBG, directly hold $1,380,371.82 principal amount and $671,532.25 principal amount of the reported securities, respectively.

ClearBridge MLP & Midstream Fund Inc.

Report date December 31, 2022 · Filed February 14, 2023

Jointly reported with AMERICAN INTERNATIONAL GROUP, INC.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series F Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectHeld through subsidiaries	0	Reported balance After 2022-11-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2022-11-17 · Other · Disposed 44 · Balance 0 F1: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series F Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series J Mandatory Redeemable Preferred Stock (liquidation preference of $100,000). F2: American General Life Insurance Company ("AGLIC"), an indirectly controlled subsidiary of American International Group, Inc. ("AIG"), Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, and The United States Life Insurance Company in The City of New York, an indirectly controlled subsidiary of AIG, directly hold 1 share, 14 shares and 29 shares of the reported securities, respectively.
Series J Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectHeld through subsidiaries	44	Reported balance After 2022-11-17 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2022-11-17 · Other · Acquired 44 · Balance 44 F1: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series F Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series J Mandatory Redeemable Preferred Stock (liquidation preference of $100,000). F2: American General Life Insurance Company ("AGLIC"), an indirectly controlled subsidiary of American International Group, Inc. ("AIG"), Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, and The United States Life Insurance Company in The City of New York, an indirectly controlled subsidiary of AIG, directly hold 1 share, 14 shares and 29 shares of the reported securities, respectively.
Series G Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectHeld through subsidiaries	0	Reported balance After 2022-11-17 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2022-11-17 · Other · Disposed 82 · Balance 0 F3: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series G Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series K Mandatory Redeemable Preferred Stock (liquidation preference of $100,000). F4: AGLIC and Lexington directly hold 56 shares and 26 shares of the reported securities, respectively.
Series K Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectHeld through subsidiaries	82	Reported balance After 2022-11-17 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2022-11-17 · Other · Acquired 82 · Balance 82 F3: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series G Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series K Mandatory Redeemable Preferred Stock (liquidation preference of $100,000). F4: AGLIC and Lexington directly hold 56 shares and 26 shares of the reported securities, respectively.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series F Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series J Mandatory Redeemable Preferred Stock (liquidation preference of $100,000).

F2: American General Life Insurance Company ("AGLIC"), an indirectly controlled subsidiary of American International Group, Inc. ("AIG"), Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, and The United States Life Insurance Company in The City of New York, an indirectly controlled subsidiary of AIG, directly hold 1 share, 14 shares and 29 shares of the reported securities, respectively.

F3: Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series G Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series K Mandatory Redeemable Preferred Stock (liquidation preference of $100,000).

F4: AGLIC and Lexington directly hold 56 shares and 26 shares of the reported securities, respectively.

Cliffwater Corporate Lending Fund

Report date July 15, 2024 · Filed July 18, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
4.10% Series A Senior Secured Notes due March 28, 2027SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance Not disclosed
5.44% Series B Senior Secured Notes due July 19, 2025SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance Not disclosed
5.61% Series E Senior Secured Notes due July 19, 2027SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance Not disclosed
5.72% Series F Senior Secured Notes due July 19, 2029SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance Not disclosed
5.72% Series G Senior Secured Notes due July 19, 2029SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance Not disclosed
7.10% Series I Senior Secured Noes due December 6, 2027SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance Not disclosed
5.50% Series C Senior Secured Notes due July 19, 2026SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance Not disclosed
7.17% Series J Senior Secured Notes due Deember 6, 2029SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance Not disclosed
6.75% Series K Senior Secured Notes due August 4, 2026SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance Not disclosed
6.77% Series L Senior Secured Notes due August 4, 2028SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · Balance Not disclosed
6.81% Series M Senior Secured Notes due August 4, 2030SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · Balance Not disclosed
7.23% Series Q Senior Secured Notes due January 20, 2031SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 12 Holding and transaction disclosures are not merged. 1 source row Row 12 · Balance Not disclosed
7.40% Series R Senior Secured Notes due January 20, 2034SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2024-07-15 · row 13 Holding and transaction disclosures are not merged. 1 source row Row 13 · Balance Not disclosed

DNP SELECT INCOME FUND INC

Report date March 01, 2019 · Filed March 01, 2019

Jointly reported with AMERICAN INTERNATIONAL GROUP, INC.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Floating Rate Mandatory Redeemable Preferred Shares Series ASEC Table I · non-derivative	IndirectHeld through subsidiaries	0	Reported balance After 2019-03-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2019-03-01 · Other · Disposed 1,000 · Balance 0 F1: Mandatory redemption by the Issuer of Floating Rate Mandatory Redeemable Preferred Shares, Series A, of the Issuer (the "Series A Preferred Shares"). F2: American General Life Insurance Company ("AGL") and American Home Assurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), held 675 shares and 325 shares, respectively, of the Series A Preferred Shares. As set forth in a notice of redemption dated January 30, 2019, the Issuer redeemed all outstanding Series A Preferred Shares on March 1, 2019.
4.63% Mandatory Redeemable Preferred Shares Series ESEC Table I · non-derivative	IndirectHeld through subsidiaries	660	Reported balance Holding disclosure · report date 2019-03-01 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 660 F3: AGL, The United States Life Insurance Company in the City of New York and The Variable Annuity Life Insurance Company, each an indirect wholly owned subsidiary of AIG, directly hold 640 shares, 10 shares and 10 shares, respectively, of the 4.63% Mandatory Redeemable Preferred Shares, Series E, of the Issuer (the "Series E Preferred Shares" and together with the Series A Preferred Shares, the "Preferred Shares").

Filing footnotes · ownership attribution and instrument terms

F1: Mandatory redemption by the Issuer of Floating Rate Mandatory Redeemable Preferred Shares, Series A, of the Issuer (the "Series A Preferred Shares").

F2: American General Life Insurance Company ("AGL") and American Home Assurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), held 675 shares and 325 shares, respectively, of the Series A Preferred Shares. As set forth in a notice of redemption dated January 30, 2019, the Issuer redeemed all outstanding Series A Preferred Shares on March 1, 2019.

F3: AGL, The United States Life Insurance Company in the City of New York and The Variable Annuity Life Insurance Company, each an indirect wholly owned subsidiary of AIG, directly hold 640 shares, 10 shares and 10 shares, respectively, of the 4.63% Mandatory Redeemable Preferred Shares, Series E, of the Issuer (the "Series E Preferred Shares" and together with the Series A Preferred Shares, the "Preferred Shares").

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.

Report date November 16, 2018 · Filed November 19, 2018

Jointly reported with AMERICAN INTERNATIONAL GROUP, INC., Lexington Insurance Co, United States Life Insurance Co in the City of New York

Section 16 reporting ended · disclosed 2018-11-19. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Series A Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectHeld through subsidiaries	Reported balance After 2018-11-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-11-16 · Other · Disposed 30 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F2: Immediately prior to the effective time of the merger, Lexington Insurance Company ("Lexington") and The United States Life Insurance Company in The City of New York ("USLIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 10 shares and 20 shares, respectively, of the Series A Mandatory Redeemable Preferred Stock (the "Series A MRPS"). AIG is an indirect beneficial owner of the Series A MRPS. In connection with the merger, such Series A MRPS were converted into 10 shares and 20 shares, respectively, of the Series D Mandatory Redeemable Preferred Stock of EMO having identical terms.
Series B Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectHeld through subsidiaries	Reported balance After 2018-11-16 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2018-11-16 · Other · Disposed 70 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F3: Immediately prior to the effective time of the merger, American General Life Insurance Company ("AGLIC") and Lexington, each an indirect wholly owned subsidiary of AIG, directly held 47 shares and 23 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS. In connection with the merger, such Series B MRPS were converted into 47 shares and 23 shares, respectively, of the Series E Mandatory Redeemable Preferred Stock of EMO having identical terms.
4.51% Series C Senior Secured Notes due October 15, 2023SEC Table I · non-derivative	IndirectHeld through subsidiaries	Reported balance After 2018-11-16 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2018-11-16 · Other · Disposed 16,887,467.92 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F4: The amount shown reflects a cash dollar value. F5: Immediately prior to the effective time of the merger, AGLIC and American Home Assurance Company ("AHAC"), each an indirect wholly owned subsidiary of AIG, directly held $11,525,696.92 principal amount and $5,361,771.00 principal amount, respectively, of the 4.51% Series C Senior Secured Notes due October 15, 2023 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. In connection with the merger, the obligations under such Series C Notes were assumed by EMO.
4.66% Series D Senior Secured Notes due October 15, 2025SEC Table I · non-derivative	IndirectHeld through subsidiaries	Reported balance After 2018-11-16 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2018-11-16 · Other · Disposed 22,643,477.92 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F4: The amount shown reflects a cash dollar value. F6: Immediately prior to the effective time of the merger, AGLIC, AHAC, USLIC and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, directly held $3,000,260.87 principal amount, $7,189,304.00 principal amount, $2,264,347.83 principal amount and $10,189,565.22 principal amount, respectively, of the 4.66% Series D Senior Secured Notes due October 15, 2025 (the "Series D Notes"). AIG is an indirect beneficial owner of the Series D Notes. In connection with the merger, the obligations under such Series D Notes were assumed by EMO.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below.

F2: Immediately prior to the effective time of the merger, Lexington Insurance Company ("Lexington") and The United States Life Insurance Company in The City of New York ("USLIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 10 shares and 20 shares, respectively, of the Series A Mandatory Redeemable Preferred Stock (the "Series A MRPS"). AIG is an indirect beneficial owner of the Series A MRPS. In connection with the merger, such Series A MRPS were converted into 10 shares and 20 shares, respectively, of the Series D Mandatory Redeemable Preferred Stock of EMO having identical terms.

F3: Immediately prior to the effective time of the merger, American General Life Insurance Company ("AGLIC") and Lexington, each an indirect wholly owned subsidiary of AIG, directly held 47 shares and 23 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS. In connection with the merger, such Series B MRPS were converted into 47 shares and 23 shares, respectively, of the Series E Mandatory Redeemable Preferred Stock of EMO having identical terms.

F4: The amount shown reflects a cash dollar value.

F5: Immediately prior to the effective time of the merger, AGLIC and American Home Assurance Company ("AHAC"), each an indirect wholly owned subsidiary of AIG, directly held $11,525,696.92 principal amount and $5,361,771.00 principal amount, respectively, of the 4.51% Series C Senior Secured Notes due October 15, 2023 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. In connection with the merger, the obligations under such Series C Notes were assumed by EMO.

F6: Immediately prior to the effective time of the merger, AGLIC, AHAC, USLIC and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, directly held $3,000,260.87 principal amount, $7,189,304.00 principal amount, $2,264,347.83 principal amount and $10,189,565.22 principal amount, respectively, of the 4.66% Series D Senior Secured Notes due October 15, 2025 (the "Series D Notes"). AIG is an indirect beneficial owner of the Series D Notes. In connection with the merger, the obligations under such Series D Notes were assumed by EMO.

Kayne Anderson NextGen Energy & Infrastructure, Inc.

Report date October 28, 2020 · Filed October 30, 2020

Jointly reported with AMERICAN INTERNATIONAL GROUP, INC., AMERICAN HOME ASSURANCE CO

Section 16 reporting ended · disclosed 2020-10-30. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectHeld through subsidiaries	0	Reported balance After 2020-10-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-10-28 · Other · Disposed 498,301 · Balance 0 F1: The Series C Mandatory Redeemable Preferred Shares (the "Series C MRPS") were redeemed by the issuer at a price equal to the principal amount of $25.00 of the redeemed securities, plus accrued interest of $0.22 per share. F2: American Home Assurance Company and American General Life Insurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 166,931 shares and 331,370 shares, respectively, of the Series C MRPS. AIG is an indirect beneficial owner of the Series C MRPS.

Filing footnotes · ownership attribution and instrument terms

F1: The Series C Mandatory Redeemable Preferred Shares (the "Series C MRPS") were redeemed by the issuer at a price equal to the principal amount of $25.00 of the redeemed securities, plus accrued interest of $0.22 per share.

F2: American Home Assurance Company and American General Life Insurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 166,931 shares and 331,370 shares, respectively, of the Series C MRPS. AIG is an indirect beneficial owner of the Series C MRPS.

TORTOISE ENERGY INFRASTRUCTURE CORP

Report date November 19, 2008 · Filed April 28, 2017

Jointly reported with AMERICAN INTERNATIONAL GROUP, INC.

Section 16 reporting ended · disclosed 2017-04-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
6.11% Senior Notes, Series E, due April 10, 2015SEC Table I · non-derivative	IndirectHeld through subsidiaries	Not disclosed	Reported balance After 2008-11-19 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2008-11-19 · Other · Disposed 12,600,000 · Balance Not disclosed F1: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F2: After giving effect to the redemption on November 19, 2008, American International Group, Inc. ("AIG") and AIG Annuity Insurance Company, a former indirect wholly owned subsidiary of AIG (which merged into American General Life Insurance Company, an indirect wholly owned subsidiary of AIG, on December 31, 2012), held $6,300,000.00 principal amount and $15,100,000.00 principal amount, respectively, of the 6.11% Senior Notes, Series E, due April 10, 2015 (the "Series E Notes"). On April 29, 2010, AIG transferred $6,300,000.00 principal amount of the Series E Notes to The Variable Annuity Life Insurance Company, an indirect wholly owned subsidiary of AIG. AIG is an indirect beneficial owner of the portion of the Series E Notes.

Filing footnotes · ownership attribution and instrument terms

F1: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities.

F2: After giving effect to the redemption on November 19, 2008, American International Group, Inc. ("AIG") and AIG Annuity Insurance Company, a former indirect wholly owned subsidiary of AIG (which merged into American General Life Insurance Company, an indirect wholly owned subsidiary of AIG, on December 31, 2012), held $6,300,000.00 principal amount and $15,100,000.00 principal amount, respectively, of the 6.11% Senior Notes, Series E, due April 10, 2015 (the "Series E Notes"). On April 29, 2010, AIG transferred $6,300,000.00 principal amount of the Series E Notes to The Variable Annuity Life Insurance Company, an indirect wholly owned subsidiary of AIG. AIG is an indirect beneficial owner of the portion of the Series E Notes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 16, 2016 Filed Apr 28, 2017 21:47 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252	OtherSeries B Mandatory Redeemable Preferred Shares	266,667	$25.50	$6,800,008.50	Disclosure SEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. Read SEC document
February 12, 2016 Filed Apr 28, 2017 22:01 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	Other4.66% Series D Senior Secured Notes due October 15, 2025	1,606,956.52	$1,639,095.65	$2,633,955,441,671.14	Disclosure SEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 15 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F16 · ownership.nature: After giving effect to the redemption on February 12, 2016, AGLIC, AHAC, USLIC, VALIC and UGRIC directly hold $3,000,260.87 principal amount, $7,189,304.35 principal amount, $2,264,347.83 principal amount, $9,623,478.26 principal amount and $566,086.96 principal amount, respectively, of the Series D Notes. On July 11, 2016, as part of an exchange of securities baskets, UGRIC transferred $566,086.96 principal amount of the Series D Notes to VALIC. Read SEC document
February 12, 2016 Filed Apr 28, 2017 22:01 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	Other4.51% Series C Senior Secured Notes due October 15, 2023	1,198,465.48	$1,222,434.79	$1,465,045,897,366.05	Disclosure SEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 11 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F12 · ownership.nature: After giving effect to the redemption on February 12, 2016, AGLIC, CIIC and UGRIC directly held $11,103,510.22 principal amount, $5,361,771.09 principal amount and $422,186.70 principal amount, respectively, of the Series C Notes. On July 11, 2016, as part of an exchange of securities baskets, UGRIC transferred $422,186.70 principal amount of the Series C Notes to Lexington. On January 24, 2017, as part of a transfer of a portfolio of securities, Lexington transferred $422,186.70 principal amount of the Series C Notes to AGLIC. AIG is an indirect beneficial owner of the Series C Notes. Read SEC document
February 12, 2016 Filed Apr 28, 2017 21:55 UTC	ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611	Other3.76% Senior Secured Notes Series K due 6/11/2030	2,113,537.12	$2,155,807.86	$4,556,379,935,697.76	Disclosure SEC source: 0000899243-17-011225 · doc4.xml · nonDerivative · entry 5 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F6 · ownership.nature: AGLIC and USLIC directly hold $5,978,165.94 principal amount and $2,908,296.94 principal amount, respectively, of the 3.76% Senior Secured Notes, Series K, due June 11, 2030 (the "Series K Notes"). AIG is an indirect beneficial owner of the Series K Notes. Read SEC document
February 12, 2016 Filed Apr 28, 2017 21:55 UTC	ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611	Other3.56% Senior Secured Notes Series J due 6/11/2027	1,537,117.9	$1,567,860.26	$2,409,986,070,344.65	Disclosure SEC source: 0000899243-17-011225 · doc4.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F5 · ownership.nature: AGLIC directly holds $6,462,882.10 principal amount of the 3.56% Senior Secured Notes, Series J, due June 11, 2027 (the "Series J Notes"). On January 24, 2017, in connection with a basket transaction, Lexington transferred $2,100,436.68 principal amount of the Series J Notes to AGLIC for a total cash consideration of $2,008,124.82. AIG is an indirect beneficial owner of the Series J Notes. Read SEC document
February 12, 2016 Filed Apr 28, 2017 21:55 UTC	ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611	Other3.46% Senior Secured Notes Series I due 6/11/2025	576,419.22	$587,947.60	$338,904,296,992.87	Disclosure SEC source: 0000899243-17-011225 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F4 · ownership.nature: AGLIC and The Variable Annuity Life Insurance Company ("VALIC"), also an indirect wholly owned subsidiary of AIG, directly hold $1,615,720.52 principal amount and $807,860.26 principal amount, respectively, of the 3.46% Senior Secured Notes, Series I, due June 11, 2025 (the "Series I Notes"). AIG is an indirect beneficial owner of the Series I Notes. Read SEC document
February 12, 2016 Filed Apr 28, 2017 21:55 UTC	ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611	OtherSeries G Mandatory Redeemable Preferred Stock	218	$102,000.00	$22,236,000.00	Disclosure SEC source: 0000899243-17-011225 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 82 F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F3 · ownership.nature: AGLIC and Lexington directly hold 56 shares and 26 shares, respectively, of the Series G Mandatory Redeemable Preferred Stock (the "Series G MRPS"). On July 11, 2016, as part of an exchange of securities baskets, UGRIC transferred 1 share of the Series G MRPS to AGLIC. AIG is an indirect beneficial owner of the Series G MRPS. Read SEC document
February 12, 2016 Filed Apr 28, 2017 21:55 UTC	ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611	OtherSeries F Mandatory Redeemable Preferred Stock	116	$102,000.00	$11,832,000.00	Disclosure SEC source: 0000899243-17-011225 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 44 F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F2 · ownership.nature: American General Life Insurance Company ("AGLIC"), Lexington Insurance Company ("Lexington"), and The United States Life Insurance Company in the City of New York ("USLIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG") directly hold 1 share, 14 shares and 29 shares, respectively, of the Series F Mandatory Redeemable Preferred Stock (the "Series F MRPS").On July 11, 2016, as part of an exchange of securities baskets, United Guaranty Residential Insurance Company ("UGRIC"), a former indirect wholly owned subsidiary of AIG, transferred 1 share of the Series F MRPS to AGLIC. AIG is an indirect beneficial owner of the Series F MRPS. Read SEC document
February 11, 2016 Filed Apr 28, 2017 22:01 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	Other4.66% Series D Senior Secured Notes due October 15, 2025	4,236,521.73	$4,321,252.16	$18,307,078,676,649.44	Disclosure SEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 14 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F15 · ownership.nature: After giving effect to the redemption on February 11, 2016, AGLIC, AHAC, USLIC, VALIC and UGRIC directly held $3,213,182.61 principal amount, $7,699,513.05 principal amount, $2,425,043.48 principal amount, $10,306,434.78 principal amount and $606,260.87 principal amount, respectively, of the Series D Notes. AIG is an indirect beneficial owner of the Series D Notes. Read SEC document
February 11, 2016 Filed Apr 28, 2017 22:01 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	Other4.51% Series C Senior Secured Notes due October 15, 2023	3,159,590.8	$3,222,782.62	$10,182,674,316,551.90	Disclosure SEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 10 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F11 · ownership.nature: After giving effect to the redemption on February 11, 2016, AGLIC, CIIC and UGRIC directly held $11,891,501.27 principal amount, $5,742,283.88 principal amount and $452,148.34 principal amount, respectively, of the Series C Notes. AIG is an indirect beneficial owner of the Series C Notes. Read SEC document
February 11, 2016 Filed Apr 28, 2017 22:01 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	OtherSeries B Mandatory Redeemable Preferred Stock	99	$102,000.00	$10,098,000.00	Disclosure SEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 7 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 70 F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F8 · ownership.nature: After giving effect to the redemption on February 11, 2016, AGLIC, Lexington and UGMIC directly hold 47 shares, 23 shares and 0 shares, respectively, of the Series B MRPS. AIG is an indirect beneficial owner of the Series B MRPS. Read SEC document
February 11, 2016 Filed Apr 28, 2017 22:01 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	OtherSeries A Mandatory Redeemable Preferred Stock	41	$102,000.00	$4,182,000.00	Disclosure SEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 30 F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F4 · ownership.nature: After giving effect to the redemption on February 11, 2016, Lexington, USLIC and UGMIC directly hold 10 shares, 20 shares and 0 shares, respectively, of the Series A MRPS. AIG is an indirect beneficial owner of the Series A MRPS. Read SEC document
February 05, 2016 Filed Apr 28, 2017 22:01 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	OtherSeries B Mandatory Redeemable Preferred Stock	71	$102,000.00	$7,242,000.00	Disclosure SEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 6 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 169 F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F7 · ownership.nature: After giving effect to the redemption on February 5, 2016, AGLIC, Lexington and UGMIC directly held 113 shares, 55 shares and 1 share, respectively, of the Series B MRPS. AIG is an indirect beneficial owner of the Series B MRPS. Read SEC document
February 05, 2016 Filed Apr 28, 2017 22:01 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	OtherSeries A Mandatory Redeemable Preferred Stock	29	$102,000.00	$2,958,000.00	Disclosure SEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 71 F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F3 · ownership.nature: After giving effect to the redemption on February 5, 2016, Lexington, USLIC and UGMIC directly held 23 shares, 47 shares and 1 share, respectively, of the Series A MRPS. AIG is an indirect beneficial owner of the Series A MRPS. Read SEC document
February 04, 2016 Filed Apr 28, 2017 22:01 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	Other4.66% Series D Senior Secured Notes due October 15, 2025	5,113,043.48	$5,215,304.35	$26,666,077,902,983.14	Disclosure SEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 13 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F14 · ownership.nature: After giving effect to the redemption on February 4, 2016, AGLIC, AHAC, USLIC, VALIC and UGRIC directly held $3,774,521.74 principal amount, $9,044,608.70 principal amount, $2,848,695.65 principal amount, $12,106,956.52 principal amount and $712,173.91 principal amount, respectively, of the Series D Notes. AIG is an indirect beneficial owner of the Series D Notes. Read SEC document
February 04, 2016 Filed Apr 28, 2017 22:01 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	Other4.51% Series C Senior Secured Notes due October 15, 2023	3,813,299.24	$3,889,565.23	$14,832,076,135,489.43	Disclosure SEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 9 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F10 · ownership.nature: After giving effect to the redemption on February 4, 2016, AGLIC, CIIC and UGRIC directly held $13,968,932.22 principal amount, $6,745,453.96 principal amount and $531,138.11 principal amount, respectively, of the Series C Notes. AIG is an indirect beneficial owner of the Series C Notes. Read SEC document
January 12, 2016 Filed Apr 28, 2017 21:47 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252	Other4.62% Series B Senior Unsecured Notes due March 3, 2018	2,850,000	$3,040,950.00	$8,666,707,500,000.00	Disclosure SEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 9 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F10 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 106.7% of the face value of the redeemed securities. F8 · ownership.nature: AGLIC directly held the reported principal amount of the 4.62% Series B Senior Unsecured Notes due March 3, 2018 (the "Series B Notes"). AIG was an indirect beneficial owner of the Series B Notes. Read SEC document
December 24, 2015 Filed Apr 28, 2017 21:47 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252	OtherSeries B Mandatory Redeemable Preferred Shares	133,333	$25.50	$3,399,991.50	Disclosure SEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 266,667 F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F2 · ownership.nature: The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held the reported shares of the Series B Mandatory Redeemable Preferred Shares (the "Series B MRPS"). AIG was an indirect beneficial owner of the Series B MRPS. Read SEC document
December 22, 2015 Filed Apr 28, 2017 22:01 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	OtherSeries B Mandatory Redeemable Preferred Stock	160	$102,000.00	$16,320,000.00	Disclosure SEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 5 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 240 F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F6 · ownership.nature: After giving effect to the redemption on December 22, 2015, AGLIC, Lexington and UGMIC directly held 160 shares, 78 shares and 2 shares, respectively, of the Series B MRPS. AIG is an indirect beneficial owner of the Series B MRPS. Read SEC document
December 22, 2015 Filed Jun 23, 2017 21:56 UTC Amendment	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	SaleSeries B Mandatory Redeemable Preferred Stock	160	$102,000.00	$16,320,000.00	Disclosure SEC source: 0001209191-17-041746 · doc4a.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 240 F1 · ownership.nature: After giving effect to the sale on December 22, 2015, American General Life Insurance Company ("AGLIC"), Lexington Insurance Company ("Lexington"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), and The United Guaranty Mortgage Indemnity Company ("UGMIC"), a former indirect wholly owned subsidiary of AIG, directly held 160 shares, 78 shares and 2 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS. Read SEC document
December 18, 2015 Filed Apr 28, 2017 22:01 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	Other4.66% Series D Senior Secured Notes due October 15, 2025	6,400,000	$6,528,000.00	$41,779,200,000,000.00	Disclosure SEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 12 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F13 · ownership.nature: After giving effect to the redemption on December 18, 2015, AGLIC, American Home Assurance Company ("AHAC"), USLIC and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, and UGRIC directly held $4,452,000.00 principal amount, $10,668,000.00 principal amount, $3,360,000.00 principal amount, $14,280,000.00 principal amount and $840,000.00 principal amount, respectively, of the 4.66% Series D Senior Secured Notes due October 15, 2025 (the "Series D Notes"). AIG is an indirect beneficial owner of the Series D Notes. Read SEC document
December 18, 2015 Filed Apr 28, 2017 22:01 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	Other4.51% Series C Senior Secured Notes due October 15, 2023	4,941,176.47	$5,040,000.00	$24,903,529,408,800.00	Disclosure SEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 8 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F9 · ownership.nature: After giving effect to the redemption on December 18, 2015, AGLIC, Commerce and Industry Insurance Company ("CIIC"), an indirect wholly owned subsidiary of AIG, and United Guaranty Residential Insurance Company ("UGRIC"), a former indirect wholly owned subsidiary of AIG, directly held $16,476,176.47 principal amount, $7,956,176.47 principal amount and $626,470.59 principal amount, respectively, of the 4.51% Series C Senior Secured Notes due October 15, 2023 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. Read SEC document
December 14, 2015 Filed Apr 28, 2017 21:47 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252	Other4.00% Series C Senior Unsecured Notes due March 22, 2022	4,000,000	$4,080,000.00	$16,320,000,000,000.00	Disclosure SEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 11 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F11 · ownership.nature: After giving effect to the redemption on December 14, 2015, AIG Property Casualty Company ("APCC"), also an indirect wholly owned subsidiary of AIG, and VALIC directly held $2,400,000.00 and $3,600,000.00 principal amount, respectively, of the 4.00% Series C Senior Unsecured Notes due March, 22, 2022 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. Read SEC document
December 14, 2015 Filed Apr 28, 2017 21:47 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252	Other4.62% Series B Senior Unsecured Notes due March 3, 2018	3,000,000	$3,195,000.00	$9,585,000,000,000.00	Disclosure SEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 8 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F9 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 106.5% of the face value of the redeemed securities. F8 · ownership.nature: AGLIC directly held the reported principal amount of the 4.62% Series B Senior Unsecured Notes due March 3, 2018 (the "Series B Notes"). AIG was an indirect beneficial owner of the Series B Notes. Read SEC document
December 07, 2015 Filed Apr 28, 2017 21:47 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252	Other4.62% Series B Senior Unsecured Notes due March 3, 2018	2,250,000	$2,400,750.00	$5,401,687,500,000.00	Disclosure SEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 7 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F7 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 106.7% of the face value of the redeemed securities. F8 · ownership.nature: AGLIC directly held the reported principal amount of the 4.62% Series B Senior Unsecured Notes due March 3, 2018 (the "Series B Notes"). AIG was an indirect beneficial owner of the Series B Notes. Read SEC document
December 07, 2015 Filed Apr 28, 2017 21:47 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252	Other3.93% Series A Senior Unsecured Notes due March 3, 2016	909,090.91	$914,545.46	$831,404,964,467.77	Disclosure SEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 6 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F6 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 100.6% of the face value of the redeemed securities. Read SEC document
September 29, 2015 Filed Apr 28, 2017 21:47 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252	Other3.93% Series A Senior Unsecured Notes due March 3, 2016	3,636,363.64	$3,665,454.55	$13,328,925,649,692.56	Disclosure SEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 5 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F4 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 100.8% of the face value of the redeemed securities. F5 · ownership.nature: The United States Life Insurance Company in the City of New York ("USLIC"), an indirect wholly owned subsidiary of AIG, directly held the reported principal amount of the 3.93% Series A Senior Unsecured Notes due March 3, 2016 (the "Series A Notes"). AIG was an indirect beneficial owner of the Series A Notes. Read SEC document
September 24, 2015 Filed Apr 28, 2017 21:47 UTC	Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252	Other3.93% Series A Senior Unsecured Notes due March 3, 2016	5,454,545.45	$5,498,181.81	$29,990,082,575,008.26	Disclosure SEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F4 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 100.8% of the face value of the redeemed securities. F5 · ownership.nature: The United States Life Insurance Company in the City of New York ("USLIC"), an indirect wholly owned subsidiary of AIG, directly held the reported principal amount of the 3.93% Series A Senior Unsecured Notes due March 3, 2016 (the "Series A Notes"). AIG was an indirect beneficial owner of the Series A Notes. Read SEC document
July 23, 2015 Filed Apr 28, 2017 22:01 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	PurchaseSeries B Mandatory Redeemable Preferred Stock	400	$100,000.00	$40,000,000.00	Disclosure SEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 400 F5 · ownership.nature: After giving effect to the acquisition on July 23, 2015, American General Life Insurance Company ("AGLIC"), Lexington and UGMIC directly held 266 shares, 130 shares and 4 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS. Read SEC document
July 23, 2015 Filed Apr 28, 2017 22:01 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	PurchaseSeries A Mandatory Redeemable Preferred Stock	100	$100,000.00	$10,000,000.00	Disclosure SEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 100 F1 · ownership.nature: After giving effect to the acquisition on July 23, 2015, Lexington Insurance Company ("Lexington") and The United States Life Insurance Company in The City of New York ("USLIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), and The United Guaranty Mortgage Indemnity Company ("UGMIC"), a former indirect wholly owned subsidiary of AIG, directly held 32 shares, 67 shares and 1 share, respectively, of the Series A Mandatory Redeemable Preferred Stock (the "Series A MRPS"). AIG is an indirect beneficial owner of the Series A MRPS. Read SEC document
November 19, 2008 Filed Apr 28, 2017 21:51 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	Other6.11% Senior Notes, Series E, due April 10, 2015	12,600,000	$12,852,000.00	$161,935,200,000,000.00	Disclosure SEC source: 0000899243-17-011223 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F2 · ownership.nature: After giving effect to the redemption on November 19, 2008, American International Group, Inc. ("AIG") and AIG Annuity Insurance Company, a former indirect wholly owned subsidiary of AIG (which merged into American General Life Insurance Company, an indirect wholly owned subsidiary of AIG, on December 31, 2012), held $6,300,000.00 principal amount and $15,100,000.00 principal amount, respectively, of the 6.11% Senior Notes, Series E, due April 10, 2015 (the "Series E Notes"). On April 29, 2010, AIG transferred $6,300,000.00 principal amount of the Series E Notes to The Variable Annuity Life Insurance Company, an indirect wholly owned subsidiary of AIG. AIG is an indirect beneficial owner of the portion of the Series E Notes. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.