organization · Reporting owner
AMERICAN HOME ASSURANCE CO
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FRACTYL HEALTH, INC.
Report date February 06, 2024 · Filed February 08, 2024
Section 16 reporting ended · disclosed 2024-02-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 283,878 |
Reported balance
After 2024-02-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-02-06 · Conversion · Acquired 283,878 · Balance 283,878 F1: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F2: American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. |
| Series E Preferred SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-02-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-02-06 · Conversion · Disposed 494,173 · Balance 0 F1: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F2: American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. |
| Series F Preferred SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-02-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-02-06 · Conversion · Disposed 115,030 · Balance 0 F1: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F2: American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date.
F2: American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc.
Kayne Anderson NextGen Energy & Infrastructure, Inc.
Report date October 28, 2020 · Filed October 30, 2020
Jointly reported with AMERICAN INTERNATIONAL GROUP, INC., AMERICAN GENERAL LIFE INSURANCE CO
Section 16 reporting ended · disclosed 2020-10-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectHeld through subsidiaries | 0 |
Reported balance
After 2020-10-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-10-28 · Other · Disposed 498,301 · Balance 0 F1: The Series C Mandatory Redeemable Preferred Shares (the "Series C MRPS") were redeemed by the issuer at a price equal to the principal amount of $25.00 of the redeemed securities, plus accrued interest of $0.22 per share. F2: American Home Assurance Company and American General Life Insurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 166,931 shares and 331,370 shares, respectively, of the Series C MRPS. AIG is an indirect beneficial owner of the Series C MRPS. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series C Mandatory Redeemable Preferred Shares (the "Series C MRPS") were redeemed by the issuer at a price equal to the principal amount of $25.00 of the redeemed securities, plus accrued interest of $0.22 per share.
F2: American Home Assurance Company and American General Life Insurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 166,931 shares and 331,370 shares, respectively, of the Series C MRPS. AIG is an indirect beneficial owner of the Series C MRPS.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2024 Filed Feb 8, 2024 16:49 UTC | FRACTYL HEALTH, INC. GUTS · Entity 6700 | ConversionSeries F Preferred Shares · Derivative | 115,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-012328 · tm245543-1_4seq1.xml · derivative · entry 3 AMERICAN HOME ASSURANCE CO · CIK 0000005181 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.exercise_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.expiration_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F2 · ownership.direct: American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:49 UTC | FRACTYL HEALTH, INC. GUTS · Entity 6700 | ConversionSeries E Preferred Shares · Derivative | 494,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-012328 · tm245543-1_4seq1.xml · derivative · entry 2 AMERICAN HOME ASSURANCE CO · CIK 0000005181 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 230,276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.exercise_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.expiration_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F2 · ownership.direct: American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:49 UTC | FRACTYL HEALTH, INC. GUTS · Entity 6700 | ConversionCommon Stock | 283,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-012328 · tm245543-1_4seq1.xml · nonDerivative · entry 1 AMERICAN HOME ASSURANCE CO · CIK 0000005181 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F2 · ownership.direct: American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. Read SEC document |
| October 28, 2020 Filed Oct 30, 2020 13:27 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherSeries C Mandatory Redeemable Preferred Shares | 498,301 | $25.22 | $12,567,151.22 |
DisclosureSEC source: 0001209191-20-056278 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: The Series C Mandatory Redeemable Preferred Shares (the "Series C MRPS") were redeemed by the issuer at a price equal to the principal amount of $25.00 of the redeemed securities, plus accrued interest of $0.22 per share. F2 · ownership.nature: American Home Assurance Company and American General Life Insurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 166,931 shares and 331,370 shares, respectively, of the Series C MRPS. AIG is an indirect beneficial owner of the Series C MRPS. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:54 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherSeries C Mandatory Redeemable Preferred Shares | 551,699 | $25.46 | $14,046,256.54 |
DisclosureSEC source: 0001209191-20-026010 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 498,301 F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest. F3 · ownership.nature: American Home Assurance Company and American General Life Insurance Company, each an indirect wholly owned subsidiary of AIG, directly hold 166,931 shares and 331,370 shares, respectively, of the Series C Mandatory Redeemable Preferred Shares (the "Series C MRPS"). AIG is an indirect beneficial owner of the Series C MRPS. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:54 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.00% Series C Senior Unsecured Notes due March 22, 2022 | 2,164,519 | $2,198,430.00 | $4,758,543,505,170.00 |
DisclosureSEC source: 0001209191-20-026010 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest. F2 · ownership.nature: National Union Fire Insurance Company of Pittsburgh, PA, an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), and The Variable Annuity Life Insurance Company, a wholly owned subsidiary of AIG, directly hold $94,192 principal amount and $141,288 principal amount, respectively, of the reported 4.00% Series C Senior Unsecured Notes due March 22, 2022 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:15 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.00% Series C Senior Unsecured Notes due March 22, 2022 | 1,800,000 | $1,919,106.98 | $3,454,392,564,000.00 |
DisclosureSEC source: 0001209191-20-021247 · doc4.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F5 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of March 22, 2012. F4 · ownership.direct: The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG, directly held the reported Series E Notes. AIG was an indirect beneficial owner of the Series E Notes. F6 · ownership.direct: AIG Property Casualty Company and VALIC directly hold $960,000 principal amount and $1,440,000 principal amount, respectively, of the reported 4.00% Series C Senior Unsecured Notes due March 22, 2022 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:15 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 49,999.67 | $51,994.49 | $2,599,707,341.82 |
DisclosureSEC source: 0001209191-20-021247 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F4 · ownership.direct: The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG, directly held the reported Series E Notes. AIG was an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:15 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 1,975,000.33 | $2,053,782.19 | $4,056,220,502,998.12 |
DisclosureSEC source: 0001209191-20-021247 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F3 · ownership.direct: The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of AIG, directly held the reported Series E Notes. AIG was an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:15 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 975,000 | $1,013,892.48 | $988,545,168,000.00 |
DisclosureSEC source: 0001209191-20-021247 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F2 · ownership.direct: American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held the reported 3.46% Series E Senior Unsecured Notes due July 30, 2021 (the "Series E Notes"). AIG was an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 83,333.33 | $86,436.10 | $7,203,008,045.21 |
DisclosureSEC source: 0001209191-20-021114 · doc4.xml · nonDerivative · entry 6 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 49,999.67 F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F4 · ownership.direct: The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG, directly holds the reported Series E Notes. AIG is an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 3,291,666.67 | $3,414,239.86 | $11,238,539,550,547.47 |
DisclosureSEC source: 0001209191-20-021114 · doc4.xml · nonDerivative · entry 5 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 1,975,000.33 F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F3 · ownership.direct: The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of AIG, directly holds the reported Series E Notes. AIG is an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 1,625,000 | $1,685,510.65 | $2,738,954,806,250.00 |
DisclosureSEC source: 0001209191-20-021114 · doc4.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 975,000 F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F2 · ownership.direct: American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly holds the reported 3.46% Series E Senior Unsecured Notes due July 30, 2021 (the "Series E Notes"). AIG is an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 116,667 | $121,011.37 | $14,118,033,503.79 |
DisclosureSEC source: 0001209191-20-021114 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F4 · ownership.direct: The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG, directly holds the reported Series E Notes. AIG is an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 4,608,333 | $4,779,934.97 | $22,027,532,060,105.01 |
DisclosureSEC source: 0001209191-20-021114 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F3 · ownership.direct: The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of AIG, directly holds the reported Series E Notes. AIG is an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 2,275,000 | $2,359,714.90 | $5,368,351,397,500.00 |
DisclosureSEC source: 0001209191-20-021114 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F2 · ownership.direct: American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly holds the reported 3.46% Series E Senior Unsecured Notes due July 30, 2021 (the "Series E Notes"). AIG is an indirect beneficial owner of the Series E Notes. Read SEC document |
| February 18, 2016 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.00% Series C Senior Unsecured Notes due March 22, 2022 | 1,800,000 | $1,836,000.00 | $3,304,800,000,000.00 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 12 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F12 · ownership.nature: After giving effect to the redemption on February 18, 2016, APCC and VALIC directly hold $1,680,000.00 principal amount and $2,520,000.00 principal amount, respectively, of the Series C Notes. AIG is an indirect beneficial owner of the Series C Notes. Read SEC document |
| February 18, 2016 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.62% Series B Senior Unsecured Notes due March 3, 2018 | 900,000 | $918,000.00 | $826,200,000,000.00 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 10 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. Read SEC document |
| February 16, 2016 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherSeries C Mandatory Redeemable Preferred Shares | 150,000 | $25.50 | $3,825,000.00 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 1,050,000 F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F3 · ownership.nature: After giving effect to the redemption on February 16, 2016, American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of AIG, American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of AIG, and United Guaranty Mortgage Insurance Company ("UGMIC"), a former indirect wholly owned subsidiary of AIG, directly held 698,250 shares, 341,250 shares and 10,500 shares, respectively, of the Series C Mandatory Redeemable Preferred Shares (the "Series C MRPS"). On July 11, 2016, as part of an exchange of securities baskets, UGMIC transferred 10,500 shares of the Series C MRPS to AHAC. AIG is an indirect beneficial owner of the Series C MRPS. Read SEC document |
| February 16, 2016 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherSeries B Mandatory Redeemable Preferred Shares | 266,667 | $25.50 | $6,800,008.50 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. Read SEC document |
| January 12, 2016 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.62% Series B Senior Unsecured Notes due March 3, 2018 | 2,850,000 | $3,040,950.00 | $8,666,707,500,000.00 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 9 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F10 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 106.7% of the face value of the redeemed securities. F8 · ownership.nature: AGLIC directly held the reported principal amount of the 4.62% Series B Senior Unsecured Notes due March 3, 2018 (the "Series B Notes"). AIG was an indirect beneficial owner of the Series B Notes. Read SEC document |
| December 24, 2015 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherSeries B Mandatory Redeemable Preferred Shares | 133,333 | $25.50 | $3,399,991.50 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 266,667 F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F2 · ownership.nature: The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held the reported shares of the Series B Mandatory Redeemable Preferred Shares (the "Series B MRPS"). AIG was an indirect beneficial owner of the Series B MRPS. Read SEC document |
| December 14, 2015 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.00% Series C Senior Unsecured Notes due March 22, 2022 | 4,000,000 | $4,080,000.00 | $16,320,000,000,000.00 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 11 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F11 · ownership.nature: After giving effect to the redemption on December 14, 2015, AIG Property Casualty Company ("APCC"), also an indirect wholly owned subsidiary of AIG, and VALIC directly held $2,400,000.00 and $3,600,000.00 principal amount, respectively, of the 4.00% Series C Senior Unsecured Notes due March, 22, 2022 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. Read SEC document |
| December 14, 2015 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.62% Series B Senior Unsecured Notes due March 3, 2018 | 3,000,000 | $3,195,000.00 | $9,585,000,000,000.00 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 8 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F9 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 106.5% of the face value of the redeemed securities. F8 · ownership.nature: AGLIC directly held the reported principal amount of the 4.62% Series B Senior Unsecured Notes due March 3, 2018 (the "Series B Notes"). AIG was an indirect beneficial owner of the Series B Notes. Read SEC document |
| December 07, 2015 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.62% Series B Senior Unsecured Notes due March 3, 2018 | 2,250,000 | $2,400,750.00 | $5,401,687,500,000.00 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 7 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F7 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 106.7% of the face value of the redeemed securities. F8 · ownership.nature: AGLIC directly held the reported principal amount of the 4.62% Series B Senior Unsecured Notes due March 3, 2018 (the "Series B Notes"). AIG was an indirect beneficial owner of the Series B Notes. Read SEC document |
| December 07, 2015 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.93% Series A Senior Unsecured Notes due March 3, 2016 | 909,090.91 | $914,545.46 | $831,404,964,467.77 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 6 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F6 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 100.6% of the face value of the redeemed securities. Read SEC document |
| September 29, 2015 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.93% Series A Senior Unsecured Notes due March 3, 2016 | 3,636,363.64 | $3,665,454.55 | $13,328,925,649,692.56 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 5 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F4 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 100.8% of the face value of the redeemed securities. F5 · ownership.nature: The United States Life Insurance Company in the City of New York ("USLIC"), an indirect wholly owned subsidiary of AIG, directly held the reported principal amount of the 3.93% Series A Senior Unsecured Notes due March 3, 2016 (the "Series A Notes"). AIG was an indirect beneficial owner of the Series A Notes. Read SEC document |
| September 24, 2015 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.93% Series A Senior Unsecured Notes due March 3, 2016 | 5,454,545.45 | $5,498,181.81 | $29,990,082,575,008.26 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F4 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 100.8% of the face value of the redeemed securities. F5 · ownership.nature: The United States Life Insurance Company in the City of New York ("USLIC"), an indirect wholly owned subsidiary of AIG, directly held the reported principal amount of the 3.93% Series A Senior Unsecured Notes due March 3, 2016 (the "Series A Notes"). AIG was an indirect beneficial owner of the Series A Notes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.