organization · Reporting owner
Lexington Insurance Co
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Report date November 16, 2018 · Filed November 19, 2018
Jointly reported with AMERICAN INTERNATIONAL GROUP, INC., United States Life Insurance Co in the City of New York, AMERICAN GENERAL LIFE INSURANCE CO
Section 16 reporting ended · disclosed 2018-11-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectHeld through subsidiaries | 0 |
Reported balance
After 2018-11-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-11-16 · Other · Disposed 30 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F2: Immediately prior to the effective time of the merger, Lexington Insurance Company ("Lexington") and The United States Life Insurance Company in The City of New York ("USLIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 10 shares and 20 shares, respectively, of the Series A Mandatory Redeemable Preferred Stock (the "Series A MRPS"). AIG is an indirect beneficial owner of the Series A MRPS. In connection with the merger, such Series A MRPS were converted into 10 shares and 20 shares, respectively, of the Series D Mandatory Redeemable Preferred Stock of EMO having identical terms. |
| Series B Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectHeld through subsidiaries | 0 |
Reported balance
After 2018-11-16 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-11-16 · Other · Disposed 70 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F3: Immediately prior to the effective time of the merger, American General Life Insurance Company ("AGLIC") and Lexington, each an indirect wholly owned subsidiary of AIG, directly held 47 shares and 23 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS. In connection with the merger, such Series B MRPS were converted into 47 shares and 23 shares, respectively, of the Series E Mandatory Redeemable Preferred Stock of EMO having identical terms. |
| 4.51% Series C Senior Secured Notes due October 15, 2023SEC Table I · non-derivative | IndirectHeld through subsidiaries | 0 |
Reported balance
After 2018-11-16 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-11-16 · Other · Disposed 16,887,467.92 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F4: The amount shown reflects a cash dollar value. F5: Immediately prior to the effective time of the merger, AGLIC and American Home Assurance Company ("AHAC"), each an indirect wholly owned subsidiary of AIG, directly held $11,525,696.92 principal amount and $5,361,771.00 principal amount, respectively, of the 4.51% Series C Senior Secured Notes due October 15, 2023 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. In connection with the merger, the obligations under such Series C Notes were assumed by EMO. |
| 4.66% Series D Senior Secured Notes due October 15, 2025SEC Table I · non-derivative | IndirectHeld through subsidiaries | 0 |
Reported balance
After 2018-11-16 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2018-11-16 · Other · Disposed 22,643,477.92 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F4: The amount shown reflects a cash dollar value. F6: Immediately prior to the effective time of the merger, AGLIC, AHAC, USLIC and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, directly held $3,000,260.87 principal amount, $7,189,304.00 principal amount, $2,264,347.83 principal amount and $10,189,565.22 principal amount, respectively, of the 4.66% Series D Senior Secured Notes due October 15, 2025 (the "Series D Notes"). AIG is an indirect beneficial owner of the Series D Notes. In connection with the merger, the obligations under such Series D Notes were assumed by EMO. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below.
F2: Immediately prior to the effective time of the merger, Lexington Insurance Company ("Lexington") and The United States Life Insurance Company in The City of New York ("USLIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 10 shares and 20 shares, respectively, of the Series A Mandatory Redeemable Preferred Stock (the "Series A MRPS"). AIG is an indirect beneficial owner of the Series A MRPS. In connection with the merger, such Series A MRPS were converted into 10 shares and 20 shares, respectively, of the Series D Mandatory Redeemable Preferred Stock of EMO having identical terms.
F3: Immediately prior to the effective time of the merger, American General Life Insurance Company ("AGLIC") and Lexington, each an indirect wholly owned subsidiary of AIG, directly held 47 shares and 23 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS. In connection with the merger, such Series B MRPS were converted into 47 shares and 23 shares, respectively, of the Series E Mandatory Redeemable Preferred Stock of EMO having identical terms.
F4: The amount shown reflects a cash dollar value.
F5: Immediately prior to the effective time of the merger, AGLIC and American Home Assurance Company ("AHAC"), each an indirect wholly owned subsidiary of AIG, directly held $11,525,696.92 principal amount and $5,361,771.00 principal amount, respectively, of the 4.51% Series C Senior Secured Notes due October 15, 2023 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. In connection with the merger, the obligations under such Series C Notes were assumed by EMO.
F6: Immediately prior to the effective time of the merger, AGLIC, AHAC, USLIC and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, directly held $3,000,260.87 principal amount, $7,189,304.00 principal amount, $2,264,347.83 principal amount and $10,189,565.22 principal amount, respectively, of the 4.66% Series D Senior Secured Notes due October 15, 2025 (the "Series D Notes"). AIG is an indirect beneficial owner of the Series D Notes. In connection with the merger, the obligations under such Series D Notes were assumed by EMO.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2018 Filed Nov 19, 2018 15:59 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | Other4.66% Series D Senior Secured Notes due October 15, 2025 | 22,643,477.92 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-059087 · doc4.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F4 · shares: The amount shown reflects a cash dollar value. F1 · price: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F6 · ownership.nature: Immediately prior to the effective time of the merger, AGLIC, AHAC, USLIC and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, directly held $3,000,260.87 principal amount, $7,189,304.00 principal amount, $2,264,347.83 principal amount and $10,189,565.22 principal amount, respectively, of the 4.66% Series D Senior Secured Notes due October 15, 2025 (the "Series D Notes"). AIG is an indirect beneficial owner of the Series D Notes. In connection with the merger, the obligations under such Series D Notes were assumed by EMO. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 15:59 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | Other4.51% Series C Senior Secured Notes due October 15, 2023 | 16,887,467.92 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-059087 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F4 · shares: The amount shown reflects a cash dollar value. F1 · price: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F5 · ownership.nature: Immediately prior to the effective time of the merger, AGLIC and American Home Assurance Company ("AHAC"), each an indirect wholly owned subsidiary of AIG, directly held $11,525,696.92 principal amount and $5,361,771.00 principal amount, respectively, of the 4.51% Series C Senior Secured Notes due October 15, 2023 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. In connection with the merger, the obligations under such Series C Notes were assumed by EMO. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 15:59 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | OtherSeries B Mandatory Redeemable Preferred Stock | 70 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-059087 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F3 · price: Immediately prior to the effective time of the merger, American General Life Insurance Company ("AGLIC") and Lexington, each an indirect wholly owned subsidiary of AIG, directly held 47 shares and 23 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS. In connection with the merger, such Series B MRPS were converted into 47 shares and 23 shares, respectively, of the Series E Mandatory Redeemable Preferred Stock of EMO having identical terms. F3 · ownership.nature: Immediately prior to the effective time of the merger, American General Life Insurance Company ("AGLIC") and Lexington, each an indirect wholly owned subsidiary of AIG, directly held 47 shares and 23 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS. In connection with the merger, such Series B MRPS were converted into 47 shares and 23 shares, respectively, of the Series E Mandatory Redeemable Preferred Stock of EMO having identical terms. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 15:59 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | OtherSeries A Mandatory Redeemable Preferred Stock | 30 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-059087 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F2 · price: Immediately prior to the effective time of the merger, Lexington Insurance Company ("Lexington") and The United States Life Insurance Company in The City of New York ("USLIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 10 shares and 20 shares, respectively, of the Series A Mandatory Redeemable Preferred Stock (the "Series A MRPS"). AIG is an indirect beneficial owner of the Series A MRPS. In connection with the merger, such Series A MRPS were converted into 10 shares and 20 shares, respectively, of the Series D Mandatory Redeemable Preferred Stock of EMO having identical terms. F2 · ownership.nature: Immediately prior to the effective time of the merger, Lexington Insurance Company ("Lexington") and The United States Life Insurance Company in The City of New York ("USLIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 10 shares and 20 shares, respectively, of the Series A Mandatory Redeemable Preferred Stock (the "Series A MRPS"). AIG is an indirect beneficial owner of the Series A MRPS. In connection with the merger, such Series A MRPS were converted into 10 shares and 20 shares, respectively, of the Series D Mandatory Redeemable Preferred Stock of EMO having identical terms. Read SEC document |
| February 12, 2016 Filed Apr 28, 2017 22:01 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | Other4.66% Series D Senior Secured Notes due October 15, 2025 | 1,606,956.52 | $1,639,095.65 | $2,633,955,441,671.14 |
DisclosureSEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 15 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F16 · ownership.nature: After giving effect to the redemption on February 12, 2016, AGLIC, AHAC, USLIC, VALIC and UGRIC directly hold $3,000,260.87 principal amount, $7,189,304.35 principal amount, $2,264,347.83 principal amount, $9,623,478.26 principal amount and $566,086.96 principal amount, respectively, of the Series D Notes. On July 11, 2016, as part of an exchange of securities baskets, UGRIC transferred $566,086.96 principal amount of the Series D Notes to VALIC. Read SEC document |
| February 12, 2016 Filed Apr 28, 2017 22:01 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | Other4.51% Series C Senior Secured Notes due October 15, 2023 | 1,198,465.48 | $1,222,434.79 | $1,465,045,897,366.05 |
DisclosureSEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 11 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F12 · ownership.nature: After giving effect to the redemption on February 12, 2016, AGLIC, CIIC and UGRIC directly held $11,103,510.22 principal amount, $5,361,771.09 principal amount and $422,186.70 principal amount, respectively, of the Series C Notes. On July 11, 2016, as part of an exchange of securities baskets, UGRIC transferred $422,186.70 principal amount of the Series C Notes to Lexington. On January 24, 2017, as part of a transfer of a portfolio of securities, Lexington transferred $422,186.70 principal amount of the Series C Notes to AGLIC. AIG is an indirect beneficial owner of the Series C Notes. Read SEC document |
| February 11, 2016 Filed Apr 28, 2017 22:01 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | Other4.66% Series D Senior Secured Notes due October 15, 2025 | 4,236,521.73 | $4,321,252.16 | $18,307,078,676,649.44 |
DisclosureSEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 14 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F15 · ownership.nature: After giving effect to the redemption on February 11, 2016, AGLIC, AHAC, USLIC, VALIC and UGRIC directly held $3,213,182.61 principal amount, $7,699,513.05 principal amount, $2,425,043.48 principal amount, $10,306,434.78 principal amount and $606,260.87 principal amount, respectively, of the Series D Notes. AIG is an indirect beneficial owner of the Series D Notes. Read SEC document |
| February 11, 2016 Filed Apr 28, 2017 22:01 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | Other4.51% Series C Senior Secured Notes due October 15, 2023 | 3,159,590.8 | $3,222,782.62 | $10,182,674,316,551.90 |
DisclosureSEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 10 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F11 · ownership.nature: After giving effect to the redemption on February 11, 2016, AGLIC, CIIC and UGRIC directly held $11,891,501.27 principal amount, $5,742,283.88 principal amount and $452,148.34 principal amount, respectively, of the Series C Notes. AIG is an indirect beneficial owner of the Series C Notes. Read SEC document |
| February 11, 2016 Filed Apr 28, 2017 22:01 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | OtherSeries B Mandatory Redeemable Preferred Stock | 99 | $102,000.00 | $10,098,000.00 |
DisclosureSEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 7 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 70 F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F8 · ownership.nature: After giving effect to the redemption on February 11, 2016, AGLIC, Lexington and UGMIC directly hold 47 shares, 23 shares and 0 shares, respectively, of the Series B MRPS. AIG is an indirect beneficial owner of the Series B MRPS. Read SEC document |
| February 11, 2016 Filed Apr 28, 2017 22:01 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | OtherSeries A Mandatory Redeemable Preferred Stock | 41 | $102,000.00 | $4,182,000.00 |
DisclosureSEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 30 F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F4 · ownership.nature: After giving effect to the redemption on February 11, 2016, Lexington, USLIC and UGMIC directly hold 10 shares, 20 shares and 0 shares, respectively, of the Series A MRPS. AIG is an indirect beneficial owner of the Series A MRPS. Read SEC document |
| February 05, 2016 Filed Apr 28, 2017 22:01 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | OtherSeries B Mandatory Redeemable Preferred Stock | 71 | $102,000.00 | $7,242,000.00 |
DisclosureSEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 6 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 169 F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F7 · ownership.nature: After giving effect to the redemption on February 5, 2016, AGLIC, Lexington and UGMIC directly held 113 shares, 55 shares and 1 share, respectively, of the Series B MRPS. AIG is an indirect beneficial owner of the Series B MRPS. Read SEC document |
| February 05, 2016 Filed Apr 28, 2017 22:01 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | OtherSeries A Mandatory Redeemable Preferred Stock | 29 | $102,000.00 | $2,958,000.00 |
DisclosureSEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 71 F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F3 · ownership.nature: After giving effect to the redemption on February 5, 2016, Lexington, USLIC and UGMIC directly held 23 shares, 47 shares and 1 share, respectively, of the Series A MRPS. AIG is an indirect beneficial owner of the Series A MRPS. Read SEC document |
| February 04, 2016 Filed Apr 28, 2017 22:01 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | Other4.66% Series D Senior Secured Notes due October 15, 2025 | 5,113,043.48 | $5,215,304.35 | $26,666,077,902,983.14 |
DisclosureSEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 13 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F14 · ownership.nature: After giving effect to the redemption on February 4, 2016, AGLIC, AHAC, USLIC, VALIC and UGRIC directly held $3,774,521.74 principal amount, $9,044,608.70 principal amount, $2,848,695.65 principal amount, $12,106,956.52 principal amount and $712,173.91 principal amount, respectively, of the Series D Notes. AIG is an indirect beneficial owner of the Series D Notes. Read SEC document |
| February 04, 2016 Filed Apr 28, 2017 22:01 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | Other4.51% Series C Senior Secured Notes due October 15, 2023 | 3,813,299.24 | $3,889,565.23 | $14,832,076,135,489.43 |
DisclosureSEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 9 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F10 · ownership.nature: After giving effect to the redemption on February 4, 2016, AGLIC, CIIC and UGRIC directly held $13,968,932.22 principal amount, $6,745,453.96 principal amount and $531,138.11 principal amount, respectively, of the Series C Notes. AIG is an indirect beneficial owner of the Series C Notes. Read SEC document |
| December 22, 2015 Filed Apr 28, 2017 22:01 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | OtherSeries B Mandatory Redeemable Preferred Stock | 160 | $102,000.00 | $16,320,000.00 |
DisclosureSEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 5 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 240 F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F6 · ownership.nature: After giving effect to the redemption on December 22, 2015, AGLIC, Lexington and UGMIC directly held 160 shares, 78 shares and 2 shares, respectively, of the Series B MRPS. AIG is an indirect beneficial owner of the Series B MRPS. Read SEC document |
| December 22, 2015 Filed Jun 23, 2017 21:56 UTC Amendment | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | SaleSeries B Mandatory Redeemable Preferred Stock | 160 | $102,000.00 | $16,320,000.00 |
DisclosureSEC source: 0001209191-17-041746 · doc4a.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 240 F1 · ownership.nature: After giving effect to the sale on December 22, 2015, American General Life Insurance Company ("AGLIC"), Lexington Insurance Company ("Lexington"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), and The United Guaranty Mortgage Indemnity Company ("UGMIC"), a former indirect wholly owned subsidiary of AIG, directly held 160 shares, 78 shares and 2 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS. Read SEC document |
| December 18, 2015 Filed Apr 28, 2017 22:01 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | Other4.66% Series D Senior Secured Notes due October 15, 2025 | 6,400,000 | $6,528,000.00 | $41,779,200,000,000.00 |
DisclosureSEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 12 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F13 · ownership.nature: After giving effect to the redemption on December 18, 2015, AGLIC, American Home Assurance Company ("AHAC"), USLIC and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, and UGRIC directly held $4,452,000.00 principal amount, $10,668,000.00 principal amount, $3,360,000.00 principal amount, $14,280,000.00 principal amount and $840,000.00 principal amount, respectively, of the 4.66% Series D Senior Secured Notes due October 15, 2025 (the "Series D Notes"). AIG is an indirect beneficial owner of the Series D Notes. Read SEC document |
| December 18, 2015 Filed Apr 28, 2017 22:01 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | Other4.51% Series C Senior Secured Notes due October 15, 2023 | 4,941,176.47 | $5,040,000.00 | $24,903,529,408,800.00 |
DisclosureSEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 8 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F9 · ownership.nature: After giving effect to the redemption on December 18, 2015, AGLIC, Commerce and Industry Insurance Company ("CIIC"), an indirect wholly owned subsidiary of AIG, and United Guaranty Residential Insurance Company ("UGRIC"), a former indirect wholly owned subsidiary of AIG, directly held $16,476,176.47 principal amount, $7,956,176.47 principal amount and $626,470.59 principal amount, respectively, of the 4.51% Series C Senior Secured Notes due October 15, 2023 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. Read SEC document |
| July 23, 2015 Filed Apr 28, 2017 22:01 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | PurchaseSeries B Mandatory Redeemable Preferred Stock | 400 | $100,000.00 | $40,000,000.00 |
DisclosureSEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 400 F5 · ownership.nature: After giving effect to the acquisition on July 23, 2015, American General Life Insurance Company ("AGLIC"), Lexington and UGMIC directly held 266 shares, 130 shares and 4 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS. Read SEC document |
| July 23, 2015 Filed Apr 28, 2017 22:01 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | PurchaseSeries A Mandatory Redeemable Preferred Stock | 100 | $100,000.00 | $10,000,000.00 |
DisclosureSEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 100 F1 · ownership.nature: After giving effect to the acquisition on July 23, 2015, Lexington Insurance Company ("Lexington") and The United States Life Insurance Company in The City of New York ("USLIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), and The United Guaranty Mortgage Indemnity Company ("UGMIC"), a former indirect wholly owned subsidiary of AIG, directly held 32 shares, 67 shares and 1 share, respectively, of the Series A Mandatory Redeemable Preferred Stock (the "Series A MRPS"). AIG is an indirect beneficial owner of the Series A MRPS. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.