Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dominari Holdings Inc.DOMH · Entity 7162 | Director · CEO | September 10, 2026 | September 14, 2026 |
| REVELATION BIOSCIENCES, INC.PAIC · Entity 8359 | Director | October 07, 2020 | October 09, 2020 |
| Rocket One Inc.HOTH · Entity 7736 | Former Director | May 26, 2020 | February 16, 2021 |
| SIM Acquisition Corp. ISIMA · Entity 9120 | Director | March 07, 2026 | May 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dominari Holdings Inc.
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,600,873 |
Ending reported balance
After 2026-09-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-10 · Purchase · Acquired 50,000 · Balance 4,550,873 F1: On September 10, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction. F2: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. Row 2 · 2026-09-11 · Purchase · Acquired 50,000 · Balance 4,600,873 F3: On September 11, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction. F2: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 10, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction.
F2: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.
F3: On September 11, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction.
REVELATION BIOSCIENCES, INC.
Report date October 07, 2020 · Filed October 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2020-10-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,000 |
Rocket One Inc.
Report date May 26, 2020 · Filed February 16, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-05-26 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-05-26 · Sale · Disposed 0 · Balance 0 |
SIM Acquisition Corp. I
Report date March 07, 2026 · Filed May 07, 2026
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2026 Filed Sep 14, 2026 12:00 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 50,000 | $2.16 | $108,135.00 |
DisclosureSEC source: 0001213900-26-099457 · ownership.xml · nonDerivative · entry 2 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,600,873 F3 · shares: On September 11, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction. F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. Read SEC document |
| September 10, 2026 Filed Sep 14, 2026 12:00 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 50,000 | $2.02 | $101,055.00 |
DisclosureSEC source: 0001213900-26-099457 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,550,873 F1 · shares: On September 10, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction. F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. Read SEC document |
| July 27, 2026 Filed Jul 28, 2026 20:15 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GiftCommon Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-082271 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,500,873 F1 · price: On July 27, 2026, the Reporting Person made a charitable gift of 250,000 shares to Hayes Charitable Foundation. No value was received for the gifted shares. F1 · balance_after: On July 27, 2026, the Reporting Person made a charitable gift of 250,000 shares to Hayes Charitable Foundation. No value was received for the gifted shares. Read SEC document |
| March 04, 2026 Filed Mar 25, 2026 01:23 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantCommon Stock | 3,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-033790 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,750,873 F1 · price: On January 7, 2026, the Reporting Person was granted 3,000,000 shares of common stock pursuant to the 2022 Equity Incentive Plan. The grant was originally subject to stockholder approval of an amendment to the 2022 Equity Incentive Plan, which was obtained on March 4, 2026, and registration of the shares on Form S-8, which occurred on March 13, 2026. On March 18, 2026, the shares were issued to Reporting Person. Read SEC document |
| December 08, 2025 Filed Dec 11, 2025 02:22 UTC Amendment | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 23,000 | $3.87 | $89,053.70 |
DisclosureSEC source: 0001213900-25-120286 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,750,873 F1 · acquired: This amendment is being filed to correct an inadvertent typographical error in Table I original Form 4, filed December 10, 2025, in which the Ownership Form Codes were incorrectly listed as "Disposed Of" (D), rather than "Securities Acquired" (A). This amendment corrects such details in Table I to reflect the acquisition of securities. Read SEC document |
| December 08, 2025 Filed Dec 10, 2025 12:52 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 23,000 | $3.87 | $89,053.70 |
DisclosureSEC source: 0001213900-25-119861 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,750,873 Read SEC document |
| May 05, 2025 Filed May 6, 2025 20:15 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GiftCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-040168 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,614,566 F1 · price: On May 5, 2025, the Reporting Person made a charitable gift of 15,000 shares. No value was received for the gifted shares. F1 · balance_after: On May 5, 2025, the Reporting Person made a charitable gift of 15,000 shares. No value was received for the gifted shares. Read SEC document |
| April 16, 2025 Filed Apr 16, 2025 23:54 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantStock Option (right to buy) · Derivative | 5,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-032699 · ownership.xml · derivative · entry 3 Hayes Anthony · CIK 0001538372 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000,000 Underlying: Common Stock · 5,000,000 shares Expires 2035-02-09 F2 · derivative.exercise_price: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035. F2 · price: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035. F2 · derivative.exercise_date: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035. Read SEC document |
| March 24, 2025 Filed Mar 25, 2025 20:15 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantCommon Stock | 154,559 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001013762-25-002158 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,629,566 F1 · shares: On March 24, 2025, the Reporting Person was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F1 · price: On March 24, 2025, the Reporting Person was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 02:21 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-015820 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,475,007 F1 · shares: On February 18, 2025, the Reporting Person was granted 500,000 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F1 · price: On February 18, 2025, the Reporting Person was granted 500,000 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:49 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseSeries B Warrants (right to buy) · Derivative | 288,184 | Not disclosed Strike: $4.22 | Not disclosed |
DisclosureSEC source: 0001213900-25-012975 · ownership.xml · derivative · entry 4 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,184 Underlying: Common Stock · 288,184 shares Expires 2030-02-12 F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · derivative.underlying_shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:49 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseSeries A Warrants (right to buy) · Derivative | 288,184 | Not disclosed Strike: $3.72 | Not disclosed |
DisclosureSEC source: 0001213900-25-012975 · ownership.xml · derivative · entry 3 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,184 Underlying: Common Stock · 288,184 shares Expires 2030-02-12 F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · derivative.underlying_shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:49 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 288,184 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-012975 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 975,007 F1 · shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:23 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantCommon Stock | 309,118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-000790 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 686,823 F1 · shares: On December 31, 2024, the Reporting Person was granted 309,118 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F1 · price: On December 31, 2024, the Reporting Person was granted 309,118 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 20:32 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantCommon Stock | 154,559 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-24-052468 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 377,705 F1 · shares: On June 11, 2024, the Reporting Person was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F1 · price: On June 11, 2024, the Reporting Person was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. Read SEC document |
| May 30, 2024 Filed May 31, 2024 20:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 3,482 | $2.40 | $8,356.80 |
DisclosureSEC source: 0001213900-24-048446 · ownership.xml · nonDerivative · entry 2 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,146 F1 · shares: Reflects open market purchases of shares of the Issuer's common stock. Read SEC document |
| May 29, 2024 Filed May 31, 2024 20:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 1,158 | $2.25 | $2,605.50 |
DisclosureSEC source: 0001213900-24-048446 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,664 F1 · shares: Reflects open market purchases of shares of the Issuer's common stock. Read SEC document |
| April 05, 2024 Filed Apr 8, 2024 20:10 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 13,500 | $2.88 | $38,823.30 |
DisclosureSEC source: 0001213900-24-031175 · ownership.xml · nonDerivative · entry 2 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Rollover IRA Disclosed balance after: 116,248 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.7855 to $2.90, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. F2 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 20:10 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 3,944 | $2.62 | $10,339.20 |
DisclosureSEC source: 0001213900-24-031175 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Rollover IRA Disclosed balance after: 102,748 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 11:00 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 70,000 | $2.00 | $140,168.00 |
DisclosureSEC source: 0001213900-23-097830 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Rollover IRA Disclosed balance after: 98,804 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.96 to $2.0392, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. F3 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 21:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.00 | $4,009.80 |
DisclosureSEC source: 0001213900-23-095707 · ownership.xml · nonDerivative · entry 2 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Rollover IRA Disclosed balance after: 28,804 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 21:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.00 | $4,002.40 |
DisclosureSEC source: 0001213900-23-095707 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Rollover IRA Disclosed balance after: 26,804 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| November 24, 2023 Filed Nov 27, 2023 21:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 1,481 | $2.16 | $3,200.44 |
DisclosureSEC source: 0001213900-23-090218 · ownership.xml · nonDerivative · entry 2 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Rollover IRA Disclosed balance after: 24,804 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| November 22, 2023 Filed Nov 27, 2023 21:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 1,323 | $2.09 | $2,764.94 |
DisclosureSEC source: 0001213900-23-090218 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Rollover IRA Disclosed balance after: 23,323 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 11:01 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,500 | $1.97 | $4,915.75 |
DisclosureSEC source: 0001213900-23-088462 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Rollover IRA Disclosed balance after: 22,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| November 14, 2023 Filed Nov 15, 2023 22:23 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,500 | $1.93 | $4,824.75 |
DisclosureSEC source: 0001213900-23-087634 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Rollover IRA Disclosed balance after: 19,500 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 12:30 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 5,000 | $2.74 | $13,716.00 |
DisclosureSEC source: 0001213900-23-078533 · ownership.xml · nonDerivative · entry 3 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Rollover IRA Disclosed balance after: 17,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. F3 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 12:30 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,500 | $2.57 | $6,436.25 |
DisclosureSEC source: 0001213900-23-078533 · ownership.xml · nonDerivative · entry 2 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Rollover IRA Disclosed balance after: 12,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. F3 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 12:30 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 7,500 | $2.50 | $18,747.00 |
DisclosureSEC source: 0001213900-23-078533 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Rollover IRA Disclosed balance after: 9,500 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. F3 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 20:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.75 | $5,493.60 |
DisclosureSEC source: 0001213900-23-077016 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Rollover IRA Disclosed balance after: 2,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 21:03 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.86 | $5,717.80 |
DisclosureSEC source: 0001213900-23-070962 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,506 F1 · balance_after: On August 23, 2023, the reporting person purchased 2,000 shares of common stock in the public market at $2.8589 per share. Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 20:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.94 | $5,879.80 |
DisclosureSEC source: 0001213900-23-068954 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,506 F1 · balance_after: On August 16, 2023, the reporting person purchased 2,000 shares of common stock in the public market at $2.9399 per share. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 20:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 1,319 | $2.87 | $3,791.60 |
DisclosureSEC source: 0001213900-23-049251 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,506 F1 · balance_after: On June 14, 2023, the reporting person purchased 1,319 shares of common stock in the public market at $2.8746 per share. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 20:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 506 | $2.89 | $1,460.27 |
DisclosureSEC source: 0001213900-23-048915 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,187 F1 · balance_after: On June 13, 2023, the reporting person purchased 506 shares of common stock in the public market at $2.8859 per share. Read SEC document |
| May 24, 2023 Filed May 25, 2023 12:00 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.75 | $5,500.00 |
DisclosureSEC source: 0001213900-23-042860 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,681 F1 · balance_after: On May 24, 2023, the reporting person purchased 2,000 shares of common stock in the public market at $2.75 per share. Read SEC document |
| May 17, 2023 Filed May 18, 2023 12:30 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.77 | $5,537.80 |
DisclosureSEC source: 0001213900-23-040988 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,681 F1 · balance_after: On May 17, 2023, the reporting person purchased 2,000 shares of common stock in the public market at $2.76898 per share. Read SEC document |
| May 16, 2023 Filed May 17, 2023 12:30 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.77 | $5,534.60 |
DisclosureSEC source: 0001213900-23-040652 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,681 F1 · balance_after: On May 16, 2023, the reporting person purchased 2,000 shares of common stock in the public market at $2.7673 per share. Read SEC document |
| April 04, 2023 Filed Apr 4, 2023 22:58 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 30,000 | $3.44 | $103,143.00 |
DisclosureSEC source: 0001213900-23-027233 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,681 F1 · balance_after: On April 4, 2023, the reporting person purchased 30,000 shares of common stock in the public market at $3.4381 per share. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 14:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 4,500 | $3.69 | $16,605.00 |
DisclosureSEC source: 0001213900-22-080305 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,681 F1 · balance_after: On December 14, 2022, the reporting person purchased 4,500 shares of common stock in the public market at $3.690 per share. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 14:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 5,000 | $3.70 | $18,485.00 |
DisclosureSEC source: 0001213900-22-079914 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,181 F1 · balance_after: On December 13, 2022, the reporting person purchased 5,000 shares of common stock in the public market at $3.697 per share. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 14:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 5,000 | $3.63 | $18,125.00 |
DisclosureSEC source: 0001213900-22-079627 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,181 F1 · balance_after: On December 12, 2022, the reporting person purchased 5,000 shares of common stock in the public market at $3.625 per share. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 14:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 5,000 | $3.68 | $18,415.00 |
DisclosureSEC source: 0001213900-22-079304 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,181 F1 · balance_after: On December 9, 2022, the reporting person purchased 5,000 shares of common stock in the public market at $3.683 per share. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 14:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 5,000 | $3.56 | $17,810.00 |
DisclosureSEC source: 0001213900-22-078918 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,181 F1 · balance_after: On December 8, 2022, the reporting person purchased 5,000 shares of common stock in the public market at $3.562 per share. Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 21:23 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 5,000 | $3.48 | $17,380.00 |
DisclosureSEC source: 0001213900-22-078489 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,181 F1 · balance_after: On December 7, 2022, the reporting person purchased 5,000 shares of common stock in the public market at $3.476 per share. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 13:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 24,957 | $6.32 | $157,803.11 |
DisclosureSEC source: 0001213900-22-056072 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,181 Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 15:20 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 38,208 | $6.33 | $241,665.60 |
DisclosureSEC source: 0001213900-22-055809 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,224 Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:15 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | GrantCommon Stock | 78,588 | $6.00 | $471,528.00 |
DisclosureSEC source: 0001213900-22-052342 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,016 F1 · shares: On August 26, 2022, the reporting person was granted 78,588 shares of restricted stock at $6.00 per share pursuant to the Company's 2014 Equity Incentive Plan (the "Plan"). Read SEC document |
| May 02, 2022 Filed May 5, 2022 01:03 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | GrantNon-Qualified Stock Options · Derivative | 1,200,000 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001213900-22-024064 · ownership.xml · derivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,000 Underlying: Common Stock · 1,200,000 shares Expires 2032-05-02 F1 · derivative.exercise_date: The non-qualified stock options were issued to the Reporting person on May 2, 2022, pursuant to the Issuer's 2014 Equity Incentive Plan (the "Plan"). The award is subject to time-based vesting and will vest and be exercisable as follows (i) 400,000 on May 2, 2023, and (ii) 1/36 of the remaining grant on a monthly basis thereafter. Read SEC document |
| May 03, 2021 Filed May 4, 2021 13:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 10,000 | $0.99 | $9,900.00 |
DisclosureSEC source: 0001213900-21-024405 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,430 Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 13:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 10,000 | $0.99 | $9,900.00 |
DisclosureSEC source: 0001213900-21-023707 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,430 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.