Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dominari Holdings Inc.DOMH · Entity 7162 | Director · CEO | September 10, 2026 | September 14, 2026 |
| REVELATION BIOSCIENCES, INC.PAIC · Entity 8359 | Director | October 07, 2020 | October 09, 2020 |
| Rocket One Inc.HOTH · Entity 7736 | Former Director | May 26, 2020 | February 16, 2021 |
| SIM Acquisition Corp. ISIMA · Entity 9120 | Director | March 07, 2026 | May 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dominari Holdings Inc.
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,600,873 |
Ending reported balance
After 2026-09-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-10 · Purchase · Acquired 50,000 · Balance 4,550,873 F1: On September 10, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction. F2: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. Row 2 · 2026-09-11 · Purchase · Acquired 50,000 · Balance 4,600,873 F3: On September 11, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction. F2: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 10, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction.
F2: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.
F3: On September 11, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction.
REVELATION BIOSCIENCES, INC.
Report date October 07, 2020 · Filed October 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2020-10-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,000 |
Rocket One Inc.
Report date May 26, 2020 · Filed February 16, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-05-26 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-05-26 · Sale · Disposed 0 · Balance 0 |
SIM Acquisition Corp. I
Report date March 07, 2026 · Filed May 07, 2026
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 22, 2021 Filed Apr 23, 2021 15:10 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 10,000 | $0.93 | $9,300.00 |
DisclosureSEC source: 0001213900-21-022662 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,430 Read SEC document |
| December 23, 2020 Filed Jan 8, 2021 21:40 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001213900-21-001216 · ownership.xml · derivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-12-23 F1 · derivative.exercise_date: 50% of the options vest on December 23, 2020 and the remaining 50% shall vest on June 23, 2021. Read SEC document |
| May 26, 2020 Filed May 29, 2020 20:23 UTC | Rocket One Inc. HOTH · Entity 7736 | SaleCommon Stock, par value $0.0001 | 400,000 | $1.25 | $500,000.00 |
DisclosureSEC source: 0001213900-20-013694 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,130,674 Read SEC document |
| May 26, 2020 Filed Feb 16, 2021 22:38 UTC Amendment | Rocket One Inc. HOTH · Entity 7736 | SaleCommon Stock, par value $0.0001 | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-009744 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 24, 2019 Filed Dec 26, 2019 21:15 UTC | Rocket One Inc. HOTH · Entity 7736 | OtherOptions · Derivative | 35,000 | $0.00 Strike: $5.26 | $0.00 |
DisclosureSEC source: 0001213900-19-026996 · ownership.xml · derivative · entry 1 Hayes Anthony · CIK 0001538372 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2029-12-24 F1 · kind: The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant. Read SEC document |
| November 08, 2019 Filed Feb 14, 2020 19:28 UTC | Rocket One Inc. HOTH · Entity 7736 | OtherCommon Stock | 9,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-003890 · ownership.xml · nonDerivative · entry 3 Hayes Anthony · CIK 0001538372 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Self as CEO for Spherix Disclosed balance after: 1,600,516 F1 · kind: On October 28, 2019, Spherix Incorporated ("Spherix") distributed shares of the Issuer's common stock on a pro rata basis to its stockholders of record as of October 21, 2019 (the "Record Date"). Stockholders of Spherix received 1 share of the Issuer's common stock for each 29 shares of Spherix common stock held by such stockholders as of the Record Date. F2 · ownership.direct: 1,636,230 shares of the Issuer's common stock are owned by Spherix as of December 31, 2019. Anthony Hayes is the Chief Executive Officer and a member of the board of directors of Spherix. However, the board of directors of Spherix (with Mr. Hayes abstaining) appointed a committee that does not include Mr. Hayes to exercise voting and dispositive power over the securities held by such Spherix. As such, Mr. Hayes does not have voting and dispositive power over the shares held by Spherix. Read SEC document |
| October 28, 2019 Filed Feb 14, 2020 19:28 UTC | Rocket One Inc. HOTH · Entity 7736 | OtherCommon Stock | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-003890 · ownership.xml · nonDerivative · entry 2 Hayes Anthony · CIK 0001538372 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,301 F1 · kind: On October 28, 2019, Spherix Incorporated ("Spherix") distributed shares of the Issuer's common stock on a pro rata basis to its stockholders of record as of October 21, 2019 (the "Record Date"). Stockholders of Spherix received 1 share of the Issuer's common stock for each 29 shares of Spherix common stock held by such stockholders as of the Record Date. Read SEC document |
| October 28, 2019 Filed Feb 14, 2020 19:28 UTC | Rocket One Inc. HOTH · Entity 7736 | OtherCommon Stock | 90,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-003890 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Self as CEO for Spherix Disclosed balance after: 1,609,742 F1 · kind: On October 28, 2019, Spherix Incorporated ("Spherix") distributed shares of the Issuer's common stock on a pro rata basis to its stockholders of record as of October 21, 2019 (the "Record Date"). Stockholders of Spherix received 1 share of the Issuer's common stock for each 29 shares of Spherix common stock held by such stockholders as of the Record Date. F2 · ownership.direct: 1,636,230 shares of the Issuer's common stock are owned by Spherix as of December 31, 2019. Anthony Hayes is the Chief Executive Officer and a member of the board of directors of Spherix. However, the board of directors of Spherix (with Mr. Hayes abstaining) appointed a committee that does not include Mr. Hayes to exercise voting and dispositive power over the securities held by such Spherix. As such, Mr. Hayes does not have voting and dispositive power over the shares held by Spherix. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 13:01 UTC | Dominari Holdings Inc. SPEX · Entity 7162 | PurchaseCommon Stock, $.0001 par value per share | 8,000 | $0.88 | $7,040.00 |
DisclosureSEC source: 0001615774-18-013017 · s114142_form4.xml · nonDerivative · entry 2 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,183 Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 13:01 UTC | Dominari Holdings Inc. SPEX · Entity 7162 | PurchaseCommon Stock, $.0001 par value per share | 2,000 | $0.90 | $1,800.00 |
DisclosureSEC source: 0001615774-18-013017 · s114142_form4.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,183 Read SEC document |
| June 07, 2017 Filed Jun 7, 2017 22:43 UTC | Dominari Holdings Inc. SPEX · Entity 7162 | PurchaseCommon Stock, $.0001 par value per share | 1,000 | $1.00 | $998.50 |
DisclosureSEC source: 0001615774-17-003039 · s106492_form4.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,214 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in the open market in multiple transactions at prices ranging from $0.997 to $1.00, inclusive. The reporting person undertakes to provide to the Spherix Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 31, 2017 Filed Jun 7, 2017 22:43 UTC | Dominari Holdings Inc. SPEX · Entity 7162 | GrantStock Option (right to buy) · Derivative | 3,947 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001615774-17-003039 · s106492_form4.xml · derivative · entry 2 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,787 Underlying: Common Stock · 3,947 shares Expires 2027-05-30 F2 · derivative.exercise_date: 50% of the options vest on May 31, 2017 and the remaining 50% shall vest on May 31, 2018. Read SEC document |
| May 30, 2017 Filed May 30, 2017 20:45 UTC | Dominari Holdings Inc. SPEX · Entity 7162 | PurchaseCommon Stock, $.0001 par value per share | 1,000 | $1.04 | $1,040.00 |
DisclosureSEC source: 0001615774-17-002788 · s106391_form4.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,183 Read SEC document |
| May 26, 2017 Filed May 26, 2017 21:02 UTC | Dominari Holdings Inc. SPEX · Entity 7162 | PurchaseCommon Stock, $.0001 par value per share | 2,000 | $0.97 | $1,940.00 |
DisclosureSEC source: 0001615774-17-002766 · s106372_form4.xml · nonDerivative · entry 4 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,183 Read SEC document |
| May 25, 2017 Filed May 25, 2017 22:51 UTC | Dominari Holdings Inc. SPEX · Entity 7162 | PurchaseCommon Stock, $.0001 par value per share | 2,000 | $0.96 | $1,920.00 |
DisclosureSEC source: 0001615774-17-002713 · s106353_form4.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,214 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in the open market in multiple transactions at prices ranging from $0.96 to $0.98, inclusive. The reporting person undertakes to provide to the Spherix Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 14, 2017 Filed May 26, 2017 21:02 UTC | Dominari Holdings Inc. SPEX · Entity 7162 | Tax withholdingCommon Stock, $.0001 par value per share | 23,287 | $1.11 | $25,848.57 |
DisclosureSEC source: 0001615774-17-002766 · s106372_form4.xml · nonDerivative · entry 3 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,183 F3 · shares: On March 14, 2017, 35,969 RSUs were delivered to the Reporting Person. 23,287 shares of common stock were withheld (at the closing price of the Company's common stock on the NASDAQ Capital Market on March 14, 2017) to satisfy the tax obligation relating to the vesting of the RSUs pursuant to Section 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: On March 14, 2017, 35,969 RSUs were delivered to the Reporting Person. 23,287 shares of common stock were withheld (at the closing price of the Company's common stock on the NASDAQ Capital Market on March 14, 2017) to satisfy the tax obligation relating to the vesting of the RSUs pursuant to Section 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 31, 2016 Filed May 26, 2017 21:02 UTC | Dominari Holdings Inc. SPEX · Entity 7162 | Disposition to issuerCommon Stock, $.0001 par value per share | 59,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-17-002766 · s106372_form4.xml · nonDerivative · entry 2 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,470 F2 · shares: As of December 31, 2016, 59,256 RSUs were forfeited. F2 · price: As of December 31, 2016, 59,256 RSUs were forfeited. Read SEC document |
| May 20, 2016 Filed May 26, 2017 21:02 UTC | Dominari Holdings Inc. SPEX · Entity 7162 | GrantCommon Stock, $.0001 par value per share | 118,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-17-002766 · s106372_form4.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,726 F1 · shares: On May 20, 2016, the Reporting Person was granted 118,512 restricted stock units ("RSUs") under the Spherix Incorporated (the "Company") 2014 Equity Incentive Plan, of which 59,256 RSUs vested on December 31, 2016. F1 · price: On May 20, 2016, the Reporting Person was granted 118,512 restricted stock units ("RSUs") under the Spherix Incorporated (the "Company") 2014 Equity Incentive Plan, of which 59,256 RSUs vested on December 31, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.