Last 12 months
Inside the activity.
8 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 4 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 4 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 13, 2026 12:00 UTC |
LEDWICK TIM SChief Financial Officer
|
Tax withholdingCommon Stock | 77,031 | $2.19 | $168,697.89 |
DisclosureSEC source: 0001213900-26-108741 · ownership.xml · nonDerivative · entry 1 LEDWICK TIM S · CIK 0001016675 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,845 F1 · shares: Represents shares withheld to fulfill tax withholding obligations with respect to the vesting of a previously granted restricted stock unit award. Read SEC document |
| September 11, 2026 Filed Sep 14, 2026 12:00 UTC |
Wool Kyle MichaelDirector · President
|
PurchaseCommon Stock | 50,000 | $2.16 | $108,135.00 |
DisclosureSEC source: 0001213900-26-099456 · ownership.xml · nonDerivative · entry 2 Wool Kyle Michael · CIK 0001856536 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,311,828 F3 · shares: On September 11, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction. F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. Read SEC document |
| September 11, 2026 Filed Sep 14, 2026 12:00 UTC |
Hayes AnthonyDirector · CEO
|
PurchaseCommon Stock | 50,000 | $2.16 | $108,135.00 |
DisclosureSEC source: 0001213900-26-099457 · ownership.xml · nonDerivative · entry 2 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,600,873 F3 · shares: On September 11, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction. F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. Read SEC document |
| September 10, 2026 Filed Sep 14, 2026 12:00 UTC |
Wool Kyle MichaelDirector · President
|
PurchaseCommon Stock | 50,000 | $2.02 | $101,055.00 |
DisclosureSEC source: 0001213900-26-099456 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,261,828 F1 · shares: On September 10, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction. F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. Read SEC document |
| September 10, 2026 Filed Sep 14, 2026 12:00 UTC |
Hayes AnthonyDirector · CEO
|
PurchaseCommon Stock | 50,000 | $2.02 | $101,055.00 |
DisclosureSEC source: 0001213900-26-099457 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,550,873 F1 · shares: On September 10, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction. F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. Read SEC document |
| July 27, 2026 Filed Jul 28, 2026 20:15 UTC |
Hayes AnthonyDirector · CEO
|
GiftCommon Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-082271 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,500,873 F1 · price: On July 27, 2026, the Reporting Person made a charitable gift of 250,000 shares to Hayes Charitable Foundation. No value was received for the gifted shares. F1 · balance_after: On July 27, 2026, the Reporting Person made a charitable gift of 250,000 shares to Hayes Charitable Foundation. No value was received for the gifted shares. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 20:15 UTC |
LEDWICK TIM SChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $3.05 | Not disclosed |
DisclosureSEC source: 0001213900-26-075495 · ownership.xml · derivative · entry 1 LEDWICK TIM S · CIK 0001016675 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2036-07-01 F1 · derivative.exercise_price: On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027. F1 · price: On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 20:15 UTC |
Blattner Gregory JamesDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $3.05 | Not disclosed |
DisclosureSEC source: 0001213900-26-075494 · ownership.xml · derivative · entry 1 Blattner Gregory James · CIK 0001739725 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2036-07-01 F1 · derivative.exercise_price: On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027. F1 · price: On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 20:15 UTC |
Parsley Brian KeithDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $3.05 | Not disclosed |
DisclosureSEC source: 0001213900-26-075492 · ownership.xml · derivative · entry 1 Parsley Brian Keith · CIK 0002088830 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2036-07-01 F1 · derivative.exercise_price: On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027. F1 · price: On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 20:15 UTC |
Haug KyleDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $3.05 | Not disclosed |
DisclosureSEC source: 0001213900-26-075493 · ownership.xml · derivative · entry 1 Haug Kyle · CIK 0002001535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2036-07-01 F1 · derivative.exercise_price: On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027. F1 · price: On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 20:15 UTC | GrantStock Option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $3.05 | Not disclosed |
DisclosureSEC source: 0001213900-26-075491 · ownership.xml · derivative · entry 1 Devall Christopher Franklin · CIK 0001961226 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2036-07-01 F1 · derivative.exercise_price: On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027. F1 · price: On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027. Read SEC document |
|
| March 04, 2026 Filed Mar 25, 2026 01:23 UTC |
Hayes AnthonyDirector · CEO
|
GrantCommon Stock | 3,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-033790 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,750,873 F1 · price: On January 7, 2026, the Reporting Person was granted 3,000,000 shares of common stock pursuant to the 2022 Equity Incentive Plan. The grant was originally subject to stockholder approval of an amendment to the 2022 Equity Incentive Plan, which was obtained on March 4, 2026, and registration of the shares on Form S-8, which occurred on March 13, 2026. On March 18, 2026, the shares were issued to Reporting Person. Read SEC document |
| March 04, 2026 Filed Mar 25, 2026 01:22 UTC |
Wool Kyle MichaelDirector · President
|
GrantCommon Stock | 3,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-033787 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,211,828 F1 · price: On January 7, 2026, the Reporting Person was granted 3,000,000 shares of common stock pursuant to the 2022 Equity Incentive Plan. The grant was originally subject to stockholder approval of an amendment to the 2022 Equity Incentive Plan, which was obtained on March 4, 2026, and registration of the shares on Form S-8, which occurred on March 13, 2026. On March 18, 2026, the shares were issued to Reporting Person. Read SEC document |
| January 09, 2026 Filed Mar 25, 2026 01:23 UTC |
Haug KyleDirector
|
GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-033789 · ownership.xml · nonDerivative · entry 1 Haug Kyle · CIK 0002001535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,409 F1 · shares: On January 9, 2026, the Reporting Person was granted 25,000 shares of restricted stock pursuant to the 2022 Equity Incentive Plan. The granted shares vested on January 9, 2026. F1 · price: On January 9, 2026, the Reporting Person was granted 25,000 shares of restricted stock pursuant to the 2022 Equity Incentive Plan. The granted shares vested on January 9, 2026. Read SEC document |
| January 09, 2026 Filed Mar 25, 2026 01:22 UTC |
Blattner Gregory JamesDirector
|
GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-033785 · ownership.xml · nonDerivative · entry 1 Blattner Gregory James · CIK 0001739725 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,411 F1 · price: On January 9, 2026, the Reporting Person was granted 25,000 shares of restricted stock pursuant to the 2022 Equity Incentive Plan. The granted shares vested on January 9, 2026. Read SEC document |
| January 09, 2026 Filed Mar 25, 2026 01:22 UTC |
Parsley Brian KeithDirector
|
GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-033784 · ownership.xml · nonDerivative · entry 1 Parsley Brian Keith · CIK 0002088830 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 F1 · shares: On January 9, 2026, the Reporting Person was granted 25,000 shares of restricted stock pursuant to the 2022 Equity Incentive Plan. The granted shares vested on January 9, 2026. F1 · price: On January 9, 2026, the Reporting Person was granted 25,000 shares of restricted stock pursuant to the 2022 Equity Incentive Plan. The granted shares vested on January 9, 2026. Read SEC document |
| January 09, 2026 Filed Mar 25, 2026 12:10 UTC |
LEDWICK TIM SChief Financial Officer
|
GrantCommon Stock | 316,346 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-033846 · ownership.xml · nonDerivative · entry 1 LEDWICK TIM S · CIK 0001016675 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,817 F1 · shares: On January 9, 2026, the Reporting Person was granted 316,346 shares of restricted stock pursuant to the 2022 Equity Incentive Plan. The granted shares will vest upon the earlier of 1) September 30, 2026, or 2) an Acceleration Event has occurred ("Acceleration Event" means the occurrence of any of the following: (i) a Change in Control (as defined in the 2022 Equity Incentive Plan); (ii) a termination of the Reporting Person's services by the Company other than for Cause (as defined in the 2022 Equity Incentive Plan); (iii) a termination of the Reporting Person's services by the Reporting Person for Good Reason; or (iv) a termination of the Reporting Person's services as a result of the Reporting Person's death or total disability, as determined by the 2022 Equity Incentive Plan administrator). F1 · price: On January 9, 2026, the Reporting Person was granted 316,346 shares of restricted stock pursuant to the 2022 Equity Incentive Plan. The granted shares will vest upon the earlier of 1) September 30, 2026, or 2) an Acceleration Event has occurred ("Acceleration Event" means the occurrence of any of the following: (i) a Change in Control (as defined in the 2022 Equity Incentive Plan); (ii) a termination of the Reporting Person's services by the Company other than for Cause (as defined in the 2022 Equity Incentive Plan); (iii) a termination of the Reporting Person's services by the Reporting Person for Good Reason; or (iv) a termination of the Reporting Person's services as a result of the Reporting Person's death or total disability, as determined by the 2022 Equity Incentive Plan administrator). Read SEC document |
| December 11, 2025 Filed Dec 13, 2025 02:48 UTC | GrantCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-121400 · ownership.xml · nonDerivative · entry 1 Devall Christopher Franklin · CIK 0001961226 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,702 F1 · shares: On December 11, 2025, the Reporting Person was granted 10,000 shares of restricted stock pursuant to the 2022 Equity Incentive Plan, by and between the Reporting Person and the Issuer. The granted shares will vest on 12/11/2026. F1 · price: On December 11, 2025, the Reporting Person was granted 10,000 shares of restricted stock pursuant to the 2022 Equity Incentive Plan, by and between the Reporting Person and the Issuer. The granted shares will vest on 12/11/2026. Read SEC document |
|
| December 08, 2025 Filed Dec 11, 2025 02:22 UTC Amendment | PurchaseCommon Stock | 23,000 | $3.87 | $89,053.70 |
DisclosureSEC source: 0001213900-25-120286 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,750,873 F1 · acquired: This amendment is being filed to correct an inadvertent typographical error in Table I original Form 4, filed December 10, 2025, in which the Ownership Form Codes were incorrectly listed as "Disposed Of" (D), rather than "Securities Acquired" (A). This amendment corrects such details in Table I to reflect the acquisition of securities. Read SEC document |
|
| December 08, 2025 Filed Dec 11, 2025 02:20 UTC Amendment |
Wool Kyle MichaelPresident
|
PurchaseCommon Stock | 25,000 | $3.87 | $96,797.50 |
DisclosureSEC source: 0001213900-25-120285 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,211,828 F1 · acquired: This amendment is being filed to correct an inadvertent typographical error in Table I original Form 4, filed December 10, 2025, in which the Ownership Form Codes were incorrectly listed as "Disposed Of" (D), rather than "Securities Acquired" (A). This amendment corrects such details in Table I to reflect the acquisition of securities. Read SEC document |
| December 08, 2025 Filed Dec 10, 2025 12:56 UTC | SaleCommon Stock | 45,000 | $3.85 | $173,061.00 |
DisclosureSEC source: 0001213900-25-119865 · ownership.xml · nonDerivative · entry 1 Devall Christopher Franklin · CIK 0001961226 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,702 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.80 to $3.92. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. The shares were sold primarily for purposes of satisfying tax obligations related to the grant of 351,851 shares of the Issuer's common stock to the Reporting Person on February 10, 2025. Read SEC document |
|
| December 08, 2025 Filed Dec 10, 2025 12:54 UTC |
Wool Kyle MichaelPresident
|
PurchaseCommon Stock | 25,000 | $3.87 | $96,797.50 |
DisclosureSEC source: 0001213900-25-119863 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,453,817 F1 · balance_after: Of the 2,453,817 shares reported as beneficially owned directly, 1,211,828 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares of common stock are directly owned by Mr. Wool's spouse, Soo Yu, which are deemed to be beneficially owned by Mr. Woo. Read SEC document |
| December 08, 2025 Filed Dec 10, 2025 12:52 UTC | PurchaseCommon Stock | 23,000 | $3.87 | $89,053.70 |
DisclosureSEC source: 0001213900-25-119861 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,750,873 Read SEC document |
|
| December 05, 2025 Filed Dec 6, 2025 01:56 UTC | SaleCommon Stock | 140,000 | $3.82 | $534,254.00 |
DisclosureSEC source: 0001213900-25-118910 · ownership.xml · nonDerivative · entry 3 Devall Christopher Franklin · CIK 0001961226 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,702 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $4.17. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. The shares were sold primarily for purposes of satisfying tax obligations related to the grant of 351,851 shares of the Issuer's common stock to the Reporting Person on February 10, 2025. Read SEC document |
|
| December 04, 2025 Filed Dec 6, 2025 01:56 UTC | SaleCommon Stock | 40,000 | $4.21 | $168,548.00 |
DisclosureSEC source: 0001213900-25-118910 · ownership.xml · nonDerivative · entry 2 Devall Christopher Franklin · CIK 0001961226 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 330,702 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.15 to $4.27. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. The shares were sold primarily for purposes of satisfying tax obligations related to the grant of 351,851 shares of the Issuer's common stock to the Reporting Person on February 10, 2025. Read SEC document |
|
| December 03, 2025 Filed Dec 6, 2025 01:56 UTC | SaleCommon Stock | 40,000 | $4.22 | $168,604.00 |
DisclosureSEC source: 0001213900-25-118910 · ownership.xml · nonDerivative · entry 1 Devall Christopher Franklin · CIK 0001961226 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 370,702 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.30. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. The shares were sold primarily for purposes of satisfying tax obligations related to the grant of 351,851 shares of the Issuer's common stock to the Reporting Person on February 10, 2025. Read SEC document |
|
| September 23, 2025 Filed Sep 25, 2025 21:00 UTC |
Blattner Gregory JamesDirector
|
SaleCommon Stock | 14,409 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-091709 · ownership.xml · nonDerivative · entry 1 Blattner Gregory James · CIK 0001739725 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,411 F1 · price: On September 23, 2025, the Reporting Person sold 14,409 shares of the Issuer's common stock, at an average offering price of $7.99 per share. Read SEC document |
| May 05, 2025 Filed May 6, 2025 20:15 UTC |
Hayes AnthonyDirector · CEO · 10% owner
|
GiftCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-040168 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,614,566 F1 · price: On May 5, 2025, the Reporting Person made a charitable gift of 15,000 shares. No value was received for the gifted shares. F1 · balance_after: On May 5, 2025, the Reporting Person made a charitable gift of 15,000 shares. No value was received for the gifted shares. Read SEC document |
| April 16, 2025 Filed Apr 16, 2025 23:55 UTC |
Wool Kyle MichaelDirector · President · 10% owner
Yu SooDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 5,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-032700 · ownership.xml · derivative · entry 9 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000,000 Underlying: Common Stock · 5,000,000 shares Expires 2035-02-09 F8 · derivative.exercise_price: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035. F8 · price: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035. F8 · derivative.exercise_date: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035. Read SEC document |
| April 16, 2025 Filed Apr 16, 2025 23:54 UTC |
Hayes AnthonyDirector · CEO · 10% owner
|
GrantStock Option (right to buy) · Derivative | 5,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-032699 · ownership.xml · derivative · entry 3 Hayes Anthony · CIK 0001538372 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000,000 Underlying: Common Stock · 5,000,000 shares Expires 2035-02-09 F2 · derivative.exercise_price: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035. F2 · price: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035. F2 · derivative.exercise_date: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035. Read SEC document |
| March 24, 2025 Filed Mar 25, 2025 20:15 UTC |
Hayes AnthonyDirector · CEO · 10% owner
|
GrantCommon Stock | 154,559 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001013762-25-002158 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,629,566 F1 · shares: On March 24, 2025, the Reporting Person was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F1 · price: On March 24, 2025, the Reporting Person was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 02:21 UTC |
Hayes AnthonyDirector · CEO · 10% owner
|
GrantCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-015820 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,475,007 F1 · shares: On February 18, 2025, the Reporting Person was granted 500,000 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F1 · price: On February 18, 2025, the Reporting Person was granted 500,000 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 02:19 UTC |
Lieberman Ronald J.Director
|
GrantCommon Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-015819 · ownership.xml · nonDerivative · entry 1 Lieberman Ronald J. · CIK 0001541849 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,613 F1 · shares: On February 18, 2025, the Reporting Person was issued an aggregate of 150,000 shares of restricted stock pursuant to the Advisory Board Agreement, by and between the Reporting Person and the Issuer. F1 · price: On February 18, 2025, the Reporting Person was issued an aggregate of 150,000 shares of restricted stock pursuant to the Advisory Board Agreement, by and between the Reporting Person and the Issuer. Read SEC document |
| February 18, 2025 Filed Sep 30, 2025 20:30 UTC |
Lieberman Ronald CraigDirector
|
GrantCommon Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-093986 · ownership.xml · nonDerivative · entry 1 Lieberman Ronald Craig · CIK 0002086950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,613 F1 · shares: On February 18, 2025, the Reporting Person was issued an aggregate of 150,000 shares of restricted stock pursuant to the Advisory Board Agreement, by and between the Reporting Person and the Issuer. F1 · price: On February 18, 2025, the Reporting Person was issued an aggregate of 150,000 shares of restricted stock pursuant to the Advisory Board Agreement, by and between the Reporting Person and the Issuer. Read SEC document |
| February 12, 2025 Filed Feb 12, 2025 21:58 UTC |
Wool Kyle MichaelDirector · President · 10% owner
Yu SooDirector · 10% owner
|
PurchaseCommon Stock | 288,184 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-013023 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,200,769 F1 · shares: On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · price: On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F2 · balance_after: Of the 2,200,769 shares reported as beneficially owned directly, 958,780 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| February 12, 2025 Filed Mar 25, 2025 20:15 UTC |
Wool Kyle MichaelDirector · President · 10% owner
Yu SooDirector · 10% owner
|
GrantCommon Stock | 154,559 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001013762-25-002156 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,355,328 F1 · shares: On March 24, 2025, Mr. Wool was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F1 · price: On March 24, 2025, Mr. Wool was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F2 · balance_after: Of the 2,355,328 shares reported as beneficially owned directly, 1,113,339 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:07 UTC |
Dudley Robert FrederickDirector
|
GrantCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-013038 · ownership.xml · nonDerivative · entry 1 Dudley Robert Frederick · CIK 0001810073 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,411 F1 · shares: On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan. F1 · price: On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:03 UTC |
LEDWICK TIM SDirector
|
PurchaseSeries B Warrants (right to buy) · Derivative | 8,645 | Not disclosed Strike: $4.22 | Not disclosed |
DisclosureSEC source: 0001213900-25-013034 · ownership.xml · derivative · entry 4 LEDWICK TIM S · CIK 0001016675 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,645 Underlying: Common Stock · 8,645 shares Expires 2030-02-12 F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · derivative.underlying_shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:03 UTC |
LEDWICK TIM SDirector
|
PurchaseSeries A Warrants (right to buy) · Derivative | 8,645 | Not disclosed Strike: $3.72 | Not disclosed |
DisclosureSEC source: 0001213900-25-013034 · ownership.xml · derivative · entry 3 LEDWICK TIM S · CIK 0001016675 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,645 Underlying: Common Stock · 8,645 shares Expires 2030-02-12 F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · derivative.underlying_shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:03 UTC |
LEDWICK TIM SDirector
|
GrantCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-013034 · ownership.xml · nonDerivative · entry 2 LEDWICK TIM S · CIK 0001016675 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,471 F2 · shares: On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan. F2 · price: On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:03 UTC |
LEDWICK TIM SDirector
|
PurchaseCommon Stock | 8,645 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-013034 · ownership.xml · nonDerivative · entry 1 LEDWICK TIM S · CIK 0001016675 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,471 F1 · shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:00 UTC |
Lieberman Ronald J.Director
|
PurchaseSeries B Warrants (right to buy) · Derivative | 21,613 | Not disclosed Strike: $4.22 | Not disclosed |
DisclosureSEC source: 0001213900-25-013030 · ownership.xml · derivative · entry 4 Lieberman Ronald J. · CIK 0001541849 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,613 Underlying: Common Stock · 21,613 shares Expires 2030-02-12 F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · derivative.underlying_shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:00 UTC |
Lieberman Ronald J.Director
|
PurchaseSeries A Warrants (right to buy) · Derivative | 21,613 | Not disclosed Strike: $3.72 | Not disclosed |
DisclosureSEC source: 0001213900-25-013030 · ownership.xml · derivative · entry 3 Lieberman Ronald J. · CIK 0001541849 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,613 Underlying: Common Stock · 21,613 shares Expires 2030-02-12 F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · derivative.underlying_shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:00 UTC |
Lieberman Ronald J.Director
|
GrantCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-013030 · ownership.xml · nonDerivative · entry 2 Lieberman Ronald J. · CIK 0001541849 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,613 F2 · shares: On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan. F2 · price: On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:00 UTC |
Lieberman Ronald J.Director
|
PurchaseCommon Stock | 21,613 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-013030 · ownership.xml · nonDerivative · entry 1 Lieberman Ronald J. · CIK 0001541849 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,613 F1 · shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:58 UTC |
Wool Kyle MichaelDirector · President · 10% owner
Yu SooDirector · 10% owner
|
PurchaseSeries B Warrants (right to buy) · Derivative | 288,184 | Not disclosed Strike: $4.22 | Not disclosed |
DisclosureSEC source: 0001213900-25-013023 · ownership.xml · derivative · entry 10 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,184 Underlying: Common Stock · 288,184 shares Expires 2030-02-12 F1 · price: On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · derivative.underlying_shares: On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:58 UTC |
Wool Kyle MichaelDirector · President · 10% owner
Yu SooDirector · 10% owner
|
PurchaseSeries A Warrants (right to buy) · Derivative | 288,184 | Not disclosed Strike: $3.72 | Not disclosed |
DisclosureSEC source: 0001213900-25-013023 · ownership.xml · derivative · entry 9 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,184 Underlying: Common Stock · 288,184 shares Expires 2030-02-12 F1 · price: On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · derivative.underlying_shares: On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:56 UTC |
Haug KyleDirector
|
PurchaseSeries B Warrants (right to buy) · Derivative | 14,409 | Not disclosed Strike: $4.22 | Not disclosed |
DisclosureSEC source: 0001213900-25-013011 · ownership.xml · derivative · entry 4 Haug Kyle · CIK 0002001535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,409 Underlying: Common Stock · 14,409 shares Expires 2030-02-12 F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · derivative.underlying_shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:56 UTC |
Haug KyleDirector
|
PurchaseSeries A Warrants (right to buy) · Derivative | 14,409 | Not disclosed Strike: $3.72 | Not disclosed |
DisclosureSEC source: 0001213900-25-013011 · ownership.xml · derivative · entry 3 Haug Kyle · CIK 0002001535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,409 Underlying: Common Stock · 14,409 shares Expires 2030-02-12 F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · derivative.underlying_shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:56 UTC |
Haug KyleDirector
|
GrantCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-013011 · ownership.xml · nonDerivative · entry 2 Haug Kyle · CIK 0002001535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,409 F2 · shares: On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan. F2 · price: On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.