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Nasdaq · USD

RKTO

Rocket One Inc.

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7736
SEC CIK
0001711786
Parsed reports
75

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2026 Filed May 28, 2026 20:16 UTC GrantOptions · Derivative 75,000 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001213900-26-062135 · ownership.xml · derivative · entry 1

Linsley Wayne · CIK 0001809972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2036-05-26

F1 · kind: The options were issued pursuant to the Rocket One Inc. Amended and Restated 2022 Omnibus Equity Incentive Plan, as amended, and vested in full upon grant.

Read SEC document
May 26, 2026 Filed May 28, 2026 20:15 UTC
Knie RobbDirector · CEO and President
GrantOptions · Derivative 550,000 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001213900-26-062134 · ownership.xml · derivative · entry 1

Knie Robb · CIK 0001609695 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 550,000 shares

Expires 2036-05-26

F1 · kind: The options were issued pursuant to the Rocket One Inc. Amended and Restated 2022 Omnibus Equity Incentive Plan, as amended, and vested in full upon grant.

Read SEC document
May 26, 2026 Filed May 28, 2026 20:15 UTC GrantOptions · Derivative 75,000 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001213900-26-062133 · ownership.xml · derivative · entry 1

Sarnoff David · CIK 0001751105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2036-05-26

F1 · kind: The options were issued pursuant to the Rocket One Inc. Amended and Restated 2022 Omnibus Equity Incentive Plan, as amended, and vested in full upon grant.

Read SEC document
May 26, 2026 Filed May 28, 2026 20:15 UTC GrantOptions · Derivative 75,000 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001213900-26-062131 · ownership.xml · derivative · entry 1

Camarra Christopher Michael · CIK 0002069121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2036-05-26

F1 · kind: The options were issued pursuant to the Rocket One Inc. Amended and Restated 2022 Omnibus Equity Incentive Plan, as amended, and vested in full upon grant.

Read SEC document
May 26, 2026 Filed May 28, 2026 20:15 UTC
Pavell JeffDirector
GrantOptions · Derivative 75,000 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001213900-26-062128 · ownership.xml · derivative · entry 1

Pavell Jeff · CIK 0001840601 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2036-05-26

F1 · kind: The options were issued pursuant to the Rocket One Inc. Amended and Restated 2022 Omnibus Equity Incentive Plan, as amended, and vested in full upon grant.

Read SEC document
August 28, 2025 Filed Aug 28, 2025 22:48 UTC
Knie RobbDirector · CEO and President
Tax withholdingCommon Stock 310,744 $1.21 $376,000.24
Disclosure

SEC source: 0001213900-25-081945 · ownership.xml · nonDerivative · entry 2

Knie Robb · CIK 0001609695 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 547,387

Read SEC document
August 27, 2025 Filed Aug 28, 2025 22:48 UTC
Knie RobbDirector · CEO and President
GrantCommon Stock 800,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-081945 · ownership.xml · nonDerivative · entry 1

Knie Robb · CIK 0001609695 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 858,131

F1 · shares: The restricted stock was issued pursuant to the Issuer's Amended and Restated 2022 Equity Incentive Plan, as amended, and vested in full upon grant.

Read SEC document
January 14, 2025 Filed Jan 15, 2025 16:15 UTC GrantOptions · Derivative 70,000 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001213900-25-003835 · ownership.xml · derivative · entry 1

Springer Graig · CIK 0001805261 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2035-01-14

F1 · kind: The options were issued pursuant to the Issuer's Amended and Restated 2022 Equity Incentive Plan, as amended, and vested in full upon grant.

F2 · ownership.nature: Held beneficially by the wife of the Reporting Person.

Read SEC document
January 14, 2025 Filed Jan 15, 2025 21:15 UTC
Knie RobbDirector · CEO and President
GrantOptions · Derivative 7,000 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001213900-25-003838 · ownership.xml · derivative · entry 2

Knie Robb · CIK 0001609695 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2035-01-14

F2 · kind: The options were issued pursuant to the Issuer's Amended and Restated 2022 Equity Incentive Plan, as amended, and vested in full upon grant.

Read SEC document
January 14, 2025 Filed Jan 15, 2025 21:15 UTC
Knie RobbDirector · CEO and President
GrantOptions · Derivative 93,000 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001213900-25-003838 · ownership.xml · derivative · entry 1

Knie Robb · CIK 0001609695 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,000

Underlying: Common Stock · 93,000 shares

Expires 2035-01-14

F1 · kind: The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan, as amended, and vested in full upon grant.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 20:15 UTC GrantOptions · Derivative 25,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001213900-24-071459 · ownership.xml · derivative · entry 1

Linsley Wayne · CIK 0001809972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-08-19

F1 · kind: The options were issued pursuant to the Issuer's Amended and Restated 2022 Equity Incentive Plan, as amended, and vested in full upon grant.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 16:15 UTC GrantOptions · Derivative 48,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001213900-24-071463 · ownership.xml · derivative · entry 2

Springer Graig · CIK 0001805261 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 48,000

Underlying: Common Stock · 48,000 shares

Expires 2034-08-19

F1 · kind: The options were issued pursuant to the Issuer's Amended and Restated 2022 Equity Incentive Plan, as amended, and vested in full upon grant.

F2 · ownership.nature: Held beneficially by the wife of the Reporting Person.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 16:15 UTC GrantOptions · Derivative 25,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001213900-24-071463 · ownership.xml · derivative · entry 1

Springer Graig · CIK 0001805261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-08-19

F1 · kind: The options were issued pursuant to the Issuer's Amended and Restated 2022 Equity Incentive Plan, as amended, and vested in full upon grant.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 20:15 UTC
Knie RobbDirector · CEO and President
GrantOptions · Derivative 325,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001213900-24-071460 · ownership.xml · derivative · entry 1

Knie Robb · CIK 0001609695 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2034-08-19

F1 · kind: The options were issued pursuant to the Issuer's Amended and Restated 2022 Equity Incentive Plan, as amended, and vested in full upon grant.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 20:15 UTC
Pavell JeffDirector
GrantOptions · Derivative 25,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001213900-24-071462 · ownership.xml · derivative · entry 1

Pavell Jeff · CIK 0001840601 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-08-19

F1 · kind: The options were issued pursuant to the Issuer's Amended and Restated 2022 Equity Incentive Plan, as amended, and vested in full upon grant.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 20:15 UTC GrantOptions · Derivative 25,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001213900-24-071461 · ownership.xml · derivative · entry 1

Sarnoff David · CIK 0001751105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-08-19

F1 · kind: The options were issued pursuant to the Issuer's Amended and Restated 2022 Equity Incentive Plan, as amended, and vested in full upon grant.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 12:00 UTC
Knie RobbDirector · CEO and President
PurchaseCommon Stock 25,000 $0.67 $16,750.00
Disclosure

SEC source: 0001213900-24-070415 · ownership.xml · nonDerivative · entry 1

Knie Robb · CIK 0001609695 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,131

Read SEC document
January 05, 2024 Filed Jan 8, 2024 22:01 UTC GrantOptions · Derivative 25,000 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001213900-24-001955 · ownership.xml · derivative · entry 1

Linsley Wayne · CIK 0001809972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-01-05

F1 · kind: The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 17:01 UTC GrantOptions · Derivative 100,000 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001213900-24-001960 · ownership.xml · derivative · entry 2

Springer Graig · CIK 0001805261 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-01-05

F1 · kind: The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant.

F2 · ownership.nature: Held beneficially by the wife of the Reporting Person.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 17:01 UTC GrantOptions · Derivative 25,000 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001213900-24-001960 · ownership.xml · derivative · entry 1

Springer Graig · CIK 0001805261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-01-05

F1 · kind: The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 22:00 UTC
Knie RobbDirector · CEO and President
GrantOptions · Derivative 225,000 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001213900-24-001954 · ownership.xml · derivative · entry 1

Knie Robb · CIK 0001609695 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2034-01-05

F1 · kind: The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 22:01 UTC GrantOptions · Derivative 25,000 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001213900-24-001959 · ownership.xml · derivative · entry 1

Sarnoff David · CIK 0001751105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-01-05

F1 · kind: The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 22:01 UTC
Pavell JeffDirector
GrantOptions · Derivative 25,000 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001213900-24-001958 · ownership.xml · derivative · entry 1

Pavell Jeff · CIK 0001840601 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-01-05

F1 · kind: The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant.

Read SEC document
July 17, 2023 Filed Jul 18, 2023 20:15 UTC GrantOptions · Derivative 7,500 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001213900-23-057864 · ownership.xml · derivative · entry 1

Linsley Wayne · CIK 0001809972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2033-07-17

F1 · kind: The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant.

Read SEC document
July 17, 2023 Filed Jul 18, 2023 16:15 UTC GrantOptions · Derivative 20,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001213900-23-057861 · ownership.xml · derivative · entry 2

Springer Graig · CIK 0001805261 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2033-07-17

F1 · kind: The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant.

F2 · ownership.nature: Held beneficially by the wife of the Reporting Person.

Read SEC document
July 17, 2023 Filed Jul 18, 2023 16:15 UTC GrantOptions · Derivative 7,500 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001213900-23-057861 · ownership.xml · derivative · entry 1

Springer Graig · CIK 0001805261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2033-07-17

F1 · kind: The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant.

Read SEC document
July 17, 2023 Filed Jul 18, 2023 20:15 UTC
Knie RobbDirector · CEO and President
GrantOptions · Derivative 40,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001213900-23-057860 · ownership.xml · derivative · entry 1

Knie Robb · CIK 0001609695 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-07-17

F1 · kind: The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant.

Read SEC document
July 17, 2023 Filed Jul 18, 2023 20:15 UTC GrantOptions · Derivative 7,500 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001213900-23-057862 · ownership.xml · derivative · entry 1

Sarnoff David · CIK 0001751105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2033-07-17

F1 · kind: The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant.

Read SEC document
July 17, 2023 Filed Jul 18, 2023 20:15 UTC
Pavell JeffDirector
GrantOptions · Derivative 7,500 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001213900-23-057859 · ownership.xml · derivative · entry 1

Pavell Jeff · CIK 0001840601 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2033-07-17

F1 · kind: The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and vested in full upon grant.

Read SEC document
December 13, 2022 Filed Dec 13, 2022 21:40 UTC
Pavell JeffDirector
GrantCommon Stock 5,075 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-079538 · ownership.xml · nonDerivative · entry 1

Pavell Jeff · CIK 0001840601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,075

F1 · price: Issued for services as a member of the Issuer's Board of Directors.

F2 · balance_after: The common stock was issued pursuant to the Issuer's 2018 Equity Incentive Plan and shall vest in three equal annual installments, with the first installment vesting on the date of grant.

Read SEC document
September 19, 2022 Filed Sep 20, 2022 12:00 UTC
Knie RobbDirector · CEO and President
PurchaseCommon Stock 10,000 $0.39 $3,900.00
Disclosure

SEC source: 0001213900-22-057162 · ownership.xml · nonDerivative · entry 1

Knie Robb · CIK 0001609695 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,259

Read SEC document
September 16, 2022 Filed Sep 19, 2022 15:05 UTC
Knie RobbDirector · CEO and President
PurchaseCommon Stock 10,000 $0.40 $4,000.00
Disclosure

SEC source: 0001213900-22-056813 · ownership.xml · nonDerivative · entry 1

Knie Robb · CIK 0001609695 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 818,259

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:15 UTC GrantOptions · Derivative 40,000 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001213900-22-013587 · ownership.xml · derivative · entry 1

Linsley Wayne · CIK 0001809972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-03-16

F1 · kind: The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 16:15 UTC GrantOptions · Derivative 250,000 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001213900-22-013588 · ownership.xml · derivative · entry 2

Springer Graig · CIK 0001805261 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2032-03-16

F1 · kind: The options were used pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant.

F2 · ownership.nature: Held beneficially by the wife of the Reporting Person.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 16:15 UTC GrantOptions · Derivative 40,000 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001213900-22-013588 · ownership.xml · derivative · entry 1

Springer Graig · CIK 0001805261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-03-16

F1 · kind: The options were used pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:15 UTC
Knie RobbDirector · CEO and President
GrantOptions · Derivative 500,000 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001213900-22-013591 · ownership.xml · derivative · entry 1

Knie Robb · CIK 0001609695 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2032-03-16

F1 · kind: The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:15 UTC
Johns StefanieChief Scientific Officer
GrantOptions · Derivative 250,000 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001213900-22-013590 · ownership.xml · derivative · entry 1

Johns Stefanie · CIK 0001823147 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2032-03-16

F1 · kind: The options were used pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:15 UTC GrantOptions · Derivative 40,000 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001213900-22-013589 · ownership.xml · derivative · entry 1

Sarnoff David · CIK 0001751105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-03-16

F1 · kind: The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:52 UTC GrantOptions · Derivative 33,000 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001213900-21-005801 · ownership.xml · derivative · entry 1

Linsley Wayne · CIK 0001809972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 33,000 shares

Expires 2031-01-29

F1 · kind: The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 16:57 UTC GrantOptions · Derivative 150,000 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001213900-21-005808 · ownership.xml · derivative · entry 2

Springer Graig · CIK 0001805261 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2031-01-29

F1 · kind: The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant.

F2 · ownership.nature: Held beneficially by the wife of the Reporting Person.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 16:57 UTC GrantOptions · Derivative 33,000 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001213900-21-005808 · ownership.xml · derivative · entry 1

Springer Graig · CIK 0001805261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 33,000 shares

Expires 2031-01-29

F1 · kind: The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 16:54 UTC
MATS VADIMDirector
GrantOptions · Derivative 33,000 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001213900-21-005803 · ownership.xml · derivative · entry 1

MATS VADIM · CIK 0001546594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 33,000 shares

Expires 2031-01-29

F1 · kind: The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:51 UTC
Knie RobbDirector · CEO and President
GrantOptions · Derivative 225,000 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001213900-21-005799 · ownership.xml · derivative · entry 1

Knie Robb · CIK 0001609695 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2031-01-29

F1 · kind: The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:55 UTC GrantOptions · Derivative 33,000 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001213900-21-005805 · ownership.xml · derivative · entry 1

Sarnoff David · CIK 0001751105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 33,000 shares

Expires 2031-01-29

F1 · kind: The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:50 UTC
Johns StefanieChief Scientific Officer
GrantOptions · Derivative 125,000 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001213900-21-005796 · ownership.xml · derivative · entry 1

Johns Stefanie · CIK 0001823147 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2031-01-29

F1 · kind: The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant.

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July 21, 2020 Filed Jul 23, 2020 16:34 UTC GrantOptions · Derivative 15,000 $0.00 Strike: $3.05 $0.00
Disclosure

SEC source: 0001213900-20-018408 · ownership.xml · derivative · entry 1

RICE KENNETH L JR · CIK 0001126350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2030-07-21

F1 · kind: The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant.

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July 21, 2020 Filed Jul 23, 2020 20:37 UTC GrantOptions · Derivative 15,000 $0.00 Strike: $3.05 $0.00
Disclosure

SEC source: 0001213900-20-018414 · ownership.xml · derivative · entry 1

Linsley Wayne · CIK 0001809972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2030-07-21

F1 · kind: The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant.

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July 21, 2020 Filed Jul 23, 2020 16:35 UTC GrantOptions · Derivative 45,000 $0.00 Strike: $3.05 $0.00
Disclosure

SEC source: 0001213900-20-018410 · ownership.xml · derivative · entry 2

Springer Graig · CIK 0001805261 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2030-07-21

F1 · kind: The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant.

F2 · ownership.nature: Held beneficially by the wife of the Reporting Person.

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July 21, 2020 Filed Jul 23, 2020 16:35 UTC GrantOptions · Derivative 15,000 $0.00 Strike: $3.05 $0.00
Disclosure

SEC source: 0001213900-20-018410 · ownership.xml · derivative · entry 1

Springer Graig · CIK 0001805261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2030-07-21

F1 · kind: The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant.

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July 21, 2020 Filed Jul 23, 2020 16:33 UTC
MATS VADIMDirector
GrantOptions · Derivative 15,000 $0.00 Strike: $3.05 $0.00
Disclosure

SEC source: 0001213900-20-018407 · ownership.xml · derivative · entry 1

MATS VADIM · CIK 0001546594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2030-07-21

F1 · kind: The options were issued pursuant to the Issuer's 2018 Equity Incentive Plan and vested in full upon grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.