Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BLOOMIA HOLDINGS, INC.LDWY · Entity 7768 | Director | September 30, 2023 | October 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BLOOMIA HOLDINGS, INC.
Report date September 30, 2023 · Filed October 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock EquivalentSEC Table II · derivative / convertible security | Direct | 10,631 |
Reported balance
After 2023-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-09-30 · Grant · Acquired 872 · Balance 10,631 F1: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SkyWater Technology, LLC
Report date July 28, 2026 · Filed July 31, 2026
Jointly reported with CMI Oxbow Partners, LLC, Oxbow Industries, LLC
Section 16 reporting ended · disclosed 2026-07-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy 2024 grantor retained annuity trust | 1,069,543 |
Reported balance
After 2026-07-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-07-28 · Gift · Disposed 160,321 · Balance 1,069,543 |
| Common StockSEC Table I · non-derivative | IndirectBy 2024 grantor retained annuity trust | 0 |
Reported balance
After 2026-07-31 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2026-07-31 · Disposition to issuer · Disposed 1,069,543 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy revocable trust | 812,139 |
Reported balance
After 2026-07-28 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-07-28 · Gift · Acquired 160,321 · Balance 812,139 |
| Common StockSEC Table I · non-derivative | IndirectBy revocable trust | 0 |
Reported balance
After 2026-07-31 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2026-07-31 · Disposition to issuer · Disposed 812,139 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy revocable trust | 0 |
Reported balance
After 2026-07-31 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2026-07-31 · Disposition to issuer · Disposed 2 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-07-31 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2026-07-31 · Disposition to issuer · Disposed 23,713 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F2: Owned directly by Mr. Unterseher. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-07-31 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2026-07-31 · Disposition to issuer · Disposed 3 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F3: Shares held directly by Oxbow Industries, LLC ("Oxbow"). |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-07-31 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2026-07-31 · Disposition to issuer · Disposed 4,487,394 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F4: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow, which is the majority member of CMI. CMI directly holds the shares of SkyWater common stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of SkyWater common stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-07-31 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2026-07-31 · Disposition to issuer · Disposed 4,304 · Balance 0 F5: Represents restricted stock units relating to shares of SkyWater common stock. Pursuant to the Merger Agreement, prior to the Effective Time, each award of restricted stock units relating to shares of SkyWater common stock held by a non-employee member of SkyWater's board of directors that was outstanding, whether vested or unvested, automatically became fully vested and settled in shares of SkyWater common stock. At the Effective Time, each share of SkyWater common stock automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F2: Owned directly by Mr. Unterseher. |
| Common StockSEC Table I · non-derivative | IndirectBy family irrevocable trust | 0 |
Reported balance
After 2026-07-31 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2026-07-31 · Disposition to issuer · Disposed 531,283 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy trust for benefit of daughter | 0 |
Reported balance
After 2026-07-31 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2026-07-31 · Disposition to issuer · Disposed 687,811 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy trust for benefit of daughter | 0 |
Reported balance
After 2026-07-31 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2026-07-31 · Disposition to issuer · Disposed 687,811 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy trust for benefit of son | 0 |
Reported balance
After 2026-07-31 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2026-07-31 · Disposition to issuer · Disposed 687,812 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy trust for benefit of son | 0 |
Reported balance
After 2026-07-31 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2026-07-31 · Disposition to issuer · Disposed 687,812 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.
F2: Owned directly by Mr. Unterseher.
F3: Shares held directly by Oxbow Industries, LLC ("Oxbow").
F4: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow, which is the majority member of CMI. CMI directly holds the shares of SkyWater common stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of SkyWater common stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F5: Represents restricted stock units relating to shares of SkyWater common stock. Pursuant to the Merger Agreement, prior to the Effective Time, each award of restricted stock units relating to shares of SkyWater common stock held by a non-employee member of SkyWater's board of directors that was outstanding, whether vested or unvested, automatically became fully vested and settled in shares of SkyWater common stock. At the Effective Time, each share of SkyWater common stock automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 26, 2023 Filed Dec 29, 2023 02:44 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 21,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016998 · form4-12292023_021203.xml · nonDerivative · entry 6 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By family irrevocable trust Disclosed balance after: 203,670 F4 · kind: On December 26, 2023, Oxbow distributed all 544,500 shares previously received by pro rata distribution from CMI to its members for no consideration. Read SEC document |
| December 26, 2023 Filed Dec 29, 2023 02:44 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 438,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016998 · form4-12292023_021203.xml · nonDerivative · entry 5 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By revocable trust Disclosed balance after: 444,451 F4 · kind: On December 26, 2023, Oxbow distributed all 544,500 shares previously received by pro rata distribution from CMI to its members for no consideration. Read SEC document |
| December 26, 2023 Filed Dec 29, 2023 02:44 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 544,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016998 · form4-12292023_021203.xml · nonDerivative · entry 4 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3 F4 · kind: On December 26, 2023, Oxbow distributed all 544,500 shares previously received by pro rata distribution from CMI to its members for no consideration. F3 · ownership.nature: Oxbow directly holds the shares reported in Column 5. Read SEC document |
| December 26, 2023 Filed Dec 29, 2023 02:44 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016998 · form4-12292023_021203.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By revocable trust Disclosed balance after: 5,500 F1 · kind: Pro rata distribution from CMI Oxbow Partners, LLC ("CMI") to its members for no consideration. Read SEC document |
| December 26, 2023 Filed Dec 29, 2023 02:44 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 544,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016998 · form4-12292023_021203.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 544,503 F1 · kind: Pro rata distribution from CMI Oxbow Partners, LLC ("CMI") to its members for no consideration. F3 · ownership.nature: Oxbow directly holds the shares reported in Column 5. Read SEC document |
| December 26, 2023 Filed Dec 29, 2023 02:44 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 550,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016998 · form4-12292023_021203.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,897,282 F1 · kind: Pro rata distribution from CMI Oxbow Partners, LLC ("CMI") to its members for no consideration. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 21:52 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 500,000 | $8.00 | $4,000,000.00 |
DisclosureSEC source: 0001415889-23-016317 · form4-12122023_091201.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,447,282 F1 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 17:05 UTC | BLOOMIA HOLDINGS, INC. LDWY · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 872 | $5.35 | $4,665.20 |
DisclosureSEC source: 0001654954-23-012546 · section16.xml · derivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,631 Underlying: Common Stock · 872 shares Expires not disclosed F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| September 28, 2023 Filed Oct 20, 2023 21:03 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 45,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-014458 · form4-10202023_091047.xml · nonDerivative · entry 14 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 45,459 F5 · kind: On September 27, 2023, Oxbow distributed all 4,545,900 shares previously received by pro rata distribution from CMI to its members for no consideration. Of the shares, 3,664,692 were transferred to the revocable trust. F11 · balance_after: Excludes 370 shares erroneously reported as beneficially owned on prior ownership report. Read SEC document |
| September 28, 2023 Filed Oct 20, 2023 21:03 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 45,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-014458 · form4-10202023_091047.xml · nonDerivative · entry 13 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4 F5 · kind: On September 27, 2023, Oxbow distributed all 4,545,900 shares previously received by pro rata distribution from CMI to its members for no consideration. Of the shares, 3,664,692 were transferred to the revocable trust. F4 · ownership.nature: Oxbow directly holds the shares reported in Column 5. Read SEC document |
| September 28, 2023 Filed Oct 20, 2023 21:03 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 3,710,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-014458 · form4-10202023_091047.xml · nonDerivative · entry 12 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By 2023 grantor retained annuity trust Disclosed balance after: 3,710,610 F10 · kind: On September 28, 2023, the revocable trust contributed 3,710,610 shares to the 2023 GRAT. Read SEC document |
| September 28, 2023 Filed Oct 20, 2023 21:03 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 3,710,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-014458 · form4-10202023_091047.xml · nonDerivative · entry 11 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By revocable trust Disclosed balance after: 0 F10 · kind: On September 28, 2023, the revocable trust contributed 3,710,610 shares to the 2023 GRAT. Read SEC document |
| September 27, 2023 Filed Oct 20, 2023 21:03 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 163,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-014458 · form4-10202023_091047.xml · nonDerivative · entry 10 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of daughter Disclosed balance after: 165,271 F5 · kind: On September 27, 2023, Oxbow distributed all 4,545,900 shares previously received by pro rata distribution from CMI to its members for no consideration. Of the shares, 3,664,692 were transferred to the revocable trust. F9 · balance_after: Includes 1,477 shares received upon dissolution of preexisting grantor retained annuity trust. Read SEC document |
| September 27, 2023 Filed Oct 20, 2023 21:03 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 163,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-014458 · form4-10202023_091047.xml · nonDerivative · entry 9 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of daughter Disclosed balance after: 165,271 F5 · kind: On September 27, 2023, Oxbow distributed all 4,545,900 shares previously received by pro rata distribution from CMI to its members for no consideration. Of the shares, 3,664,692 were transferred to the revocable trust. F8 · balance_after: Includes 1,477 shares received upon dissolution of preexisting grantor retained annuity trust. Read SEC document |
| September 27, 2023 Filed Oct 20, 2023 21:03 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 163,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-014458 · form4-10202023_091047.xml · nonDerivative · entry 8 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of son Disclosed balance after: 165,272 F5 · kind: On September 27, 2023, Oxbow distributed all 4,545,900 shares previously received by pro rata distribution from CMI to its members for no consideration. Of the shares, 3,664,692 were transferred to the revocable trust. F7 · balance_after: Includes 1,478 shares received upon dissolution of preexisting grantor retained annuity trust. Read SEC document |
| September 27, 2023 Filed Oct 20, 2023 21:03 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 163,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-014458 · form4-10202023_091047.xml · nonDerivative · entry 7 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of son Disclosed balance after: 165,272 F5 · kind: On September 27, 2023, Oxbow distributed all 4,545,900 shares previously received by pro rata distribution from CMI to its members for no consideration. Of the shares, 3,664,692 were transferred to the revocable trust. F6 · balance_after: Includes 1,478 shares received upon dissolution of preexisting grantor retained annuity trust. Read SEC document |
| September 27, 2023 Filed Oct 20, 2023 21:03 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 180,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-014458 · form4-10202023_091047.xml · nonDerivative · entry 6 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By family irrevocable trust Disclosed balance after: 182,041 F5 · kind: On September 27, 2023, Oxbow distributed all 4,545,900 shares previously received by pro rata distribution from CMI to its members for no consideration. Of the shares, 3,664,692 were transferred to the revocable trust. Read SEC document |
| September 27, 2023 Filed Oct 20, 2023 21:03 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 3,664,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-014458 · form4-10202023_091047.xml · nonDerivative · entry 5 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By revocable trust Disclosed balance after: 3,710,610 F5 · kind: On September 27, 2023, Oxbow distributed all 4,545,900 shares previously received by pro rata distribution from CMI to its members for no consideration. Of the shares, 3,664,692 were transferred to the revocable trust. Read SEC document |
| September 27, 2023 Filed Oct 20, 2023 21:03 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 4,545,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-014458 · form4-10202023_091047.xml · nonDerivative · entry 4 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,459 F5 · kind: On September 27, 2023, Oxbow distributed all 4,545,900 shares previously received by pro rata distribution from CMI to its members for no consideration. Of the shares, 3,664,692 were transferred to the revocable trust. F4 · ownership.nature: Oxbow directly holds the shares reported in Column 5. Read SEC document |
| September 26, 2023 Filed Oct 20, 2023 21:03 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 45,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-014458 · form4-10202023_091047.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By revocable trust Disclosed balance after: 45,918 F1 · kind: Pro rata distribution from CMI Oxbow Partners, LLC ("CMI") to its members for no consideration. Read SEC document |
| September 26, 2023 Filed Oct 20, 2023 21:03 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 4,545,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-014458 · form4-10202023_091047.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,545,900 F1 · kind: Pro rata distribution from CMI Oxbow Partners, LLC ("CMI") to its members for no consideration. F4 · ownership.nature: Oxbow directly holds the shares reported in Column 5. Read SEC document |
| September 26, 2023 Filed Oct 20, 2023 21:03 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 4,591,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-014458 · form4-10202023_091047.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,947,282 F1 · kind: Pro rata distribution from CMI Oxbow Partners, LLC ("CMI") to its members for no consideration. F2 · balance_after: Includes 736 additional shares identified by routine reconciliation of Reporting Person's ownership records. F3 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 19:28 UTC | BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 712 | $7.72 | $5,496.64 |
DisclosureSEC source: 0001654954-23-008770 · section16.xml · derivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,759 Underlying: Common Stock · 712 shares Expires not disclosed F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:32 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 11,104 | $9.50 | $105,494.66 |
DisclosureSEC source: 0001415889-23-009943 · form4-06162023_080623.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,538,364 F3 · price: Reflects the weighted average price of 11,104 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on June 15, 2023 with sale prices ranging from $9.50 to $9.51 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: . Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 20:32 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 19,799 | $9.53 | $188,728.03 |
DisclosureSEC source: 0001415889-23-009943 · form4-06162023_080623.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,549,468 F1 · price: Reflects the weighted average price of 19,799 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on June 14, 2023 with sale prices ranging from $9.50 to $9.64 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price F2 · ownership.nature: . Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 07, 2023 Filed Jun 7, 2023 21:21 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 134,126 | $101,665.00 | $13,635,919,790.00 |
DisclosureSEC source: 0001415889-23-009375 · form4-06072023_090618.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,569,267 F3 · price: Reflects the weighted average price of 134,126 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on June 7, 2023 with sale prices ranging from $10.00 to $10.47 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price Read SEC document |
| June 07, 2023 Filed Jun 10, 2023 00:21 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GrantCommon Stock | 10,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009555 · form4-06102023_120615.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,150 F1 · shares: Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 21:21 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 46,095 | $10.22 | $471,252.23 |
DisclosureSEC source: 0001415889-23-009375 · form4-06072023_090618.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,703,393 F2 · price: Reflects the weighted average price of 46,095 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on June 6, 2023 with sale prices ranging from $10.15 to $10.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 21:21 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 10,801 | $10.15 | $109,654.99 |
DisclosureSEC source: 0001415889-23-009375 · form4-06072023_090618.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,749,488 F1 · price: Reflects the weighted average price of 10,801 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on June 5, 2023 with sale prices ranging from $10.15 to $10.18 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:09 UTC | BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 752 | $7.31 | $5,497.12 |
DisclosureSEC source: 0001654954-23-004379 · section16.xml · derivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,047 Underlying: Common Stock · 752 shares Expires not disclosed F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| March 16, 2023 Filed Mar 16, 2023 22:22 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 200,000 | $11.69 | $2,338,400.00 |
DisclosureSEC source: 0001415889-23-005036 · form4-03162023_100315.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,760,289 F3 · price: Reflects the weighted average price of 200,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 16, 2023 with sale prices ranging from $11.50 to $12.06 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 22:22 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 300,000 | $11.45 | $3,436,140.00 |
DisclosureSEC source: 0001415889-23-005036 · form4-03162023_100315.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,960,289 F2 · price: Reflects the weighted average price of 300,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 15, 2023 with sale prices ranging from $11.30 to $12.00 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 22:22 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 41,337 | $12.53 | $517,985.68 |
DisclosureSEC source: 0001415889-23-005036 · form4-03162023_100315.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,260,289 F1 · price: Reflects the weighted average price of 41,337 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 14, 2023 with sale prices ranging from $12.18 to $13.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2023 Filed Mar 10, 2023 21:15 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 44,163 | $14.22 | $628,112.68 |
DisclosureSEC source: 0001415889-23-004651 · form4-03102023_090304.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,301,626 F2 · price: Reflects the weighted average price of 44,163 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 9, 2023 with sale prices ranging from $14.01 to $14.56 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 21:15 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 228,470 | $14.34 | $3,276,236.95 |
DisclosureSEC source: 0001415889-23-004651 · form4-03102023_090304.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,345,789 F1 · price: Reflects the weighted average price of 228,470 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 8, 2023 with sale prices ranging from $14.00 to $14.66 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 03, 2023 Filed Mar 4, 2023 00:47 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 125,573 | $12.69 | $1,594,099.01 |
DisclosureSEC source: 0001415889-23-004256 · form4-03042023_120321.xml · nonDerivative · entry 4 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,574,259 F5 · price: Reflects the weighted average price of 125,573 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 3, 2023 with sale prices ranging from $12.53 to $13.075 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 02, 2023 Filed Mar 4, 2023 00:47 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 105,063 | $12.64 | $1,328,174.93 |
DisclosureSEC source: 0001415889-23-004256 · form4-03042023_120321.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,699,832 F4 · price: Reflects the weighted average price of 105,063 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 2, 2023 with sale prices ranging from $12.32 to $13.03 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:47 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 1,637 | $13.20 | $21,609.71 |
DisclosureSEC source: 0001415889-23-004256 · form4-03042023_120321.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,804,895 F3 · price: Reflects the weighted average price of 1,637 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 1, 2023 with sale prices ranging from $13.085 to $13.36 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:47 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 199,677 | $12.61 | $2,517,228.10 |
DisclosureSEC source: 0001415889-23-004256 · form4-03042023_120321.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,806,532 F1 · price: Reflects the weighted average price of 199,677 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 1, 2023 with sale prices ranging from $12.07 to $13.055 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 22:00 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 9,523 | $15.61 | $148,673.08 |
DisclosureSEC source: 0001415889-23-002910 · form4-02212023_090244.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,006,209 F3 · price: Reflects the weighted average price of 9,523 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on February 16, 2023 with sale prices ranging from $15.25 to $15.95 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 22:00 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 606,661 | $14.28 | $8,665,242.39 |
DisclosureSEC source: 0001415889-23-002910 · form4-02212023_090244.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,015,732 F1 · price: Reflects the weighted average price of 606,661 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on February 16, 2023 with sale prices ranging from $14.25 to $15.23 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 19:43 UTC | BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 704 | $7.81 | $5,498.24 |
DisclosureSEC source: 0001654954-23-000048 · section16.xml · derivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,295 Underlying: Common Stock · 704 shares Expires not disclosed F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| December 14, 2022 Filed Dec 14, 2022 23:19 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 38,599 | $9.07 | $350,065.91 |
DisclosureSEC source: 0001415889-22-012555 · form4-12142022_111219.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,622,393 F4 · price: Reflects the weighted average price of 38,599 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 14, 2022 with sale prices ranging from $9.00 to $9.25 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 23:19 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 61,700 | $9.27 | $571,897.30 |
DisclosureSEC source: 0001415889-22-012555 · form4-12142022_111219.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,660,992 F3 · price: Reflects the weighted average price of 61,700 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 13, 2022 with sale prices ranging from $9.25 to $9.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 23:19 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 118,300 | $9.30 | $1,100,473.92 |
DisclosureSEC source: 0001415889-22-012555 · form4-12142022_111219.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,722,692 F1 · price: Reflects the weighted average price of 118,300 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 12, 2022 with sale prices ranging from $9.25 to $9.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| December 09, 2022 Filed Dec 10, 2022 01:02 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 36,500 | $9.30 | $339,307.65 |
DisclosureSEC source: 0001415889-22-012357 · form4-12102022_011219.xml · nonDerivative · entry 9 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,840,992 F6 · price: Reflects the weighted average price of 36,500 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 9, 2022 with sale prices ranging from $9.25 to $9.49 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| December 08, 2022 Filed Dec 10, 2022 01:02 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 37,500 | $9.28 | $347,966.25 |
DisclosureSEC source: 0001415889-22-012357 · form4-12102022_011219.xml · nonDerivative · entry 8 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,877,492 F5 · price: Reflects the weighted average price of 37,500 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 8, 2022 with sale prices ranging from $9.25 to $9.34 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| December 07, 2022 Filed Dec 10, 2022 01:02 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 8,000 | $9.29 | $74,340.80 |
DisclosureSEC source: 0001415889-22-012357 · form4-12102022_011219.xml · nonDerivative · entry 7 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,914,992 F2 · price: Reflects the weighted average price of 8,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 7, 2022 with sale prices ranging from $9.25 to $9.31 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F4 · balance_after: On November 10, 2022, Oxbow Industries, LLC distributed 37,332 shares to its members on a pro rata basis for no consideration. F3 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 11, 2022 Filed Dec 10, 2022 01:02 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 29,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-012357 · form4-12102022_011219.xml · nonDerivative · entry 6 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 0 Read SEC document |
| November 10, 2022 Filed Dec 10, 2022 01:02 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 28,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-012357 · form4-12102022_011219.xml · nonDerivative · entry 5 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 29,214 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.