Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BLOOMIA HOLDINGS, INC.LDWY · Entity 7768 | Director | September 30, 2023 | October 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BLOOMIA HOLDINGS, INC.
Report date September 30, 2023 · Filed October 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock EquivalentSEC Table II · derivative / convertible security | Direct | 10,631 |
Reported balance
After 2023-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-09-30 · Grant · Acquired 872 · Balance 10,631 F1: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SkyWater Technology, LLC
Report date July 28, 2026 · Filed July 31, 2026
Jointly reported with CMI Oxbow Partners, LLC, Oxbow Industries, LLC
Section 16 reporting ended · disclosed 2026-07-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy 2024 grantor retained annuity trust | 1,069,543 |
Reported balance
After 2026-07-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-07-28 · Gift · Disposed 160,321 · Balance 1,069,543 |
| Common StockSEC Table I · non-derivative | IndirectBy 2024 grantor retained annuity trust | 0 |
Reported balance
After 2026-07-31 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2026-07-31 · Disposition to issuer · Disposed 1,069,543 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy revocable trust | 812,139 |
Reported balance
After 2026-07-28 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-07-28 · Gift · Acquired 160,321 · Balance 812,139 |
| Common StockSEC Table I · non-derivative | IndirectBy revocable trust | 0 |
Reported balance
After 2026-07-31 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2026-07-31 · Disposition to issuer · Disposed 812,139 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy revocable trust | 0 |
Reported balance
After 2026-07-31 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2026-07-31 · Disposition to issuer · Disposed 2 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-07-31 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2026-07-31 · Disposition to issuer · Disposed 23,713 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F2: Owned directly by Mr. Unterseher. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-07-31 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2026-07-31 · Disposition to issuer · Disposed 3 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F3: Shares held directly by Oxbow Industries, LLC ("Oxbow"). |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-07-31 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2026-07-31 · Disposition to issuer · Disposed 4,487,394 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F4: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow, which is the majority member of CMI. CMI directly holds the shares of SkyWater common stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of SkyWater common stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-07-31 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2026-07-31 · Disposition to issuer · Disposed 4,304 · Balance 0 F5: Represents restricted stock units relating to shares of SkyWater common stock. Pursuant to the Merger Agreement, prior to the Effective Time, each award of restricted stock units relating to shares of SkyWater common stock held by a non-employee member of SkyWater's board of directors that was outstanding, whether vested or unvested, automatically became fully vested and settled in shares of SkyWater common stock. At the Effective Time, each share of SkyWater common stock automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. F2: Owned directly by Mr. Unterseher. |
| Common StockSEC Table I · non-derivative | IndirectBy family irrevocable trust | 0 |
Reported balance
After 2026-07-31 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2026-07-31 · Disposition to issuer · Disposed 531,283 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy trust for benefit of daughter | 0 |
Reported balance
After 2026-07-31 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2026-07-31 · Disposition to issuer · Disposed 687,811 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy trust for benefit of daughter | 0 |
Reported balance
After 2026-07-31 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2026-07-31 · Disposition to issuer · Disposed 687,811 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy trust for benefit of son | 0 |
Reported balance
After 2026-07-31 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2026-07-31 · Disposition to issuer · Disposed 687,812 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy trust for benefit of son | 0 |
Reported balance
After 2026-07-31 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2026-07-31 · Disposition to issuer · Disposed 687,812 · Balance 0 F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.
F2: Owned directly by Mr. Unterseher.
F3: Shares held directly by Oxbow Industries, LLC ("Oxbow").
F4: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow, which is the majority member of CMI. CMI directly holds the shares of SkyWater common stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of SkyWater common stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F5: Represents restricted stock units relating to shares of SkyWater common stock. Pursuant to the Merger Agreement, prior to the Effective Time, each award of restricted stock units relating to shares of SkyWater common stock held by a non-employee member of SkyWater's board of directors that was outstanding, whether vested or unvested, automatically became fully vested and settled in shares of SkyWater common stock. At the Effective Time, each share of SkyWater common stock automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2025 Filed Aug 14, 2025 20:24 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 287,454 | $12.38 | $3,559,370.41 |
DisclosureSEC source: 0001415889-25-021868 · form4-08142025_080824.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,812,589 F3 · price: Reflects the weighted average price of 287,454 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 13, 2025 with sale prices ranging from $12.115 to $12.76 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 20:24 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 345,765 | $12.84 | $4,439,311.41 |
DisclosureSEC source: 0001415889-25-021868 · form4-08142025_080824.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,100,043 F1 · price: Reflects the weighted average price of 345,765 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 12, 2025 with sale prices ranging from $12.53 to $13.44 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 21:06 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 900 | $9.13 | $8,214.03 |
DisclosureSEC source: 0001415889-25-017414 · form4-06162025_090658.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,445,808 F1 · price: Reflects the weighted average price of 900 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on June 12, 2025 with sale prices ranging from $9.12 to $9.13 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 11, 2025 Filed Jun 11, 2025 23:42 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 67,345 | $9.44 | $635,824.35 |
DisclosureSEC source: 0001415889-25-016755 · form4-06112025_110605.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,446,708 F4 · price: Reflects the weighted average price of 67,345 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on June 11, 2025 with sale prices ranging from $9.35 to $9.59 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 10, 2025 Filed Jun 11, 2025 23:42 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 33,640 | $9.36 | $314,900.68 |
DisclosureSEC source: 0001415889-25-016755 · form4-06112025_110605.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,514,053 F3 · price: Reflects the weighted average price of 33,640 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on June 10, 2025 with sale prices ranging from $9.35 to $9.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 23:42 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 17,136 | $9.36 | $160,326.13 |
DisclosureSEC source: 0001415889-25-016755 · form4-06112025_110605.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,547,693 F1 · price: Reflects the weighted average price of 17,136 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on June 9, 2025 with sale prices ranging from $9.35 to $9.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 06, 2025 Filed Jun 6, 2025 21:41 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 3,144 | $9.35 | $29,396.40 |
DisclosureSEC source: 0001415889-25-016021 · form4-06062025_090644.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,564,829 F1 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 21:41 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 5,919 | $9.50 | $56,230.50 |
DisclosureSEC source: 0001415889-25-016021 · form4-06062025_090644.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,567,973 F1 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 29, 2025 Filed May 29, 2025 21:45 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 200 | $9.50 | $1,900.00 |
DisclosureSEC source: 0001415889-25-014914 · form4-05292025_090500.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,573,892 F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 28, 2025 Filed May 29, 2025 21:45 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 86,273 | $9.50 | $819,593.50 |
DisclosureSEC source: 0001415889-25-014914 · form4-05292025_090500.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,574,092 F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 27, 2025 Filed May 29, 2025 21:45 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 366,418 | $9.54 | $3,493,978.84 |
DisclosureSEC source: 0001415889-25-014914 · form4-05292025_090500.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,660,365 F1 · price: Reflects the weighted average price of 366,418 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on May 27, 2025 with sale prices ranging from $9.40 to $9.78 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 22, 2025 Filed May 23, 2025 20:05 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 134,049 | $9.41 | $1,261,092.78 |
DisclosureSEC source: 0001415889-25-014419 · form4-05232025_080506.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,026,783 F4 · price: Reflects the weighted average price of 134,049 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on May 22, 2025 with sale prices ranging from $9.40 to $9.4991 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 21, 2025 Filed May 23, 2025 20:05 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GrantCommon Stock | 11,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-014419 · form4-05232025_080506.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,713 F2 · shares: Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date. F3 · ownership.nature: Shares owned directly by Mr. Unterseher. Read SEC document |
| April 04, 2025 Filed May 23, 2025 20:05 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 162,392 | $6.10 | $990,591.20 |
DisclosureSEC source: 0001415889-25-014419 · form4-05232025_080506.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By revocable trust Disclosed balance after: 2 F1 · kind: On April 4, 2025, 40,598 shares of common stock were transferred from the revocable trust to each of the four trusts for benefit of Mr. Unterseher's children in exchange for cash contributions to the revocable trust representing the fair market value of the shares based on the closing price of the issuer's common stock on the same date. Mr. Unterseher remains an indirect beneficial owner of the subject securities, which are now held by the trusts. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 22:06 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 22,090 | $8.22 | $181,535.62 |
DisclosureSEC source: 0001415889-25-008472 · form4-03182025_100323.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,285 F2 · price: Reflects the weighted average price of 22,090 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 14, 2025 with sale prices ranging from $8.20 to $8.355 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares owned directly by Mr. Unterseher. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 22:06 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 1,412,247 | $8.20 | $11,580,425.40 |
DisclosureSEC source: 0001415889-25-008472 · form4-03182025_100323.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,160,832 F1 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 06, 2025 Filed Mar 7, 2025 21:06 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 3,800 | $8.51 | $32,353.20 |
DisclosureSEC source: 0001415889-25-007376 · form4-03072025_090335.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,573,079 F2 · price: Reflects the weighted average price of 3,800 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 6, 2025 with sale prices ranging from $8.50 to $8.55 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 21:06 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 86,653 | $8.51 | $737,425.70 |
DisclosureSEC source: 0001415889-25-007376 · form4-03072025_090335.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,576,879 F1 · price: Reflects the weighted average price of 86,653 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 5, 2025 with sale prices ranging from $8.50 to $8.62 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 17, 2024 Filed Feb 14, 2025 21:38 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 30,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-004121 · form5-02142025_090252.xml · nonDerivative · entry 11 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By revocable trust Disclosed balance after: 162,394 Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 23:05 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 7,761 | $9.27 | $71,915.75 |
DisclosureSEC source: 0001415889-24-029668 · form4-12172024_111244.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,806,264 F1 · price: Reflects the weighted average price of 7,761 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 13, 2024 with sale prices ranging from $9.25 to $9.34 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2024 Filed Dec 10, 2024 21:35 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 44,296 | $9.26 | $410,154.38 |
DisclosureSEC source: 0001415889-24-028845 · form4-12102024_091220.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,814,025 F3 · price: Reflects the weighted average price of 44,296 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 10, 2024 with sale prices ranging from $9.25 to $9.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 21:35 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 61,299 | $9.38 | $575,223.69 |
DisclosureSEC source: 0001415889-24-028845 · form4-12102024_091220.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,858,321 F2 · price: Reflects the weighted average price of 61,299 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 9, 2024 with sale prices ranging from $9.25 to $10.00 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2024 Filed Dec 10, 2024 21:35 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 100,000 | $9.38 | $937,740.00 |
DisclosureSEC source: 0001415889-24-028845 · form4-12102024_091220.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,919,620 F1 · price: Reflects the weighted average price of 100,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 6, 2024 with sale prices ranging from $9.00 to $9.74 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 18, 2024 Filed Feb 14, 2025 21:38 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 10,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-004121 · form5-02142025_090252.xml · nonDerivative · entry 10 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By revocable trust Disclosed balance after: 192,853 Read SEC document |
| November 18, 2024 Filed Feb 14, 2025 21:38 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 10,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-004121 · form5-02142025_090252.xml · nonDerivative · entry 9 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,375 F3 · ownership.direct: Shares owned directly by Mr. Unterseher. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 23:06 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 2,673 | $10.00 | $26,735.08 |
DisclosureSEC source: 0001415889-24-022358 · form4-08272024_110822.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,019,620 F1 · price: Reflects the weighted average price of 2,673 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 23, 2024 with sale prices ranging from $10.00 to $10.02 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 22, 2024 Filed May 25, 2024 00:06 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GrantCommon Stock | 12,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014598 · form4-05252024_120550.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,435 F1 · shares: Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date. F2 · ownership.nature: Shares owned directly by Mr. Unterseher. Read SEC document |
| May 21, 2024 Filed Feb 14, 2025 21:38 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 5,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-004121 · form5-02142025_090252.xml · nonDerivative · entry 8 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By family irrevocable trust Disclosed balance after: 531,283 F2 · balance_after: In January 2024, 162,000 shares of common stock were transferred from the irrevocable trust to the family trust. Read SEC document |
| May 21, 2024 Filed Feb 14, 2025 21:38 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 115,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-004121 · form5-02142025_090252.xml · nonDerivative · entry 7 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By revocable trust Disclosed balance after: 182,793 F2 · balance_after: In January 2024, 162,000 shares of common stock were transferred from the irrevocable trust to the family trust. Read SEC document |
| May 21, 2024 Filed Feb 14, 2025 21:38 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 1,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-004121 · form5-02142025_090252.xml · nonDerivative · entry 6 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 52,317 Read SEC document |
| May 21, 2024 Filed Feb 14, 2025 21:38 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 5,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-004121 · form5-02142025_090252.xml · nonDerivative · entry 5 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of daughter Disclosed balance after: 189,981 Read SEC document |
| May 21, 2024 Filed Feb 14, 2025 21:38 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 5,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-004121 · form5-02142025_090252.xml · nonDerivative · entry 4 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of daughter Disclosed balance after: 189,981 Read SEC document |
| May 21, 2024 Filed Feb 14, 2025 21:38 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 5,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-004121 · form5-02142025_090252.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of son Disclosed balance after: 189,982 Read SEC document |
| May 21, 2024 Filed Feb 14, 2025 21:38 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 5,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-004121 · form5-02142025_090252.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of son Disclosed balance after: 189,982 Read SEC document |
| May 21, 2024 Filed Feb 14, 2025 21:38 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 142,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-004121 · form5-02142025_090252.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,663,532 F1 · ownership.direct: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 07, 2024 Filed Mar 8, 2024 02:14 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 8,528 | $12.50 | $106,640.08 |
DisclosureSEC source: 0001415889-24-007240 · form4-03082024_020305.xml · nonDerivative · entry 4 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,022,293 F4 · price: Reflects the weighted average price of 8,528 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 5, 2024 with sale prices ranging from $12.50 to $12.51 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price Read SEC document |
| March 07, 2024 Filed Mar 8, 2024 02:14 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 360,181 | $12.13 | $4,368,815.44 |
DisclosureSEC source: 0001415889-24-007240 · form4-03082024_020305.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,030,821 F3 · price: Reflects the weighted average price of 360,181 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 7, 2024 with sale prices ranging from $11.50 to $12.46 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 02:14 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 50,771 | $11.57 | $587,166.62 |
DisclosureSEC source: 0001415889-24-007240 · form4-03082024_020305.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,391,002 F2 · price: Reflects the weighted average price of 50,771 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 6, 2024 with sale prices ranging from $11.50 to $11.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price Read SEC document |
| March 05, 2024 Filed Mar 8, 2024 02:14 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 10,520 | $11.50 | $121,019.98 |
DisclosureSEC source: 0001415889-24-007240 · form4-03082024_020305.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,441,773 F1 · price: Reflects the weighted average price of 10,520 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 5, 2024 with sale prices ranging from $11.50 to $11.52 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 04, 2024 Filed Mar 4, 2024 23:19 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 187,810 | $11.88 | $2,231,633.54 |
DisclosureSEC source: 0001415889-24-006386 · form4-03042024_110356.xml · nonDerivative · entry 3 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,452,293 F4 · price: Reflects the weighted average price of 187,810 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 4, 2024 with sale prices ranging from $11.59 to $12.23 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 23:19 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 139,190 | $11.67 | $1,624,695.28 |
DisclosureSEC source: 0001415889-24-006386 · form4-03042024_110356.xml · nonDerivative · entry 2 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,640,103 F3 · price: Reflects the weighted average price of 139,190 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 1, 2024 with sale prices ranging from $11.50 to $11.86 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:19 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 117,989 | $11.69 | $1,379,067.23 |
DisclosureSEC source: 0001415889-24-006386 · form4-03042024_110356.xml · nonDerivative · entry 1 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,779,293 F1 · price: Reflects the weighted average price of 8,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on February 29, 2024 with sale prices ranging from $11.50 to $12.39 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| December 27, 2023 Filed Dec 29, 2023 02:44 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 160,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016998 · form4-12292023_021203.xml · nonDerivative · entry 14 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By family irrevocable trust Disclosed balance after: 363,670 F5 · kind: Gift of shares from revocable trust to family irrevocable trust. Read SEC document |
| December 27, 2023 Filed Dec 29, 2023 02:44 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 160,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016998 · form4-12292023_021203.xml · nonDerivative · entry 13 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By revocable trust Disclosed balance after: 229,451 F5 · kind: Gift of shares from revocable trust to family irrevocable trust. Read SEC document |
| December 26, 2023 Filed Dec 29, 2023 02:44 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GiftCommon Stock | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016998 · form4-12292023_021203.xml · nonDerivative · entry 12 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By revocable trust Disclosed balance after: 389,451 Read SEC document |
| December 26, 2023 Filed Dec 29, 2023 02:44 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 5,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016998 · form4-12292023_021203.xml · nonDerivative · entry 11 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 50,904 F4 · kind: On December 26, 2023, Oxbow distributed all 544,500 shares previously received by pro rata distribution from CMI to its members for no consideration. Read SEC document |
| December 26, 2023 Filed Dec 29, 2023 02:44 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 19,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016998 · form4-12292023_021203.xml · nonDerivative · entry 10 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of daughter Disclosed balance after: 184,890 F4 · kind: On December 26, 2023, Oxbow distributed all 544,500 shares previously received by pro rata distribution from CMI to its members for no consideration. Read SEC document |
| December 26, 2023 Filed Dec 29, 2023 02:44 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 19,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016998 · form4-12292023_021203.xml · nonDerivative · entry 9 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of daughter Disclosed balance after: 184,890 F4 · kind: On December 26, 2023, Oxbow distributed all 544,500 shares previously received by pro rata distribution from CMI to its members for no consideration. Read SEC document |
| December 26, 2023 Filed Dec 29, 2023 02:44 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 19,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016998 · form4-12292023_021203.xml · nonDerivative · entry 8 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of son Disclosed balance after: 184,891 F4 · kind: On December 26, 2023, Oxbow distributed all 544,500 shares previously received by pro rata distribution from CMI to its members for no consideration. Read SEC document |
| December 26, 2023 Filed Dec 29, 2023 02:44 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | OtherCommon Stock | 19,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016998 · form4-12292023_021203.xml · nonDerivative · entry 7 Unterseher Loren A · CIK 0001741560 · Director · 10% owner CMI Oxbow Partners, LLC · CIK 0001857392 · Director · 10% owner Oxbow Industries, LLC · CIK 0001857514 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By trust for benefit of son Disclosed balance after: 184,891 F4 · kind: On December 26, 2023, Oxbow distributed all 544,500 shares previously received by pro rata distribution from CMI to its members for no consideration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.